Abstract
Water is a complex liquid that displays a surprising array of unusual properties, the most famous being the density maximum at about 4 °C. The origin of these anomalies is still a matter of debate, and so far a quantitative description of water’s phase behaviour starting from the molecular arrangements is still missing. Here we report a study of the microscopic structural features of water as obtained from computer simulations. We identify locally favoured structures having a high degree of translational order in the second shell, and a two-state model is used to describe the behaviour of liquid water over a wide region of the phase diagram. Furthermore, we show that locally favoured structures not only have translational order in the second shell but also contain five-membered rings of hydrogen-bonded molecules. This suggests their mixed character: the former helps crystallization, whereas the latter causes frustration against crystallization.
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Introduction
The anomalous thermodynamic and kinetic behaviour of water is known to play a fundamental role not only in many physical and chemical processes in materials science but also in biological, geological and terrestrial processes in nature1,2,3,4. For this reason, a lot of effort has been devoted to rationalizing water’s anomalous behaviour in a coherent and simple physical picture, but no consensus has yet emerged. One of the breakthroughs in this endeavour was the discovery of water’s polyamorphism, that is, the existence of amorphous coexisting phases in the supercooled region of the phase diagram. Distinct states have indeed been found in glassy water, called low-density, high-density and very high-density5 amorphous ices, which can interconvert with each other by the application of pressure. Whether the transition between the amorphous ices has an equilibrium counterpart, with a first-order phase transition line above the glass transition temperature that terminates at a critical point (liquid–liquid critical point; LLCP), has become a matter of much controversy6,7,8,9,10,11,12,13,14. A major source of difficulty lies in the fact that most modern theories of water concentrate on the supercooled region of the phase diagram, which is difficult to access by experiments due to the rapid crystallization of water below its melting line4,15. Similar difficulties emerge also in simulations, where the lack of crystallization is sometimes hindered by the limited system sizes and timescales accessible14.
From a pragmatic point of view, the existence of the homogenous crystallization line, below which the relaxation time of the liquid becomes shorter than the homogenous crystallization time, implies that, at the best of today’s knowledge, such supercooled liquid states will never be reached at bulk conditions, as already is found in simulations of coarse-grained water models12,16,17. Efforts to overcome this difficulty include either strong spatial confinement18 or mixing an anti-freezing component19,20.
Water anomalies are not located only in the supercooled regime (for example, the density maximum at 4 °C), and are not necessarily due to an underlying critical phenomena. A fundamental role is played by hydrogen bonds, as shown by modified Van der Waals theories that take into account states with optimal hydrogen bonding21,22. One way to understand water’s polyamorphic behaviour is to introduce the concept of locally favoured structures23,24,25,26, which are defined as particular long-lived molecular arrangements that correspond to some local minima of the free energy. In this view, water’s polyamorphism comes from the competition between two different types of molecular arrangements3: one in which the different tetrahedral units form open structures, and the other with a smaller specific volume due to a high degree of interpenetration. The presence of two amorphous fluid phases has indeed been observed in computer simulations of some models of water, where the freezing transition can be avoided9,10,27. The structuring of the fluid phase before crystallization has recently emerged as an important feature of supercooled liquids25,28,29. The idea that fluids are increasingly structured as they are supercooled was found to be very fruitful for a wide variety of systems25,26, including water16,29. According to this view, the structure of water is not just a random collection of states compatible with the overall hydrogen-bonding pattern, but special structural patterns emerge as the fluid is supercooled. In this work, we will try to connect directly the structuring of the fluid with the anomalous phase behaviour of water. The simplest model of water’s structure is then to assume the existence of two separate microscopic states. Many physical quantities exhibit behaviours suggestive of two states in liquid water, such as infrared and Raman spectra1, and the presence of an isosbectic point in Raman spectra has been regarded as a clear indication supporting a mixture model since its finding by Walrafen30. Some evidence for the inhomogenous structure of water was also reported in experimental studies of X-ray absorption spectroscopy, X-ray emission spectroscopy and X-ray small angle scattering31,32, but these results are highly debated33,34, especially since the majority component at room temperature was proposed to be associated with the break-up of the tetrahedral structure. Recently, evidence for two distinct local structures was found in the vibrational dynamics and relaxation processes in supercooled bulk water35. Despite these pieces of evidence supporting a two-state picture, the lack of a clear connection between these experimental observables and the amount of locally favoured structures has made it difficult to estimate the fractions of the two states in a convincing manner. From a phenomenological standpoint, two-state models have been extremely successful in describing the anomalies of water using a restricted number of fitting parameters23,24,25,26,36, and recent simulations by Cuthbertson and Poole37 have opened the way for a quantitative assessment of these models from microscopic information, but only for state points around the Widom line, that is, at temperatures not accessible to experiments and far from the anomalies. For the same water model, the validity of a two-state model with excess free enthalpy (see equation (1)) has been recently assessed38. The essential difficulty in defining locally favoured states is finding a structural order parameter that directly correlates with water’s anomalies. Several attempts have been made, each differing in the microscopic definition of the states involved. Examples include states based on ice polymorphs39, tetrahedral order32,40,41 or relative distance between neighbours37,42,43,44,45.
To overcome this difficulty, we introduce a new structural order parameter that quantifies the degree of translational order in the second shell together with the information on intermolecular hydrogen bonding. We show that, for two of the most reliable computer models, water anomalies can be explained by the increase of translational ordering of the second shell with supercooling. We further identify the structural characteristics of the locally favoured structures of water and their link to the unusually large degree of supercooling of the liquid phase.
Results
Simulations
We conducted molecular dynamics simulations of the TIP4P/2005 model of water, one of the best models of the liquid state46. Simulations were run for many state points covering a large area of the liquid state, with temperatures ranging from T=200 to 350 K, and pressures ranging from P=−1 to 3 kbar. To identify hydrogen bonds, we adopted the definition found in ref. 47 and which is widely used in simulations of liquid water, as mentioned above. Temperature is always expressed in K, pressure in bar, distance in nm, density ρ in g cm−3 and isothermal compressibility κT in bar−1. To show that our results are not limited to the TIP4P/2005 model potential, we also run simulations of the TIP5P potential (except for one section, all results in the manuscript are presented for the TIP4P/2005 potential). For more details on the simulation methods, refer to the Methods section.
Relevant structural order parameter
To identify locally favoured structures, we focus on a particular feature that characterizes the structure of supercooled liquid water, that is, the ordering of the second shell of nearest neighbours. To illustrate this point we plot in Fig. 1a the probability distribution for the distance between the first and second shell (df–s) for different temperatures, from well above to well below melting. For each oxygen atom, the distance between the two shells is defined as the radial distance between the fifth and fourth nearest neighbours. The figure shows that at high temperatures, the distribution of df–s is an exponentially decreasing function, which is the expected distribution for a fully disordered structure. As the temperature is lowered below melting, the liquid starts structuring and develops a finite separation between the first and second shells, approaching the distribution found in the solid phase, the hexagonal ice (Ih in the figure). The figure shows that supercooled water is characterized by strong translational ordering in the second shell, a feature that is absent in ordinary simple fluids. To illustrate this point we plot in Fig. 1b the same probability distribution for a hard-sphere fluid at the largest supercooling before the onset of spontaneous crystallization (pressure βPσ3=17, above the melting pressure βPσ3≃11.5 (ref. 29)). The distribution is monotonically decreasing, showing no translational ordering (for comparison, the distribution of the fcc crystal phase is plotted). The shape of P(df–s) of water at low temperatures (Fig. 1a) has a maximum at finite df–s and then increases again at df–s=0 due to shell interpenetration, that is, non-hydrogen-bonded oxygen atoms that are closer to the central oxygen atom than the hydrogen-bonded neighbours. In our model, the structuring of the fluid at low temperatures is interpreted as an increase in locally favoured structures.
Locally favoured structures correspond to local structures with low energies E, high specific volumes υ and low degeneracy g. In the following, we denote these structures as the S state. In contrast, thermally excited states are characterized by a high degree of disorder and degeneracy, low specific volumes and high energies. We label these structures as the ρ state. In formulas, υρ<υS, ES<Eρ and gS<<gρ. To identify the S state, we introduce a new order parameter ζ, which measures local translational order in the second shell of neighbours, hinted from the behaviour of P(df–s) shown in Fig. 1a. The importance of the second shell structure was notably pointed out by Soper and Ricci48. Translational order is a measure of the relative spacing between neighbouring particles, and it is one of the fundamental symmetries broken at the liquid-to-solid transition29. Locally, a molecule is in a state of high translational order if the radial distribution of its neighbours is ordered. A liquid, by definition, cannot have full translational order, but it might display translational order on shorter scales. Water molecules, even at high temperatures, display a high level of tetrahedral symmetry, indicatig that a high degree of translational order is always present up to the first shell of nearest neighbours. In this sense, tetrahedral order itself is not enough to describe water’s anomalies.
To determine locally favoured states, we focus instead on ‘translational order of second nearest neighbours’. The operational definition goes as follows (a schematic representation is given in Fig. 2a). For water molecule i (labelled 0 in Fig. 2a), we order its neighbours according to the radial distance dji of the oxygen atoms; the order parameter ζ(i) is then defined as the difference between the distance dj′i of the first neighbour not hydrogen bonded to i (with label 5 in the figure) and the distance dj′′i of the last neighbour hydrogen bonded to i (labelled 4). Two oxygen atoms are considered hydrogen bonded if the distance between donor (D) and acceptor (A) is within 0.35 nm, and the angle H-D-A is less than 30° (ref. 47). Our order parameter might apparently look similar to another microscopic structural order parameter introduced by Poole and his coworkers37, that is, the radial distribution function of the fifth oxygen atom, but a crucial difference comes from whether hydrogen bonding is considered in addition to the distance measure or not (see Supplementary Fig. 1 and Supplementary Note 1). As we will show, the S state having high translational symmetry, is characterized by large values of ζ, with a clear separation between first and second shell (for example, when the fifth molecule is in position 5 in Fig. 2a). However, these structures should not be confused with local crystalline structures, as they generally lack orientational order, that is, the neighbours in the second shell are not oriented according to the crystal directions (with well-defined eclipsed and staggered configurations) owing to their embedding in water’s disordered network. The average value of ζ in both the cubic and hexagonal ice structures at T=200 K and P=1 bar is ζ=0.122, which is higher (as we will show) than the average for the S states. In the ρ state, the second shell is collapsed, with a distribution of ζ values roughly centred around ζ=0 (in Fig. 2a this state is obtained, for example, when the fifth neighbour is in position 5′) and comprising many configurations with negative values of ζ, resulting from the penetration of the first shell from an oxygen atom belonging to a distinct tetrahedra.
For hard spheres, the structural ordering in the liquid state is characterized by orientational order rather than translational order25,26,28,29,49. Unlike the case of hard spheres, in the supercooled state water develops translational order much faster than orientational order. This is shown in Fig. 1c where the average normalized translational order, , and orientational order, , of the second shell are plotted for several state points at ambient pressure. Q4 is a standard measure of orientational order, and its mathematical definition is given in the Methods section and ref. 29. The order parameters and are normalized to be 0 at high temperature (T=350 K) and 1 in the crystal phase at T=200 K. The difference between a hard-sphere liquid and water comes from the fact that water has a very high orientational and translational ordering in the first shell because of hydrogen bonding. The spatial arrangement of this tetrahedral units is the key to characterize the water structure and best captured by the translational ordering in the second shell, which takes into account hydrogen-bonding patterns.
Two-state model of water
At ordinary thermodynamic conditions, the two states (S and ρ) are mixed and the free energy (G) of the mixture takes the form of a regular solution, that is, the simplest non-ideal model of liquid mixture23.
where s is the fraction of the S state, Gα (α=ρ, S) is the free energy of the pure component, ΔG=GS−Gρ and J is the coupling between the two states, that is, the source of non-ideality. Unlike ordinary regular solutions, the fraction s is not fixed externally, but by the equilibrium of the conversion reaction between the two states, ρ S, obtained by equating their chemical potentials (μS=μρ)
If J>0 the mixing is endothermic, and the model displays a critical point at kBTc=J/2, below which the system undergoes a liquid–liquid demixing transition.
A two-state model for the thermodynamic anomalies requires a definition of ΔG. Since this term is ΔG=0 at the LLCP, we use as a second-order Taylor expansion around the location of the LLCP46. When fitting the values of s obtained from simulations with equation (2), we thus have five independent fitting parameters (see Methods section for their definition).
Two-state model of microscopic configurations
Figure 2b shows the probability distribution of the order parameter ζ at ambient pressure (P=1 bar) and for different temperatures, ranging from T=200 to 350 K. The distribution shows a remarkable non-monotonic change (of both height and width) with temperature. This behaviour can be rationalized by decomposing the distribution function in two Gaussian populations, each varying monotonically with temperature (see Methods for the details). An example of this decomposition is shown in the inset of Fig. 2b for the distribution function at T=280 K, which is close to the state point of density maximum. The ρ population (dashed line in the inset of Fig. 2b) is centred in proximity of ζ=0, meaning that there is a large fraction of configurations in which the first shell (defined as the hydrogen-bonded molecules to the central molecule) is being penetrated by oxygen atoms belonging to different tetrahedral units. The S population is instead characterized by high values of ζ, having a well-formed second shell. The fitting procedure produces a reliable decomposition for state points having s<70% (s is the fraction of the S state in the model of equation (1)) where the fitting parameters are well behaved. This covers the whole region of the phase diagram accessible to experiments. Howeveer, for deeply supercooled states at low pressures (below T≈230 K at ambient pressure), the fraction of the ρ state becomes small, and the estimation of s from unconstrained fits becomes more difficult (see Methods). Nonetheless, as we will show later, the predictions of the model for the deeply supercooled states are still in good agreement with simulations.
T, P-dependence of the structural order parameter
From the decomposition we can extract the fraction of the S state in the liquid, that is, the parameter s in the two-state model of equation (1). The values of s extracted from all simulated state points are shown in Fig. 2c. For any pressure, the fraction of the S state increases monotonically by lowering the temperature, and the increase is steeper at lower pressures. At low temperatures, we can see a big jump in the values of s between P=1,000 bar and P=1,350 bar. This could signal the close presence of a LLCP. In fact, previous studies of TIP4P/2005 water (and with the same system size) have determined its location at Tc=193 K and Pc=1,350 bar (ref. 46), although the exact location of the critical point and even its existence are still ambiguous13,50. Next, we fit the two-state model of equation (2) to our simulation results (see Methods for the details of the fitting). The results of the fit are shown as continuous lines in Fig. 2c, demonstrating that the two-state model provides a very good representation of the microscopic structure-based results obtained from simulations (represented by symbols in the same figure). Note that the agreement holds to very high temperatures, and for all pressures, suggesting a strong microscopic basis for the relevance of our order parameter. This is in stark contrast to previous attempts to obtain a two-state description of water from microscopic information37,44,45, where the agreement was restricted to the deeply supercooled region. We note that most of previous models have unphysical saturations of the value of s at high temperature around 0.5 or even higher, unlike our model where s<<1 at high temperatures (see also refs 25, 26 for a review). It is also worth mentioning that the only region of significant discrepancy is limited around the critical point, which is due not only to the higher uncertainty in accessing s around the critical region, but possibly also to critical fluctuations that are not incorporated in the present mean-field two-state model (but which is possible with a crossover theory36) or an imprecise location of the critical point13,50.
Two-state description of water anomalies
We will now check whether the two-state picture extracted so far can account for water’s anomalies. From the free energy of equation (1), it is possible to derive the anomalous contribution to density, which takes the form ρ=N/V with V=Vρ+sΔV, where Vρ is the volume of N molecules of the pure ρ state and ΔV is the average volume difference between S state and ρ state. The term ΔV is fixed by the two-state model, and fitting the anomalies requires modelling the term Vρ for the density dependence of a non-anomalous liquid, which we do with a quadratic function in ρ, , where only the term b0 is pressure dependent (so that fitting a new isobar requires a single fitting parameter). For more details on the T–P dependence of ΔV and Vρ, see Methods. Figure 3a shows density isobars measured in simulations (continuous lines) that are compared with the results from the two-state model (symbols). We can see that the two-state model correctly represents the intensity and location of the density anomaly for all studied pressures (with the anomaly disappearing at high pressures). The agreement is more remarkable in the relevant region of the anomalies, while it is approximate at very low temperatures (for which we know the estimation of s being subject to higher uncertainty). For example, the model predicts a density minimum at around 220 K at ambient pressure (full circles in Fig. 3a), which is found instead at 200 K in simulations. The inset shows the isothermal compressibility κT for pressures P=1,400,700 bar. As in the main figure, continuous lines are direct simulation results, showing the rapid increase at low temperatures, while symbols are predictions from the model (see Methods). Isothermal compressibility anomalies are much harder to describe accurately, both because compressibility is a second derivative of the model’s free energy, G (see Methods), thus suffering bigger uncertainty, and also because its anomaly is located at very low temperatures, where it is more difficult to get reliable estimation of the fraction s. Nonetheless, as shown in the inset of Fig. 3a, the model predicts within 10 K the location of the compressibility maximum, and also its increased intensity at higher pressures (eventually diverging at the critical point).
Phase behaviour of TIP4P/2005 water
We summarize the phase behaviour of the two-state model in the phase diagram of Fig. 3b. The Widom line of the model, where s=1/2, lies close to the compressibility maximum line obtained from simulations (open squares), with the two lines converging at the critical point. Here we note that the location of the Widom line is determined by the condition ΔG(T,P)=0, that is, the two-state feature without cooperativity (see equation (2)). This indicates that the isothermal compressibility anomalies in this temperature range are not due to critical phenomena associated with LLCP, but due to the sigmoidal change in s characteristic of the two-state model (Schottky-type anomaly)23,24,25,26. Also shown in the phase diagram are the spinodals (or stability limits) of the S liquid and the ρ liquid, which in the LLCP scenario are usually called the low-density liquid and the high-density liquid, respectively.
Phase behaviour of TIP5P water
To show that the previous results are not unique to the TIP4P/2005 potential, in this section we consider the TIP5P potential, a five-point, rigid, non-polarizable water model51. Figure 4a plots the probability distribution function P(ζ) for several state points. When compared with the ones for the TIP4P/2005 potential (Fig. 2b), the distribution functions of the TIP5P potential show a more clear bimodality, with a component centred around ζ∼0 (the ρ state) and the other centred at a finite value of ζ (the S state). An example of the decomposition of P(ζ) in two Gaussian populations is shown in Fig. 4b. The fraction s of the S state for several state points is shown in Fig. 4c, together with the two-state model fits (continuous lines). Figure 4d plots the predicted phase diagram with the Widom line (dashed line) and the two spinodals (continuous lines). For the critical point (Tc=217 K and Pc=3,400 bar), we use the estimate obtained in ref. 52.
Pair correlation functions
The microscopic approach described in the previous sections requires the knowledge of the instantaneous positions of both oxygen and hydrogen atoms in the system, thus being suitable only for computational studies. Here we show that, with minor approximations, it is possible to obtain the fraction of the S state not only from the distribution of ζ but also from experimentally measurable quantities, which can probe the degree of translational order. The definition of ζ involves the difference between the distance of the first non-hydrogen-bonded oxygen and the last hydrogen-bonded oxygen. The hydrogen bond interaction is a limited range interaction and breaks when the oxygen atoms involved in the bond are too far apart. We call this cutoff distance rH-bond. In our simulation study, we have set this distance at rH-bond=0.35 nm (ref. 47). This means that if we look at two oxygen atoms whose distance is about rH-bond, these atoms (with high probability) do not share a hydrogen bond. At the same time we know that in the S state the first non-hydrogen-bonded atom has a vanishing small probability to be at distances close to the first neighbours’ shell (ζ=0). It follows that the contribution to the radial distribution function at distance rH-bond comes predominantly from the ρ state. To clarify this point, we consider the radial distribution functions of oxygen atoms, g(r), plotted in Fig. 5a. Continuous lines show the radial distribution function for different state points along the Widom line (where by definition s=1/2): the distributions are all very close to each other, with an isosbestic point approximately at rH-bond=0.35 nm. The reason for the isosbestic point is that, as noted above, the value of the radial distribution function at rH-bond is proportional to the fraction of the ρ state, and this is constant at the Widom line. Coincidentally, the value of the radial distribution function at rH-bond is approximately g(rH-bond)=0.5, suggesting a direct proportionality between the fraction of the ρ state and g(rH-bond). This is confirmed by plotting the radial distribution functions of state points with a low fraction of the ρ state (P=−1,000 bar, T=200 K, dotted dashed line) and a high fraction of ρ state (P=2,000 bar, T=350 K, dashed line), where the value of g(rH-bond) is found to be close to 0 and 1, respectively. We thus write the following relation between the height of g(r) and s (the fraction of the S state): s≅1−g(rH-bond). Figure 5b compares the results of this relation with the results obtained by fitting the distribution function of the order parameter ζ. In the inset, these two values are plotted for all state points considered in this work, showing that indeed the relation s=1−g(rH-bond) holds to a good approximation. The main panel in Fig. 5b shows the temperature dependence of these two values, showing again the good agreement between the two calculation methods. Note that the relation s=1−g(rH-bond) seems to hold better for s<0.5, which is the same range that the experiments are able to access. This opens up a possibility to estimate the structural order parameter, that is, the degree of translational order in the second shell, from scattering experiments.
Microscopic structural features of locally favoured structures
We now investigate the microscopic features of locally favoured states. We have shown that the S state can be identified with configurations having a high degree of translational order, indicating that second nearest neighbours are at approximately the same distance from the central oxygen atom. We now discuss the orientational order of second nearest neighbours. Crystalline configurations are characterized by full orientational order, with second nearest neighbours occupying the characteristic eclipsed and staggered orientations present in the stable ice Ic and Ih polymorphs (see Fig. 6a). To investigate the structure of the S state, we consider only oxygen atoms for which our order parameter ζ is in the range ζε[0.075, 0.1125], where the S population peaks (see Fig. 2). We also exclude from the analysis particles that are identified as belonging to small crystals that spontaneously form and dissolve in a supercooled melt. To identify crystalline particles, we use standard order parameters based on Steinhardt rotational invariants53,54. For each of the oxygen atoms previously defined, we determine the optimal rotation that minimizes the following root mean square deviation , where ri (i=1∼4) are the unitary vectors joining the central oxygen atom (r0) with its four nearest neighbours, and vi (i=1∼4) are the directions of a reference tetrahedron, given by v0=(0, 0, 0), , , and v4=(0, 0, 1). The same rotation is applied to second nearest neighbours, defined as all oxygen atoms whose distance from any of the first nearest neighbours is within 1.2 times the average oxygen–oxygen distance. We then compute the probability distribution for the position of second nearest neighbours in spherical coordinates, according to the usual transformations: , θ=cos−1 (z/r) and φ=tan−1(y/x), where z is the axis connecting the central oxygen atom with the closest vertex vi of the regular tetrahedron. A schematic representation of the coordinate system is shown in Fig. 6a.
Typical results for equilibrium configurations are shown in Fig. 6 (see also Supplementary Fig. 2 and Supplementary Note 2). To aid the understanding of these plots, we first report in Fig. 6d the results for the hexagonal ice crystal. The six well-defined peaks correspond to the possible positions of second nearest neighbours in the crystal, showing full orientational order: larger peaks correspond to staggered configurations, whereas smaller peaks correspond to eclipsed configurations. In Fig. 6b, we plot the results for the S state of liquid water at T=200 K and P=1 bar. We first notice that the full orientational order found in the crystal is lost in the S state. Nevertheless, one can still identify structural patterns that characterize the S state, and that are marked by the dashed lines in Fig. 6b. The first pattern denoted as region ‘d’ surrounded by the white dashed line corresponds to staggered arrangements of molecules, providing strong evidence that the S state is a precursor of crystallization, that is, it is along the microscopic pathway that water undergoes when transforming from liquid to solid. The second prominent structural pattern found in the S state is denoted as region ‘e’ surrounded by the green dashed line in Fig. 6b and it is not found in stable ice crystals. This pattern is centred around eclipsed configurations but it is characterized by fluctuations that are distinct from the one found in the hexagonal crystal. While second nearest neighbours in crystalline configurations are involved in loops of six hydrogen-bonded oxygen atoms, the pattern denoted as region ‘e’ is instead due to five-membered rings. This is shown in Fig. 6e where only oxygen atoms belonging to five-membered rings are plotted, displaying the same pattern found in the S state. Although in much less quantity, there are also four-membered rings as indicated by the pattern ‘f’ in Fig. 6b, as confirmed in Fig. 6f, where only oxygen atoms belonging to four-membered rings are plotted.
Roles of locally favoured structures in ice crystallization
Pentagonal rings, loops of five water molecules bonded to each other through hydrogen bonding act as the source of frustration against crystallization25,26,55,56. To crystallize, the S structure needs first to break a hydrogen bond and then orient its neighbours along the crystal’s directions. The S state is energetically stable with respect to the disordered ρ state (since each pentagon ring adds one hydrogen bond to the structure) but pays a high entropic cost owing to the missing degrees of freedom when closing a ring. Pentagon rings could then be responsible for the high degree of supercooling reachable with water, stabilizing the S state and frustrating the direct crystallization transition to hexagonal and cubic ices. Region ‘f’ surrounded by the pink dashed line represent four-member rings, which are plotted in Fig. 6f and are present in far less extent than five-member rings. Thus, the S state is characterized by mixed structural signatures, one of which is consistent with the crystal structure and the other is not.
We investigate the statistics of five-membered rings in Fig. 7. The first panel shows some snapshots of pentagonal rings for configurations having, respectively, one, two, three and four five-membered rings. For each S structure, the maximum number of pentagonal rings is six. In Fig. 7b, we show how the fraction of pentagonal rings in the S structures changes with temperature, for different values of the pressure. The number of five-membered rings increases with decreasing temperature and pressure. A decrease in temperature increases the population of the S state, so favouring crystallization, but this is partly counterbalanced by an increase in five-membered rings. The importance of the presence of five-membered rings in the S state for crystallization of water will be discussed in more detail elsewhere.
Discussion
To conclude, we have provided a microscopic description of water’s anomalies based on locally favoured states defined as structures with local translational order. Microscopically, these states reflect the underlying crystallization behaviour of water. Owing to its strong directional bonding, the crystallization pathway of water can be approximated in two steps: in the first step, water develops translational order, which is reflected in the population of S states; in the second step, it develops orientational order where the hydrogen bonds in the shell of second nearest neighbours acquire the staggered and eclipsed configurations, which characterize the hexagonal and cubic forms of ice. The S state is a locally favoured state (energetically stabilized) with a high abundance of pentagonal rings, loops of five particles bonded to each other through hydrogen bonding. Five-membered rings increase with lowering the temperature and thus act as a source of frustration against crystallization into hexagonal and cubic ices25,26,55,56. The model that results from this framework is compatible with water’s anomalies over a wide range of temperatures and pressures. The viability of a two-state model from microscopic configurations was tested for both TIP4P/2005 and TIP5P potentials.
In the context of the LLCP scenario, the low-density liquid and high-density liquid states would be, respectively, the S-dominant and ρ-dominant states below the critical point. In fact, the order parameter ζ includes the local configurations responsible for water’s two-length scales average interaction3. It shows also strong analogies with the concept that network interpenetration can sustain one or multiple LLCPs57. On the other hand, we note that, within the two-state model, the presence of a critical point associated with demixing is not a necessary condition for the existence of thermodynamic anomalies, and the anomalies survive even if the mixture lacks a critical point, (J=0 in equation (1))23. Such a possibility, i.e. the lack of a critical point, has recently been suggested for TIP4P/2005 water13,50. We stress that the parameters of the model were obtained only from microscopic information, and then its predictions were compared with the anomalies of water. It would be possible also to use the model in a phenomenological way, by fitting the anomalies to improve the model parameters, for example, improving the estimates in the deeply supercooled region (obtaining better estimates for the density minimum and the isothermal compressibility maximum). In this work we have avoided such an approach to show that a two-state description of the phase behaviour of water is possible based solely on microscopic information. Once this is confirmed, precision fitting of the anomalies can provide additional insights24,36. Successful two-state descriptions of related water models, like the ST2 potential38 and the mW potential41 also suggest the viability of this approach.
For this reason, we have also provided an approximate scheme to extract the model’s parameters from experimentally accessible measurements. Knowledge of the oxygen–oxygen radial distribution function is in fact accessible with both neutron and X-ray scattering methods (see, for example, ref. 58). Performing these measurements over a wide range of temperatures and pressures could provide important information, such as the nature of the non-idealities of the mixture (for example, whether they have an energetic or entropic origin36).
Here it may be worth noting the roles of locally favoured structures in crystallization. We show that locally favoured structures in water not only have translational order in the second shell, but also contain five-membered rings of hydrogen-bonded molecules, indicating a mixed character of their roles in crystallization: the former helps crystallization, whereas the latter causes frustration against crystallization into hexagonal and cubic ices. This frustration effect may be related with the rather large degree of supercooling of water before homogenous crystal nucleation takes place.
Finally, our approach could be useful not only in studies of pure water but also in water mixtures, where a liquid–liquid transition of the water component has been observed19, or in water–salt solutions, where the effect of salt on the structure of water is similar to the effect of pressure59,60. We can further speculate that the two-state model based on the translational order of the second shell may be relevant also to other tetrahedral liquids (Si, Ge, silica, germania)25,26,61, which play a crucial role in materials science.
Methods
Molecular dynamics simulations
Molecular dynamics simulations were run using the Gromacs (v.4.5) molecular dynamics simulation package. The isothermal-isobaric NPT ensemble was sampled through a Nosé–Hoover thermostat and an isotropic Parrinello–Rahman barostat. Lennard–Jones interactions have a cutoff at 0.95 nm, and cutoff corrections are applied to both energy and pressure. Electrostatic interactions are calculated through Ewald summations, with the real part being truncated at 0.95 nm, and the reciprocal part evaluated using the particle mesh method. The systems consist of 512 molecules of water, and the total simulation time varied from 200 ns for the high temperature simulations up to 1 μs for the lowest temperatures. We use both the TIP4P/2005 (ref. 46) and the TIP5P (ref. 51) force fields for water. Hydrogen bonds are located through geometric constraints on the relative positions of the donor (D), acceptor (A) and hydrogen (H) atom. Two oxygen atoms are considered hydrogen bonded if their distance is within 0.35 nm, and the angle H-D-A is less than 30° (ref. 47).
Analysis of the distribution function P(ζ)
The distribution function P(ζ) is decomposed in two Gaussian populations. To distinguish unambiguously two Gaussian populations with large overlap, we take into account the fact that one of the two populations (corresponding to the S state) should be characterized by fully formed translational order up to second shell, so its distribution should be vanishingly small for ζ→0+. This means that the S state is characterized by good translational order on both first and second shells. Imposing this constraint on the fitting, we are able to decompose the distribution in two populations for a large region of the phase diagram. The fitting function satisfying the above constraint is given by
where mρ, σρ, mS, σS are the fitting parameters. Both mρ and mS are monotonically decreasing with temperature, showing that states become more and more structured at low temperatures, while σρ and σS are increasing with temperature, as expected by the increase of thermal fluctuations. The function is obtained by decomposing P(ζ) into two Gaussian P(ζ)=(1−s)Pρ(ζ)+sPS(ζ), under the constraint PS(0)=0, which is rationalized by the fact that for the S state the fifth water molecule closest to the central one must be hydrogen bonded to a water molecule in the first shell. The fitting performs well for state points characterized by s≲0.7 (so, throughout the experimentally accessible region), but at very low temperatures and pressures the fraction of the ρ state becomes very small, increasing the uncertainty of the fit. One possible way to overcome these difficulties is by noting that the ρ fluid should behave like a fluid without anomalies, and thus its parameters (mρ and σρ) should be well-behaved functions of P and T. We then choose to estimate the value of mρ with a quadratic extrapolation from the values obtained at state points with s≲0.7. This procedure degrades the accuracy of the model only at the lowest temperatures and for small pressures (as can be seen in the estimates for the isothermal compressibility maximum and the minimum in density in Fig. 3a), but the agreement with simulations is still satisfactory. Note instead that the TIP5P model is characterized by a more clear bimodality (Fig. 4a), and the decomposition can be obtained directly from equation (3) for all state points considered.
Fitting of the T–P dependence
The two-state model predictions are based on the free energy expression given by equation (1). To fully specify the model, an expression for the free energy difference between the two bulk states, ΔG, has to be provided. In our model this difference is expressed as a second-order expansion around the known location of the LLCP:
where and . We employ Tc=193 K and Pc=1,350 bar, which are reported for the same system46. This also fixes the value of J=2kBTc. The coefficients of the expansion aαβ are given in the caption of Fig. 2. The resulting free energy allows the calculation of the anomalous term of any thermodynamic property A, that is, the difference between the value of A in the mixture and its value in a pure state (the background), Aρ or AS. We define the anomalous term, ΔA, with the following expression: A=Aρ+sΔA. For example, the expressions for the density and compressibility anomalies are found, respectively, with first- and second-order derivatives of the free energy with respect to pressure
The calculation of the absolute value of the thermodynamic properties requires a reasonable assumption on the T–P dependence of the background part, which is usually written as a low-order polynomial. For example, . We stress that the success of a two-state model depends on the ability to determine the location and intensity of the anomalies that do not depend on the knowledge of the background terms.
Orientational order Q4
A (2l+1) dimensional complex vector (ql) is defined for each particle i as , where we set l=4, and m is an integer that runs from m=−1 to m=1. The functions Ylm are the spherical harmonics and is the normalized vector from the oxygen of molecule i to one of the molecule j. The sum goes over the first Nb(i)=16 neighbours of molecule i. This choice accounts for the first two coordination shells of tetrahedral crystals. We then introduce a spatial coarse-graining step . Finally, Q4(i) is defined as the following rotational invariant .
Additional information
How to cite this article: Russo, J. and Tanaka, H. Understanding water’s anomalies with locally favoured structures. Nat. Commun. 5:3556 doi: 10.1038/ncomms4556 (2014).
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Acknowledgements
We thank Markus Seidl for a critical reading of the manuscript. This study was partly supported by Grants-in-Aid for Scientific Research (S) and Specially Promoted Research from the Japan Society for the Promotion of Science (JSPS), the Aihara Project, the FIRST programme from JSPS, initiated by the Council for Science and Technology Policy (CSTP), and a JSPS Postdoctoral Fellowship for J.R.
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H.T. conceived the project, J.R. performed simulations, J.R. and H.T. discussed and wrote the manuscript.
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Russo, J., Tanaka, H. Understanding water’s anomalies with locally favoured structures. Nat Commun 5, 3556 (2014). https://doi.org/10.1038/ncomms4556
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DOI: https://doi.org/10.1038/ncomms4556
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