Abstract
The Amazon basin experienced a prolonged drought condition during the 2010s, leading to a large-scale forest degradation destructive to ecosystems and human society. Elusive are issues as to whether the decadal drought is driven by external forcing or internal variability, and whether the drought will continue or recover soon. Using large ensemble simulations from a state-of-the-art climate model, here we find a negative-to-positive phase transition of the Interdecadal Pacific Oscillation (IPO) explains ~45% (~40–49%) of the observed decadal drought of Amazon rainfall since 2010, much greater than the role of external forcing (~12%). Constraining future IPO phase transition reduces the uncertainty by ~38% from a range of −0.73 to + 0.31 mm day−1 decade−1 to a range of −0.42 to + 0.23 mm day−1 decade−1, of the near-term Amazon rainfall projection before 2040 under a mid-intensity emission scenario. Thus, the IPO plays a crucial role in the post-2010 drying and the near-term rainfall projection.
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Introduction
The Amazon basin accounts for less than 0.05% of the global land area but hosts ~40% of the global tropical rainforests1,2,3 and ~15% of the freshwater input to the world oceans4,5, and is therefore one of the most important components of the Earth’s climate system. A robust seasonality is seen in the Amazon climate, alternating between wet and dry periods6: The rainy season, influenced by the South American monsoon7,8, runs from austral summer to autumn9, which provides the major water source for the hydrological cycle, agricultural irrigation, and billions of animals and residents10,11. Extreme rainfall change in the Amazon basin reduces the stability and diversity of local ecosystems and causes substantial life and economic losses12,13. Assessing Amazon rainfall is therefore of great importance in projecting changes in regional climate and biological environment.
Rainfall over the Amazon rainforest decreased rapidly in the past decade. In 2005, 2010, and 2015, prolonged and widespread droughts occurred, causing large-scale bushfires, forest degradation, biomass decline, species death, and dramatic socioeconomic loss14,15,16,17,18,19. The frequent occurrences of severe droughts have raised interest in the causes. Several lines of evidence suggest that sea surface temperature (SST) variations, including El Niño-Southern Oscillation (ENSO) and north tropical Atlantic warming, are responsible for unusually decreased rainfall on the interannual timescale20,21,22. During an El Niño event, anomalous SST warming develops in the central-eastern tropical Pacific, weakening the west-minus-east SST gradient in the tropical Pacific and the Walker circulation, suppressing the descending branch in the central-eastern equatorial Pacific and ascending branch in the tropical South America and Atlantic. The suppressed ascending branch reduces Amazon rainfall through weakening the deep convection over the land and blocking moisture transport from the ocean. In addition, anomalous SST warming in the north tropical Atlantic causes a northward displacement of the Intertropical Convergence Zone (ITCZ), reducing the Amazon rainfall.
Beyond the interannual anomalies, the Amazon rainfall can be influenced by decadal-to-multidecadal internal variability. For example, a positive phase of the Interdecadal Pacific Oscillation (IPO) weakens the Walker circulation and leads to more frequent and intense El Niño events, leading to a prolonged drying of the Amazon basin23. A strong correlation (r = −0.70; p < 0.01) between the time series of the IPO and Amazon rainfall during the period of 1950–2019 indicates a substantial IPO modulation on the decadal variation of Amazon rainfall (Supplementary Fig. 1). The Atlantic Multidecadal Oscillation (AMO) also plays a role, with its positive phase driving a northward shift of Atlantic ITCZ, decreasing the Amazon rainfall24,25,26. However, there is no agreement yet on the mechanism of the prolonged reduction of rainfall in the past decade. Specifically, whether external forcing or internal variability dominates in driving the decadal drought, and their relative contribution remains debatable23,27.
Changing the hydrology of Amazonia in a warmer climate is another issue of concern. Climate models agree in projecting a drier Amazon with increasing frequency of droughts, as driven by the Pacific and Atlantic SST change on the long-term scale28,29,30. However, internal variability affects the near-term projection, but whether the effect of internal variability will overwhelm the near-term change induced by anthropogenic forcing is unknown. A more reliable projection of Amazon rainfall can be obtained by predicting the evolution of internal decadal variability.
Previous studies assessed Amazon rainfall change mostly based on the multi-model but single-member projections28,29,30,31. Under this approach, it is difficult to separate the role of internal variability from external forcing. Recent advances in the large ensemble project from individual models facilitate an assessment of contributions by internal variability under climate change32. In particular, employing a single-model initial-condition large ensemble simulation proves valuable for discerning the relative role of internal variability in near-term projections33,34,35. Here, we use a set of 100-member simulations from the latest Community Earth System Model Large Ensemble Project (CESM2-LENS)36, to investigate whether and to what extent the recent Amazon drought is attributed to internal variability, and to assess its constraint on projected change before 2040. We find that the Interdecadal Pacific Oscillation (IPO) has dominated the decreasing Amazon rainfall in the past decades, and will constrain the near-term change.
Results
Internal variability rather than external forcing drives recent Amazon drought
Whether the recent drought condition in the Amazon basin is driven by external forcing or internal variability is an important issue but remains elusive. The 100-member CESM2-LENS experiments are used to address this issue, which are under the same external forcing of historical anthropogenic and natural forcing (1850–2014) and future greenhouse gas forcing (2015–2100) but different oceanic and atmospheric initial states36. We take the ensemble mean of all members as the external forcing signal and the inter-member differences as the internal variability signal. We examine the change of Amazon wet-season (December-April, DJFMA) rainfall during 2010–2019 in observation and CESM2-LENS. Observed rainfall change features a significant decrease in much of the Amazon basin, with an averaged reduction of −0.80 mm day−1 decade−1 which is statistically significant above the 95% confidence level (Fig. 1a, b). The externally-forced rainfall change represented by the ensemble mean is however weak and insignificant over the Amazon basin, with a slight reduction of −0.098 mm day−1 decade−1, which only explains ~12% of the observed drought (Fig. 1a, c). Rainfall change from internal variability, represented by the differences of individual members, exhibits a wide range from −0.97 to +0.63 mm day−1 decade−1 encompassing the observed drought rate (Fig. 1a).
We focus on two sub-ensembles with 10 members of the largest negative and positive rainfall changes, respectively (hereafter “dry10” and “wet10”). The dry10 members produce a significant decrease in rainfall over the Amazon basin, with a sub-ensemble mean reduction of −0.69 mm day−1 decade−1 comparable to the observation (Fig. 1a, d). The wet10 members show an opposite situation with significantly wetting over the basin and a sub-ensemble mean increase of +0.51 mm day−1 decade−1 (Fig. 1a, e). Such contrasting changes again highlight the role of internal variability in modulating the rainfall change in the Amazon basin. Therefore, the observed reduction of Amazon rainfall in the past decade, which is in part driven by external forcing, can be masked by internal variability.
Dominant influence of the IPO
To identify which internal variability dominates the Amazon drought in the recent decade, we examine the SST change during the same period of 2010–2019 in both observation and CESM2-LENS. The CESM2-LENS simulate a realistic mean state of Amazon rainfall compared with observation (Supplementary Fig. 2), and a reasonable connection between the IPO and Amazon rainfall, with an ensemble mean correlation coefficient of −0.48 during the period of 1950–2019 (Supplementary Fig. 3). The observed SST change is characterized by a positive-IPO-like pattern in the Pacific (Fig. 2a), while the ensemble mean SST change shows no well-defined spatial pattern but nearly homogeneous warming (Fig. 2b). By contrast, the dry10 members exhibit an SST warming in the central-eastern tropical Pacific, reminiscent of a positive IPO in the tropical region (Fig. 2c). We calculate the SST change difference of sub-ensemble mean between the dry10 and wet10 members, which resembles the positive-IPO-like pattern with a strong pattern correlation (r = 0.72; p < 0.01 based on the Cross-Correlation Function test) with the observation (Fig. 2d). We also find a significant negative correlation (r = −0.56; p < 0.01 based on the Cross-Correlation Function test) between changes of the IPO and Amazon rainfall among 100 members (Supplementary Fig. 4a). Such a coherent relationship can be seen in the 2000-year pre-industrial control run of CESM2 (Supplementary Fig. 5). In contrast, other internal variability such as the AMO, does not show a significant correlation (Supplementary Fig. 4b). These lines of evidence support a dominant influence of the IPO on the decreasing Amazon rainfall in the recent decades.
We use CESM2-LENS to quantify the contribution of the IPO on the recent Amazon drought, by adjusting the phase transition of the IPO in each member according to the observed phase transition of the IPO trend during 2010–2019. First, we remove the member-simulated IPO-related Amazon rainfall change; then, we add the observed IPO-related Amazon rainfall change by compensating the difference from the observed IPO phase transition to the simulated IPO phase transition in each member. As such, the random evolution of IPO in each member is replaced by the observed IPO phase transition. We conduct a linear regression of Amazon rainfall variation onto the IPO over the period of 2010–2019. The adjusted Amazon rainfall change can be considered due to both external forcing and the observed IPO phase transition during 2010–2019. The ensemble mean of the adjusted Amazon rainfall reduction is −0.45 (−0.50 to −0.40) mm day−1 decade−1, accounting for ~56% (~50–62%) of the observed change (red bar of “IPO” in Fig. 2e); the ensemble mean of IPO-induced Amazon rainfall reduction is −0.36 (−0.39 to −0.32) mm day−1 decade−1, accounting for ~45% (~40–49%) of the observed change, which is much greater than contribution from external forcing and the AMO (blue bar of “IPO” in Fig. 2e). Moreover, the Amazon rainfall reduction is significantly enhanced and distinguishable from zero after the IPO adjustment (Fig. 2f), highlighting the crucial role of the observed IPO phase transition in driving the recent drought.
IPO-induced uncertainty in projected Amazon rainfall
Since the IPO greatly modulates observed Amazon rainfall change, we assess the extent to which the phase transition of the IPO might influence the projection of Amazon rainfall. The ensemble mean of CESM2-LENS displays a sustained decrease of Amazon rainfall under greenhouse warming in the 21st century, which is consistent with previous studies22,28,29; however, large uncertainty from internal variability exists across different members, especially for the near-term evolution of Amazon rainfall (Fig. 3a). We similarly take the sub-ensembles of ten members with driest and wettest rainfall trends over the period of 2020–2039. Despite a slight negative trend of −0.13 mm day−1 decade−1 in the ensemble mean, the dry10 and wet10 show an opposite trend of −0.47 and +0.16 mm day−1 decade−1, respectively (Fig. 3a). The difference of rainfall trends between dry10 and wet10 is significant and much greater than externally-forced trend (Fig. 3b, c). Hence, it is important to reduce the uncertainty in the near-term projection of Amazon rainfall.
To illustrate some uncertainty of near-term projection comes from the IPO, we show the spatial pattern of SST trend during 2020–2039. The ensemble mean SST trend depicts a well-defined El Niño-like warming pattern in the equatorial Pacific but homogeneous warming in other basins (Fig. 3d). The difference of SST trends between dry10 and wet10, however, resembles a positive-IPO-like pattern with warming in the central-eastern equatorial Pacific but cooling in the northwestern and southwestern Pacific (Fig. 3e). We regress the projected grid-point rainfall and SST trends against projected Amazon rainfall trend during 2020–2039 for the inter-members. There is a prominent negative rainfall anomaly center over the Amazon basin, in association with the positive IPO-like pattern in the Pacific (Supplementary Fig. 6). Thus, the influence of the IPO is the largest uncertainty source of near-term projection of Amazon rainfall.
Near-term projection of Amazon rainfall constrained by the IPO
Because a phase transition of the IPO leads to large uncertainty in the near-term projection of Amazon rainfall, we can narrow the projection uncertainty by removing the IPO’s influence. To quantify how much the uncertainty of the projected Amazon rainfall trend is contributed by the IPO phase transition, we removed the IPO’s influence by taking out the linear regression of Amazon rainfall variation onto the IPO from the original Amazon rainfall trend during 2020–2039 in each member, so that the rest of rainfall trend is contributed by external forcing and other internal variability. The probability distribution of Amazon rainfall trends narrows after excluding the IPO’s influence, with the spread reduced by ~38% from a range of −0.73 to +0.31 mm day−1 decade−1 to a range of −0.42 to +0.23 mm day−1 decade−1, translating to a reduction of 31% in the inter-member SD from 0.182 to 0.126, or a reduction of 22% in the spread between the 5th and 95th percentile values from 0.58 to 0.45 mm day−1 decade−1 (Fig. 4a).
To depict the effect of the IPO on the projected Amazon rainfall trend, we assume a near-term phase transition of the IPO could be precisely predicted. Here we used a phase transition of the IPO from −0.5 °C to +0.5 °C (or vice versa) over 2020–2039. We add the impact of such a negative-to-positive (or positive-to-negative) IPO phase transition to the IPO-removed Amazon rainfall trend, by using the linear regression as mentioned above. Given a typical negative-to-positive IPO phase transition of +1 °C over the 20-year period, the 100 members show an ensemble mean of Amazon rainfall trend of −0.35 mm day−1 decade−1, much greater than externally-forced ensemble mean of −0.13 mm day−1 decade−1 without such an IPO phase transition. A positive-to-negative IPO phase transition of −1 °C results in an ensemble mean of +0.12 mm day−1 decade−1, which is in the opposite sign with the externally-forced trend. There is a 14% increase of probability (from 80 to 94%) with a decreasing Amazon rainfall trend in response to a +1 °C phase transition of the IPO, but a drop of 53% in probability (from 80 to 27%) for a −1 °C phase transition of the IPO (Fig. 4b).
Discussion
A 100-member large ensemble from CESM2 reveals that an IPO transition from negative-to-positive phase contributes to ~45% (~40–49%) of the observed decadal drought of Amazon rainfall since 2010, much greater than the role of external forcing (~12%). Further, the IPO evolution substantially affects the near-term projection of Amazon rainfall, introducing large uncertainty to the near-term projection. Such uncertainty reduces by ~38% after removing the IPO’s influence. Thus, predicting the near-term phase transition of the IPO would greatly improve the projection of Amazon rainfall change in the coming decades. A reliable projection of Amazon rainfall change is essential for assessing regional climate change, evaluating the impacts, and managing the associated risks. In anticipation of the growing number of large ensemble simulations in the future, it becomes imperative to assess multi-model projection of near-term Amazon rainfall changes in order to reduce uncertainty from the single-model large ensemble approach.
Methods
Observational and model data
Monthly gridded rainfall observation is from Climatic Research Unit (CRU) v4.06, covering the period of 1950–2019 with a 0.5° horizontal resolution37. Monthly gridded SST data is from the Hadley Centre Sea Ice and Sea Surface Temperature dataset (HadISST) v1.1, covering the period of 1950–2019 with a 1° horizontal resolution38. Monthly anomalies of rainfall and SST referenced to the whole period are constructed by removing the monthly climatology.
To assess the relative contributions of external forcing and internal variability, we use outputs from the large ensemble of Community Earth System Model 2 (CESM2-LENS), containing 100 members forced under historical anthropogenic and natural forcings up to 2014, and thereafter future greenhouse gas forcing under the Shared Socioeconomic Pathway (SSP) 3–7.0 emission scenario till 2100. Different mean states between 100 members are initialized to enable an assessment of oceanic and atmospheric contributions to ensemble spread36. The period of 2010–2019 focused in our study is connected by the period of 2010–2014 from historical simulations and 2015–2019 from SSP3–7.0 simulations. In addition, a 2000-year output from the pre-industrial control simulation of CESM2 is used to verify the decadal modulation of IPO on Amazon rainfall.
Separation of external forcing and internal variability
A 9-year running mean is applied to raw data in the observations and CESM2-LENS to extract decadal signals. Because all members run under the same external forcing, the ensemble mean of all members can be treated as the response to external forcing, and the inter-member difference can be regarded as arising from internal variability. For a climate variable X, the separation of external forcing and internal variability in member i can be described as:
where Xexternal is the ensemble mean of 100 members, taken as the response to external forcing. Xinternal(i) is the residual of original X(i) minus externally-forced signal Xexternal, taken as the deviations in each member arising from internal variability.
Definition of climate indices
The Amazon rainfall index is calculated by the 9-year running mean of wet-season (December-April, DJFMA) rainfall anomaly averaged over the region of 12°S-2°N, 75°W-48°W (ref. 22). We define the IPO as the 9-year running mean of the Triple Pacific Index, which is the difference between the DJFMA SST anomaly averaged over the central-eastern equatorial Pacific (10°S-10°N, 170°E-90°W) and the average of the DJFMA SST anomaly in the northwestern (25°N-45°N, 140°E-145°W) and southwestern Pacific (50°S-15°S, 150°E-160°W)39. For observations, the IPO index is constructed using detrended SST anomaly; for each member i in CESM2-LENS, the IPO index is constructed using SSTinternal(i). We define the AMO as the 9-year running mean of DJFMA SST anomaly averaged over the North Atlantic Ocean (0°−65°N, 80°W-0°) with the global mean (80°S-80°N, 180°W-180°E) removal40.
Quantifying IPO contribution to Amazon rainfall change
Here we utilize a well-documented approach based on the single-model initial-condition large ensemble simulation to quantify the contribution of IPO on Amazon rainfall change33,34,35. To evaluate the contribution of the IPO phase transition to the recently observed decadal drought of Amazon rainfall during 2010–2019, we adjust the IPO phase in different members to the observation during the same period. The adjusted Amazon rainfall change \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{adj}}}(i)}{\partial t}\) is given by
where \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{external}}}}{\partial t}\) is the externally-forced Amazon rainfall change during 2010–2019. \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{internal}}-{\mathrm{adj}}}(i)}{\partial t}\) is the internally driven Amazon rainfall change after the adjustment of the IPO phase transition during 2010–2019, which is calculated by
where \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{internal}}}(i)}{\partial t}\) is the internally driven Amazon rainfall change before the adjustment of the IPO phase transition in member i during the period of 2010–2019, \({r}_{{\mathrm{AR}},{\mathrm{IPO}}}(i)\) is the regression coefficient of Amazon rainfall index onto IPO index in member i during the period of 2010–2019. \(\frac{\partial {\mathrm{IP}}{{\mathrm{O}}}_{{\mathrm{obs}}}}{\partial t}\) is the observed change of IPO index during the period of 2010–2019, \(\frac{\partial {\mathrm{IPO}}(i)}{\partial t}\) is the simulated change of IPO index in member i during the period of 2010–2019. The relative contribution of IPO on observed decadal drought of Amazon rainfall is therefore taken as the percentage of the ensemble mean of \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{internal}}-{\mathrm{adj}}}(i)}{\partial t}\) to the observed change. Similar processes are applied to calculate the contribution of AMO.
To determine how much the IPO phase transition helps to constrain the uncertainty of Amazon rainfall trend in the near future, we extract and remove the Amazon rainfall trend induced by IPO phase transition by
where \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{non}}-{\mathrm{IPO}}}(i)}{\partial t}\) is the Amazon rainfall trend without IPO’s influence in member i during the period of 2020–2039, \(\frac{\partial {\mathrm{A}}{{\mathrm{R}}}_{{\mathrm{IPO}}}(i)}{\partial t}\) is the IPO-contributed Amazon rainfall trend in member i during the period of 2020–2039, \(\frac{\partial {\mathrm{IPO}}(i)}{\partial t}\) is the trend of IPO index in member i during the period of 2020–2039, and \({r}_{{\mathrm{AR}},{\mathrm{IPO}}}(i)\) is the regression coefficient of Amazon rainfall index onto IPO index in member i during the period of 2020–2039.
Data availability
Data related to the paper can be downloaded from the following: CRU v4.06 at https://crudata.uea.ac.uk/cru/data/hrg/; HadISST v1.1 at https://www.metoffice.gov.uk/hadobs/hadisst/; CESM2-LENS at https://www.earthsystemgrid.org/dataset/ucar.cgd.cesm2le.output.html;
Code availability
Codes for this study are available upon reasonable requests from the corresponding author.
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Acknowledgements
The research was supported by the National Natural Science Foundation of China (42376022 and 41925025), and the Hainan Provincial Joint Project of Sanya Yazhou Bay Science and Technology City (2021JJLH0056). Y.L. was supported by the Fundamental Research Funds for the Central Universities (202261003) and the China Scholarship Council (202106330019). W.C. was supported by the Strategic Priority Research Program of the Chinese Academy of Sciences (XDB40030000). Y.Z. was supported by Laoshan Laboratory (LSKJ202202602), the Fundamental Research Funds for the Central Universities (202213050), and the project funded by China Postdoctoral Science Foundation (2021M703034).
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Y.L., W.C., X.L., and Z.L. conceived this study. Y.L. performed all the analyses and wrote the initial manuscript with W.C. and Y.Z. All authors contributed to interpreting results, discussion and improvement of this paper.
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Liu, Y., Cai, W., Zhang, Y. et al. Near-term projection of Amazon rainfall dominated by phase transition of the Interdecadal Pacific Oscillation. npj Clim Atmos Sci 7, 46 (2024). https://doi.org/10.1038/s41612-024-00587-4
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DOI: https://doi.org/10.1038/s41612-024-00587-4