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We surveyed all 44,750 cytogenetically abnormal neoplasms reported in the literature up to December 2003 (Mitelman Database of Chromosome Aberrations in Cancer, see URL below) and retrieved all recurrent balanced structural aberrations (i.e., those present in at least two cases of the same morphology). For epithelial tumors, we also required that they be located in the same organ. Only well-characterized structural abnormalities were included; aberrations involving unidentified chromosomal regions or having uncertain breakpoints were excluded. We then systematically ascertained all fusion genes and genes rearranged as a consequence of a balanced chromosome change.

Assessment of available data

Among the nine main neoplastic entities for which more than 1,000 cases with an abnormal karyotype had been reported, we identified 463 different recurrent balanced aberrations (Table 1). The published data are heavily biased in favor of the hematological malignancies, which constituted 74% of the cases; all solid tumors made up only 26%. Likewise, 363 of 463 (78%) recurrent balanced aberrations were present in the former group. Whereas 68 of 363 (19%) of the recurrent aberrations were shared by different hematological malignancies, only 4 of 111 (4%) recurrent aberrations among mesenchymal and epithelial tumors were shared (Table 1). Furthermore, only 11 of all 463 (2%) recurrent aberrations were found in both hematological disorders and solid tumors. There was a highly significant correlation between the number of recurrent balanced aberrations within each tumor category and the number of cases with an abnormal karyotype (Fig. 1a).

Table 1 Number of cases with acquired abnormal karyotypes, recurrent balanced aberrations, fusion genes and rearranged genes
Figure 1: Numbers of recurrent balanced chromosomal aberrations, fusion genes and rearranged genes as a consequence of balanced cytogenetic abnormalities in relation to number of reported cases with an abnormal karyotype in tumors of each type.
figure 1

(a) Balanced aberrations (adjusted R2 = 74%, P = 0.0019). (b) Fusion genes (adjusted R2 = 82%, P < 0.001). (c) Rearranged genes (adjusted R2 = 90%, P < 0.0001). For abbreviations, see Table 1.

We identified 271 fusion genes and 59 potential fusion genes in which only one of the two breakpoints had been cloned. A substantial proportion of the genes recombine with several partner genes (e.g., ETV6, EWSR1, MLL and RET), making the number of rearranged genes smaller than might be expected from the number of fusion genes. We identified 275 unique genes (Table 2). Both the number of fusion genes (Fig. 1b) and the number of rearranged genes (Fig. 1c) in each tumor category were strictly proportional to the number of cases with an abnormal karyotype.

Table 2 Genes rearranged as a consequence of acquired balanced cytogenetic aberrations in neoplasia

Not only are the proportions of fusion genes and rearranged genes equal among the different tumor entities, but also the general biological properties of the involved genes do not seem to differ. Although most gene classes are too small to allow detailed statistical comparisons, the fraction of genes belonging to the dominating class, transcription control genes (Table 2), is clearly similar among the hematological disorders (38%, 77 of 205) and the solid tumors (44%, 38 of 87), with no significant difference between mesenchymal and epithelial tumors. The second most common class, tyrosine kinases, is also equally involved (5–7%) in the hematological disorders, mesenchymal tumors and epithelial tumors. In addition, several genes, such as ETV6, EWSR1 and HMGA2 (Table 2), are rearranged in all three subgroups, and one particular fusion gene, ETV6-NTRK3, has been described in entities as diverse as acute myeloid leukemia (AML), infantile fibrosarcoma, mesoblastic nephroma and breast carcinoma9,10,11,12. These data strengthen the conclusion from the quantitative comparisons presented above that there are no fundamental tissue-specific differences.

Conceptual and analytical problems

Overwhelming evidence supports the hypothesis that the neoplastic phenotype is caused by a stepwise accumulation of a number of genetic and epigenetic alterations13,14. The role of genomic instability as a mechanism to initiate or promote this genetic variation is still controversial15,16,17,18, as is the question of whether there is a distinctive difference between different tumor types depending on whether the initiating event is a mutation leading to loss of function of tumor suppressor genes19 or deregulation or fusion of genes as a consequence of balanced cytogenetic aberrations3,4,5,6. This distinction is conceptually important. It is generally believed that the former mechanism, triggered or maintained by genomic instability, operates predominantly in epithelial tumors, whereas the latter predominates in hematological disorders and mesenchymal tumors8,20. This view seems to be based on reports of numerous specific cytogenetic aberrations and genes rearranged as a result of chromosome changes in hematological malignancies and in bone and soft tissue tumors. In contrast, such aberrations seem to be rare among epithelial tumors, in which attention is instead focused on gene mutations and deletions. Consequently, functional abrogation of tumor suppressor genes is increasingly regarded as a preferred initiating event in epithelial tumorigenesis8,14,16,18.

Our results show that this prevailing opinion may be based on a selective interpretation of the available data. The biased view may, to a large extent, be due to the fact that cytogenetic analyses suffer from several quantitative and qualitative shortcomings. First, because of technical problems, the chromosome morphology of solid tumors in general, and epithelial tumors in particular, is often poor, and as a consequence, many of the published solid tumors have been only partially karyotyped. Second, even when the quality is good, the karyotypes are usually so complex that it is practically impossible to characterize them in detail. This means that a very large number of cases of any particular tumor entity will have to be studied before the pathogenetically important aberration(s) can be distinguished from the confusing variety of secondary, progression-related changes. Third, and particularly applicable to epithelial tumors, clonal heterogeneity in the form of cytogenetically unrelated clones21,22 introduces a further dimension of complexity and poses important analytical problems.

Implications

Our results support the unorthodox concept that cytogenetic aberrations resulting in deregulated or rearranged genes may be of greater importance as an initial step in epithelial tumorigenesis than generally believed. Admittedly, there are quantitative differences; the fraction of epithelial tumors characterized by balanced aberrations is much smaller than that of, for example, the hematological disorders. Thus, the frequency of such abnormalities among all unselected epithelial tumors is only 3% but is 19% and 29% among mesenchymal tumors and AML, respectively (data not shown). This discrepancy is, to a large extent, due to the fact that a few aberrations among the latter neoplastic disorders are very common, whereas most are as rare as those identified in epithelial tumors. For example, the three dominating abnormalities in AML, t(8;21)(q22;q22), t(15;17)(q22;q12) and inv(16)(p13q22), constitute 65% of unselected cases having a recurrent balanced aberration (data not shown). Such common changes may exist also among epithelial tumors but have not yet been detected, owing to the small number of cases so far studied within each of the many different tumor entities. Alternatively, and more probably, epithelial tumors may be characterized by numerous, but individually rare, pathogenetically important gene rearrangements that have not yet been identified. Some of these may even be submicroscopic23,24. Considering that malignant epithelial tumors represent the dominating cause of human cancer morbidity and mortality, the implications are not trivial, especially in view of recent progress in the development of treatment regimens specifically directed against the products of the pathogenetic gene fusions in malignant disorders25,26.

URL. The Mitelman Database of Chromosome Aberrations in Cancer is available at http://cgap.nci.nih.gov/Chromosomes/Mitelman.