Chronic myeloid leukemia (CML) is a myeloproliferative disorder, characterized by the presence of the Philadelphia (Ph) chromosome, a consequence of a reciprocal translocation between chromosomes 9 and 22, resulting in the fusion of the genes BCR and ABL. The BCR–ABL fusion gene encodes a constitutively active leukemogenic protein tyrosine kinase. BCR–ABL kinase activity is inhibited by the selective activity of imatinib, a target agent that has demonstrated remarkable efficacy and tolerability.1 It has been shown that imatinib blocks cell proliferation and induces apoptosis in BCR–ABL-expressing hematopoietic cells. Imatinib has been used as a first line therapy for CML patients.2 Different patterns of response to imatinib treatment have been recognized, ranging from best-case scenarios of rapid and unwavering response to difficult situations of intolerance and resistance, either primary or secondary.3 In general, most patients under imatinib achieve a major or complete cytogenetic response (CCyR), with restoration of a Ph-negative hematopoiesis. However, recently, some studies showed the appearance of clonal chromosomal abnormalities in patients with Ph-negative cells under imatinib treatment.4, 5, 6, 7 In this study, we describe four cases of CML patients treated with imatinib. These patients showed cytogenetic response with the disappearance of Ph-positive cells, but they acquired other clonal chromosomal abnormalities. In three cases, we had an extra chromosome Y and, in one case, the trisomy of 8. To our knowledge, this is the first study that discusses the acquisition of an extra chromosome Y in patients treated with imatinib who had cytogenetic response.

Between 2000 and 2010 we studied, cytogenetically and clinically, 100 patients with CML, who were treated with imatinib at National Cancer Institute, Rio de Janeiro, Brazil. At the beginning of the therapy with imatinib, 66 patients were in chronic phase (CP), 24 patients in accelerated phase (AP) and 10 in blast crisis (BC). These patients were previously treated with hydroxyurea and interferon-α. There were 57 males and 43 females. The mean age of our patients were 48 years old (range from 14 to 75 years old). These patients were monitored by cytogenetic and molecular analyses during the treatment with imatinib. This study was reviewed and approved by the Ethical Committee from National Cancer Institute and it was in accordance with the Helsinki Declaration of 1975.

Karyotypes of bone marrow cells were obtained from cultures in RPMI 1640 with 20% fetal calf serum at 37 °C for 24 h. Cell cultures were pulsed with colcemid. Cells were subsequently harvested by standard procedures and fixed in methanol-acetic acid. The chromosomes were analyzed by G-banding. The cytogenetic response was defined by the percentage of cells in metaphase, which was positive for the Ph chromosome in the bone marrow.1 Fluorescence in situ hybridization (FISH) analysis was applied to fixed cell suspensions. We used the probes: LSI BCR/ABL1 dual-color, single-fusion probe; LSI c-myc (8q24.12-q24.13) (Vysis, Abbott Molecular, Des Plaines, IL, USA) and LPE 0YqR (Cytocell, Cambridge, UK). FISH was performed according to the recommendations of the manufactures. The molecular analysis was done to investigate the presence of the fusion transcripts (b3a2 or b2a2), using reverse transcription (RT)-PCR and nested PCR in diagnosis. During the treatment, it was also performed the real-time RT-PCR.

We did statistical analysis to show that the presence of Ph chromosome, as sole chromosomal abnormality, is significantly higher in patients at CP than in patients at AP and BC. We also proved statistically that the influence of Ph chromosome as sole chromosomal abnormality is higher in the cytogenetic response of patients treated with imatinib, compared with the influence of Ph chromosome with additional abnormalities. P<0.01 was considered significant in all analyses.

One hundred patients with CML were studied cytogenetically and clinically during the treatment with imatinib. Among these patients, 74 had the Ph chromosome as sole chromosomal abnormality (74%) and 26 had Ph chromosome and additional chromosomal abnormalities (26%) before beginning the treatment. Patients only with Ph chromosome before the treatment were more frequently in CP than in AP and BC (81% versus 19%, P<0.001). Also, the patients with only the Ph-positive cells had a significant higher rate of major cytogenetic response than the patients with Ph and additional chromosomal abnormalities (90% versus 10%, P<0.001). Based on clinical results from randomized trials, imatinib is approved for all phases of CML, but best results of this treatment is observed in CML patients at the initial phase of the disease, as observed in our study and others.8

From the total of 100 patients studied, we observed the appearance of clonal chromosomal alterations during the imatinib treatment in four cases. The chromosome Ph was the only karyotypic abnormality. The molecular analysis showed the presence of the fusion transcripts: b2a2 in patients 1, 2 and 3; the b3a2 in patient 4. The patients were in CP and they received 400 mg per day of imatinib after interferon-α resistance/intolerance. After the patients had achieved a CCyR, with Ph-negative cells, which was observed by G-banding and FISH analysis, it was detected the presence of clonal cytogenetic abnormalities. Three patients showed the gain of chromosome Y (Figure 1) and one patient acquired trisomy 8. The patients achieved hematologic, cytogenetic and molecular responses. They showed no clinical symptoms of CML and the imatinib treatment was continued. The mean survival of these four patients was 60 months, since the imatinib treatment had been started. The clinical, cytogenetic and molecular characteristics of the four patients are shown in Table 1.

Figure 1
figure 1

(a) Interphase-FISH (I-FISH) showing Ph-positive cells before imatinib treatment. (b) I-FISH showing Ph-negative cells under imatinib therapy. (c) G-banding showing the karyotype of bone marrow cell: 47,XY,+Y. (d) I-FISH using the probe LPE 0Yq/R showing two signals for Y chromosome.

Table 1 Clinical, cytogenetic and molecular characteristics of the four patients with clonal chromosomal abnormalities in Ph-negative cells during imatinib therapy

A cytogenetic phenomenon that has showed considerable interest in the present era of imatinib treatment is the appearance of clonal cytogenetic alterations in Ph-negative cells, which frequency varies greatly, ranging from 2 to 15%.4 In our study, this frequency was 4%. The mean time of appearance of clonal cytogenetic abnormalities was 46 months after imatinib therapy started. A review of the literature showed that this period may vary from 3 to 47 months.4 The most common changes observed in Ph-negative cells are: −7, +8, −5 and −Y. Such changes are also presented in myelodysplastic syndromes (MDS) and acute myeloid leukemia (AML), which has raised concerns about their clinical implication. The frequency of MDS/AML in such patients is in order of 2–10%.9, 10, 11 Analyzing the bone marrow of our four patients, they did not show the morphologic features of MDS/AML. Lin et al.6 also showed no association with MDS/AML. Jabbour et al.7 suggested that patients with CML require continued monitoring with cytogenetic analysis, but in the absence of additional clinical complications (for example, trilineage dysplasia) a change in treatment strategy is not necessarily indicated.

In our study, we observed an acquisition of an extra chromosome Y in three cases and in one case the trisomy 8. The trisomy 8 is well documented in the literature. Nevertheless, an extra chromosome Y is a rare phenomenon in leukemia. It was described by Watanabe et al.12 in one case of T-cell acute lymphoblastic leukemia, as a sole chromosome abnormality and the patient achieved complete remission by chemotherapy. Interesting, Deininger et al.4 studied 532 patients with CML treated with imatinib. They related that the most frequently involved chromosomes were Y and 8 in cases with Ph-negative cells in response to imatinib, with a frequency of 37% and 27%, respectively.4 But, Deininger et al.4 also detected an extra chromosome Y in three CML patients with Ph-negative cells in response to imatinib treatment. Nevertheless, these findings were not yet discussed in the literature, as most cases with the involvement of chromosome Y are related to loss of this chromosome and not the gain. The loss of the chromosome Y in hematologic neoplasms is frequently associated with a favorable prognosis.4, 13 Although, Lippert et al. related that the loss of Y chromosome in Ph-positive cells predicts a poor response of CML patients to imatinib therapy.14 These findings raise the question: Which genes are localized in Y chromosome that may be associated with imatinib response? Analyzing the genes localized in chromosome Y we can find: SRY (sex determining region Y), TGIF2Ly (TGFB-induced factor homeobox 2-like), PCDH11Y (protocadherin 11), PRKY (protein kinase), TSPY 1 (testis-specific protein), USP9Y (ubiquitin-specific peptidase 9), DDX3Y (DEAD box polypeptide 3), CD24 (CD24 molecule), RBMY1A1 (RNA-binding motif protein).15 It may be possible that some of these genes, such as: TGIF2Ly, PRKY, RBMY1A1, may be influencing the transductional signal in imatinib response. So, they may be candidates of future studies.

Despite the increased number of reports of Ph-negative clones, the significance and potential causes for Ph-negative clonal cytogenetic abnormalities in hematopoiesis remain unclear. Some studies associated the development of clonal cytogenetic abnormalities by previous treatment like hydroxyurea or IFN-α. Nevertheless, some studies have been shown the clonal cytogenetic alterations in larger series of patients receiving only imatinib treatment.7 But, in fact, more studies with longer follow-up in larger patient cohorts are necessary to enable researchers to answer the significance of the acquired clonal chromosome abnormalities during imatinib therapy, their correlation into the basic CML pathogenesis and their clinical impact.