Mafia like behavior, where individuals cooperate under the threat of punishment, occurs not only in humans, but is also observed in several animal species. Observations suggest that avian hosts tend to accept a certain degree of parasitism in order to avoid retaliating punishment from the brood parasite. To understand under which conditions it will be beneficial for a host to cooperate, we model the interaction between hosts and parasites as an evolutionary game. In our model, the host's behavior is plastic, and thus, its response depends on the previous interactions with the parasite. We find that such learned behavior in turn is crucial for the evolution of retaliating parasites. The abundance of this kind of mafia behavior oscillates in time and does not settle to an equilibrium. Our results suggest that retaliation is a mechanism for the parasite to evade specialization and to induce acceptance by the host.
Host-parasite coevolution involves constant adaptation and counter adaptation; the host acquires defenses to deflect the costs imposed by the parasite; as a response, the parasite evolves new ways to escape from host defense. Parasites are considered as ‘free-riders’ since they exploit the host in order to increase their own reproductive success. For example, brood parasites will lay their eggs in the host's nest and evade all parental care. This host-parasite interaction causes a cascade of co-evolutionary traits such as mimicry, signatures, and timing defenses1,2,3,4. However, in spite of their abilities to defend themselves, some hosts are observed to tolerate the parasite. Brood parasites and their hosts are a model system, but despite ample experimental evidence describing this co-evolutionary process, it is still not clear under which conditions the hosts are compelled to accept parasitism4,5,6,7,8,9,10.
Cooperating with a parasite has detrimental consequences. Two hypotheses have been proposed to explain when accepting behavior is evolutionarily possible4,10. The evolutionary lag hypothesis posits that hosts would naturally evolve to reject the parasites. However, there is a lag in their response and insufficient amount of time has passed for the adaptation to occur. The equilibrium hypothesis posits that the costs associated with rejection outweigh acceptance. Rejection is costly, and thus, less adaptive. Both hypotheses have some support, but conclusive evidence is wanting4,5,6,7,8,9,10.
Alternatively, Zahavi proposed a ‘mafia hypothesis’ which posits that hosts accept because they fear retaliation by the parasite11. Empirical evidence shows that both great spotted cuckoos (Clamator glandarius) and brown-headed cowbirds (Molothrus ater) exhibit such retaliatory behavior. These parasites have different strategies and host types, yet, both were observed to punish their respective hosts (e.g. magpies, Pica pica, and prothonotary warblers, Protonotaria citrea) for rejecting their eggs by destroying entire successive nests. In order to avoid repercussions from the retaliating parasitic behavior, hosts tend to accept a certain degree of parasitism12,13. The mafia hypothesis works when retaliation is sufficiently costly to the host in comparison to the consequences of accepting parasitism. In particular, this assumes that the host's young are raised alongside of the parasite's young, which is the case in these examples12,13. However, the behavioral consequences of retaliatory punishment are still unclear. Here, we investigate the emergence of retaliatory behavior and explore the host's response to such ‘mafia-like’ behavior in parasites by an analytical model and numerical simulations.
Direct behavioral adaptations and counter-adaptations render the brood host-parasite system described above ideal for theoretical investigations5,14,15,16,17,18. Robert et al. showed, by including repeated interactions, that parasite retaliation oscillated temporally; they observed that retaliation evolves when host rejection is abundant19. However, typical behavioral models19,20,21 have only considered two types of hosts (rejecters or accepters) and parasites (retaliators or non-retaliators). In these previous models, host do not exhibit any plastic response to parasites. Since hosts are incapable of adapting their behaviors between clutches or after an interaction with a parasite, previous models could not address whether the retaliatory mafia truly influences the decision of the host in subsequent interactions. In contrast, in nature some hosts change their behaviors by learning within a single breeding season3,22,23. Hence, in our model, we allow hosts to react on their past experience with parasites: A host could accept parasitism unconditionally (first clutch) or conditionally (reject in first clutch and accept in second clutch). Spiteful behaviors can emerge, parasites who retaliate, but do not return to the host. Also, opportunistic behaviors can emerge, parasites who return to the host without retaliating. Given all those behaviors interacting together, will ‘mafia-like’ behavior evolve? When should a host accept conditionally versus unconditionally? Additionally, how much parasitism should a host accept? To address these questions, we construct a model that captures these more complex host-parasite interactions.
We model the interaction between hosts (e.g. magpies, Pica pica, and prothonotary warblers, Protonotaria citrea) and parasites (e.g. cuckoos, Clamator glandarius, and cowbirds, Molothrus ater) as an evolutionary game13,24,25. These species tend to interact with each other over several seasons. In each season a parasite can lay more than a single egg in the host's nest without fear that the parasite nestling will evict its siblings out of the nest; both the young of the host and parasite are raised together1,12,22. Thus, in this system there are repeated interactions within a breeding season. We classify the host-parasite interactions into four stages: (i) During the first parasitism stage the parasite lays a certain number of eggs in the nest and the host will choose to accept these eggs or to reject them. (ii) If the host rejects, the parasite could depredate and destroy the host's nest during the first depredation stage. This stage occurs after the host rejects, which could be any time between egg laying and nestling hatching12. (iii) The second parasitism occurs only when the parasite returns to the same host to lay additional eggs after rejection or after the host reclutches. (iv) The second depredation stage occurs after a host rejects the returning parasite.
In the model, a parasite's behavior is determined by the number of eggs laid per host nest, whether it is a retaliator (mafia) or not, and whether it returns to the same host or not. Similarly, the host's behavior is determined by the number of parasitic eggs tolerated, whether retaliating parasites are accepted or not upon their return, whether non-retaliating returning parasites are accepted or not, and whether the host ejects the parasitic eggs or abandons the entire nest. A host's behavior can differ between stages. For instance, a host can reject in the first parasitism stage, but choose to accept in the second parasitism stage. These behaviors can become complex quickly, and thus, it is important to distinguish between each response that is possible by a parasite (e.g. number of eggs laid per nest, retaliation, returning to the same host) and host (e.g. acceptance, rejection, eggs tolerated, accept retaliators or not). We assume that a host will lay one clutch during the breeding season unless they are depredated on, with a maximum of three clutching attempts in a breeding season22,26.
This is captured by an asymmetric evolutionary game played between one parasite and multiple hosts selected at random from their respective populations; this setup mimics natural scenarios where parasites, depending on the species, can lay between 20 and 40 eggs per breeding season1. Using evolutionary game theory, we analyze host-parasite interaction at each stage. Over time, behaviors evolve based on the fitness24. In each season, a parasite has the capacity to lay a certain number of eggs that is allocated among hosts. Non-mafia parasites lay a total of βN eggs while mafia parasites lay a total of βM eggs. When βM > βN the emergence of mafia behavior is trivial, and will not be discussed herein. Instead, we assume βM ≤ βN, that is mafia-behavior may be costly for the parasite (for example, because the parasite may mistakenly eliminate its own offspring, or because of cognitive and energy costs27). A host lays bh eggs in each clutch, and under parasitism incurs a cost cp if parasitism occurs, cn if a nestling is raised, and cr if forced to re-clutch. To calculate the average fitness of a parasite we consider the average fraction of accepted eggs reared by the host, whereas to calculate the average fitness of a host we consider the average number of its eggs successfully reared.
For a concrete analysis we consider two models, a minimalistic version with few strategies that can be analyzed analytically and a more complex version which we analyze with simulations. Both models allow hosts to change their behavior between each interaction (plastic response).
We first consider the case where the parasite lays a single egg per nest, bp = 1 and only consider three types of host and two types of parasites. Host types are accepters (hosts that accept after first parasitism stage), conditional accepters (hosts that accept only after retaliation), or rejecters (hosts that always reject). Parasite types are non-mafia (non-retaliators that switch to a new host after rejection) or mafia (retaliators that depredate the nest and re-parasitize the same host). The fitness of both, host and parasite, depend on their evolved strategies.
We can infer the average fitness of a host from the game tree in Fig. 1. We suppose that in each breeding season, the host lays bh eggs in a clutch which can become parasitized with a single egg, bp = 1. The host may accept the parasitic egg incurring a parasitism cost cp (parasites often remove or destroy host's eggs, typically as many eggs as they lay in a nest1) and a nestling cost, cn (for raising the parasite's young); the parasite gains the accepted egg, bp. Alternatively, the host may reject the parasitic egg, but risk retaliation whereby the parasite destroys the whole clutch. In case of non-retaliation, the host just incurs a parasitism cost, without any gain for the parasite. In case of retaliation, the host lays a second clutch at a cost, cr, which again we assume is parasitized. In this situation, the host may accept the second parasitic egg and incur a parasitism cost, nestling cost and a reclutching cost; the parasite gains the accepted egg, bp. Alternatively, the host may reject the second parasitic egg, and due to the retaliatory behavior of the parasite, both end up with nothing (we assume retaliators always return and all future clutches are destroyed).
For the analytical model, the three types of hosts, accepters A, conditional accepters C, and rejecters R, have respective frequencies denoted by yA, yC and yR such that yA + yC + yR = 1. Similarly, the two types of parasites, non-mafia N, and mafia M, have respective frequencies denoted by xN and xM such that xN + xM = 1.
To calculate the average fitness of a parasite we compute the average acceptance rate for each parasite type. For a non-mafia strategist, since they lay a single egg per nest, the average number of eggs accepted per parasitized host is directly proportional to accepter host frequencies, yA. For a mafia strategist, on the other hand, the average number of eggs laid per parasitized host is 1yA + 2yC + 2yR = 2 − yA, whereas the expected number of accepted eggs per parasitized host is yA + yC. Thus, the average fitness (ratio of accepted to laid eggs) of a parasite is given by We infer from equations (1) that when all hosts are accepters (yA = 1) the fitness of non-mafia and mafia-types are βN and βM, respectively, such that non-retaliatory parasites have the higher fitness. When, on the other hand, all hosts are conditional accepters (yC = 1) the non-mafia parasites are always rejected and every second lay by a mafia parasite is accepted. In such a host population, retaliation pays. Finally, when all hosts are rejecters (yR = 1) both types of parasites fail to reproduce.
To calculate the average fitness of a host, we first calculate the probability with which each parasite type visits the host. A non-mafia parasite needs to visit βN different hosts (one host for each egg), whereas a mafia parasite requires on average βM/(2 − yA) different hosts (which is between βM if all hosts are accepters, and βM/2 if not a single host is an accepter and the parasite returns to all of them). Thus, the average fitness of a host is In the absence of retaliatory parasites (i.e., xM = 0), rejecters and conditional accepters have a higher fitness than accepters. This relation, however, is reversed when retaliation is common (i.e., xM = 1). Moreover, conditional accepters dominate rejecters (in the sense that πC ≥ πR, and πC > πR if the parasite population contains any mafia strategists, xM > 0). Thus, for modeling the evolutionary dynamics, we simplify our model by neglecting unconditional rejecters R in the host population in the following.
We model the dynamics in this host-parasite population using the replicator dynamics for asymmetric games24; that is, we assume that the evolution of strategies can be described with the following two equations: The dynamics of this host-parasite interaction is cyclic (Fig. 2). When the non-mafia parasites are in the majority, conditional accepter hosts have the higher fitness. As the frequency of these conditional accepters increases, it becomes beneficial for the parasites to retaliate against these C type hosts, and thus, mafia parasites increase in frequency. As soon as mafia parasites are common, it is optimal for hosts to give in without delay, leading to an increase in accepter hosts. This, in turn, makes it needless for parasites to retaliate, leading the parasite population back to the non-mafia strategy.
All of the pure population states are unstable fixed points. Moreover, the cyclic dynamics has a fixed point (, ) in the interior of the state space, For the parasites, the equilibrium fraction of mafia strategists depends on their relative baseline fitness βM/βN, and the costs incurred by the host, the nestling cost cn and the re-clutching cost cr. Higher re-clutching costs decrease the equilibrium abundance of mafia parasites. As cr is increased, it becomes riskier for hosts to reject the parasite, and thus, the mere threat of retaliation is often sufficient. Surprisingly, the equilibrium frequency of mafia parasites increases if their relative baseline fitness βM/βN is reduced. This counterintuitive effect of the relative baseline fitness can be understood by analyzing the equilibrium frequency of accepting hosts. A low βM reduces the probability that a given parasitic egg is laid by a mafia-parent, thereby making hosts more inclined to reject foreign eggs in their first clutch. This in turn promotes the spread of mafia behaviors that enforce the host's acceptance in subsequent clutches. Overall, this effect outweighs the initial disadvantage of a lower baseline fitness βM.
Notably, the host's equilibrium abundance is independent of the costs cp, cr and cn. An increase of these costs therefore does not affect the eventual equilibrium fraction of accepters and conditional accepters in the population. Instead, changes in theses costs are only reflected by strategy changes of the parasites (this somewhat counterintuitive effect is characteristic for mixed Nash equilibria, see for example28).
However, the interior equilibrium is evolutionarily unstable and a numerical analysis suggests that there is a limit cycle (as this cycle is close to the boundary of the system in our case, in a finite population extinction of one type in each population is a likely outcome). These dynamical results deviate from the equilibrium hypothesis: although a cost-benefit equilibrium exists, any small perturbation will drive the population away, and once left, there is no evolutionary force leading back. Interestingly, our model suggests that the resulting evolutionary lag does not diminish over time.
The aforementioned results give a proof of principle; they show how mafia behavior can emerge in a comparably simple setup. But how many eggs should the parasite lay and the host accept? For this, we consider a more complex system (Fig. 3) where the parasite can lay more than a single egg into a nest and where the host can determine a threshold for the number of parasitic eggs that will be accepted. Moreover, the host can now choose between abandoning the nest or ejecting the parasitic egg, which is typical of the considered host species (magpies or prothonotary warblers)1.
We analyse the host-parasite dynamics using large-scale individual based simulations, cf. Methods section for more details. We observe dynamics reminiscent of cyclic patterns between mafia and non-mafia parasites and among rejecter, conditional accepter, and accepter hosts, Fig. 4. Mafia parasites are most prevalent when acceptance is conditioned upon retaliation and this slowly decreases as the host population changes from conditional-accepters to just accepters until non-mafia parasites increase in frequency. We also observe that almost all mafia parasites return to their hosts. Opportunistic or spiteful behaviors emerge only at low frequencies, Fig. 4. Opportunistic parasites do not punish, they just return to the host, while spiteful parasites punish but do not return. These behaviors take advantage of the increasing accepter hosts in the population, but tend to be unsuccessful since most conditional hosts only accept returning parasites who destroy their nest. This suggests that all behavioral changes (between the first clutch to the second) require retaliation and a second parasitism from the same parasite.
Furthermore, costs imposed on hosts by the parasite drive changes in behavior. In general, nest abandoning occurs when parasites are non-retaliators and re-clutching costs are low. Otherwise the host just ejects the eggs. Simulations show that as nestling cost increases, the frequency of retaliating parasites increases, which is in agreement with Eqs. . Parasites have to enforce acceptance with increasing nestling cost, since hosts prefer to reject when nestling costs are high. Similarly, increasing re-clutching cost increases accepter hosts frequency, and as a result, mafia parasites decrease in frequency, Fig. 5.
Interestingly, the majority of the parasites evolved to lay a single egg per interaction, Fig. 5, which is in line with observed patterns1. This was independent of all costs (parasitism, nestling, and re-clutching) with the assumption that there is no extra cost to finding additional nests. Intuitively, since a host that accepts i parasitic eggs also accepts any lower number, a parasite that lays one egg per nest will have the highest acceptance rate.
Punishing free-riders or individuals who break group rules is observed both in animal and human societies29,30,31,32,33. However, punishment by ‘rule breakers’ or free-riders seems to be less common and occurs when individuals use violence or threats to compel another to do their bidding. This is most successful when individuals are reputed to punish when others refuse to comply34, for example, mafia organizations or school bullies. When the mafia hypothesis was originally proposed by Zahavi in 197911, he was opposed on the grounds that such behavior is costly for the parasites, without having direct benefits27: mafia behavior would reduce the fitness of rejecting hosts, but the parasite's ejected chick would have nothing to gain from the parent's action. However, herein, we have shown that retaliatory behavior emerges when hosts have plastic behaviors. Thus, while the parasite's ejected nestling indeed has nothing to gain from retaliation, the parasite's future nestlings can benefit from this behavior, providing an explanation for the retaliation observed in nature12,13.
This explanation may appear surprising: for retaliatory behavior to be favored, hosts need to have evolved a plastic response. On the other hand, the ability to perform such a plastic behavior is only favored if already a large fraction of parasites retaliate. So how can both behaviors emerge in the first place? In our model, the host's ability to react conditionally comes without exogenous costs and benefits. In nature, however, the ability to react conditionally may have several additional advantages (e.g. a better defense against nest predators), but may also come with additional costs (e.g., as hosts need to process surrounding environmental cues). Ultimately the emergence of conditional behavior depends on an environment where it is beneficial for hosts to build up the capacity to react. As our model suggests, once hosts have acquired the ability to react conditionally, parasites can use clutch depredation as a way to enforce acceptance.
In experimental studies, retaliatory behavior is hard to distinguish from so called farming1,13,22, since they both involve depredation as a tactic. Whereas mafia parasites use depredation as a response to rejection, farming parasites depredate mature clutches before parasitizing them to synchronize the timing with the host, but not to induce a specific response. Both create opportunities for the parasite by forcing the host to re-clutch. In addition to depredation, retaliators monitor the host and ensure acceptance of their egg. As our primary interest was in the emergence of mafia behavior and conditional responses, we have refrained from including farming behavior (this would require a different type of model, that needs to track the age of the clutch). However, it is important to note that incorporating farming behavior cannot explain host acceptance. Only under retaliation can conditional acceptance of the host become beneficial.
In a previous model, the frequency of accepting hosts depended on the success of a second clutch20. In such a case, the parasite must ‘reward’ the accepter hosts by not parasitizing the second clutch. But observations show that magpies lay only one clutch during a breeding season unless the parasite retaliated22. Our results show that accepter hosts will evolve as a response to retaliation and there is no need for the parasite to reward accepters, which is in line with experimental observations1,13,22. As accepter host frequency increases, it is no longer necessary for parasites to retaliate. Thus, non-retaliators can emerge and increase in frequency. Our model also suggests that if retaliation costs are high (eg. reducing total eggs laid, small βM) then the probability that a host is parasitised decreases. As a result hosts are more inclined towards rejection and thus parasites must retaliate to induce acceptance. Such a situation provides a glimpse into the frequency-dependence effects of parasitism probability. Hosts will accept if both the frequency of retaliatory parasites and the probability of parasitism are high. These results corroborate with a previous model19, however, we also show that the co-evolutionary arms race results in cycles with one species lagging behind the other, as shown in Fig. 2.
Our results are in line with observed patterns, suggesting that hosts learn3,35,36 and change their behavior as a response to mafia parasites within one breading season22. It is such learnt behavior from a repeated interaction that promotes the evolution of retaliation in our model. Typically, repeated interactions and co-evolutionary changes are thought to induce parasites to specialize on only one or a few hosts37. However, our results present retaliation as a behavior that the parasite can use to evade specialization and induce acceptance by the host. Other studies which consider manipulative behavior in parasitic species21,38,39 have suggested a similar effect of plasticity40,41. A general behavior, such as retaliation, forces a host to change it's response and as a result the parasite has a mechanism to manipulate multiple hosts without the need to specialise. We further speculate that the success of other parasitic species, which can infect multiple hosts, may be explained by the same mechanism.
We simulated the evolutionary dynamics of this host-parasite interaction by assuming two finite populations of size Nh and Np for hosts and parasites, respectively. Our model is based on constant population sizes, which is a good approximation if neither hosts nor parasites undergo large fluctuations in their abundance. Relaxing this assumption25,42,43 can lead to a different kind of dynamics which is not considered here. In each season a parasite will interact with multiple hosts. All parasites play G games repeatedly against randomly selected hosts, resulting in the game payoffs given in Fig. 3. In the beginning of each season, the host lays bh eggs in a clutch, which may become parasitized. The parasite's behavior is determined by the number of eggs laid per host nest bp (with bp < bh), whether it is a retaliator or not, and whether it returns to the same host or not. Thus, there are 4(bh − 1) possible strategies for parasites. The host's behavior is determined by the degree of parasitism it can detect or tolerate, t (with t < bh), whether mafia parasites are accepted after depredation or not, whether returning parasites are accepted or not, and whether the host ejects or abandons the entire nest, Fig. 3. For instance, depending on the host's threshold trait t, the host may accept the parasitism (if bp ≤ t) incurring a parasitism cost cp and a nestling cost cn; the parasite gains bp eggs. On the other hand, the host can reject the parasitism (if bp > t) either by ejecting the eggs or abandoning the nest, either way risking retaliation and re-parasitism by the parasite. In the case where these hosts avoid both retaliation and re-parasitism, ejector hosts incur cp while abandoner hosts incur a re-clutching cost, cr. Once rejected the parasite can decide to return, either for retaliation or parasitism, and the host can again decide to accept or reject (we assume only ejection in the third stage, as unconditional abandoners always have fitness of zero). Overall, this leads to 8bh possible strategies for the host. We assume non-overlapping generations in which individuals reproduce and contribute offspring to the next generation in proportion to their fitness while maintaining constant population sizes for both hosts and parasites (this corresponds to a Wright-Fisher process in population genetics). Offspring inherit the strategy of the parent. However, at each reproductive step mutations can occur with probability μp for the parasite population and μh for the host population, leading to a random phenotype. In comparison to the minimalistic model, where it was not necessary to include mutations, this time the strategies are coded by a collection of discrete “genes” that can mutate independently, which produces natural transitions from one strategy to the next.
We thank M. Milinski and G. Sorci for their constructive and helpful comments and enjoyable discussions. Generous funding by the Max Planck Society is gratefully acknowledged.
This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit http://creativecommons.org/licenses/by/3.0/