Abstract
When electrons moving in two dimensions (2D) are subjected to a strong uniform magnetic field, they form flat bands called Landau levels (LLs). LLs can also arise from pseudomagnetic fields (PMFs) induced by lattice distortions. In three-dimensional (3D) systems, there has been no experimental demonstration of LLs as a type of flat band thus far. Here, we report the experimental realization of a flat 3D LL in an acoustic crystal. Starting from a lattice whose bandstructure exhibits a nodal ring, we design an inhomogeneous distortion corresponding to a specific pseudomagnetic vector potential (PVP). This distortion causes the nodal ring states to break up into LLs, including a zeroth LL that is flat along all three directions. These findings suggest the possibility of using nodal ring materials to generate 3D flat bands, allowing access to strong interactions and other attractive physical regimes in 3D.
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Introduction
LLs first arose in Landau’s 1930 derivation of the magnetic susceptibility of metals, based on a quantum mechanical model of nonrelativistic electrons in a uniform magnetic field1. If the electrons are constrained to the 2D plane perpendicular to the magnetic field, the LLs form a set of equally spaced flat energy bands independent of the in-plane momentum. Such 2D LLs were subsequently found to exhibit quantized Hall conductance (the integer quantum Hall effect) due to their nontrivial band topology2,3. Other 2D models host different types of LLs; for example, particles governed by a 2D Dirac equation (such as electrons near the Dirac points of graphene), when subjected to a uniform magnetic field, produce 2D LLs that are flat but unequally spaced in energy, with a zeroth LL at zero energy4,5. Flat bands such as 2D LLs are of broad interest in multiple fields of physics since their high density of states provides access to strong-interaction regimes6,7,8,9,10,11, such as strong inter-electron interactions in condensed matter systems, which give rise to phenomena like the fractional quantum Hall effect6,7,12,13, and strong light-matter coupling in optoelectronic systems14,15. Although LLs are not the only way to achieve flat bands, they are attractive because of their rich physics and relative accessibility. Aside from using real magnetic fields, LLs can also arise from PMFs induced by lattice distortions without breaking time-reversal invariance16. This is achievable in electronic materials through strain engineering16,17,18,19 or inter-layer twisting13, and in synthetic metamaterials like photonic or acoustic crystals through structural engineering20,21,22,23,24,25,26,27,28,29,30,31,32,33. PMFs are highly tunable and can reach higher effective field strengths than real magnetic fields.
In 3D, flat bands are challenging to realize, whether via LLs or some other mechanism. For example, stacking 2D quantum Hall systems turns the LLs into 3D bands that are non-flat along the stacking direction, so long as there is nonzero coupling between layers (similar to the original Landau model)34. Likewise, if we generalize 2D Dirac particles to Weyl particles in 3D, applying a uniform magnetic field produces chiral LLs that can propagate freely along the field direction35,36,37,38.
In this work, we design and experimentally implement a 3D lattice exhibiting LLs that are flat in all three directions. This is accomplished with an acoustic crystal—a synthetic metamaterial through which classical sound waves propagate—that incorporates an inhomogeneous structural distortion. In the absence of the distortion, the band structure contains a circular nodal ring (i.e., a ring in momentum space along which two bands touch)39,40. The introduction of the distortion generates a PVP pointing radially from the nodal ring’s center in momentum space, as well as varying in real space (Fig. 1a). The nodal ring spectrum hence splits into 3D flat bands (Fig. 1b), in a manner analogous to the formation of 2D LLs from Dirac points16. This 3D flat band spectrum has potential uses for enhancing nonlinearities and accessing interesting 3D phenomena such as inverse Anderson localization41. The acoustic crystal design might also help develop solid-state materials hosting 3D LLs, which could access correlated electron phases not found in lower-dimensional flat band systems42.
Results
Continuum model
In PMF engineering, as performed in strained graphene16 and related materials18,19,24,25, a lattice distortion shifts a band structure’s nodal points (e.g., Dirac points) in momentum space, which is analogous to applying a vector potential A. For instance, a slowly varying (compared to the lattice constant) distortion can be implemented \({{{{{{{\bf{A}}}}}}}}=B{x}_{3}{\hat{{{{{{{{\bf{e}}}}}}}}}}_{1}\) (where x1,2,3 denotes position coordinates and \({\hat{{{{{{{{\bf{e}}}}}}}}}}_{1,2,3}\) the unit vectors), corresponding to a uniform PMF \(\nabla \times {{{{{{{\bf{A}}}}}}}}=B\,{\hat{{{{{{{{\bf{e}}}}}}}}}}_{2}\). A similar manipulation can be applied to nodal lines rather than nodal points42,43,44. Consider the continuum Hamiltonian45
where k = (k1, k2, k3) is 3D momentum vector, σ1,2 are Pauli matrices, \({k}_{\rho }^{2}={k}_{1}^{2}+{k}_{2}^{2}\), and mρ, k0, v are positive real parameters. This hosts a nodal ring at kρ = k0, k3 = 0, with energy E = 045. Now, suppose we impose a PVP
where \({\hat{{{{{{{{\bf{e}}}}}}}}}}_{\rho }={k}_{\rho }^{-1}({k}_{1},{k}_{2},0)\) is the radial vector in the plane of the nodal ring. If we treat x3 as a constant, the Peierls substitution k → k + A shifts the nodal ring’s radius to \({k}_{0}^{{\prime} }={k}_{0}-{B}_{0}{x}_{3}\). For a slow variation, x3 = −i∂/∂k3, we can expand H close to the nodal ring (i.e., \(\left\vert {k}_{\rho }-{k}_{0}^{{\prime} }\right\vert \ll {k}_{0}^{{\prime} }\)) to obtain
This is a 2D Dirac equation based on coordinates ρ and x3, with a uniform PMF. Its spectrum is \({E}_{n}={{{{{{{\rm{sgn}}}}}}}}(n){\omega }_{c}\,\sqrt{| n| }\), where \({\omega }_{c}=\sqrt{2{v}_{3}{B}_{0}{k}_{0}/{m}_{\rho }}\) and n = 0, ± 1, ± 2, … (Supplementary Information section II). Each LL is flat along kρ, k3, and the nodal ring plane’s azimuthal coordinate (which H does not depend upon).
Lattice model
Following our scheme, the key to realizing 3D LLs is to have a band structure with a circular nodal ring, whose radius can be parametrically varied without losing its circularity. Such a situation arises in a tight-binding model of an anisotropic diamond lattice46. As shown in Fig. 2a, the cubic cell has period a. There are two sublattices with one s orbital per site, and the nearest-neighbor couplings are t (red bonds) and \({t}^{{\prime} }\) (blue bonds). The momentum-space lattice Hamiltonian is
where δ1, …, δ4 are the nearest-neighbor displacements shown in Fig. 2a (Supplementary Information section II). The first Brillouin zone is depicted in Fig. 2b. Thereafter, we set \({t}^{{\prime} }=1\) for convenience. This lattice is known to host a nodal ring when 1 < t < 346, whereas for t > 3 it is a higher-order topological insulator47,48. In the former regime, the nodal ring occurs at E = 0 and
where \(\left({K}_{1},{K}_{2},{K}_{3}\right)\) is the position on the nodal ring. The nodal ring forms a circle in momentum space (Supplementary Information Fig. S1, and Fig. 2c, d). Crucially, its radius is determined solely by t. We can form any shape of nodal lines in the continuum model49, but it is hard to realize circle-shaped nodal rings. In most cases, nodal line semimetals hold either discrete lines40 or closed rings with other shapes40,50,51,52,53.
To generate the 3D LLs, we modulate t along the spatial axis x3 perpendicular to the plane of the ring so that the nodal ring’s radius increases linearly with x3. This leads to the gauge field (Supplementary Information section II):
with parameter \(B=0.4\sqrt{3}\pi /N{a}^{2}\), which controls the magnitude of PVP. Here, N is the number of unit cells along the x3 direction, and ϕ is the azimuth angle in the k1–k2 plane. Such a PVP splits the original nodal degeneracy into discrete LLs described by \({E}_{n}={{{{{{{\rm{sgn}}}}}}}}(n)\sqrt{\left\vert n\right\vert }{\omega }_{c}\), where \({\omega }_{c}=v\sqrt{2B}\) is the cyclotron frequency (see Fig. 2e, f). While the nonzero LLs are not ideally flat due to the k-dependence of the group velocity v, the zeroth LL is exactly flat, which indicates a mechanism for generating flat bands in 3D systems. A numerically calculated profile of the zeroth LL is plotted in Fig. 2g, whose localization in bulk is well-captured by the low-energy theory (Supplementary Information Fig. S3).
Acoustic lattice design
Next, we design an acoustic diamond lattice to realize the above phenomenon. Figure 3a shows the acoustic unit cell, which consists of two sphere cavities connected by cylindrical tubes with radii r1 or r0. The whole structure is filled with air and covered by hard walls. Here, the two-sphere cavities act as two sublattices (denoted as “A" and “B"; see Fig. 3c), and the cylindrical tubes control the coupling strengths. We define a dimensionless parameter ξ = r1/r0 which describes the anisotropic strength of couplings. Like the tight-binding model, this acoustic lattice hosts a circular-like nodal ring in its band structure. We numerically find that the square of the radius of the nodal ring is controlled by a single parameter ξ and scales linearly with ξ (Fig. 3b). Moreover, for different values of ξ, the frequency of the nodal ring remains almost unchanged (the inset to Fig. 3b). We can straightforwardly engineer PMFs in this acoustic lattice with these nice properties. The supercell of the designed structure is schematically illustrated in Fig. 3c, where ξ gradually varies along the x3 direction. This variation makes the radius of the nodal ring linearly dependent on space coordinates, similar to the case in the tight-binding model. We cut part of the top and bottom cavities to tune on-site potential. After precisely controlling ht and hb, the drumhead surface state is almost flat (Fig. 3e), which is an advantage in the drumhead state measurement.
We numerically test our design using a lattice with 300 layers along the u3 direction. Figure 3d plots the frequencies of n = {−1, 0, 1} LLs under different PMFs. As can be seen, the spacings between the LLs follow well with the theoretical curve \({E}_{n}={{{{{{{\rm{sgn}}}}}}}}(n)\sqrt{\left\vert n\right\vert }{\omega }_{c}\). Figure 3e shows the dispersion along the k2 direction under B = 0.0073a−2, where the acoustic LLs are clearly presented. Notably, the zeroth LL is exponentially localized in bulk and is smoothly connected to the surface modes (Fig. 3f). All these numerical results are consistent with the low-energy theory and tight-binding calculations.
Experiment
To observe the LLs experimentally, we fabricate two 12-layer samples with stronger PMFs under B = 0.27a−2, B = 0.18a−2, and one sample with B = 0 for comparison, as shown in Fig. 4a–c. Figure 4a shows the top layer of the sample, and Fig. 4c shows the experiment setup. The stepping motor controls the mechanical arm, allowing precise field mapping. The strong PMF leads to LLs with wide-space spacing to be measured in a simple pump-and-probe experiment (see the “Methods” subsection “Experimental measurements”). Figure 4d plots the measured spectrum when the source and the probe are placed at two bulk sites (Supplementary Information Fig. S8). As can be seen, there are pronounced peaks at the corresponding frequencies of the predicted LLs.
To visualize the effect of the PMF, we plot the acoustic field distributions at several representative frequencies corresponding to the frequencies of the n = {−1, 0, 1} LLs or the middle frequencies between these LLs. As shown in Fig. 4e, f, the excited fields spread a noticeable area when the source operates at LL frequencies. In contrast, the excited fields are highly confined to the source position at midgap frequencies.
Furthermore, we compare the three samples’ acoustic field distributions at Dirac frequency and gap frequencies. As shown in the 2nd to the 4th columns in Fig. 4e–g, the stronger the PMF, the more localized the field. Such a sharp comparison is a direct consequence of the Landau quantization of the acoustic bands.
Conventional nodal-line crystals are accompanied by the drumhead surface states, which are bounded by the projection of the bulk nodal line39,40,53. In the presence of the PMF, we find that the drumhead surface states are also modified. As illustrated in Fig. 5a, due to the spatial variation of the nodal ring’s radius, the momentum space area of the drumhead surface states at the top and bottom surfaces are different (Supplementary Information Fig. S4). To see this effect, we measure the acoustic fields at the top and bottom surfaces for three samples with different PMF strengths, and the corresponding Fourier spectra are given in Fig. 5b–d. Due to the small dispersion of drumhead surface states, the drumhead surface state frequency is at 6.13 kHz, shifting slightly from the zeroth LL. As shown in Fig. 5b, c, the surface states at the top surface indeed occupy a larger area in the momentum space compared to those at the bottom.
Discussion
To sum up, we have theoretically proposed and experimentally demonstrated the generation of PMFs in 3D nodal ring systems. Our results open a route to studying the physics of artificial gauge fields in gapless systems beyond Dirac and Weyl semimetals. From the perspective of wave manipulation, the PMF-induced LLs provide a method to generate flat bands in 3D systems10, which could be helpful in sound trapping, energy harvest, and slow-wave devices. In future studies, it would be interesting to investigate the effects of other forms of PMF beyond the constant one31 and the interactions between PMFs and different types of band degeneracies, such as nodal link, nodal knot, and nodal surfaces. Extending the idea to photonic and electronic systems is also highly desired, where nonlinear and correlated physics can be studied.
Methods
Tight-binding calculations
The nodal ring structures in Fig. 2c, d are obtained by directly diagonalizing the lattice Bloch Hamiltonian (i.e., Eq. (4)) and then tracing the degenerate eigenvalues. The local density of states of plots (Fig. 2e, f) is calculated via Green’s function:
as -\(\,{{\mbox{Im}}}\,\left({\sum }_{i\in 400{{{{{{{\rm{bulk}}}}}}}}{{{{{{{\rm{sites}}}}}}}}}{G}_{ii}\right)/\pi\). Here H is the Hamiltonian for a supercell with 600 sites along the x3 direction and is periodic in the other two directions and γ = 0.01. In Fig. 2e, we fix t unchanged, and the radius of the nodal ring is 0.70π/a. In Fig. 2f, The coupling parameter t varies along x3, and the radius of the nodal ring expands from 0.5π/a (bottom) to 0.9π/a (top).
Acoustic lattice design
The side length of the cubic cell is set to be a = 4 cm, while other structural parameters are all tunable. All tunable structural parameters are controlled by the dimensionless parameter ξ. Specifically, the radii of the tubes are given by r1 = ξr0 and r0 with r0 = 0.4 cm, and the sphere’s radius is R = 0.8 cm.
Numerical simulations
All simulations are performed using the acoustic module of COMSOL Multiphysics, which is based on the finite-element method. The photosensitive resin used for sample fabrication is set as the hard boundary due to its large impedance mismatch with air. The real sound speed at room temperature is c0 = 346 m/s. The density of air is set to be 1.8 kg/m3. The results in Fig. 3b are obtained by computing the band structure of one unit cell, with the Floquet boundary condition applied to all directions. The data points are selected by scanning the dispersion along k1, k2, k3 and tracing the degenerate points. We note this is a good measure of the nodal ring’s radius due to its circular shape (Fig. 3b and Supplementary Information Fig. S5). In the simulations of Fig. 3d–f, a supercell with 300 layers along the x3 direction is used. In Fig. 3e, f, ξ changes from 1.973 to 1.704 from bottom to top. Accordingly, the radius of the nodal ring expands from 0.5π/a to 0.9π/a. To realize flat drumhead surface states, the top and bottom resonators are cut by ht = 0.246r0 and hb = 0.216r0, respectively. More simulations can be found in Supplemental Information.
Sample details
The sample is fabricated via 3D printing technology with a fabrication error of 0.1 mm. The triclinic sample has a side length of 28.28 cm × 28.28 cm × 32.01 cm and contains 2904 sphere cavities and several waveguides. All spheres at the surface are cut in half to mimic radiation boundary conditions. During the measurement, the sample is surrounded by sound-absorbing sponges to reduce the reflection from the sample boundaries. When we measure the top (bottom) drumhead surface states, the top (bottom) surface is covered by an acrylic plate (Supplementary Information Fig. S10). All three samples have 12 layers. The parameters of the three samples are listed in Table 1.
Experimental measurements
In the LL experiment, a broadband sound signal (4–8 kHz) is launched from a narrow long tube in Fig. 4c (diameter of about 0.3 cm and length of 35 cm) that is inserted into the centermost site, which acts as a point-like sound source for the wavelength focused here. The pressure of each site is detected by a microphone (Brüel&Kjær Type 4961) adhered to a long tube (diameter of about 0.2 cm and length of 35 cm). The signal is recorded and frequency-resolved by a multi-analyzer system (Brüel&Kjær 3160-A-022 module). In the drumhead state experiment, the source is located at the 2nd (12th) layer when we measure the bottom (top) drumhead state (Supplementary Information Fig. S10). Other sets are the same as before.
Data analysis
In the LL experiment, pressure data of the outermost sites (cut sites and sites that connect them directly) are discarded. The source’s frequency spectrum normalizes all pressure data before they are used to create the plots in Fig. 4. In the drumhead state experiment, all data are processed by Fourier transformation.
Data availability
The experimental data are available in the data repository for Nanyang Technological University at this link (https://doi.org/10.21979/N9/RS60NB). Other data supporting this study’s findings are available from the corresponding authors upon reasonable request.
Change history
15 March 2024
In the PDF of this article, Haoran Xue, Yong Ge, and Ding Jia were incorrectly denoted as being one of the equally contributing authors. The original article PDF has now been corrected. The HTML is unaffected.
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Acknowledgements
Z.C., Y.L., and B.Z. are supported by the Singapore Ministry of Education Academic Research Fund Tier 2 Grant MOE2019-T2-2-085, and National Research Foundation (NRF), Singapore under its Competitive Research Programs NRF-CRP23-2019-0007. Y.C. is also supported by the National Research Foundation (NRF), Singapore under its Competitive Research Programs NRF-CRP23-2019-0005, and NRF Investigatorship NRF-NRFI08-2022-0001. Y.L. gratefully acknowledges the support of the Eric and Wendy Schmidt AI in Science Postdoctoral Fellowship, a Schmidt Futures program. Y.G., Y.G., D.J., S.Y., and H.S. acknowledge support from the National Natural Science Foundation of China under Grant Nos.12274183 and 12174159, and the National Key Research and Development Program of China under Grant No. 2020YFC1512403. H.X. acknowledges support from the start-up fund of The Chinese University of Hong Kong. We thank Daniel Leykam for helpful comments.
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H.X. conceived the idea. Z.C., H.X., and Y.L. did the theoretical analysis. Z.C. performed the simulations and designed the sample. Y.-J.G., Y.G., D.J., and H.-X.S. conducted the experiments. Z.C., H.X., S.-Q.Y., Y.C., and B.Z. wrote the manuscript with input from all authors. H.X., H.-X.S., Y.C., and B.Z. supervised the project.
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Cheng, Z., Guan, YJ., Xue, H. et al. Three-dimensional flat Landau levels in an inhomogeneous acoustic crystal. Nat Commun 15, 2174 (2024). https://doi.org/10.1038/s41467-024-46517-z
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DOI: https://doi.org/10.1038/s41467-024-46517-z
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