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# Compartmentalization-induced phosphorescent emission enhancement and triplet energy transfer in aqueous medium

## Abstract

Triplet energy transfer occurs frequently in natural photosynthetic organisms to protect against photo-oxidative stress. For artificial light-harvesting systems, several challenges need to be addressed to realize triplet energy transfer especially in aqueous medium. Specifically, the phosphors should be shielded from water and molecular oxygen, which facilitate to maintain intense emission intensity. Moreover, the donor‒acceptor phosphors should be organized in close proximity, yet simultaneously avoiding direct homo- and hetero-interactions to minimize the potential energy losses. Herein an effective strategy has been developed to meet these requirements, by employing a rod−coil amphiphile as the compartmentalized agent. It renders synergistic rigidifying and hydrophobic shielding effects, giving rise to enhanced phosphorescent emission of the platinum(II) complexes in aqueous environment. More importantly, the donor‒acceptor platinum(II) phosphors feature ordered spatial organization in the ternary co-assembled system, resulting in high light-harvesting efficiency. Therefore, the compartmentalization strategy represents an efficient approach toward color-tunable phosphorescent nanomaterials.

## Introduction

Light-harvesting system exists widely in natural photo-synthetic organisms, capable of funneling excitation energy from sun to the reaction center1,2. Nowadays, great efforts have been devoted to emulate nature’s design to capture light energy, by bringing donor (D) antennae and acceptor (A) units together3,4,5. Despite the great progress achieved, the vast majority of current artificial harvesting systems are focused on singlet energy transfer (ET) between fluorescent chromophores6,7,8,9,10,11,12,13,14. The situation is a little different from natural photosynthetic organisms, in which triplet ET occurs frequently between D and A phosphors to protect against photo-oxidative stress2. For artificial light-harvesting antennae, the triplet excitons feature long excited-state lifetime and slow excitation energy release, which endow the systems with exceptional material properties15,16,17,18,19.

Supramolecular D‒A co-assembly is regarded as an efficient, modular approach toward artificial light harvesting in aqueous media4. It provides excellent water solubility and meanwhile avoids tedious multi-step synthesis. However, several challenges are met to achieve high triplet ET efficiency. First, the D/A phosphors should possess intense emission intensity in aqueous environment. A prerequisite for achieving this goal is to shield the phosphors from water and dissolved molecular oxygen, which facilitate to stabilize their triplet excitons20,21. Second, the D‒A phosphors should be organized with close proximity, yet simultaneously avoiding direct homo- and hetero-interactions, in order to minimize the potential energy losses22,23,24. Owing to these restrictions, the previous triplet ET systems are mainly performed in crystalline and gel states25,26, yet rarely explored in the aqueous media27.

A feasible strategy to attain this objective is creating compartmentalization in supramolecular D‒A systems28,29,30,31, which avoids mutual interference and thereby improves ET efficiency. As a first embodiment of this design, herein aqueous light-harvesting systems are developed, with the involvement of two platinum(II) phosphors (1 and 2 serve as D and A, respectively, Fig. 1). In principle, these square planar platinum(II) phosphors suffer from severe excited-state deactivation in water (Supplementary Figs. 1 and 2). To address the issue, rod−coil amphiphile 3 (Fig. 1) is designed as the compartmentalized agent, possessing non-emissive gold(III) headgroup and hydrophilic polyethylene glycol 2000 (PEG2000) tail. 3 tends to self-assemble into micelles in water, providing hydrophobic interior to encapsulate platinum(II) complexes 1 (or 2) (Fig. 1). As a consequence, these platinum(II) emitters are shielded from the surrounding quenchers such as water and dissolved oxygen molecules, giving rise to phosphorescent emission enhancement in aqueous environment. More importantly, the 13 (or 23) hetero-complexation prevails over the homo-complexation ones, ascribed to the strong π-stacking strength between neutral gold(III) headgroup on 3 and positively charged platinum(II) phosphors. For the ternary co-assembled system 123 (Fig. 1), the two platinum(II) phosphors are densely packed, yet separately partitioned via the compartmentalized agent 3. Highly efficient light harvesting and ET can be realized in aqueous medium, by taking advantage of triplet exciton stabilization and ordered spatial organization for D‒A phosphors 12. Hence, the compartmentalization strategy exemplified in the current study provides a feasible approach toward color-tunable phosphorescent nanomaterials.

## Results

### Self-assembly behaviors of 3

As an initial step, we study the self-assembly behaviors of rod−coil amphiphile 3. Depending on transmission electron microscopy (TEM) and dynamic light scattering (DLS) measurements, 3 is capable of forming micelles in water, with an averaged hydrodynamic diameter of 34 nm (Fig. 2a, b). The critical micelle concentration in water is determined to be 6.7 × 10−6 M via Nile red encapsulation experiment (Supplementary Fig. 3). In sharp contrast, no aggregates form for 3 in methanol under the same conditions (Fig. 2b and Supplementary Fig. 4). The reversible self-assembly of 3 is manifested via solvent-dependent ultraviolet–visible (UV-Vis) measurements. Upon varying the methanol/water volume ratio, an isosbestic point emerges at 407 nm for the metal-perturbed π‒π* absorption (ranging from 355 to 420 nm, Fig. 2c). Notably, 3 is non-emissive in water (Φem < 0.001, Supplementary Fig. 5), owing to the presence of thermally accessible d-d or LLCT (ligand-to-ligand charge transfer) states for the [Au(III)(C^N^C)(C≡C‒R)] unit32,33.

### Co-assembly behaviors between 1 and 3

Co-assembly behaviors between 3 and the platinum(II) phosphor 1 are then investigated. Although 1 itself is insoluble in pure water, a transparent, yellow-colored solution emerges upon mixing 3 and 1 together (Fig. 3a). The enhanced solubility arises from the encapsulation of 1 into the inner micelle core of 3. Simultaneously, the typical metal-to-ligand charge transfer (MLCT)/LLCT absorbance of 1 [λmax = 420 nm in water/MeOH (90:10, v/v)] undergoes bathochromic shift in complex 13 (λmax = 480 nm, Fig. 3b). It originates from hetero π‒π stacking between 1 and the [Au(III)(C^N^C)(C≡C‒R)] unit on 3, which is supported by the close inter-planar distance (3.44 Å) in density functional theory (DFT) theoretical calculation (Supplementary Fig. 6). Molar ratio plot is further acquired by monitoring the absorbance intensity at 480 nm, providing the clear evidence for 1:1 binding stoichiometry between 1 and 3 (Fig. 3b, inset).

In pure methanol, no red-shifted MLCT/LLCT absorbance is observed upon mixing 1 and 3 together (Supplementary Fig. 7a). Hence, we sought to elucidate 13 co-assembly behaviors via solvent-dependent UV–Vis measurements, with the systematic variation of water/methanol volume ratio. A sigmoidal denaturation curve is obtained for the 13 co-assembly process, by plotting the degree of aggregation (αagg) at 480 nm versus MeOH volume fraction (f) in water (from 0.10 to 0.35, Fig. 3c). The denaturation curve can be nicely fitted by a previously reported solvent-dependent associating equilibrium model34, providing ΔG value (Gibbs free energy gain upon monomer association) of –38.6 kJ mol−1 in water/methanol (90:10, v/v). Remarkably, the Gibbs free energy release for 13 co-assembly process is significantly higher than that of 3 self-assembly process (ΔG = –32.4 kJ mol−1, acquired by plotting αagg at 420 nm versus MeOH volume fraction, see Fig. 2d). The dominance of 13 hetero-complexation leads to the formation of rod-like micelles (Fig. 3d, and Supplementary Fig. 10), which are distinct from the spherical micelles for the individual rod−coil amphiphile 3 (Fig. 2a). The morphological conversion is primarily ascribed to the hetero π‒π stacking interactions between 1 and 3, which decrease the curvature and thereby release the strain35.

### Phosphorescent enhancement for complex 1•3

Intriguingly, although the individual compound 1 or 3 is totally non-emissive in aqueous environment (quantum yield Φem < 0.1%, Fig. 4a), an intense yellow emission signal emerges upon mixing them together (λmax = 568 nm, together with a shoulder band at 614 nm, Φem = 6.5%, Fig. 4a). The large Stokes shift, together with long lifetime in the microsecond range (0.69 μs, Fig. 4b), are indicative of triplet parentage for the emission signal. Gratifyingly, both the emission intensity and lifetime value hardly change between the aerated and deaerated samples of 13 (Fig. 4b, and Supplementary Fig. 8). It validates the formation of densely packed domain for co-assembly 13, which protect the triplet excited states from quenching by dissolved molecular oxygen. Noteworthy, the co-assembly of 13 in aqueous medium is a prerequisite for the phosphorescent enhancement, since the phenomenon is absent in pure methanol (Supplementary Figs. 7 and 11).

The control experiment is further performed to clarify the emission enhancement mechanism. Specifically, compound 3 is replaced by the commercially available surfactant Brij S20 (Fig. 4b, inset), which is also capable of providing hydrophobic environment for 1 in water. Upon mixing Brij S20 and 1 together (Supplementary Fig. 9), it shows moderate increase of the emission intensity and lifetime (λmax = 619 nm, τ = 0.13 μs, see Fig. 4a, b). Nevertheless, the phosphorescent quantum yield for complex 1•Brij S20 is 5.7-fold lower than that of complex 13 (Φem: 1.2% for 1•Brij S20 versus 6.5% for 13). As widely known, the emission efficiency is determined by the interplay of radiative and non-radiative processes. For both 13 and 1•Brij S20, they possess the similar radiative decay rates (kr: 0.95 × 105 s−1 for 13 versus 0.92 × 105 s−1 for 1•Brij S20). Evidently, the phosphorescent signals for both complexes arise from the triplet excited states of 1. On the other hand, complex 13 exhibits five times decrease for the knr value than that of 1•Brij S20 (knr: 1.38 × 106 s−1 for 13 versus 7.60 × 106 s−1 for 1•Brij S20). The slower non-radiative decay for 13, together with its relatively blue-shifted emission signal indicate the restriction of vibrations and rotations for 125,36. The phenomenon originates from hetero π‒π stacking between 1 and 3, which is absent in terms of complex 1•Brij S20.

### Co-assembly behaviors between 2 and 3

For complex 23, hetero-complexation also prevails in aqueous media, as reflected by the higher ΔG value for the 23 co-assembly process (ΔG = –37.0 kJ mol−1, Supplementary Fig. 13) than that of the 3 self-assembly one (ΔG = –32.4 kJ mol−1, Fig. 2d). Consequently, 23 displays phosphorescent enhancement phenomenon (λmax = 648 nm, Φem = 2.4% for 23 versus Φem < 0.1% for either 2 or 3, Fig. 5a, and Supplementary Figs. 12 and 15), thanks to the synergistic participation of shielding and rigidifying effects. As shown in Fig. 5b, the singlet (S1) and triplet (T1) energy levels of 23 are determined to be 2.13 and 1.91 eV, respectively. Both values are lower than the T1 energy level of 13 (2.18 eV) (Fig. 5b). It thus lays the basis for triplet ET upon mixing complexes 13 and 23 together in aqueous solution.

### Triplet ET for the ternary complex 1•2•3

Next, the ternary co-assembled complex 123 is constructed (Fig. 6a). For all of the prepared samples in water/methanol (90:10, v/v), the concentration of 3 is equal to the total concentrations of 1 and 2 [denoting as 12x3(1+x)]. Because of the strong hetero-complexation tendency between 3 and 1 (or 2), the two platinum(II) phosphors are compartmentalized by 3 to avoid their direct contact. Rod-like micelles are observed for complex 120.131.1 on the basis of TEM measurements (Fig. 6b). The morphology is similar to those of 13 (Figs. 3d) and 23 (Supplementary Fig. 14), yet distinct from the spherical micelles of the individual compound 3 (Fig. 2a). The phenomenon suggests the co-encapsulation of platinum(II) phosphors 1 and 2 into the hydrophobic interior of 3.

Light-harvesting capability is further studied for the ternary complex 12x3(1+x). Upon gradual increase of 2 as the acceptor unit (x: from 0 to 0.1), the emission signal belonging to 13 (λmax = 568 nm) progressively quenches (Fig. 6c). Meanwhile, the phosphorescence centered at 648 nm strengthens, along with the presence of an iso-emissive point at 610 nm (Fig. 6c). When 3% of 2 is added, the phosphorescent color changes from yellow to red, as directly visualized under 365 nm UV lamp (Fig. 6d, inset). Noteworthy, the red emission signal is significantly weaker for 23 in the absence of 1 (20.131.1, Fig. 6c). The results unambiguously support the presence of triplet ET from 1 to 2 in the ternary co-assembled system, giving rise to the amplified emission at 648 nm. Additionally, the phosphorescent lifetimes of 1 decline from 0.69 to 0.23 and 0.11 μs for the three prepared samples 13, 120.0631.06, and 120.131.1, respectively (Fig. 6d, and Supplementary Fig. 21). The significant decrease of donor lifetime indicates the dominance of non-radiative ET in complex 12x3(1+x).

For complexes 120.0331.03 and 120.131.1 in water/methanol (90:10, v/v), the quantitative ET efficiency (ΦET, see Eq. (3) in “Methods”) is calculated to be 65.4% and 91.2%, respectively (Fig. 6c). By employing a 1:1 binding isotherm model between triplet donor (1)n and acceptor 2, it is found that one acceptor enables the phosphorescence quenching of 65 donor units (Supplementary Fig. 17). It leads to the antenna effect of 15.3 for 120.0331.03 and 8.7 for 120.131.1. In addition, the ET rate constant (kET) in aqueous media is determined to be 2.74 × 106 s−1 and 1.54 × 107 s−1 for 120.0331.03 and 120.131.1, respectively (see Eq (4) in “Methods”). Noteworthy, the kET value for 120.131.1 is higher than those of the previous triplet ET systems in crystalline and film phases (105–106 s−1)26,37. It is attributed to the compartmentalization effect rendered by 3, which organizes platinum phosphors with close spatial proximity yet without direct interaction. The result can be further evidenced by the addition of 10% excessive amount of 3 (Fig. 6e and Supplementary Fig. 18). It increases the distance for the platinum phosphors and consequently leads to three times decrease of the kET values.

### ET dynamics of the ternary complex 1•2•3

For the above ET experiments, they are performed by pre-mixing the stock solution of 12x3(1+x) together in methanol, followed by the injection into water (method A in Fig. 7a). In view of the dynamic nature for the ternary co-assembled system, light-funneling efficiency can be influenced by the exchange rates38. Taking this into consideration, an alternative fabrication approach has been employed. Briefly, the stock aqueous solutions of 13 and 23 are separately prepared, followed by mixing of the two solutions together (method B in Fig. 7a). Both methods give rise to the decay of donor emission intensity, as well as strengthening of the acceptor one. However, ΦET value reaches to the plateau after 140 min in method B, which is much slower than that of method A (~20 min) (Fig. 7b). Moreover, ΦET values for method B are determined to be 47.0%, 65.0%, and 74.9% for 120.0331.03, 120.0631.06, and 120.131.1, respectively. They are comparably lower than the corresponding values obtained in method A (65.4%, 82.0%, and 91.2%, Fig. 7c, and Supplementary Fig. 19). Accordingly, it can be concluded that the exchange dynamics of the ternary co-assembled system exert crucial impact on the triplet ET efficiency.

## Discussion

In summary, an effective strategy has been developed toward phosphorescent emission enhancement and triplet light harvesting in aqueous environment. The design principle is on the basis of the rod−coil-type compartmentalized amphiphile 3, which provides the synergistic hydrophobic shielding and rigidifying effects for the platinum(II)-based phosphors 12. For the ternary co-assembled complex 123, the two platinum(II) phosphors are endowed with ordered spatial organization and enhanced emission intensity. Triplet ET can be achieved by varying 1/2 molar ratio, leading to the change of phosphorescent color from yellow to red. Notably, the ET rate constant is 1.54 × 107 s−1 for 120.131.1 in aqueous media, which is one order higher than those of the previous triplet ET systems in crystalline and film phases (105‒106 s−1). Therefore, the compartmentalization strategy represents an efficient approach toward phosphorescent light-harvesting materials.

## Methods

### Measurements

1H nuclear magnetic resonance (NMR) spectra was collected on a Varian Unity INOVA-400 spectrometer with tetramethylsilane as the internal standard. 13C NMR spectra were recorded on a Varian Unity INOVA-400 spectrometer at 100 MHz. Time-of-flight (TOF) mass spectra were obtained on matrix-assisted laser desorption ionization-time of flight (autoflex speed TOF/TOF, Bruker). UV/Vis spectra were recorded on a UV-1800 Shimadzu spectrometer. Steady-state emission spectra were recorded on FluoroMax-4 spectrofluorometer (Horiba Scientific) and analyzed with an Origin (v8.1) integrated software FluoroEssence (v2.2). Solutions for photophysical studies were degassed by purging solvent-saturated N2 for 10 min. The emission quantum yield was determined by using [Ru(bpy)3](PF6)2 (Φem = 6.2% in deaerated CH3CN) as the ref. 39. Emission lifetime data were acquired with 1 MHz LED laser with the excitation peak at 455 nm (NanoLED-455) and analyzed with DataStation v6.6 (Horiba Scientific). TEM experiments were performed on Tecnai G2 Spirit BioTWIN electron microscope (acceleration voltage: 120 kV). The hydrodynamic size distributions were characterized using DLS (Malvern Zetasizer Nano ZS90). DFT computations were performed by utilizing the Gaussian 09 D.01 software package. During the optimization process, Lanl2dz core potential was chosen to describe Pt and Au atoms, while all other elements were described by using ωb97xd and 6-31G as dispersion corrected exchange functional and basis set, respectively.

### Mathematical curve fitting of the assembling process

To acquire the detailed thermodynamic parameters for the solvent-dependent self-/co-assembly process, a sigmoidal denaturation curve is obtained upon plotting the fraction of aggregates (αagg) versus the MeOH volume fraction (f) in water.

$$\alpha _{{\mathrm{agg}}} = \frac{{{A}({\mathrm{\lambda }}) - {A}_{\mathrm{M}}}}{{{A}_{{\mathrm{agg}}} - {A}_{\mathrm{M}}}}$$
(1)

In this equation, A(λ) is the absorbance at a given MeOH volume fraction. AM is the absorbance at the high MeOH volume fraction, corresponding to the monomeric state. Aagg is the absorbance at the low MeOH volume fraction, corresponding to the fully aggregated state. The curve can be further fitted by an equilibrium model adapted to solvent-dependent association36, which is described by Eq. (2):

$$\Delta G_f = \Delta G_0 + m \times f$$
(2)

In this equation, ΔG0 represents the Gibbs free energy gain upon monomer association in pure water. The dependence of Gibbs free energy (ΔGf) on the solvent (f) is described by the m value.

### Determination of the ET efficiency

ET efficiency (ΦET) is calculated according to Eq. (3).

$${\varPhi }_{{\mathrm{ET}}} = 1 - I_{{\mathrm{DA}}}/I_{\mathrm{D}}$$
(3)

In the equation, IDA and ID are the emission intensity of ET donor with and without the presence of ET acceptor, respectively.

ET rate constant (kET) is calculated according to Eq. (4).

$${\varPhi }_{{\mathrm{ET}}} = k_{{\mathrm{ET}}}/\left( {k_{{\mathrm{ET}}} + \tau _{\mathrm{D}}^{ - 1}} \right)$$
(4)

In the equation, τD is the phosphorescent lifetime of 1•3 (served as the ET donor).

### Calculation of the donor number quenched by acceptor

In the ternary system 1•2x•3(1+x), the majority of emission for the donor (complex 13) was quenched by a few percentage of acceptor (complex 23). If n donors are assumed to be quenched by one acceptor, we could treat (D)n as one unit to model the quenching process via the 1: 1 binding isotherm. This model combines the direct quenching and energy-migration-assisted ET pathways, which is expressed by Eq. (5),

$$\left( {\mathrm{D}} \right)_n \, + \, {\mathrm{A}} = \left( {\mathrm{D}} \right)_n•{\mathrm{A}}$$
(5)

The value of n is further obtained in Eq. (6), by nonlinear least-squares fittings of emission intensity of donor versus the acceptor concentration.

$$\begin{array}{c}I_{\mathrm{D}} = I_{\mathrm{0}} + \left( {\left( {I_{{\mathrm{lim}}} - I_0} \right)/\left( {2 \times C_0} \right)} \right)\\ \times \left( {C_0 + C_{\mathrm{A}} + \left( {1/K_{\mathrm{a}}} \right) - \left( {\left( {C_0 + C_{\mathrm{A}} + \left( {1/K_{\mathrm{a}}} \right)} \right) \wedge 2 - 4 \times C_{\mathrm{A}} \times C_0} \right) \wedge \left( {{\mathrm{1/2}}} \right)} \right)\end{array}$$
(6)

In this equation, ID is the emission intensity of the ET donor, and I0 is the emission intensity of donor in the absence of acceptor. Ilim is the emission intensity of the donor, which has fully complexed with the acceptor. C0 is the concentration of (D)n, while CA is the concentration of acceptor. Ka is the association constant between (D)n and acceptor (A).

## Data availability

The data that support the findings of this study are available from the corresponding author on request.

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## Acknowledgements

We acknowledge the funding support from National Natural Science Foundation of China (21871245, 21674106), CAS Youth Innovation Promotion Association (2015365), and the Fundamental Research Funds for the Central Universities (WK3450000004).

## Author information

Authors

### Contributions

Z.L. and F.W. conceived the idea for this project. Z.L. performed the experiments, analyzed the data, and produced the artwork under the direction of F.W. Y.H. contributed to the theoretical calculations. All authors contributed to the manuscript preparation.

### Corresponding author

Correspondence to Feng Wang.

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### Competing interests

The authors declare no competing interests.

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Li, Z., Han, Y. & Wang, F. Compartmentalization-induced phosphorescent emission enhancement and triplet energy transfer in aqueous medium. Nat Commun 10, 3735 (2019). https://doi.org/10.1038/s41467-019-11650-7

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• ### Handedness-inverted polymorphic helical assembly and circularly polarized luminescence of chiral platinum complexes

• Zhong-Liang Gong
•  & Yu-Wu Zhong

Science China Chemistry (2021)