Skip to main content

Thank you for visiting nature.com. You are using a browser version with limited support for CSS. To obtain the best experience, we recommend you use a more up to date browser (or turn off compatibility mode in Internet Explorer). In the meantime, to ensure continued support, we are displaying the site without styles and JavaScript.

  • Article
  • Published:

Perioperative toripalimab and chemotherapy in locally advanced gastric or gastro-esophageal junction cancer: a randomized phase 2 trial

An Author Correction to this article was published on 08 January 2024

This article has been updated

Abstract

Perioperative chemotherapy is the standard treatment for locally advanced gastric or gastro-esophageal junction cancer, and the addition of programmed cell death 1 (PD-1) inhibitor is under investigation. In this randomized, open-label, phase 2 study (NEOSUMMIT-01), patients with resectable gastric or gastro-esophageal junction cancer clinically staged as cT3-4aN + M0 were randomized (1:1) to receive either three preoperative and five postoperative 3-week cycles of SOX/XELOX (chemotherapy group, n = 54) or PD-1 inhibitor toripalimab plus SOX/XELOX, followed by toripalimab monotherapy for up to 6 months (toripalimab plus chemotherapy group, n = 54). The primary endpoint was pathological complete response or near-complete response rate (tumor regression grade (TRG) 0/1). The results showed that patients in the toripalimab plus chemotherapy group achieved a higher proportion of TRG 0/1 than those in the chemotherapy group (44.4% (24 of 54, 95% confidence interval (CI): 30.9%–58.6%) versus 20.4% (11 of 54, 95% CI: 10.6%–33.5%)), and the risk difference of TRG 0/1 between toripalimab plus chemotherapy group and chemotherapy group was 22.7% (95% CI: 5.8%–39.6%; P = 0.009), meeting a prespecified endpoint. In addition, a higher pathological complete response rate (ypT0N0) was observed in the toripalimab plus chemotherapy group (22.2% (12 of 54, 95% CI: 12.0%–35.6%) versus 7.4% (4 of 54, 95% CI: 2.1%–17.9%); P = 0.030), and surgical morbidity (11.8% in the toripalimab plus chemotherapy group versus 13.5% in the chemotherapy group) and mortality (1.9% versus 0%), and treatment-related grade 3–4 adverse events (35.2% versus 29.6%) were comparable between the treatment groups. In conclusion, the addition of toripalimab to chemotherapy significantly increased the proportion of patients achieving TRG 0/1 compared to chemotherapy alone and showed a manageable safety profile. ClinicalTrials.gov registration: NCT04250948.

This is a preview of subscription content, access via your institution

Access options

Buy this article

Prices may be subject to local taxes which are calculated during checkout

Fig. 1: CONSORT diagram.
Fig. 2: Histopathological tumor regression by tumor location and Lauren’s classification.

Similar content being viewed by others

Data availability

All requests for data will be reviewed by the leading clinical site, Sun Yat-Sen University Cancer Center, to verify whether the request is subject to any intellectual property or confidentiality obligations. Requests for access to the patient-level data from this study can be submitted via email to wangfeng@sysucc.org.cn with detailed proposals for approval and will be responded to in two weeks. A signed data access agreement with the sponsor is required before accessing shared data.

Code availability

No custom code was used for statistical analysis in this study.

Change history

References

  1. Sung, H. et al. Global cancer statistics 2020: GLOBOCAN estimates of incidence and mortality worldwide for 36 cancers in 185 countries. CA: A Cancer J. Clinicians 71, 209–249 (2021).

    Google Scholar 

  2. Sano, T. et al. Proposal of a new stage grouping of gastric cancer for TNM classification: International Gastric Cancer Association staging project. Gastric Cancer 20, 217–225 (2017).

    PubMed  Google Scholar 

  3. Cunningham, D. et al. Perioperative chemotherapy versus surgery alone for resectable gastroesophageal cancer. N. Engl. J. Med. 355, 11–20 (2006).

    CAS  PubMed  Google Scholar 

  4. Bang, Y. J. et al. Adjuvant capecitabine and oxaliplatin for gastric cancer after D2 gastrectomy (CLASSIC): a phase 3 open-label, randomised controlled trial. Lancet 379, 315–321 (2012).

    CAS  PubMed  Google Scholar 

  5. Sakuramoto, S. et al. Adjuvant chemotherapy for gastric cancer with S-1, an oral fluoropyrimidine. N. Engl. J. Med. 357, 1810–1820 (2007).

    CAS  PubMed  Google Scholar 

  6. Iwasaki, Y. et al. Gastrectomy with or without neoadjuvant S-1 plus cisplatin for type 4 or large type 3 gastric cancer (JCOG0501): an open-label, phase 3, randomized controlled trial. Gastric Cancer 24, 492–502 (2021).

    CAS  PubMed  Google Scholar 

  7. Kang, Y. K. et al. PRODIGY: a phase III study of neoadjuvant docetaxel, oxaliplatin, and S-1 plus surgery and adjuvant S-1 versus surgery and adjuvant S-1 for resectable advanced gastric cancer. J. Clin. Oncol. 39, 2903–2913 (2021).

    CAS  PubMed  PubMed Central  Google Scholar 

  8. Al-Batran, S. E. et al. Perioperative chemotherapy with fluorouracil plus leucovorin, oxaliplatin, and docetaxel versus fluorouracil or capecitabine plus cisplatin and epirubicin for locally advanced, resectable gastric or gastro-oesophageal junction adenocarcinoma (FLOT4): a randomised, phase 2/3 trial. Lancet 393, 1948–1957 (2019).

    PubMed  Google Scholar 

  9. Ajani, J. A. et al. Gastric cancer, version 2.2022, NCCN clinical practice guidelines in oncology. J. Natl Compr. Canc Netw. 20, 167–192 (2022).

    CAS  PubMed  Google Scholar 

  10. Lordick, F. et al. Gastric cancer: ESMO clinical practice guideline for diagnosis, treatment and follow-up. Ann. Oncol. 33, 1005–1020 (2022).

    CAS  PubMed  Google Scholar 

  11. Zhang, X. et al. Perioperative or postoperative adjuvant oxaliplatin with S-1 versus adjuvant oxaliplatin with capecitabine in patients with locally advanced gastric or gastro-oesophageal junction adenocarcinoma undergoing D2 gastrectomy (RESOLVE): an open-label, superiority and non-inferiority, phase 3 randomised controlled trial. Lancet Oncol. 22, 1081–1092 (2021).

    CAS  PubMed  Google Scholar 

  12. Wang, F. H. et al. The Chinese Society of Clinical Oncology (CSCO): clinical guidelines for the diagnosis and treatment of gastric cancer, 2021. Cancer Commun. (Lond.) 41, 747–795 (2021).

    PubMed  Google Scholar 

  13. Janjigian, Y. Y. et al. First-line nivolumab plus chemotherapy versus chemotherapy alone for advanced gastric, gastro-oesophageal junction, and oesophageal adenocarcinoma (CheckMate 649): a randomised, open-label, phase 3 trial. Lancet 398, 27–40 (2021).

    CAS  PubMed  PubMed Central  Google Scholar 

  14. Kang, Y.-K. et al. Nivolumab plus chemotherapy versus placebo plus chemotherapy in patients with HER2-negative, untreated, unresectable advanced or recurrent gastric or gastro-oesophageal junction cancer (ATTRACTION-4): a randomised, multicentre, double-blind, placebo-controlled, phase 3 trial. Lancet Oncol. 23, 234–247 (2022).

    CAS  PubMed  Google Scholar 

  15. Rha, S. Y. et al. Pembrolizumab (pembro) plus chemotherapy (chemo) as first-line therapy for advanced HER2-negative gastric or gastroesophageal junction (G/GEJ) cancer: Phase III KEYNOTE-859 study. Ann. Oncol. 34, 319–320 (2023).

    Google Scholar 

  16. Moehler, M. H. et al. Phase 3 study of tislelizumab plus chemotherapy vs placebo plus chemotherapy as first-line treatment (1L) of advanced gastric or gastroesophageal junction adenocarcinoma (GC/GEJC). J. Clin. Oncol. 41, 286 (2023).

    Google Scholar 

  17. Xu, J. et al. Sintilimab plus chemotherapy (chemo) versus chemo as first-line treatment for advanced gastric or gastroesophageal junction (G/GEJ) adenocarcinoma (ORIENT-16): First results of a randomized, double-blind, phase III study. Ann. Oncol. 32, S1331 (2021).

    Google Scholar 

  18. Guo, H. et al. Efficacy and safety of sintilimab plus XELOX as a neoadjuvant regimen in patients with locally advanced gastric cancer: A single-arm, open-label, phase II trial. Front Oncol. 12, 927781 (2022).

    CAS  PubMed  PubMed Central  Google Scholar 

  19. Tang, Z. et al. Neoadjuvant apatinib combined with oxaliplatin and capecitabine in patients with locally advanced adenocarcinoma of stomach or gastroesophageal junction: a single-arm, open-label, phase 2 trial. BMC Med 20, 107 (2022).

    CAS  PubMed  PubMed Central  Google Scholar 

  20. Yin, Y. et al. Neoadjuvant tislelizumab and tegafur/gimeracil/octeracil (S-1) plus oxaliplatin in patients with locally advanced gastric or gastroesophageal junction cancer: Early results of a phase 2, single-arm trial. Front Oncol. 12, 959295 (2022).

    CAS  PubMed  PubMed Central  Google Scholar 

  21. Jiang, H. et al. Efficacy and safety of neoadjuvant sintilimab, oxaliplatin and capecitabine in patients with locally advanced, resectable gastric or gastroesophageal junction adenocarcinoma: early results of a phase 2 study. J. Immunother. Cancer 10, e003635 (2022).

    PubMed  PubMed Central  Google Scholar 

  22. Andre, T. et al. Neoadjuvant nivolumab plus ipilimumab and adjuvant nivolumab in localized deficient mismatch repair/microsatellite instability-high gastric or esophagogastric junction adenocarcinoma: the GERCOR NEONIPIGA phase II study. J. Clin. Oncol. 41, 255–265 (2023).

    CAS  PubMed  Google Scholar 

  23. Wang, F. et al. Safety, efficacy and tumor mutational burden as a biomarker of overall survival benefit in chemo-refractory gastric cancer treated with toripalimab, a PD-1 antibody in phase Ib/II clinical trial NCT02915432. Ann. Oncol. 30, 1479–1486 (2019).

    CAS  PubMed  PubMed Central  Google Scholar 

  24. Xue, K. et al. Oxaliplatin plus S-1 or capecitabine as neoadjuvant or adjuvant chemotherapy for locally advanced gastric cancer with D2 lymphadenectomy: 5-year follow-up results of a phase II-III randomized trial. Chin. J. Cancer Res. 30, 516–525 (2018).

    CAS  PubMed  PubMed Central  Google Scholar 

  25. Yu, Y. et al. Oxaliplatin plus capecitabine in the perioperative treatment of locally advanced gastric adenocarcinoma in combination with D2 gastrectomy: NEO-CLASSIC study. Oncologist 24, 1311–e1989 (2019).

    CAS  PubMed  PubMed Central  Google Scholar 

  26. Al-Batran, S. E. et al. Histopathological regression after neoadjuvant docetaxel, oxaliplatin, fluorouracil, and leucovorin versus epirubicin, cisplatin, and fluorouracil or capecitabine in patients with resectable gastric or gastro-oesophageal junction adenocarcinoma (FLOT4-AIO): results from the phase 2 part of a multicentre, open-label, randomised phase 2/3 trial. Lancet Oncol. 17, 1697–1708 (2016).

    CAS  PubMed  Google Scholar 

  27. Sah, B. K. et al. Neoadjuvant FLOT versus SOX phase II randomized clinical trial for patients with locally advanced gastric cancer. Nat. Commun. 11, 6093 (2020).

    ADS  CAS  PubMed  PubMed Central  Google Scholar 

  28. Al-Batran, S.-E. et al. Surgical and pathological outcome, and pathological regression, in patients receiving perioperative atezolizumab in combination with FLOT chemotherapy versus FLOT alone for resectable esophagogastric adenocarcinoma: interim results from DANTE, a randomized, multicenter, phase IIb trial of the FLOT-AIO German Gastric Cancer Group and Swiss SAKK. J. Clin. Oncol. 40, 4003 (2022).

    Google Scholar 

  29. Shitara, K. et al. LBA74 Pembrolizumab plus chemotherapy vs chemotherapy as neoadjuvant and adjuvant therapy in locally-advanced gastric and gastroesophageal junction cancer: the phase III KEYNOTE-585 study. Ann. Oncol. 34, S1316 (2023).

    Google Scholar 

  30. Janjigian, Y. Y. et al. LBA73 Pathological complete response (pCR) to durvalumab plus 5-fluorouracil, leucovorin, oxaliplatin and docetaxel (FLOT) in resectable gastric and gastroesophageal junction cancer (GC/GEJC): interim results of the global, phase III MATTERHORN study. Ann. Oncol. 34, S1315–S1316 (2023).

    Google Scholar 

  31. Hellmann, M. D. et al. Pathological response after neoadjuvant chemotherapy in resectable non-small-cell lung cancers: proposal for the use of major pathological response as a surrogate endpoint. Lancet Oncol. 15, e42–e50 (2014).

    CAS  PubMed  PubMed Central  Google Scholar 

  32. Cortazar, P. et al. Pathological complete response and long-term clinical benefit in breast cancer: the CTNeoBC pooled analysis. Lancet 384, 164–172 (2014).

    PubMed  Google Scholar 

  33. Becker, K. et al. Significance of histopathological tumor regression after neoadjuvant chemotherapy in gastric adenocarcinomas: a summary of 480 cases. Ann. Surg. 253, 934–939 (2011).

    PubMed  Google Scholar 

  34. Nie, R. et al. Predictive value of radiological response, pathological response and relapse-free survival for overall survival in neoadjuvant immunotherapy trials: pooled analysis of 29 clinical trials. Eur. J. Cancer 186, 211–221 (2023).

    CAS  PubMed  Google Scholar 

  35. Sundar, R. et al. Spatial profiling of gastric cancer patient-matched primary and locoregional metastases reveals principles of tumour dissemination. Gut 70, 1823–1832 (2021).

    CAS  PubMed  Google Scholar 

  36. Zhao, J. J. et al. Low programmed death-ligand 1-expressing subgroup outcomes of first-line immune checkpoint inhibitors in gastric or esophageal adenocarcinoma. J. Clin. Oncol.: Off. J. Am. Soc. Clin. Oncol. 40, 392–402 (2022).

    CAS  Google Scholar 

  37. Kang, Y.-K. et al. Nivolumab in patients with advanced gastric or gastro-oesophageal junction cancer refractory to, or intolerant of, at least two previous chemotherapy regimens (ONO-4538-12, ATTRACTION-2): a randomised, double-blind, placebo-controlled, phase 3 trial. Lancet 390, 2461–2471 (2017).

    CAS  PubMed  Google Scholar 

  38. Terashima, M. et al. ATTRACTION-5: a phase 3 study of nivolumab plus chemotherapy as postoperative adjuvant treatment for pathological stage III (pStage III) gastric or gastroesophageal junction (G/GEJ) cancer. J. Clin. Oncol. 41, 4000 (2023).

    Google Scholar 

  39. Wu, H. X. et al. Clinical benefit of first-line programmed death-1 antibody plus chemotherapy in low programmed cell death ligand 1-expressing esophageal squamous cell carcinoma: a post hoc analysis of JUPITER-06 and meta-analysis. J. Clin. Oncol.: Off. J. Am. Soc. Clin. Oncol. 41, 1735–1746 (2023).

    CAS  Google Scholar 

  40. Mai, H. Q. et al. Toripalimab or placebo plus chemotherapy as first-line treatment in advanced nasopharyngeal carcinoma: a multicenter randomized phase 3 trial. Nat. Med. 27, 1536–1543 (2021).

    CAS  PubMed  Google Scholar 

  41. Wang, Z. et al. Safety, antitumor activity, and pharmacokinetics of toripalimab, a programmed cell death 1 inhibitor, in patients with advanced non-small cell lung cancer: a phase 1 trial. JAMA Netw. Open 3, e2013770 (2020).

    PubMed  PubMed Central  Google Scholar 

Download references

Acknowledgements

This study is sponsored by Shanghai Junshi Biosciences. We thank the patients who participated in this study and their families. We thank S. R. Seeruttun (Sun Yat-sen University Cancer Center) for assistance in writing and revising the contents of this work. This research was supported by the National Natural Science Foundation of China (81930065, 82173128, to R.H.X.), CAMS Innovation Fund for Medical Sciences (CIFMS) (2019-I2M-5-036, to R.H.X.), International Cooperation and Exchanges National Natural Science Foundation of China (82061160373, to F.W.), Science and Technology Program of Guangzhou (202206080011, to F.W.), the Fundamental Research Funds for the Central Universities,Sun Yat-sen University (84000-31620003, to F.W.), Young Talents Program of Sun Yat-sen University Cancer Center(YTP-SYSUCC-0018, to F.W.) and Guangdong Esophageal Cancer Institute Science and Technology Program (M02210, to S.Q.Y.). The funders played no role in the study’s design, conduct or reporting.

Author information

Authors and Affiliations

Authors

Contributions

R.-H.X., F.W., Z.-W.Z. and S.-Q.Y. conceived and designed the study. S.-Q.Y., R.-C.N., Y.J., C.-C.L., Y.-F.L., R.J., X.-W.S., Y.-B.C., W.-L.G., Z.-X.W., H.-B.Q., W.W., S.C., D.-S.Z., Y.-H.L., S.-Y.X., M.-Y.C., C.-Y.H., Q.-X.Y., Z.-M.L., Y.-X.G., Y.-M.C., J.-B.L., X.-W.T., J.-S.P., Z.-W.Z., F.W. and R.-H.X. conducted the provision of study materials and patients. R.-H.X., F.W., Z.-W.Z., S.-Q.Y. and R.-C.N. carried out data analysis and interpretation. All authors were involved in writing the manuscript and final approval.

Corresponding authors

Correspondence to Zhi-Wei Zhou, Rui-Hua Xu or Feng Wang.

Ethics declarations

Competing interests

The authors declare no competing interests.

Peer review

Peer review information

Nature Medicine thanks the anonymous reviewers for their contribution to the peer review of this work. Primary Handling Editor: Ulrike Harjes, in collaboration with the Nature Medicine team.

Additional information

Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Extended data

Extended Data Table 1 Histopathological tumor regression according to chemotherapy regimen in the intention-to-treat population
Extended Data Table 2 Histopathological tumor regression according to tumor location in the intention-to-treat population
Extended Data Table 3 Histopathological tumor regression according to Lauren’s classification in the intention-to-treat population
Extended Data Table 4 Histopathological tumor regression according to PD-L1 expression
Extended Data Table 5 Histopathological tumor regression according to MMR status
Extended Data Table 6 Summary of serious adverse events with perioperative morbidity
Extended Data Table 7 Adverse events during preoperative treatment
Extended Data Table 8 Adverse events during postoperative treatment
Extended Data Table 9 Dose reduction in the intention-to-treat population
Extended Data Table 10 Treatment discontinuation caused by treatment-related adverse events in the intention-to-treat population

Supplementary information

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Yuan, SQ., Nie, RC., Jin, Y. et al. Perioperative toripalimab and chemotherapy in locally advanced gastric or gastro-esophageal junction cancer: a randomized phase 2 trial. Nat Med 30, 552–559 (2024). https://doi.org/10.1038/s41591-023-02721-w

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1038/s41591-023-02721-w

This article is cited by

Search

Quick links

Nature Briefing: Cancer

Sign up for the Nature Briefing: Cancer newsletter — what matters in cancer research, free to your inbox weekly.

Get what matters in cancer research, free to your inbox weekly. Sign up for Nature Briefing: Cancer