Restrictions of preterm newborns' movements could have consequences ranging from stress enhancement to impairment of their motor development. Therefore, ability to freely express motor activities appears crucial for their behavioural and physiological development. Our aim was to evaluate behavioural issues of two types of clothing used in NICU. We observed 18 healthy 34–37 post-conception week-old preterm newborns, during resting periods, when they were undisturbed by any interventions. Newborns wore either light clothing (bodysuit and a light wrapping) or heavy clothing (pyjamas, cardigan and sleep-sack). The percentages of time each subject spent in different postures were compared between clothing situations. Arm and hand postures differed in relation to clothing: babies bent their arms more and held their hands nearer their heads when in bodysuits than when in sleepwear. Consequently, babies in bodysuits spent more time touching their body or their environment whereas the others generally were touching nothing. Self-touch is an important way to comfort one's self. Heavy clothing may impair self-soothing behaviours of preterm newborn babies that already lack other forms of contact. Results suggest that more attention should be paid to apparently routine and marginal decisions such as choice of clothes.
Cross-cultural studies of infant development show that infants' handling routines (such as holding, bathing, dressing, and so on) could affect the onset ages of motor skills acquisitions by exposing infants to different stimulations and opportunities1. Among these routines, ensuring newborn babies' (NB) thermal comfort can take various forms of sleepwear ranging from mere nappies to entire body wrapping2. Frequently, NB in modern societies are kept in sleep-sacks that are supposed to envelop their body better and to ensure that they sleep on their back, thus lowering the risk of sudden death3. This is especially the case for preterm NB when they are prepared for hospital discharge. Until then, babies are in warmed incubators that prevent hypothermia4.
Thus, transfer from incubator to crib does not only imply a drop in NB's environmental temperature but also a drastic change of clothing, from a thin bodysuit to wearing pyjamas, a cardigan and a baby sleep-sack. This aspect may seem marginal with regard to the numerous challenges a preterm NB had had to face since birth. Yet, one can wonder whether this new situation leads to new unexpected constraints, in particular by restricting movement. At equivalent term age, former preterm NB have many skill impairments compared to full-term NB, including muscular tone patterns and quality of movements5,6. Authors hypothesized that gravity change (between in- and ex- utero life), monitoring and other medical interventions could restrict or prevent movements and thereby alter tonic responses and motor functions. The change in sleepwear and the physical constraints it involves is a typical situation that restricts or prevents movements.
The effects of movement restriction are diverse. In some psychological experiments, restraint is used to enhance stress in both human and animal subjects to evaluate their emotional responses7. The inability to “escape” from a situation through movement may induce increased immobility and even enhance helplessness in the long term8,9. For instance, horses that underwent a short neonatal handling procedure preventing movement showed, when exposed to novelty, locomotor inhibition rather than heightened mobility10. The amount of stressors perceived by very young preterm infants (assessed by Neonatal Infant Stressor Scale) also has an effect on their motor development (assessed by NICU Network Neurobehavioral Scale)11. Thus, the ability or not to express motor activities at this early age may be crucial for behavioural and physiological development.
Another aspect affected by physical restraint is the possibility of contact with the environment (clothes, sheets…) as well as of self-contact. It is obviously more difficult to reach one's own body parts when one's body is entirely wrapped up. Self-contact may be particularly important. Young mother-deprived primates tend either to grasp other individuals or to self-grasp12,13. Premature NB, often exposed to dys-stimulations, present early-in-life self-regulation deviations that could predict later functioning delays (i.e. delayed motor and behavioural development)14. Furthermore, self-contact is known to have soothing effects. For instance, light swaddling that facilitates self-contact can improve preterm NB's motor organization and self-regulatory abilities15.
We hypothesize that if clothing induces restraint, it may have effects on the physical and psychological well-being of NB. This study is the first step to explore this hypothesis as we assessed here the impact of two types of clothing (bodysuit vs more restraining sleepwear i.e. pyjamas, cardigan and a baby sleep-sack) on postures and behaviours of same-age preterm NB.
Eighteen preterm NB, aged 35 to 37 weeks post-conception, were observed while resting in a NICU, wearing either a bodysuit or a heavy sleepwear (pyjamas + cardigan + baby sleep-sack) (Fig. 1). We compared types and ranges of movements of their eyes and hands, postures of their arms and contacts between hands and surroundings between the two groups.
We evidenced significant differences between the groups of NB, indicating that clothing influenced their behaviours and postures. Thus, although all NB made few movements, when they occurred, NB in bodysuit moved indifferently one, two or three parts of their body (head, and/or arms and/or legs) whereas NB in sleepwear generally moved only one part (Friedman test: bodysuit group: X2 = 4.7, df = 2, P = 0.1; sleepwear group: X2 = 14.9, df = 2, P < 0.001, pair-wise comparisons: all comparisons P < 0.05). The arms of NB in both situations generally lay alongside their body (Friedman test: bodysuit group: X2 = 21, df = 3, P < 0.001; sleepwear group: X2 = 19.5, df = 3, P < 0.001; Mann-Whitney test: P > 0.05 for all four positions). Nevertheless, the general posture of arms differed between the two sleeping situations.
Thus, arm-bend differed between NB in bodysuit and NB in sleepwear (Mann-Whitney test: U = 7, P = 0.002), the arms of NB in sleepwear were generally only slightly bent, and a higher proportion of the arms of NB in bodysuit presented greater arm bends (Wilcoxon test: sleepwear group: U = 43, P = 0.012; bodysuit group: U = 6, P = 0.055) (Fig. 2A).
Proximity of hands to head and hand postures differed between the two groups (Mann-Whitney test: hand proximity: U = 7, P = 0.002; hand posture: U = 16, P = 0.031): the hands of NB in bodysuit were most of the time close to their head (i.e. above chest level) and mainly open, whereas no preferred distances or postures could be evidenced for NB in sleepwear (Wilcoxon test: bodysuit group: hand proximity: U = 0, P = 0.004; hand posture: U = 3, P = 0.019; sleepwear group: hand proximity: U = 29, P = 0.49; hand posture: U = 34, P = 0.20) (Fig. 2B & C).
Consequently, hand contacts differed significantly between the two groups (Mann-Whitney test: no contact: U = 0, P < 0.001; self-contact: U = 77, P < 0.001; allocontact: U = 74, P = 0.003). Contacts of NB in sleepwear with their own body or their environment occurred rarely (respectively 0.8% [0%–11.2%] and 6.9% [0%–32.8%] of the observation time). Thus most of the time, these NB made no contact whatsoever (Friedman test: X2 = 14.8, df = 2, P < 0.001; pair-wise comparisons: no contact-self-contact, P = 0.006, no contact-allocontact, P = 0.006, self-contact-allocontact, P = 0.11). In contrast, NB in bodysuit made the three contact modes with similar frequencies (Friedman test: X2 = 0.67, df = 2, P = 0.72). Self-contacts were as frequent as contacts with the environment and represented 35.8% [2.9%–89.2%] and 35.2% [8.6%–77.5%] of the scans respectively. No contact was observed in less than a third of the scans (23.2% [2.1%–55.4%]) (Fig. 2D).
Comparisons of detailed behavioural observations between preterm NB wearing a bodysuit and preterm NB in sleepwear revealed significant differences in arm and hand postures. Type of clothing was associated with major differences in the amount of contact NB could have with their environment or themselves.
Overall, although all preterm NB were generally sleeping during our observations, NB in bodysuit appeared more active (more parts of body involved in movements), their arms were more flexed and their hands were open more frequently obviously seeking contact with their head (the only part of their body exposed apart from their hands). On the contrary, movements of NB in sleepwear were limited, their arm postures were tensed, they made no self-contacts with their head and their hands were closed more frequently. This particular hand posture could indicate either tenseness or a search for any type of self-contact in this situation where reaching their head may be difficult. Lifting arms towards head requires making physical efforts for which these NB may have lacked the necessary “fitness”.
Touch is the first sense to develop in utero where a foetus explores itself and its environment. This sense is available since the fourth month of pregnancy. Exploration of one's own body provides perceptual feelings that help a foetus to differentiate its body from the environment (placenta, womb walls)16. Double touch is a major stimulation favouring the emergence of self-concept. Indeed, when a baby or a foetus touches itself, tactile stimulations are perceived through the hand that touches a body part and through this body part touched by the hand. At birth, NB can differentiate self-touch from external stimulation17. In utero, foetuses seem to be able to modulate their hand movements in relation to the part of their body they are touching (eyes or mouth), and this since 22 weeks post-conception. This indicates that NB have a sense of their own body at an early age18. Thus, our results highlight the negative impacts that switching from light to heavy clothing could have on the development of preterm NB's self-concept.
Following premature birth, NB experience a whole new set of sensory perceptions including strong constraints on their motor capacities limiting their movements and thereby the opportunity to self-explore19. Furthermore, the usual NICU environment subjects preterms to intense stimulations of their immature auditory and visual systems whereas their tactile and proprioceptive systems receive minimal input20. Contacts received by full-term NB through skin-to-skin (or kangaroo care) procedures have a soothing effect on a short-term basis with a decrease or an absence of cries compared to physical separation from their parents (mother:21; father:22). Positive long-term effects of skin-to-skin contacts given to preterm NB have been found on different processes such as emotion regulation, stress reactivity, sleep-wake cycle or social and cognitive development23,24. These findings stress the importance of contact in such procedures. Although kangaroo care involves strong physical constraints on a baby (wrapped more or less tightly against the adult's chest), he/she perceives nevertheless a large amount of contact with his/her parent all over his/her body. With tight swaddling, temperature elevation during the hours following birth is slowed or delayed. The authors hypothesized that stress regulation could be impaired by both the absence of contact with the mother and physical restraint2. The constraints of the sleepwear used in this study may be similar to those of kangaroo care, but it was combined with an important lack of contact opportunities.
As mentioned above, touch plays a crucial part in young children's development of communication and of emotion regulation25,26. For instance, experiments such as the still-face paradigm evidenced an increase of self-touching during the stage when interaction with mother is impaired27,28,29. Self-touching is often observed associated with behaviours indicating a distressful situation (gesturing limbs, crying…) and other self-regulatory behaviours such as gaze aversion or proximity seeking30. Self-regulatory behaviours occur more often in emotion activating situations and are observed as young as 2 months old27,31. Infant self-touch and oral behaviours are important means of self-comfort and the younger the infant, the more touch and kinesis are important. Indeed, as their communication and perceptual skills increase, children use other behaviours to regulate their emotions and self-soothing decreases32,33.
Stressful stimulations are reduced in NICU under developmental care guidelines, but cannot be completely avoided. One recommendation is that preterm NB should be swaddled lightly, with their hands close to their face. This organisation favours sleep more than does “conventional” care34,35. As well as infants of depressed mothers, preterm NB may need self-touch to compensate from lack of touch with parents they experience due to their medical care36. Unfortunately, the state of sleep could not be assessed on our videos, so we are unable to determine whether sleep was impaired by type of clothing.
The postures of NB in sleepwear suggest that constraints related to this type of clothing may be stressful because it hinders movements, potentially creating a state where a baby learns that his/her attempts to move are unsuccessful (see also foals10), but even more it prevents soothing self-contact with his/her head. Reports suggest that physical restrictions of animals (foals) at an early stage could induce long term alterations of their emotional expression10,37. Although our study did not evaluate long term effects, it constitutes a solid basis for stimulating innovative research in this important field. Further studies should deal with this question on a long term.
These findings and questionings suggest that more attention should be paid to apparently routine issues such as the choice of clothes. For instance, consequences of the use of sleepwear on behavioural development must be assessed with various parameters of modulation in mind (such as post-natal age, gender, amount of contact received from caregivers since birth and since the use of sleepwear…). This first study must lead to further large scale developments on this issue that, if confirmed on a larger scale, should bring new information to staff and parents. Above all, special care should be given to the transfer of preterm NB from incubators where they are in light clothes to the crib where they are confronted to self-thermoregulation. The advantages and limits of the current use of sleepwear require investigation in more detail, and the relevance of our results concerning preterm NB clothing could be questioned for full-term high-risk NB.
The study took place in the level II unit of the Brest University Hospital NICU. Eighteen healthy preterm NB (6 boys and 12 girls) were observed including four pairs of twins. Infants with brain injuries were excluded. Therefore, one twin was not included because of brain alterations. The characteristics of the study population are presented in table 1. The present study was approved by our institutional ethics committee and the neonates were included after their parents' informed consent had been received.
The unit followed developmental care guidelines based on the NIDCAP approach38. Lights and sounds were reduced as much as possible. Parents could visit their baby whenever they wanted, at any time during the night or day. Our study never disrupted care by staff or parents.
The subjects were observed in either of the two following situations (Fig. 1):
Bodysuit group (N = 9): each baby was in an open warmed incubator where he/she wore a bodysuit, and was loosely swaddled in a flat nappy and surrounded by a motor support device (i.e. rolled-up bed linen surrounding the baby to create “a nest”). These NB could lie either on one side or on their back.
Sleepwear group (N = 9): each baby was in a crib where he/she wore pyjamas and a cardigan and was placed in a baby sleep-sack. A blanket could be added over the sleep-sack. The whole set of clothes is called “sleepwear”. These NB lay exclusively on their back.
NB's characteristics, such as birth weight, birth age, weight and age when observed, did not differ significantly between the two groups (table 1). All NB were placed in an incubator following birth and were dressed in bodysuit. NB in the sleepwear group were placed in a crib as soon as the staff assessed that they were able to maintain their body temperature. Therefore, they were dressed in sleepwear. We recorded NB in the situation they were in during the short period that we could observe them. The switch from bodysuit to sleepwear had been made within a few days before the observation period.
NB were observed during resting periods after they had been in the incubator or crib for at least 15 minutes and when no care was planned for the following half-hour. Parents could be present in the room. They could freely interact with their baby but an observation stopped as soon as they touched him/her (therefore leading to a great variety of observation durations between NB). NB were observed on two to four consecutive days, for different durations (table 1). Recordings were always made between 9 am and 5 pm on weekdays, as during the week-end family visits were more frequent and therefore resting periods were expected to be disturbed more often. For various reasons (parents slept with the NB, parents did not authorize our presence at night…), several NB could not be recorded during the night so we did not have sufficient recordings for this period for statistical analysis.
An infrared sensitive camcorder (Sony HDR-XR200) was placed on a tripod in close vicinity of the incubator or crib without hindering access to the baby by parents or staff. The camcorder was mainly used with the night-shot mode on because the rooms were dimly lit. The baby's whole body was filmed.
As we chose to film the infants' entire body, we could not analyze their facial features in detail. We focused mainly on postures and contacts. The sampling method was the instantaneous scan sampling39, i.e. we recorded the behavioural and postural items expressed by each baby at 30-second intervals (table 2).
Whatever the situation, NB mostly slept on their back during our observations (bodysuit group: 80.6% [10.8%–100%]; sleepwear group: 81.7% [38.5%–100%]). We decided to focus our comparisons on the constraints due to clothing, not the general sleeping position. Therefore, we compared the items recorded only when NB were on their back.
As we recorded NB during resting periods, their eyes were generally closed whatever their clothing (bodysuit group: 93.4% [5.3%–100%]; sleepwear group: 93.5% [71.1%–98.8%]; Mann Whitney U test: P > 0.05 for all eye modalities). Therefore, eye open was not included in further tests.
We detailed and evaluated the postures and behaviours of NB from the start of the recording until someone touched or spoke to them. Thus these interruptions caused important interindividual variations in the durations of recorded time suitable for analysis (table 1). Therefore, we did not compare raw numbers of occurrences (scans) but we compared percentages of scans presenting each item. Percentages cited in the text represent the median [range] of the data set.
Data were analysed with non-parametric statistics, using R. All tests were two-tailed. When data could be obtained for an item concerning both sides of the NB (hand posture for instance), we investigated side effect. As none could be evidenced (Wilcoxon tests, P > 0.05 for all comparisons), data for both sides were pooled for further analyses.
Within group comparisons evaluated the relative importance of each behavioural and postural modality for each item. Wilcoxon tests and Friedman tests followed by pair-wise comparison tests with Benjamini and Hochberg adjustment method40 were applied for intra-group comparisons. Inter-group comparisons evaluated the influence of sleeping situations on NB's behaviour and/or postures (Mann-Whitney test).
The current study was carried out in accordance with the approved guidelines of our institutional ethics committee (CHU Brest). Parents of neonates gave written informed consent before the NB were included in the study.
We warmly thank the babies and their parents who accepted to participate to this study, as well as the NICU staff for their help. We also thank Ann Cloarec for helping with the spelling and writing in English and Emmanuel de Margerie for the pictures of the different baby clothing. Financial support was provided by GIS “Cerveau-Comportement-Société”, the CNRS, the University of Rennes 1 and the CHU Morvan at Brest.