Abstract
The high inter-individual heterogeneity in individuals with depression limits neuroimaging studies with case-control approaches to identify promising biomarkers for individualized clinical decision-making. We put forward a framework integrating the normative model and non-negative matrix factorization (NMF) to quantitatively assess altered gray matter morphology in depression from a dimensional perspective. The proposed framework parses altered gray matter morphology into overlapping latent disease factors, and assigns patients distinct factor compositions, thus preserving inter-individual variability. We identified four robust disease factors with distinct clinical symptoms and cognitive processes in depression. In addition, we showed the quantitative relationship between the group-level gray matter morphological differences and disease factors. Furthermore, this framework significantly predicted factor compositions of patients in an independent dataset. The framework provides an approach to resolve neuroanatomical heterogeneity in depression.
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Introduction
It is well accepted that depression is a highly heterogeneous syndrome. Patients with depression show pronounced inter-individual variations in symptom manifestation, clinical trajectories, etiologies, and treatment responses1,2,3,4. Two patients diagnosed with depression may experience very different (or even opposite) symptom profiles5, have different monoamine levels6 and respond differently to treatment7. Interindividual heterogeneity hampers neuroimaging studies with case-control approaches to identify promising biomarkers for individualized clinical decision-making. This is because traditional neuroimaging studies aim to detect group-level effects but ignoring inter-individual heterogeneity8. Neuroimaging studies establish that group-level differences essentially representing an “average patient” are on behalf of a fraction of patients8 and miss important inter-individual heterogeneity9. In this context, although studies using structural magnetic resonance imaging (MRI) consistently recognize structural brain abnormalities in distributed brain regions, their findings are not uniform because they adopt almost exclusively case-control approaches in depression10. Parsing neuroanatomical heterogeneity not only provides insights into the etiology, but also facilitates individualized clinical decision-making in depression.
An increasing number of researchers have realized neuroanatomical heterogeneity and have proposed a series of approaches to resolve it. These approaches can be roughly summarized into two categories: identifying more homogeneous subtypes and obtaining subject-level differences. The former aims to uncover potential subtypes. Clinically, patients with depression are usually divided into non-overlapping/categorical subtypes according to symptomatology, course trajectories, and treatment responses11. Alternatively, with advances in machine learning and the availability of open datasets, researchers have revealed potential subtypes using data-driven methods from objective data, such as biological and neuroimaging data12. Although these approaches show promise in practical clinical applications to a certain extent, such as informing treatment responses13 and treatment selection14, they also have limitations. Similar symptoms can be introduced by distinct mechanisms, restricting the application of them in distinguishing etiologically distinct patients15. Importantly, some patients may not clearly belong to any subtype, and subtypes according to symptoms is unstable over time16. Data-driven methods also encounter a number of challenges, e.g., choosing clustering algorithms and determining the optimal number of subgroups17,18. Findings derived from subtypes still cannot be applied to an individual patient. The latter obtains neuroimaging phenotype at subject level. Recently, a normative model is proposed to evaluate subject-level imaging differences by measuring the deviation from the normal distribution18. With the normative model, neuroimaging studies succeed in inferring subject-level structural brain alterations in mental disorders8,19,20. Nonetheless, the high- dimension results derived from the normative model is difficult to deal with8,19. On the other hand, relevant neuroimaging studies dot not reconcile subject- to group-level findings, limiting interpretability of subject-level results.
In this study, we propose a comprehensible framework to quantitatively estimate structural brain abnormalities from a dimensional perspective in depression. In this framework, subject-level gray matter morphological differences measured with voxel-based morphometry analysis were derived using the normative model8,21. Then non-negative matrix factorization (NMF), a widely used dimensionality reduction algorithm in neuroimaging studies22,23, was conducted to parse subject-level differences into latent disease factors. In this way, subject-level morphological differences are expressed as a linear and unique combination of disease factors (Fig. 1A). We then performed functional annotation on identified disease factors to associate them with functional/cognitive terms using probabilistic (activation) mappings provided by Neurosynth (https://neurosynth.org/)24. In this study, we had two main hypotheses: (1) Individual differences in clinical presentation could be reflected in the factor composition; (2) The disease factors could quantitatively derive the group-level morphological results. What’s more, we also investigated the reproducibility of the framework in another independent dataset.
Results
Overall approach
This study included three independent datasets: a discovery dataset and two validation datasets. The discovery dataset recruited 105 patients with depression. The validation dataset 1 included 76 patients with depression and 68 HCs and the validation dataset 2 included 492 HCs. All reported results were based on the discovery dataset and validated using the validation datasets.
The workflow of this study involved five steps (Fig. 1B). (1) Performing the normative model to derive individualized gray matter volume (GMV) differences. (2) Performing NMF to parse subject-level GMV differences into disease factors and factor composition. In this step a strategy was also proposed to automatically identify the optimal number of disease factors (K). (3) Investigating the relationship between factor composition and symptoms, and performing functional annotation on disease factors. (4) Reproducibility analysis. (5) Association between subject- and group-level differences were investigated Table 1.
Four disease factors are identified
We identified disease factors of subject-level differences using NMF. To choose the appropriate number of disease factors, an index named stability value was proposed with the assumption results of the optimal number of disease factors were the most stable (see method). A larger stability value indicates a more stable result. The stability values of the increased and decreased parts of the two datasets are presented in Fig. S1. As shown, the stability value was the largest when the number of disease factors (K) = 2 (for increased and decreased differences), suggesting there were two positive and two negative disease factors. The permutation test results (see method) suggested that NMF would yield more stable results and explain greater variance than chance (Supplementary results). These four disease factors are shown in Fig. 2A. Only the top 5% of voxels according to disease factors (H) for visualization are shown. The factor compositions (W) of patients are shown in Fig. 2B. Positive disease factor 1 comprised the orbital frontal cortex, ventromedial prefrontal cortex/anterior cingulate cortex, temporal pole, and middle temporal gyrus. Positive disease factor 2 comprised the striatum, ventromedial prefrontal cortex (vmPFC)/anterior cingulate cortex (ACC), parahippocampal gyrus, thalamus, and amygdala. Negative disease factor 1 comprised the vmPFC/ACC, superior frontal gyrus, bilateral anterior insula, thalamus, striatum, hippocampus, and precentral gyrus. Negative disease factor 2 comprised the bilateral temporal gyrus, inferior frontal gyrus, and postcentral gyrus. The identified four disease factors in the validation dataset 1 and their spatial correlations with these in the discovery dataset were presented in Fig. S2.
Patients with depression showed large variation in factor composition (Fig. 2B). We embedded factor composition (four weight values) into two-dimensional space with a dimensionality reduction technique (t-distributed stochastic neighbor embedding method)25. These results intuitively indicated that patients with depression exhibited high heterogeneity in factor composition.
Functional annotation results
Functional annotation identified a series of cognitive/functional terms for each disease factor from the 217 terms with clear biological significance. Overall, positive factor 1 was mainly related to autobiographical memory, positive factor 2 was to mood and attentional deficits, negative factor 1 was to pressure, and conscious and negative factor 2 was to language comprehension and communication. Significantly related terms (permutation p < 0.05, FDR corrected) were included in the word cloud (Fig. S3 and Table S1), where the size of the word was proportional to 1/permutation p. The functional annotation results of the validation dataset 1 are presented in Table S2.
Association between factor composition and clinical characteristics
We did not observe any correlations between factor composition and clinical symptoms (FDR corrected p values < 0.05). There was also no significant correlation between educational level and the weight of disease factors, further excluding the effect of educational level on the results. Further, the weights of the disease factors demonstrated no difference between male and female patients (Weights of positive factor 1 (PW1): t = 0.778, p = 0.438; Weights of positive factor 2 (PW2): t = 1.549, p = 0.124; Weights of negative factor 1 (NW1): t = −0.137, p = 0.892; Weights of negative factor 2 (NW2): t = 1.567, p = 0.120). However, there were significant differences in NW2 (adult onset vs. adolescent onset: t = 2.635, FDR corrected p = 0.013, Cohen’s d = 0.523, Fig. 3A) and PW1 (adult onset vs. adolescent onset: t = −2.989, FDR corrected p = 0.013, Cohen’s d = −0.593, Fig. 3B) between adult-onset patients (age >18 years) and adolescent-onset patients (age ≤18 years).
Robust analysis results
We also investigated the robustness of the identified disease factors by running NMF 100 times on a randomly selected population of 90% of the patients. Spearman’s correlation coefficients between the factors in the overall patients and in a patient subgroup are shown in Fig. 4A. As we found that patients demonstrated significantly lower IQR than HCs, to exclude the potential effect of IQR on our results, we also calculated Spearman’s correlation coefficients between IQR and factor composition. As a result, no significant correlation was observed (uncorrected p values > 0.05).
Framework prediction of factor composition of unseen patients
The framework could significantly predict the factor composition of patients in the independent validation dataset 1 (r = 0.667, p < 0.001 for PW1; r = 0.678, p < 0.001 for PW2; r = 0.521, p < 0.001 for NW1; r = 0.165, p = 0.154 for NW2) (Fig. 4C).
The quantitative relationship between group-level results and disease factors
The group-level gray matter morphological differences of the discovery dataset are shown in Fig. S4. Patients with depression exhibited decreased GMV in certain brain regions, including the thalamus, hippocampus, parahippocampus, and precentral gyrus (p < 0.05, FDR corrected). These was a significantly association between the group-level results and the identified 4 disease factors using a linear regression model (R2 = 0.738, F = 2.355 × 105, p < 0.001):
In addition, to intuitively show the relationship between the subject- and group-level results. Group-level results were assumed to obtained from an ‘average’ patient and the coefficients (obtained before) were treated as its factor composition. Factor composition of the “average” patient along with that of each patient were embedded into a two-dimensional space (Fig. 4B). This relationship was validated in the validation dataset 1 (supplementary results).
Discussion
In the current study, we put forward a comprehensible framework to quantitatively assess altered gray matter morphological of patients with depression. This framework parses subject-level gray matter morphological differences into latent disease factors and retains inter-individual variability. Factor composition significantly differs between adult- and adolescent-onset patients. In addition, identified disease factors can significantly derive group-level gray matter morphological differences. Moreover, the framework can predict the factor composition of patients in another independent dataset.
The normative model can map individualized brain morphological differences but yield high-dimension results at the same time which is hard to handle with8,19. In this study, we go further to parse subject-level morphological differences into disease factors using NMF that is found to be able to uncover disease factors in autism spectrum disorder23,26. In the work of Shan et al., the authors also decompose gray matter matrix into six disease factors using NMF and obtain individualized deviations of weight using normative model for each patient with autism spectrum disorder23. However, there are three main differences between their work and the current study. First, the assumption is different. In the framework used in autism, the authors do not directly obtain disease-specific factors, but the different compositions of factors shared by patients and normal population in autism. Second, the number of disease factors is automatically determined in our proposed framework. Finally, quantitative relation between subject- and group-level morphological results is also identified, reconciling the group- and subject-level results. We tackle inter-individual gray matter morphological heterogeneity in depression from a dimensional prospective, in accordance with dimension model of psychiatric disorders27.
Previous similar studies23,28,29 fails to obtain disease-related differential patterns at subject level or validate the reproducibility of their findings. Our proposed framework identifies four robust disease factors derived from individualized morphological differences in patients with depression. The identified disease factors demonstrate distinct spatial distributions and cognitive processes. Although the identified factors are significantly associated with cognitive processes, we don’t find any significant correlations between the weights of disease factors and symptoms. The possible explanations are numerous: First, ‘mood’ in the Neurosynth is a very broad term including neutral, sad, and happy mood states derived from both patients with brain disorders (mainly mental disorders) and healthy population. Not all of them are related to depression. Second, the structural/functional neural correlations of the same clinical symptom vary between patients with depression and healthy population or patients with other mental disorders, such as anhedonia30,31,32. Finally, we don’t record enough clinical measures. Considering the association between age of onset and disease factors, clinical measures, such as antidepressant treatment response33, executive dysfunction34, prevalence of stressful life events preceding onset and levels of neuroticism35 may also be associated with disease factors.
The patients with depression exhibit tremendous inter-individual heterogeneity in factor composition. Examination of factor composition show that patients with depression are uniformly distributed in the embedded space. Although medical status and comorbidity are well controlled in this study, there is still notable heterogeneity in factor composition among patients with depression, in accordance with the notion that depression is a highly heterogeneous disorder36,37. In addition, factor composition demonstrates significant differences between adult- and adolescent-onset patients. The age of onset has been consistently recognized as one of the sources of clinical heterogeneity and import potential confounders, leading to conflicting findings of neuroimaging studies in depression10,33,38,39,40. For example, unlike adult-onset depression characterized by decreased volume in widespread brain regions41, adolescent-onset depression demonstrates increased volume in distributed brain regions such as the hippocampus, amygdala, and anterior cingulate cortex, possibly reflecting an delayed dendritic pruning42,43. Collectively, these results suggested that our framework uncovered potential disease factors that captured the sources of clinical heterogeneity in depression. Meanwhile, the personalized and multifarious factor composition provided a possible interpretation of the conflicting findings of case-control neuroimaging studies aimed at detecting group-level effects. Although a large number of neuroimaging studies have recognized structural brain abnormalities in depression, the patterns of abnormality remain unclear, as the findings have been largely inconsistent41,44. Patients with depression demonstrate decreased, no variation, or even increased gray matter volumes in distributed brain regions45,46,47,48. Among the affected brain regions, the hippocampus and medial prefrontal cortex are representative regions. Their structural differences are varied, resulting from the heterogeneity of patients with depression12,49. Collectively, our proposed framework helped parse subject-level morphological differences.
Although a number of studies also obtain subject-level neuroimaging differences, their results are difficult to understand18,50,51. The current study shows that group-level approaches only detect decreased gray matter volumes in limited brain regions, and the derived conclusions are representative of the “average” patient. Most of the individualized differences (e.g., positive factors) are concealed by group-level analysis. In this study, the identified disease factors show quantitative and linear relationship with group-level and subject-level differences, establishing a connection to previous findings.
Despite these advantages, this study also has some limitations. First, we don’t record enough clinical data, future studies can investigate whether disease factors correspond to symptom dimensions in depression. Second, only patients without other mental disorders comorbidities are included in this study. The influence of comorbidity on the disease factors can be investigated in the future. Third, we don’t control the alcohol and tobacco use.
This study proposes a robust and comprehensible framework to quantitatively estimate altered structural brain heterogeneity in depression from a dimensional perspective. Our proposed framework yields comprehensible neuroimaging results at subject level, reconciles the subject- and group-level neuroimaging findings and can predict factor compositions of patients in another independent dataset.
Methods
Sample
This study included three independent datasets: a discovery dataset and two validation datasets. The discovery dataset included 105 first-episode and untreated patients with depression and 130 matched healthy controls (HCs). Patients were recruited from the outpatient services of the Department of Psychiatry at the First Affiliated Hospital of Zhengzhou University. The protocol to recruit this dataset was approved by the Research Ethics Committee of the First Affiliated Hospital of Zhengzhou University. The validation dataset 1 included 76 patients with depression and 68 HCs. The protocol to recruit the validation dataset 1 was approved by the Research Ethics Committee of the University of Electronic Science and Technology of China. The validation dataset 2 included 492 HCs and the protocol to recruit this validation dataset was approved by the Research Ethics Committee of the Brain Imaging Center of Southwest University.
All study procedures were performed in accordance with the Helsinki Declaration of 1975, and written informed consent was obtained from all participants before the experiment. Details regarding the description of datasets and scan acquisition are included in the supplementary methods. All reported results were based on the discovery dataset and validated using the validation datasets.
Voxel-based morphometry analysis
Voxel-wise gray matter volume (GMV) was measured following the recommended pipeline of the Computational Anatomy Toolbox (CAT12, http://dbm.neuro.uni-jena.de/cat12/). Structural images were segmented into gray and white matter and cerebrospinal fluid, normalized into Montreal Neurological Institute space (MNI), resampled to 1.5 mm3, smoothed (6-mm full-width at half-maximum Gaussian kernel)38,52. The total intracranial volume (TIV) of each participant was calculated. To control the data quality, the Image Quality Rating (IQR) was recorded51,53.
Modelling latent disease factors
First, we adopted a normative model to obtain voxel-wise morphological differences at the subject level. In a similar manner to growth charts, which infer a child’s height or weight from age, the normative model infers subject-level neuroimaging differences. As in previous studies8,18, a Gaussian process regression was built to infer GMV value for each voxel from age and sex. The model was first trained with HCs and then applied to patients with depression. Two strategies were adopted to assess the performance of the normative model. Firstly, we assessed the performance of normative model using 10-fold cross-validation in HCs in three datasets, respectively18. Specifically, for each run, models were trained using the training set and predicted GMV values in the test set. Second, we trained a Gaussian process regression based on HCs in the discovery dataset and applied it to HCs in the validation dataset 1. The performance of models was assessed using the standardized mean squared error (MSE)18. Deviations between the predicted and true GMVs was measured with Z-score where positive Z-scores indicated higher GMV in patients, and vice versa. Voxels were divided into two parts according to Z-scores (positive and negative parts).
The subsequent steps were separately conducted on the positive and negative parts. NMF was conducted to parse individualized morphological differences into distinct patterns (disease factors) for the increased/decreased parts. As NMF only allows non-negative input, absolute values of Z-scores of negative parts were considered. In neuroimaging studies, NMF produces more explanatory, reproducible, and specific results and avoids the opposite differences canceling each other54. NMF yields soft (probabilistic) parcellation of voxel-wise differences. This method has been widely used in neuroimaging studies55,56. NMF is defined as follows:
Where D is the subject-level gray matter differences (subject × voxel), H is disease factors (factors × voxel), W (subject × K) is factor composition, and є is the residuals. The only parameter that needs to be predefined is the K.
Inspired by a previous study57, we determined the optimal K (between 2 and 10) using the following strategy. First, we assumed that if the K was the optimal, the corresponding results were the most stable. For each K (between 2 to 10), NMF was repeatedly ran because of random initialization (100 times). The Hungarian matching algorithm was used to match factors across runs28,57. The mean Pearson’s correlations between factors were calculated. This procedure yielded a 100 × 100 correlation matrix. The averaged value (stability value) of the 100 × 100 matrix was then calculated to measure the stability of the results across runs. If the K is optimal, the corresponding stability value was the largest. Finally, using the optimal K, we averaged the results across 100 runs. For each patient, linear regression models were generated to obtain how much variance was explained by disease factors.
Then, we investigated whether NMF with the optimal K would yield more stable disease factors and whether the variance explained by these disease factors was significantly greater than chance. To this end, a permutation test (1000 times) was performed. For each run, individualized GMV differences were shuffled for each patient. Then, we calculated stability value with the optimal K (as before). Once again, the variance of disease factors was explained using linear regression models. The significance was determined with permutation p < 0.05 (FDR corrected).
Functional annotation for the disease factors
To provide a further interpretation of the identified disease factors, we conducted functional annotation on the identified disease factors. Briefly, functional annotation associated cognitive processes/functional terms with identified brain regions using probabilistic (activation) mappings provided by Neurosynth (https://neurosynth.org/)24. There are more than 4000 search terms in Neurosynth. However, some of the search terms were useless in identifying tasks such as “able” and “abstract.” Overall, 217 terms that had clear biological significance were selected. The list of selected functional terms is listed in the study by Cheng et al.58. The significance of the associations between the identified disease factors and functional terms was determined using a permutation test (1000 times). The significant terms were determined if the corresponding p values were <0.05 (FDR corrected). Details about the permutation test are included in the Supplementary Methods. As each factor covered the whole brain, functional annotation was performed on the most representative brain areas (the top 5% of voxels according to disease factors or H) for each factor. This procedure was performed using the brain annotation toolbox (BAT, https://istbi.fudan.edu.cn/lnen/info/1173/1788.htm)59.
Association between factor composition and clinical features
We calculated Spearman’s correlation between factor composition and the Hamilton Depression Rating Scale factor scores, disease duration, age of onset, and years of education. The correlation results were corrected by false discovery rate (p < 0.05). The differences in factor composition between adolescent- (age ≤18 years) and adult-onset patients (age >18 years) were calculated60. Sexual differences in factor composition were also investigated using a two-sample t test (p < 0.05, FDR corrected).
Robust analysis
To rule out the possibility that our results were biased by some patients, disease factors were identified from 90% of randomly selected patients with K determined in the previous step. This procedure was repeated 100 times. Spearman’s correlation coefficients between factor composition obtained from all patients and that from patient subgroup were calculated. Similarly, factors were matched with the Hungarian matching algorithm28,57.
Reproducibility analysis
Then, we inferred the factor composition of patients in the validation dataset 1 using linear regression models where disease factors (identified using the discovery dataset) were the independent variables and subject-level differences were the dependent variables. The coefficients of regression models were treated as the predicted factor compositions. The true factor compositions of patients in the validation dataset 1 were obtained as before. Spearman’s correlation coefficients between the predicted factor composition and the true ones were calculated to measure the reproducibility of our framework. The correspondence between the predicted factor composition and the true ones were determined using the Hungarian matching algorithm.
Association with group-level differences
We also investigated the relationship between subject- and group-level gray matter morphological differences. Group-level gray matter morphological differences were obtained by comparing GMV between all patients and HCs using a two-sample t test with using SPM12 software (http://www.fil.ion.ucl.ac.uk/spm). In this step age, sex, years of education and TIV were treated as covariates. Then, a linear regression model was conducted to assess the quantitative relationship between group-level gray matter morphological differences (unthresholded T map) and disease factors. Model statistics included the R2 statistic, the F-statistic and its p-value were recorded.
Reporting summary
Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article.
Data availability
The probabilistic (activation) mappings are provided by Neurosynth (https://neurosynth.org/). The neuroimaging data of discovery dataset and validation dataset 1 used in this study are under active use by the reporting laboratory and are available from the corresponding author upon request. The validation dataset 2 is freely available (http://fcon_1000.projects.nitrc.org/indi/retro/sald.html). Source data are provided with this paper.
Code availability
All analytical procedures in this study are based on publicly available toolkits. Gray matter volume is assessed with the Computational Anatomy Toolbox (CAT12, http://dbm.neuro.uni-jena.de/cat12/). The normative model is freely available (GAUSSIAN PROCESS REGRESSION AND CLASSIFICATION Toolbox version 4.2, http://www.GaussianProcess.org/gpml/code). Functional annotation is performed using the Brain Annotation Toolbox (BAT version 1.1, https://istbi.fudan.edu.cn/lnen/info/1173/1788.htm). Group-level differences in GMV are obtained using SPM12 (http://www.fil.ion.ucl.ac.uk/spm). Non-negative matrix factorization is performed using the built-in function in MATLAB 2018a. Additional information is available from the corresponding author upon request.
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Acknowledgements
This research study was supported by the Natural Science Foundation of China (81601467, 81871327, 62106229, 82172059, 82121003, 62036003) and Medical science and technology research project of Henan province (201701011, SBGJ202102103, SBGJ202101013) and China Postdoctoral Science Foundation (2022M712890).
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S.H., J.C., H.C. and Y.C. conceived and designed the study. Q.C., R.Z., S.L., B.Z., W.S., B.W., L.L. collected the data. S.H., Q.C. and Y.Z. analyzed the data. S.H. and Y.Z. drafted the work. S.H., Y.W., K.F. and H.C. revised the draft. All authors approved the final version to be submitted for publication and agree to be accountable for all aspects of this work.
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Han, S., Cui, Q., Zheng, R. et al. Parsing altered gray matter morphology of depression using a framework integrating the normative model and non-negative matrix factorization. Nat Commun 14, 4053 (2023). https://doi.org/10.1038/s41467-023-39861-z
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DOI: https://doi.org/10.1038/s41467-023-39861-z
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