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Dimorphisms and Threshold Traits

By: Derek A. Roff, Ph.D. (Department of Biology, University of California, Riverside, CA) © 2008 Nature Education 
Citation: Roff, D. (2008) Dimorphisms and threshold traits. Nature Education 1(1):211
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Threshold traits don't follow the basic Mendelian rules; they're influenced by many genes and by the environment. What does this complexity lead to?
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It is frequently, but erroneously, assumed that a trait that appears phenotypically in one or more discrete states is genetically determined by one or a few genes. Examples of traits that appear in this way include diseases such as pyloric stenosis and club foot, twinning in lambs, multiple digits in guinea pigs, dimorphic variation in zooplankton body form, horn size in beetles, paedomorphosis in salamanders, and wing dimorphism in many insect species (Figure 1). The explanation of how such traits can arise while having a polygenic basis can be traced back to Sir Francis Galton (a cousin of Charles Darwin) in the nineteenth century, although it is Sewall Wright and Douglas Falconer who are most properly credited with the Mendelian explanation.

A schematic diagram shows two alternate morphologies for four organisms: the zooplankton Daphnia, scarab beetles, thrips, and salamanders. The two Daphnia morphs show a difference in head shape, the two scarab beetle morphs show a difference in body size and horn length, the two thrip morphs show a difference in foreleg size and the presence or absence of wings, and the two salamander morphs show a difference in the presence or absence of a dorsal fin and gills.
Figure 1: Some examples of dimorphic variation in animals
The top row shows variation in a zooplankton, Daphnia: the morph on the right is produced in the presence of a predator cue. The second row shows an example of dimorphic variation in horn length, which occurs in many species of scarab beetles: the morph on the right (the "minor" male) cannot compete with the "major" male and attempts to sneak copulations. Dimorphic variation in wings in thrips is illustrated on the third row: the winged form on the right can disperse and found new populations, but is less successful in fights with the wingless form, which has larger forelegs. Paeomorphic variation in salamanders frequently occurs as illustrated on the bottom row: the paedomorphic form retains larval characteristics and cannot disperse among ponds, but has a higher fecundity than the "typical" terrestrial morph.
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The Liability Trait

A bar graph is shown above a normal distribution graph. The bar graph illustrates a threshold model that occurs in the presence of two alleles. In the presence of the homozygous recessive genotype, a threshold of liability is reached and the second morph is displayed. The normal distribution graph represents polygenic inheritance, in which increasing expression of a liability trait causes the second morph to be displayed.
Figure 2: The threshold model
Schematic illustration of the threshold model applied to the case of a single gene with two alleles (top), and the case of polygenic inheritance (bottom).
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Francis Galton had a strong desire to explain continuous variation in terms of normal distribution (i.e., the bell curve). To understand the occurrence of certain diseases under such a scheme, Galton suggested that there was an underlying trait, now called the liability trait, that was normally distributed. According to this theory, individuals who lay beyond a fixed threshold would develop a disease, whereas individuals who lay below the threshold would not (Figure 2). This model is strictly phenotypic, but the concept can be readily assimilated into a quantitative genetic framework by assuming that the liability (or even the position of the threshold) is a trait that is genetically determined by many genes of small effect.

One likely candidate for the liability trait is the level of one or more hormones at a particular stage of development. For example, paedomorphosis in salamanders is strongly influenced by the growth hormone thyroxin, while horn and wing development in insects is mediated in part by juvenile hormone. In some wing-dimorphic insects, genetic control of the wing trait has been shown to be due to a single locus in which short-wingedness (brachytery or microptery)—and, in its extreme, winglessness (aptery)—is dominant. The mechanism of determination can be accommodated under the threshold concept by postulating that a single gene controls the level of the liability and that the heterozygote lies to one side of the threshold (Figure 2). The threshold model can be enlarged to include the occurrence of multiple discrete morphs, as found in the occurrence of extra digits in guinea pigs, by supposing that there are multiple thresholds. Thus, for example, individuals with liabilities lying between the first and second threshold might develop one extra digit, whereas individuals with liabilities lying beyond the second threshold might develop two extra digits.

Types of Dimorphism

The presence of dimorphic or polymorphic variation suggests that there are costs and benefits to each morph such that selection maintains both forms in the population. Numerous studies have supported this hypothesis (Roff, 1996). The different types of dimorphism studied in this context can be divided into several categories: protective dimorphism, mating dimorphism, life-cycle dimorphism, and trophic dimorphism. For the purpose of illustration, let's briefly consider the first three types.

Protective Dimorphism

Many species of zooplankton and protozoa show two discrete morphs (Figure 1). Experiments have indicated that one of these morphs is much better protected against predators than the other; however, the cost of developing this protection is a reduced fecundity or growth rate. Thus, in the absence of predators, the unprotected morph is at a reproductive advantage and is most fit, whereas in the presence of predators, the protected morph is at a survival advantage and is most fit. If predation pressure is fluctuating, then both morphs can at least temporarily be maintained in the population. However, theory shows that such a state is not evolutionarily stable and that we would expect that the development of the morphs would be determined, in part, by the presence of an environmental cue that signaled the presence of a predator. Indeed, this has been shown to be the case, as subjecting the population to a cue, such as water in which predators have been maintained, induces formation of the protected morph. Induction is due to chemicals, known as kairomones, released by the predator. The chemical identity of most kairomones is not known, but they have been shown to be made primarily of proteins. As yet, the kairomone recognition mechanism in zooplankton has not been identified. The propensity for the protected morph to be induced is genetically variable, and it is predicted that in populations in which predation is rare, the strength of the cue required to induce production of the protected morph is greater than in populations in which the predator is common.

Mating Dimorphism

Mating dimorphism is perhaps best exemplified by large and small male Atlantic salmon (Hutchings & Myers, 1988). The large male is the morph that people typically imagine when thinking of Atlantic salmon; this fish migrates to sea after one year in freshwater, spends several years growing to roughly one meter in length, and then returns to its natal stream to establish a territory and attract a female. On the other hand, the small male, called a jack, never goes to sea, matures after one year, and is approximately 30 centimeters in length. It cannot compete with the large, territorial males, and it thus attempts to "sneak" fertilization by staying close to territorial males and dashing in when female salmon release their eggs. The large males have greater mating success than the small males, but, because they take longer to mature, the larger fish suffer a higher mortality rate. Here, selection is frequency dependent in the sense that jacks cannot exist in the absence of territorial males. The two forms of male salmon are maintained in the population by the interaction of costs and benefits to the jacks and the frequency dependent selection that it creates.

As with protective dimorphism, the jack morph can be induced by certain environmental conditions. Interestingly, theory predicts that a high growth rate will favor the induction of jacks. Experience in aquaculture has shown this to be correct and a bit of a nuisance. Aquaculturalists prefer a fast-growing fish that can be marketed early; however, when salmon are fed at a high rate, this leads not only to fast growth but also to the production of a high frequency of jacks, which have little market value.

Life-Cycle Dimorphism

Life-cycle dimorphism includes a heterogeneous collection of dimorphisms, but one excellent example is wing dimorphism in insects (Roff & Fairbairn, 2007). The flight-capable insect morph has the advantage of being able to disperse to other habitats. Thus, in a heterogenous environment, new habitat patches are colonized by this morph. However, because the flightless morph does not have to invest in the machinery of flight (particularly flight fuels, which are metabolically expensive), it has a greater fecundity than the flight-capable morph. Female insects that colonize new habitat patches are flight capable but produce a mixture of offspring; then, because of its greater fecundity and the fact that it does not leave the habitat patch, the flightless morph increases in frequency over time. Indeed, the frequency of each morph in the metapopulation is a function of the persistence time of patches: as persistence time increases, so will the frequency of the flightless morph.

With insect life-cycle dimorphism, induction of a morph is typically under both genetic and environmental control, with sensitivity to environmental cues being genetically variable. Environmental cues include photoperiod and temperature, as well as food quality, quantity, and density. The proximate mechanism appears to be variation in juvenile hormone (JH) in the stage immediately prior to emergence of the adult form, although the variation in JH may be determined by events occurring earlier in an insect's life history (e.g., sensitivity to temperature may occur in early life).

The Importance of Dimorphism and Threshold Traits

Regardless of the species or type of dimorphism in question, it is clear that numerous traits are influenced by multiple genes. Many characteristics of a species that seem simple at first glance are really threshold traits, and these traits ultimately influence the success of a population.

References and Recommended Reading


Hutchings, J. A., & Myers, R. A. Mating success of alternative maturation phenotypes in male Atlantic salmon, Salmo salar. Oecologia 75, 169–174 (1988)

Roff, D. A. The evolution of threshold traits in animals. Quarterly Review of Biology 71, 3–35 (1996)

Roff, D. A., & Fairbairn, D. J. The evolution and genetics of migration in insects. BioScience 57, 155–164 (2007)
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