Abstract
Sensorimotor synchronization strategies have been frequently used for gait rehabilitation in different neurological populations. Despite these positive effects on gait, attentional processes required to dynamically attend to the auditory stimuli needs elaboration. Here, we investigate auditory attention in neurological populations compared to healthy controls quantified by EEG recordings. Literature was systematically searched in databases PubMed and Web of Science. Inclusion criteria were investigation of auditory attention quantified by EEG recordings in neurological populations in cross-sectional studies. In total, 35 studies were included, including participants with Parkinson’s disease (PD), stroke, Traumatic Brain Injury (TBI), Multiple Sclerosis (MS), Amyotrophic Lateral Sclerosis (ALS). A meta-analysis was performed on P3 amplitude and latency separately to look at the differences between neurological populations and healthy controls in terms of P3 amplitude and latency. Overall, neurological populations showed impairments in auditory processing in terms of magnitude and delay compared to healthy controls. Consideration of individual auditory processes and thereafter selecting and/or designing the auditory structure during sensorimotor synchronization paradigms in neurological physical rehabilitation is recommended.
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Introduction
Strategies capitalizing on sensorimotor synchronization are being applied in physical rehabilitation of walking within different neurological populations. Sensorimotor synchronization is a process where sensory and motor systems align to synchronize in time or in phase with one another1. These strategies are based on the coupling of bodily rhythms, such as walking with auditory rhythms such as beats found in music or metronomes. From a physical rehabilitation perspective, evidence for its use, leading to positive effects on gait has been well established in different neurological populations such as persons with Parkinson’s disease (PD)2, persons with multiple sclerosis (MS)3,4, persons with traumatic Brain Injury (TBI)5 and persons with stroke6.
Albeit these positive effects on gait, an aspect that requires elaboration during sensorimotor synchronization in neurological populations are the attentional processes that are required in order to dynamically attend the perceived temporal structure of the auditory stimuli7,8. To elaborate with an example of walking to auditory rhythms, in order to synchronize steps to the beats, one requires to first perceive and direct attention to the temporal information in the auditory structure in order to extract the necessary timing information. Thereafter, an attempt to lock the step in time to the beat can follow to establish sensorimotor synchronization9.
Given the above, it is imperative to investigate auditory attentional resources in different neurological populations as impairments in cognition, and more specifically impairments in attention are prevalent10,11,12,13. This work is thus situated at a meta-level of understanding selective auditory attention in different neurological populations. The rationale put forward, is that the understanding of auditory attentional processes in neurological populations as compared to healthy controls would provide guidance in titrating ingredients for the design of auditory structures suiting the attentional resources of the user. That is, with the ambition of personalized gait rehabilitation in the neurological populations.
In neuroscience, auditory oddball paradigms have been frequently used to investigate deviance processing in auditory rhythmic sequences. In these paradigms, electro-encephalography (EEG) recordings are frequently used to investigate the modulation of event-related potentials (ERPs) as brain responses to deviance14,15,16. Within these paradigms a deviant sound (also known as the target) differentiating from the standard sound is presented and participants are instructed to mentally count the number of the deviant occurrences or to react to them in terms of a button-press. As a result of this deviant sound a positive deflection around 300ms after stimulus presentation, can be detected in healthy populations, termed the P317. We can measure the P3 in terms of its latency and amplitude, seen as a proxy to for attentional resources, as it reflects one’s discrimination abilities between the deviant and standard events in the auditory stimuli18,19.
Therefore, this systematic review was conducted to review existing literature and investigate auditory deviance processing with EEG in neurological populations and healthy participants, to better understand how possible processing delays might impact auditory stimulation in rehabilitation settings. The relevance of understanding these processes could guide to personalize the temporal structure of the auditory stimuli when applying sensorimotor synchronization strategies during neurological gait rehabilitation.
Methodology
Registration and search strategy
This review was registered in PROSPERO (registration number: CRD42022312932).
The search strategy was carried out in the following three databases PUBMED, Web Of Science and SCOPUS using the following terms: (oddball OR perturbations OR deviations OR novelty oddball) AND (auditory OR rhythm OR beat) AND (event-related-potentials[MeSH Terms] OR Mismatch negativity OR frequency tagging OR time-series OR electroencephalography[MeSH Terms] OR P3a OR P3b) AND (Parkinson’s disease OR multiple sclerosis OR amyotrophic lateral sclerosis OR cerebellar disorders OR Spinal cord injury OR Traumatic Brain Injury OR Stroke) NOT (Pediatrics OR Children OR Adolescents) NOT (Psychiatric disorders OR Psychological disorders) NOT (Coma).
Selection criteria
Articles were selected following the PRISMA guidelines. Identification of relevant articles was performed by three independent reviewers. In case of conflict, a fourth independent reviewer was asked for screening. In total 35 articles were included. An overview of the search strategy following the PRISMA guidelines can be found in Fig. 1.
Inclusion criteria
Cross-sectional studies (e.g. controlled trials) investigating perceptual processing of auditory rhythmic stimuli and quantified by EEG in neurological populations were included.
The neurological population included were persons with Parkinson’s disease, multiple sclerosis, amyotrophic lateral sclerosis, cerebellar disorders, spinal cord injury, stroke and traumatic brain injury, given the presence of motor or cognitive impairments in these populations. Exclusion criteria were pediatric populations, psychological or psychiatric disorders, animal studies, paradigms not using auditory stimuli, dual task paradigms where a person had to perform a motor task during the oddball paradigm such as walking, non-English papers, conference/symposium papers and paradigms using external and internal brain stimulation.
Quality assessment
The quality assessment of the included articles was based on the STROBE checklist20.
Data extraction
The following data were extracted from the selected articles: participant population (healthy or neurological disease), descriptive characteristics of the participants (age, disease information), neuropsychological information about the participants (neuropsychological test results), descriptive characteristics of the EEG paradigm used (frequency of stimuli, inter-stimulus-interval, decibels (dB) of stimuli, task instructions, stimulus length and probability of the deviant sound), electrophysiological measures (P3 ERP results (amplitude and latency) measured at Pz location).
Data analysis
A meta-analysis comparing healthy controls and neurological populations was performed on P3 amplitude and latency data using Review Manager version 5.4.1 for a meta-analysis using random effects and 95% confidence intervals (CIs). Subgroup analyses were performed stratifying the data into neurological populations. Studies were included in the meta-analysis when P3 amplitude and latency values were provided.
Results
Terminology
Specialized terminology used throughout the manuscript can be found in Appendix 1.
Quality assessment
The Supplementary Table 1 shows the results of the STROBE checklist for all included studies. Overall, the quality of the studies was acceptable. The articles had a clear explanation of their scientific background and provided clear explanations of the aims, hypothesis, and experimental design of their study.
Characteristics of study populations
As shown in Table 1, in total 35 studies were included of which 13 involved people with PD21,22,23,24,25,26,27,28,29,30,31,32,33, 5 on stroke34,35,36,37,38, 9 on TBI39,40,41,42,43,44,45,46,47, 4 on MS48,49,50,51, and 3 on ALS52,53,54. The overall mean age of the studies was 52.25 (SD:14.65) for all patient groups. All studies report on ERP measures (amplitude and latency), mainly the P3. However, when focusing on the P3, different time-windows were applied ranging from 200 to 700ms after stimulus representation as shown in Table 2.
All studies but three, compared the patient group with healthy controls based on neurophysiological measures (ERPs) and neuropsychological measures (cognitive outcome measure). When a healthy control group was included, they were age-matched to the patient group.
Neuropsychological test results
A variety of neuropsychological tests were used across studies. An overview of all these tests can be found in supplementary Table 2. Not all studies compared neuropsychological test results statistically between healthy controls and the patient groups. When a comparison was made, significant results were found for persons with PD on cognitive screening23,26,31,33, verbal fluency21,25,30,33, visuospatial skills21, visual memory23, recognition abilities23, intelligence screening25, working memory33 and sustained attention30, indicating better scores for healthy controls. For persons with stroke, significant impairments were found in cognitive screening36,37, verbal fluency38 and working memory38. For persons with ALS, a lower score compared to healthy controls was found for cognitive screening52,53,54, verbal fluency53,54, intelligence screening52, visual attention53 and working memory54. For TBI, lower scores were found for intelligence screening43,44 and working memory44. Last, for MS, only significant results are found for visual memory48.
Overall, the results indicate that cognitive screening, verbal fluency and working memory are the cognitive functions that were most impaired within the neurological populations included in this review.
Experimental paradigm
All experiments applied an auditory oddball paradigm. The mean length of auditory stimuli was 135 ms ranging from 40 ms to 500 ms. The frequency of the deviant sound also varied between studies ranging from 500 Hz to 2000 Hz (Mean: 1604.57 Hz) with 2000 Hz as the frequency used in 41% of the studies. The difference between the deviant and frequent sounds frequency ranged from 500Hz up to 1750 Hz with an inter-stimulus-interval of an average of 1461.48 ms. However, we should note that inter-stimulus-interval was not always reported in all studies. Of all studies included, 21 studies (61.76%) instructed participants to mentally count the number of deviant sounds and report them after each trial. While 14 studies (41.18%) instructed participants to press a button when a deviant sound was presented. The mean (decibels) dB used in all studies was 71.19 dB with SD = 9.84. The probability of the deviant sounds ranged from 10 to 30% with 20% as most used in the included studies. For most studies, participants were instructed to sit silently on a chair and to keep head movements as minimal as possible to control for muscle artifacts. An overview of all descriptive information regarding the paradigm can be found in Table 2.
Neurophysiological results quantified by the EEG recordings
Below, we describe P3 amplitude and latency differences between healthy controls and neurological populations presented as a meta-analysis. Forest plots for random-effects meta-analysis stratified by neurological population comparing amplitude and latency outcomes between neurological populations and healthy controls and for all studies combined are presented in Fig. 2. Noteworthy, the meta-analysis of the P3 amplitude contained only one study for MS50 and SCI55, two studies for stroke35,38 and PD25,26 and six studies for TBI40,42,43,45,46,47. The meta-analysis of P3 latency included one study for stroke55 and SCI35, two for ALS53,54, three for MS48,50,51, five for PD23,25,26,29,30 and six for TBI40,42,43,45,46,47.
As seen in Fig. 2A, lower P3 amplitudes were found when comparing all neurological populations to healthy controls (p < 0.00001) (mean difference -1.73 with 95 CI -2.23 to -1.24). As seen in Fig. 2B, longer P3 latencies were found when comparing neurological populations to healthy controls (p < 0.00001) (mean difference 9.40 with 95% CI 5.24 to 13.57).
Additionally, we compared P3 amplitude and latency of each neurological population separately with healthy controls. The results showed that:
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Lower P3 amplitudes were found for the following neurological populations compared to healthy controls: persons with stroke (p = 0.007) (mean difference -1.65 with 95% CI -2.85 to -0.45)), persons with TBI (p < 0.00001) (mean difference -3.39 with 95% CI -4.55 to -2.23), persons with MS (p = 0.009) (mean difference -2.40 with 95% CI -4.21 to -0.59) and persons with SCI (p < 0.0001) (mean difference -1.70 with 95% CI -2.54 to -0.86). However, no significant differences was observed for P3 amplitude in persons with PD as compared to healthy controls (p = 0.91) (mean difference -0.08 with 95% CI 1.43 to 1.27).
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Longer P3 latencies were found for the following neurological populations compared to healthy controls: persons with stroke (p < 0.00001) (mean difference 66.50 with 95% CI 49.92 to 83.08), MS (p < 0.00001) (mean difference 27.84 with 95% CI 13.67 to 42.02) and persons with ALS (p = 0.008) (mean difference 21.22 with 95% CI 6.19 to 36.24). However, no significant differences were observed for P3 latency in persons with TBI (p = 0.40) (mean difference -2.39 with 95% CI − 7.95 to 3.17), persons with PD (p = 0.02) (mean difference 11.92 with 95% CI 2.25 to 21.58) and persons with SCI (p = 0.38) (mean difference 11.07 with 95% CI − 13.88 to 36.02).
A visual illustration of the mean amplitude and latency collapsed across the different populations can be found in Fig. 3, and a complete overview of P3 amplitude and latency values and the analysis time-windows can be found in Table 3.
Discussion
The aim of this systematic review was to investigate auditory attention differences between neurological populations and healthy controls. Consistent with literature, the studies included in this review applied the auditory-oddball paradigm for these investigations, as the P3 ERP component is frequently used to investigate attentional resources19.
Our results show an overall longer P3 latencies and lower amplitudes for neurological populations compared to healthy controls. When comparing each neurological population, we saw that this overall effect in terms of amplitude was present for persons with stroke, TBI, MS and SCI, indicating lower amplitudes for these neurological populations compared to healthy controls. However, this was not the case for PD and ALS. In terms of latency, the overall effect was seen for stroke, MS, PD and ALS indicating longer latencies for the latter neurological populations compared to healthy controls. However, this effect was not seen for TBI and SCI.
The amplitude of the P3 is proportional to the level of attentional resources activated in the processing a stimulus17, and in our study, this is specific to the auditory stimulus. The P3 has been reported to be decreased in the presence of attentional deficits56,57. The P3 latency reflects the time needed for stimulus evaluation58. When latencies are longer, more time is needed to evaluate and process the stimulus59. Noteworthy, some factors could influence P3 amplitude and latency such as stimulus significance60, global target probability61,62,63,64,65, inter-stimulus-interval (ISI)66,67, the time-window used68 and task-instruction69. These are some important aspects to consider when looking at the existing literature. The studies included in this review used a time-window ranging from 200 to 700 ms, with the range usually set between 250 and 600ms70.
Our results show inconsistencies in terms of P3 amplitude and latency across neurological populations, mainly in the pathologies of ALS and PD. These results can be explained by either, the limited number of studies that could be included in the meta-analysis, or due to the underlying pathophysiology of the diseases. Below, the latter is elaborated for the different neurological populations.
PD is characterized by lesions within the basal ganglia caused by degeneration of dopaminergic neurons71. Within this population, studies have shown that the basal ganglia show preferential activation by perception of rhythms with a steady beat without deviations72. In terms of P3 amplitude, a systematic review by De Groote and colleagues (2020)73 has shown that auditory perception deficits seen in PD attribute to the impaired central auditory processing; however, sample size and the similarity between deviant sounds and frequent sounds could largely affect results. Additionally, studies show that persons with PD show impaired timing of isochronous intervals74 causing the perception of oddballs or changes in rhythms to be impaired.
ALS is an idiopathic progressive neurodegenerative disorder that affects nerve cells in the brain and spinal cord75. It primarily targets the motor neurons, which are responsible for controlling voluntary muscle movements75. However, no clear studies could be found on the processing of deviances in rhythmic sequences for persons with ALS. This could be explained by the pathophysiology of the disorder as it largely affects motor neurons responsible for muscle control and movement, rather than sensory processing areas of the brain which could explain the lack of differences between persons with ALS and healthy controls.
In persons with TBI, perception of deviances in rhythmic sequences can be impaired as a result of the alteration in brain function due to the trauma caused by an external force76. Greater impairment in rhythmic perception is seen for patients with right hemisphere damage compared to the left hemisphere76. However, lesion location can highly impact possible processing difficulties of sounds.
In persons with stroke, studies have shown impaired rhythmic perception77. This is not always the case and is influenced on the location of the stroke-related lesions. More impairments with rhythmic perception difficulties are reported when damage is found in the basal ganglia and supplementary-motor-area77. Evidence suggests a relation between the stroke lesion and acquired amusia, indicating that the ability to perceive rhythms can be impaired within this population78.
In persons with MS, an overall consensus could be seen in terms of lower P3 amplitudes and longer P3 latencies compared to healthy controls. Impaired information processing capacities within this population due to impaired connectivity between critical brain regions caused by demyelination is often reported. Studies have shown that up to 50% of persons with MS experience difficulties with information processing79. However, evidence shows the capability of persons with MS to synchronize their steps to beats in music and metronomes at different tempi4.
The results of this review provide insights that auditory processing is present but impaired in the neurological populations compared to healthy controls: both in terms of magnitude (amplitude) and delay (latency). These insights should be considered when composing the auditory stimuli in strategies using sensorimotor synchronization. For example, considerations of the tempi are required: too fast or too slow tempi would hamper the auditory processing in the presence of the impairment. Another aspect when considering these impairments is the application of adaptive rhythmic systems. Studies have shown that an alignment strategy that continuously adapted the music to the participants' walking pattern showed the best results in terms of synchronization80, and these effects have been shown to be favorable in persons with PD as well81. Thus, the delay in attentional processes of individual participants need to be considered when developing such alignment strategies. Building on the theme of adaptation, we hereby address the recent development of methodologies designed to capture the dynamic nature of attending7,82. In particular, measuring variations in the frequency of oscillatory brain components attuned to the rhythmic stimulus has the potential for future fundamental research on the clinical populations investigated in the present work83,84. Among these developments, we point at event-related frequency adjustments (ERFAs) as a viable alternative to traditional ERPs paradigms, to investigate how different pathologies selectively impair oscillatory dynamics underlying auditory attention and sensorimotor synchronization (for details on the experimental paradigm, see84).
The impact of designing the stimuli to fit the individual attentional capacities can be seen in anticipating the provision of precision medicine with heightened benefits in terms of longer training durations, or training at higher intensities.
Limitations
The amount of studies included in this systematic review both reporting on amplitude and latency measures is rather limited, and thus the meta-analysis included a limited number of studies. Within the included studies, no differences were made between P3a and P3b components, making the interpretation of novelty and habituation difficult. Additionally, further sensitivity analysis on the effect of task instruction (i.e. mental counting or button-pressing), on P3 amplitude and latency could not be performed as well. However, studies have shown that motor responses can occlude P3 differences resulting in smaller P3 amplitudes and shorter P3 latencies69. Building on the concept of embodied cognition, defined as the body’s interactions with the environment that contribute to cognition85, where a motor action—here a button-press—can offload cognitive processing and thus facilitate it. On the other hand, mentally counting the deviant sounds adds a layer of attention and working memory to the task, which might make the task more cognitively difficult compared to a button press, possibly resulting in longer processing times86. Additionally, studies did not all report on the cognitive or motor characteristics (or impairments) of the included participants, and thus, these factors could not be assessed within our investigations. Last, the studies included in this review focus on the processing of auditory deviations in rhythmic sequences to better understand how possible processing delays can impact auditory stimulation in rehabilitation settings. However, one could consider that higher order auditory processing is not accounted for (e.g., dichotic listening tasks), where a person is asked to selectively shadow or repeat information presented in one ear while ignoring information presented in the other ear to understand right or left ear advantage87,88. To move forward in understanding higher order auditory processing differences between neurological populations and healthy controls, a thorough review of this literature is needed. Further, the current review does not consider the robustness of auditory object formation needed to correctly attend and differentiate between target and non-target auditory stimuli89. This could have important implications as the evolution of a sound can impact auditory processing and lead to differences in P3 latency and amplitude, rather than being the result of a neurological condition.
Conclusion
Overall, neurological populations showed impairments in auditory processing in terms of magnitude (P3 amplitude) and delay (P3 latency) during auditory oddball paradigms compared to healthy controls. Discrepancies in the direction of change of P3 amplitude and latency was found only in persons with PD and ALS for amplitude and in PD and TBI for latency when compared across the neurological pathologies.
Consideration of individual auditory processes and thereafter selecting and/or designing the auditory structure during sensorimotor synchronization paradigms in neurological physical rehabilitation is recommended.
Data availability
The datasets analyzed during the current study are available from the corresponding author on reasonable request.
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Funding
Fonds Wetenschappelijk Onderzoek (FWO) project obtained by Prof. Peter Feys, grant number G082021N. Fonds Wetenschappelijk Onderzoek (FWO) project obtained by dr. Lousin Moumdjian, grant number 1295923N.
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N.V., L.T., S.K., M.R., M.L., P.F., and L.M. contributed to the conceptualization of aims of the systematic review and defining the search strategy. N.V. screened articles for inclusion and completed the data extraction L.M. contributed as the third reviewer and resolved discrepancies. N.V., L.T., S.K., M.R., M.L., P.F., and L.M. contributed to the writing and revising the manuscript.
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Vanbilsen, N., Kotz, S.A., Rosso, M. et al. Auditory attention measured by EEG in neurological populations: systematic review of literature and meta-analysis. Sci Rep 13, 21064 (2023). https://doi.org/10.1038/s41598-023-47597-5
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DOI: https://doi.org/10.1038/s41598-023-47597-5
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