Abstract
Phase retardation is a cornerstone of modern optics, yet, at mid-infrared (mid-IR) frequencies, it remains a major challenge due to the scarcity of simultaneously transparent and birefringent crystals. Most materials resonantly absorb due to lattice vibrations occurring at mid-IR frequencies, and natural birefringence is weak, calling for hundreds of microns to millimeters-thick phase retarders for sufficient polarization rotation. Here, we demonstrate mid-IR phase retardation with flakes of α-MoO3 that are more than ten times thinner than the operational wavelength, achieving 90 degrees polarization rotation within one micrometer of material. We report conversion ratios above 50% in reflection or transmission mode, and wavelength tunability by several micrometers. Our results showcase that exfoliated flakes of low-dimensional crystals can serve as a platform for mid-IR miniaturized integrated low-loss polarization control.
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Introduction
From understanding the early universe1 and mapping our galaxy2 to encoding quantum information in photons3, the polarization of an electromagnetic field is an important internal property of light. Controlling light’s polarization is also an indispensable part of modern life4, spanning applications in sensing5, imaging6, microscopy7, and telecommunications8. Phase retardation in particular, the process of introducing a phase difference between two orthogonal polarization states, is a crucial building block of modern optics. This phase difference is typically introduced by a phase retarder (or wave plate), which converts between linear and circular polarization and can achieve any elliptically polarized state in-between9. Despite the central role phase retardation plays in manipulating photons, for a large portion of the mid-IR spectral range, namely at wavelengths above the central wavelength of the CO2 laser of 10.6 μm, commercial wave plates are extremely scarce.
The mid-IR spectral range is currently experiencing rapid advancements10, and the lack of phase retardation schemes in this range greatly limits technological applications and scientific discovery. For instance, efficient mid-IR polarimetry can enable probing of hot interstellar matter in our galaxy11,12. Additionally, the earth’s atmosphere becomes transparent in this range, making mid-IR night vision13 and daytime radiative cooling14 feasible and relevant, and paving the way for mid-IR communications15, where polarization control is key. Molecular vibrations also occur in the mid-IR range. Since various biological molecules are chiral, tailoring and controlling mid-IR chirality is important in various areas such as sensing16, detection17,18, and medical microscopy19. To measure or detect mid-IR chiral photons, phase retardation is a requirement.
However, crystal lattice vibrations (phonons) in solids introduce strong resonant absorption at the mid-IR frequencies in all polar dielectrics. This greatly limits the range of available materials for polarization control elements and explains the technological gap in mid-IR phase retardation. In particular, for efficient phase retardation, transparent materials with strong intrinsic material birefringence, defined as \(\Delta n=\left\vert {n}_{{{{{{\rm{o}}}}}}}-{n}_{{{{{{\rm{e}}}}}}}\right\vert \), where no and ne are the ordinary and extraordinary refractive indices of a uniaxial material, are required. Most materials that retain some degree of birefringence at mid-IR frequencies resonantly absorb. Furthermore, birefringence is a weak effect and remains below unity (Δn ≪ 1) in bulk crystals, introducing major scalability challenges in integrated mid-IR photonics.
To understand this, let us consider the principle of operation of a phase retarder composed of a lossless uniaxial crystal. Its optimal thickness is given by:
where λ is the wavelength of operation. Equation (1) gives the ideal thickness (dλ/ρ) for half-wave plate (ρ = 2) or quarter-wave plate (ρ = 4) operation, rotating linear polarization and converting it to circular polarization, respectively. To compensate for weak natural birefringence, for sufficient phase retardation, wave plates have thicknesses ranging from hundreds of microns to millimeters20. This is shown in the cyan highlighted region of Fig. 1, which presents a map of available birefringent materials that can operate as half-wave plates and the relevant spectral range within which they remain transparent. It can be seen that bulk materials like CaCO3 in the near-IR or AgGaSe2 in the mid-IR fall within the class of “optically thick” components, since they ought to be hundreds of wavelengths thick to perform as half-wave plates. The only available substitute for mid-IR wave plates are Fresnel rhomb retarders. These are delicate to align and even bulkier components, approaching in size the centimeter-scale.
To reduce size, for selected wavelengths, one can engineer form birefringence (Δn > 1), for example in liquid crystals21,22, or by design, for example using dielectric, topology-optimized metasurfaces23. In 2012, a plasmonic metasurface was introduced that operated as a quarter-wave plate in the mid-IR24, with efficiency of 10%. Despite this initial demonstration, subsequent experimental investigations have been conspicuously absent, and there has been no discernible progress toward the commercialization of such structures. Form birefringence and metasurface-based induced anisotropy require various lithographic steps, and remain limited in their scalability. Reducing the dimensions of mid-IR phase retardation schemes will resolve major practical challenges including mechanical instabilities, beam incoherence, and overheating. This can enable miniaturization for on-chip and integrated optics applications, where device compactness is a requirement25,26.
In this article, we leverage the properties of van der Waals (vdW), low-dimensional, in-plane anisotropic, highly dispersive materials as a platform for mid-IR phase retardation. Several low-dimensional materials, such as α-molybdenum trioxide (α-MoO3)27,28,29 and α-vanadium oxide (α-V2O5)30, have been recently considered for their in-plane hyperbolic dispersion, leading to a plethora of intriguing phenomena. Examples include negative refraction31,32 and reflection33, reversed Cherenkov radiation34, and topological35,36, configurable and tunable32,37, steerable38 phonon polaritons. By contrast, here, we utilize the hyperbolic response of α-MoO3 as an extreme case of birefringence to demonstrate a practical mechanism: phase retardation, for which a hyperbolic response is not a requirement. Like bulk crystals, α-MoO3 also resonantly absorbs, nonetheless its very strong birefrigence dominates, making it an excellent material platform for phase retardation, as we show below.
We start by measuring experimentally the colossal birefringence of α-MoO3, approaching Δn = 8 (Fig. 2) near resonance, owing to the ultra-long lifetimes of phonon polaritons in α-MoO3 along orthogonal crystallographic directions. This huge Δn is ideal for polarization control, as Folland and Caldwell commented in 201839. Considering the measured birefringence of α-MoO3 and its frequency dispersion, we show in Fig. 1 that it is placed near the top-left corner of the map (purple highlighted region), in the extreme sub-wavelength regime, where the notation “x” and “y” corresponds to a phonon resonance along the x- and y-crystal direction, respectively. This map shows that by leveraging the birefringence of α-MoO3, the required thickness for sufficient phase retardation reduces by up to three orders of magnitude with respect to the operation wavelength, as compared to conventional bulk crystals (Eq. (1)). We note that, recently, a class of quasi one-dimensional chalcogenide materials was introduced40,41, having birefringence comparable to α-MoO3 in the mid-IR. As shown in Fig. 1, BaTiS3 could also potentially serve as a material system for mid-IR phase retardation, but no such devices have been reported.
Recently, thin-film polarizers composed of α-MoO3 were demonstrated to reflect one linear polarization and dissipate the other42. Abedini Dereshgi et al. reported a mid-IR phase retarder employing α-MoO343; however, these results pertain to heterostructure, where polarization conversion occurs due to interference effects in a thick Ge spacer interacting with α-MoO3. The approach reported in43 additionally requires multiple materials and deposition steps and transfer. These devices, only working in reflection, exhibited high resonant absorption due to the optical phonons of α-MoO3, and could only reflect 15% of the incoming light into the cross-polarized state.
In contrast, here, we showcase that single flakes of α-MoO3 suffice and can serve a practical material platform for miniaturized mid-IR phase retardation in either reflection or transmission, with improved performance metrics. We explain that, despite the strong frequency dispersion and resonant absorption of α-MoO3 (Fig. 2c), insertion losses remain small due to the negligible thickness of the flakes as compared to the wavelength. We fully characterize these flakes in their operation as phase retarders, by probing experimentally the polarization rotation angle as well as the ellipticity of mid-IR photons. We note that, recently, phase retardation with α-MoO3 was also reported at visible frequencies. In the visible range, however, the birefringence of the material is two orders of magnitude lower, and losses are negligible44.
Our results show lithography-free phase retarders that operate at wavelengths above 10 μm, and, to the best of our knowledge, the thinnest reported phase retarders relative to the operation wavelength. With respect to existing phase retardation schemes, these retarders simultaneously reduce design complexity and material volume. The current work is a proof-of-concept demonstration of phase retardation with van der Waals anisotropic flakes and can be extended to other crystals such as α-V2O5 (see previous numerical results in45), which has the same type of anisotropy as α-MoO3 at longer wavelengths30.
Results
Fabrication and characterization of α-MoO3 flakes
We mechanically exfoliate flakes of α-MoO3 from bulk crystals and transfer them to silicon and gold-coated glass substrates to realize phase retarders that operate in transmission and reflection mode, respectively. Exfoliated flakes of α-MoO3 typically possess a rectangular shape, due to the crystal’s orthorhombic structure29 (Fig. 2a). We refer to the crystal directions [100], [001], and [010] as the x-, y-, and z-axis. We measure the dielectric permittivity of α-MoO3 using Fourier transform infrared (FTIR) spectroscopy, implementing the method described in46. The results we obtain, shown in Fig. 2b, c, are in agreement with previous reports27,28,29. As shown in panel b, near 12 μm, the dielectric function along the x-axis (εx) resonates due to a transverse optical phonon occurring at the corresponding photon energy, while εy remains very small. Thus, the birefringence of α-MoO3 in this spectral region reaches values near 8.
To characterize the performance of these flakes for phase retardation, we first measure the transmittance and reflectance spectra using FTIR micro-spectroscopy. We control the input beam’s polarization and read the output beam’s polarization using two wire-grid polarizers, in both transmission and reflection modes, as shown in Figs. 3a and 4a, respectively. The input polarizer is oriented at 45∘ with respect to the crystal’s axes, as shown with the blue straight line in the sketches next to the setup in Figs. 3a and 4a. They depict the polarization ellipse of the input beam with respect to the two crystallographic axes. As a result of the input polarizer, the input polarization ellipse reduces to a straight line, oriented at an angle of 45∘ with respect to the x-axis. Correspondingly, the orange shape in the sketch next to the output polarizer in Figs. 3a and 4a, represents a general elliptical polarization state with arbitrary ellipticity, defined by the quantity \(e=\sqrt{1-{b}^{2}/{a}^{2}}\), with a and b being the half-lengths of the major and minor axes of the ellipse, respectively. For linearly polarized output light, the ellipse collapses into a line e = 1, whereas circularly polarized light traces a circle e = 0, corresponding to circular polarization. In the same schematics of Figs. 3a and 4a, we denote ψ, which is the rotation angle of the principal axis of the output beam’s polarization ellipse, with respect to the input polarization, termed henceforth polarization rotation. In the case of a lossless dielectric crystal, the representation of a phase retarder via the pair (e, ψ) reduces to the standard description via the retardance δ (δ = π and δ = π/2 correspond to a half-wave plate and quarter-wave plate operation, respectively), quoted in commercial wave plates.
Transmittance measurements
In transmission mode (Fig. 3), we define the polarization conversion ratio as \({T}_{\perp }/\left({T}_{\parallel }+{T}_{\perp }\right)\) and the phase retarder’s insertion loss (IL) as \(-10\log ({T}_{\perp }+{T}_{\parallel })\), where T⊥ and T∥ are the measured transmittance with the output polarizer perpendicular and parallel to the input one, respectively. Both T⊥ and T∥ are normalized to T∥,sub, taken on the bare silicon substrate. In this notation, therefore, T⊥ denotes the absolute conversion. Figure 3b shows the transmittance spectra measured for a flake of thickness 1.39 μm (inset shows the atomic force microscopy (AFM) data). As can be seen from T⊥, maximum polarization rotation occurs at 12.95 μm, and the absolute conversion is approximately 50%. In reflection mode (Fig. 4), R∥ and R⊥ correspond to the output polarizer parallel and perpendicular to the input polarizer, respectively, as shown in Fig. 4a, normalized to the gold-coated substrate. We present in Fig. 4b the measured reflectance spectra for a flake of thickness 920 nm (AFM measurement in inset). For this flake, the maximum absolute conversion (R⊥) is 64% near 13.9 μm. The maximum conversion is determined for each flake in the same manner as in transmission mode (Fig. 3), and varies for different flakes and different wavelengths depending on thickness.
The selection of the correct thickness for phase retardation is important. Equation (1) holds within the ray optics approximation, describing appropriately optically thick and lossless dielectric wave plates. The validity of this approximation no longer holds in the presence of strong frequency dispersion (high Δn), losses, and dichroism. This is the case for the class of vdW materials considered here, where merely accounting for the phase acquired upon propagation within the slab is not sufficient and one needs to solve the full boundary problem to appropriately determine the correct thickness for half-wave plate operation47. In Supplementary Fig. S10, we demonstrate that, within the spectral region of the Reststrahlend band of α-MoO3 and for flake thicknesses in the range of one micrometer, the condition δ = π is satisfied. This range of thicknesses is extremely small as compared to the wavelength, a result of the ultra-high birefringence of α-MoO3 on-resonance. As shown there, the strong frequency dispersion and large Δn of α-MoO3 in that spectral region yields strong sensitivity of the optimal operational wavelength with respect to small changes in a flake’s thickness.
We use an in-house implementation of the transfer matrix method (TMM)48,49 to show in Figs. 3c and 4c color maps of the calculated polarization conversion ratio in transmission and reflection mode, respectively, as a function of flake’s thickness and wavelength for which polarization rotation ψ approaches 90 degrees (see Supplementary Figs. S11 and S12). This occurs in the vicinity of thicknesses near 1 μm and for wavelengths near 12.5 μm, where birefringence is maximal. This is predicted for the condition δ = π (Supplementary Fig. S10).
The solid light blue curve in Fig. 3c shows the points where the output polarization is expected to be purely linear. The maximum conversion ratio is achieved when ψ = 90∘ along this line. The dashed black contours mark the areas where ψ is within ± 5∘ (inner contour line) and ± 10∘ (outer contour line) from ψ = 90∘. Experimental results are superimposed and shown as green dots, each corresponding to a particular flake with given thickness (x-axis). The wavelength at which each measured data point is placed corresponds to the wavelength at which optimal polarization conversion (y-axis) was measured. The full spectra for all measured flakes are shown in Supplementary Fig. S3. We observe good agreement between the experimental results and the numerical results for half-wave plate operation. Notably, three of our measurements, corresponding to three different flakes with different thicknesses, fall within a polarization rotation angle range between 80∘ to 100∘ with high conversion ratios. From Fig. 3d, the maximum experimentally measured polarization conversion ratio is 0.67, and is achieved for d ≈ 1.4 μm for the wavelength of 12.95 μm as shown by the vertical arrow. For all the experimental data points, the IL remains below 1.3 dB. By adding reflections from the Si substrate, the net IL is 4.1 dB. The losses due to the Si substrate are easily mitigated with an anti-reflection coating. The low insertion loss despite the absorption of α-MoO3 is expected, owning to the deeply subwavelength thickness of the flakes.
Reflectance measurements
Similarly, in reflection mode, the green data points in Fig. 4c represent these experimental results, and are superimposed with the corresponding TMM numerical calculations. The solid light blue curve corresponds to pure linear polarization with e = 1. Unlike the transmission mode, in reflection mode, due to additional losses in the Au, the maximum predicted polarization rotation ψ deviates from 90∘, as also verified experimentally (Fig. 5). The maximum polarization rotation angle predicted is 75∘. The regions where ψ exceeds 70∘ and 60∘ are depicted by the inner and outer black dashed contour lines in white, respectively. The area enclosed by these inner contours represents operation as close as possible to half-wave plate in reflection mode. Experimentally, although we do not expect maximal polarization rotation of 90∘, we still measure considerably high conversion ratio from one polarization state to its orthogonal counterpart. In reflection mode, light traverses the flake twice, thus experiencing the strong birefringence twice. This yields high conversion for a wider range of wavelengths than in transmission mode, as expected. This is shown in Fig. 4c, where one can observe the potential to passively tune the operational wavelength and achieve linear polarization conversion by controlling the thickness of the flake within the range of 0.45 μm to 1.5 μm. This enables operation within the wavelength range of 12.6 μm to 15 μm, covering the entire Reststrahlen band of the α-MoO3 (Fig. 2b). Finally, as shown in Fig. 4d, we obtain conversion ratios up to 0.82, with IL remaining below 1.7 dB for all measured flakes.
Retrieval of the output polarization state
The results in Figs. 3 and 4 describe the intensity of the output beam’s component that is 90 degrees rotated with respect to the input beam’s polarization. Nonetheless, these measurements do not suffice in characterizing a phase retarder. In particular in the case of considerable frequency dispersion and absorption (Fig. 2b, c), one ought to measure the ellipticity of the output beam, as linear polarization is not necessarily preserved. To do this explicitly (while probing depolarization and handedness), the mere use of two polarizers is insufficient, as one requires an additional phase retarder. Nonetheless, as mentioned in the introduction, commercial phase retarders are not available in the mid-IR range. Hence, instead, following basic principles of ellipsometry50, we illuminate the samples with linearly polarized light and measure the outgoing light in two configurations while rotating the sample: with the two linear polarizers parallel and orthogonal to each other (see Supplementary Figs. S4 to S7). Assuming absence of depolarization, as expected in the deep-subwavelength range that these α-MoO3 flakes operate, via a numerical fit to the experimental data (Supplementary Note 3), we determine ψ and e as a function of the wavelength51. These are shown in Fig. 5a and c for transmission and reflection mode, respectively, whereas the corresponding ellipticity is shown in Fig. 5b, c. The absolute retardance (δ) is shown in Supplementary Fig. S8.
As shown in Fig. 5a, in transmission mode, the polarization rotation angle reaches 90 degrees for the spectral range from 12.8 μm to 13.2 μm, as was initially designed. The ellipticity of the transmitted beam (Fig. 5b), however, deviates from the ideal value of unity. In reflection mode, as shown in Fig. 5c, the polarization rotation approaches 62 degrees, as expected from our simulations shown in Fig. 4c, while the ellipticity approaches unity, as shown in Fig. 5d, for the entire wavelength range for which the phase retarder was designed, as highlighted in the orange shaded region from 13.6 μm to 14.15 μm. This shows that linear polarization is preserved while being rotated. Deviations from the ideal half-wave plate operation arise due to losses, dichroism, and the strong sensitivity of the optimal operation wavelength with respect to the flake’s thickness. These deviations are easily corrected by properly aligning an output polarizer. Unlike phase retarders, polarizers do exist in the mid-IR range. Alternatively, as discussed below, for this new class of phase retarders, via appropriate optimization, it is always possible to approach optimal operation (e = 1 and ψ = 90 degrees) for this wavelength range with α-MoO3, without any additional components, through slight adjustments to the flake’s thickness and experimental setup.
Discussion
We design and characterize a wide range of phase retarders composed solely of exfoliated flakes of α-MoO3. By controlling the flakes’ thicknesses, we demonstrate polarization rotation in both transmission and reflection mode, with conversion ratios as high as 82%. Phase retardation is demonstrated over the spectral range from 12 μm to 15 μm, where bulk crystals perform poorly and commercial phase retarders are not readily available. Due to the deeply subwavelength thickness of the flakes, the absorption of α-MoO3 does not considerably affect the performance of the phase retarders, and insertion losses remain extremely low. Nonetheless, the losses introduce a degree of circular polarization upon transmission, which, however, can be corrected by further adjusting the flakes’ thickness, or using commercial polarizers.
Our experimental results demonstrate that naturally in-plane anisotropic vdW materials can serve as highly efficient phase retarders. This phase retardation is not associated with the hyperbolic dispersion of α-MoO3, but is rather the result of phonon polariton resonances occurring at different frequencies along different crystal axes.
As shown in Fig. 5, the ellipticity of the phase retarded beam in transmission mode (Fig. 5b) and the polarization rotation angle in reflection mode (Fig. 5c) slightly deviate from the ideal half-wave plate operation. These can be easily corrected, for instance, by eliminating any output circularly polarized field component using another polarization element on the flake, or by directly etching a wire grid structure into the sample. Most importantly, however, in Supplementary Note 4 we carry out an rigorous analysis of phase retardation in the presence of loss and dichroism47. From there (Supplementary Fig. S10) one can see that, for the wavelengths of interest, within the Reststrahlen band of α-MoO3, one can always find a combination of wavelength, thickness, and rotation angle of the input polarization with respect to the crystal axes, for which a orthogonal purely linear output polarization state (e = 1) is guaranteed.
Our results open new possibilities for practical applications in the mid-IR spectral range, particularly beyond the wavelengths of 10 μm, where conventional bulk materials perform poorly. The principle of operation of the phase retardation scheme discussed in this work is general and applies to any polar dielectric low-dimensional anisotropic medium. Thus, these results can be generalized to other spectral ranges, where other materials exhibit Reststrahlen bands, for example near 18 μm using α-V2O530 or even to α-MoO3 itself for the resonance occuring along the y-direction (see Fig. 1 and Supplementary Fig. S13). As crystal growth techniques continue to improve, emerging vdW materials like α-MoO3 offer a new paradigm as polarization control elements, beyond the reach of conventional materials for integrated on-chip photonic devices.
Methods
Exfoliation and characterization of α-MoO3 flakes
The α-MoO3 flakes were mechanically exfoliated from bulk crystals (2D Semiconductors) by means of polydimethylsiloxane based exfoliation (X0 retention, DGL type, Gelpak) and subsequently transferred to their respective substrate at 90∘. Undoped silicon was chosen as the substrate for transmission measurements due to its high transparency and flat dispersion characteristics within the relevant wavelength range of 10 μm to 16 μm. To conduct reflection measurements, α-MoO3 flakes were transferred onto a glass substrate that had been evaporation coated with a 100 nm layer of gold, serving as a back reflector. The thickness profiles of individual flakes were extracted from AFM traces (Park NX20) captured with a non-contact cantilever (AC160TS, Olympus). The silicon and gold substrates were characterized using a IR-VASE Mark II ellipsometer from J.A. Woollam (see Supplementary Figs. S1 and S2).
FTIR micro-spectroscopy
We conducted FTIR micro-spectroscopy measurements using a Bruker Hyperion 2000 microscope coupled with a Bruker Tensor II FTIR spectrometer equipped with a mercury cadmium telluride detector (spectral range: 600 cm−1 to 8000 cm−1). A × 36 Cassegrain objective was employed for collection. For transmission measurements a × 15 Cassegrain objective was used as a condenser. Detailed schematics of the setup are available in ref. 52. We utilized two linear ZnSe holographic wire grid polarizers from Thorlabs to control input and output polarization. The size of the measured area was controlled using the knife-edge aperture of the microscope. The full spectra used in Figs. 3 and 4 are shown in Supplementary Note 2.
Data availability
The authors declare that all relevant data were available in this paper and its supporting information and that data supporting the results of this study are available from corresponding authors upon reasonable request.
Code availability
The code used for the TMM simulations is available at https://doi.org/10.5281/zenodo.7974658.
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Acknowledgements
We thank V. Pruneri for generously granting access to his laboratory and equipment, as well as engaging in fruitful discussions. G.T.P. acknowledges financial support from the la Caixa Foundation (ID 100010434). M.E. acknowledges financial support from MCIN/AEI/10.13039/501100011033 (PRE2020-094401) and FSE “El FSE invierte en tu futuro”. M. G. acknowledges financial support from the Severo Ochoa Excellence Fellowship. This work was supported by the Spanish MICINN (PID2021-125441OA-I00, PID2020-112625GB-I00, and CEX2019-000910- S), the European Union (fellowship LCF/BQ/PI21/11830019 under the Marie Skłodowska-Curie Grant Agreement No. 847648), Generalitat de Catalunya (2021 SGR 01443) through the CERCA program, Fundació Cellex, and Fundació Mir-Puig. F.H.L.K. acknowledges support from the ERC TOPONANOP (726001), the government of Spain (PID2019-106875GB-I00) and Generalitat de Catalunya (CERCA, AGAUR, 2021 SGR 01443). Furthermore, the research leading to these results has received funding from the European Union’s Horizon 2020 under grant agreement no. 881603 (Graphene flagship Core3) and 820378 (Quantum flagship).
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Conceptualization GTP Formal Analysis MTE, MS, MG Funding acquisition FHLK, GTP Investigation MTE, MS Methodology MTE, MS Resources HHS, FHLK, GTP Software MTE Visualization MTE Writing—original draft MTE Writing—review & editing MTE, MS, AD, MG, HHS, MSS, FK, GTP.
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Enders, M.T., Sarkar, M., Giteau, M. et al. Deeply subwavelength mid-infrared phase retardation with α-MoO3 flakes. Commun Mater 5, 16 (2024). https://doi.org/10.1038/s43246-024-00453-z
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DOI: https://doi.org/10.1038/s43246-024-00453-z