Abstract
Nonsymmorphic symmetries open up horizons of exotic topological boundary states and even generalize the bulk–boundary correspondence, which, however, the third-order topological insulator in electronic materials are still unknown. Here, by means of the symmetry analysis and k · p models, we uncover the emergence of long-awaited third-order topological insulators and the wallpaper fermions in space group I4/mcm (No.140). Based on this, we present the hourglass fermion, fourfold-degenerate Dirac fermion, and Möbius fermion in the (001) surface of Tl4XTe3 (X = Pb/Sn) with a nonsymmorphic wallpaper group p4g. Remarkably, 16 helical corner states reside on eight corners in Kramers pair, rendering the real electronic material of third-order topological insulators. More importantly, a time-reversal polarized octupole polarization is defined to uncover the nontrivial third-order topology, as is implemented by the 2nd and 3rd order Wilson loop calculations. Our results could considerably broaden the range of wallpaper fermions and lay the foundation for future experimental investigations of third-order topological insulators.
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Introduction
Much of the recent interest has been prompted by the symmetry-protected topological quantum states, and in particular, the classification of topological electronic states is greatly enriched while including the crystalline symmetries1,2,3,4,5,6,7. A notable example is the topological crystalline insulator (TCI) protected by the symmorphic mirror or rotation symmetry, where twofold-degenerate surface fermions appear on particular surfaces preserving the corresponding symmorphic symmetry8,9,10,11. Only recently, this topological classification has started to reach out to the nonsymmorphic symmetries, combinations of point group operations and fractional translations, such as the hourglass fermion experimentally observed in KHgX family (X = As, Sb, Bi)12,13, and the Möbius insulators14,15. Moreover, a fourfold-degenerate Dirac fermion emerges, in contrast to the twofold degeneracy of conventional TCIs and time-reversal symmetry (\(\mathbb{T}\)) protected topological insulators (TIs)16,17,18, on the surface of a topological insulating phase with multiple glide lines, representing an exception to fermion-doubling theorems19. Physically, the degeneracy and compatibility relation of surface states can be constrained to the irreducible co-representation of 17 two-dimensional (2D) wallpaper groups19, and the hourglass fermion, Möbius insulators, and fourfold-degenerate Dirac fermion have been well studied in the all four nonsymmorphic wallpaper groups, pg, pmg, pgg and p4g14,15,19,20,21,22,23,24,25.
On the other hand, the crystalline symmetries open up a horizon of topological bulk–boundary correspondence, extended with quantized quadrupole or octupole moments, revealing the presence of higher-order topological insulators (HOTIs)26,27,28,29. For which, the d-dimensional nth-order (n ≥ 2) topological phase holds gapless state at (d-n)-dimensional boundary but gapped state otherwise. Therefore the topology of HOTIs is localized at hinges and/or corners with chiral or helical modes, which is distinguished by the nested Wilson loop, i.e., 2nd and 3rd order ones for second-order TIs (SOTIs) and third-order TIs (TOTIs), respectively26,30,31,32,33,34,35. Despite being actively explored, efforts have mainly focused on the SOTIs36,37,38,39,40,41,42,43,44,45,46,47,48,49,50,51,52, which have been observed experimentally in both the metamaterials such as microwave37, electrical circuit39, and acoustics41,46,47,48, and the electronic materials such as Bi38 and Bi4Br452. The TOTIs have only been limited to metamaterials, explicit electronic materials that enable the exploration of exotic quantum phenomena, including fractional corner charges53,54,55 and filling anomaly56, have so far been missing26,34,46,57,58.
Here, we demonstrate the realization of wallpaper fermions and TOTIs in thallium compounds, Tl4XTe3 (X = Pb/Sn), which have been overlooked as trivial insulators for years59,60,61,62. Correlated with two perpendicular glide mirrors in nonsymmorphic wallpaper groups, wallpaper fermions including hourglass fermion, fourfold-degenerate Dirac fermion, and Möbius fermion emerge in the surface spectrum. However, unlike nontrivial wallpaper fermions in the previous reports7,12,13,19,20, the generalized \({\Bbb Z}_4\) invariant is trivial in our materials, which remarkably renders a gapped Wilson loop and allows us to implement the nested Wilson loop for the TOTIs nature. Indeed, the evaluated 3rd order Wilson loop for Tl4XTe3 is nonzero, confirming their nontrivial topology as the first family of TOTIs in electronic materials. Further analysis uncover that Tl4XTe3 are helical TOTIs with 16 nontrivial corner states residing on eight corners, very different from the reported chiral ones in metamaterials. Our results not only enrich the boundary of fundamental understanding for wallpaper fermion but also provide a route towards the realization of TOTIs.
Results
Wallpaper fermions in nonsymmorphic wallpaper group
It is well known that the band degeneracies are closely related to the symmetries in 17 2D space groups, i.e., wallpaper groups19,20. The wallpaper group G can be thought of as a semi-direct product \(G = T_{tp} \wedge Q\), where Ttp is a pure translation group of Bravis lattice composed of infinite group elements and Q is a factor group used to distinguish the symmorphic and nonsymmorphic wallpaper groups. For a symmorphic wallpaper group, Q is a pure point group composed of only the symmorphic symmetry operations, while the elements of Q can be replaced by screw-axis rotations and/or glide lines for a nonsymmorphic wallpaper group. Among the 17 wallpaper groups, there are 4 nonsymmorphic wallpaper groups and 13 symmorphic wallpaper groups, where only pgg and p4g consist of one pair of perpendicular glide lines. Taking the nonsymmorphic wallpaper group p4g as an example, we give a detailed description of the perpendicular glide lines. p4g is given by a semi-direct product of the translation group Ttp and factor group Q′, namely \(p4g = T_{tp} \wedge Q^{\prime}\). Indeed, factor group Q′ is isomorphic to the point group 4mm, while the perpendicular mirror lines in 4mm are replaced by the perpendicular glide lines, as illustrated in Fig. 1a. In addition, Ttp consists of elements \(\{ \left. E \right|n_1{{{\mathbf{t}}}}_1 + n_2{{{\mathbf{t}}}}_2 + n_3({{{\mathbf{t}}}}_1 + {{{\mathbf{t}}}}_2)/2\}\), where ni (i = 1, 2, 3) are integers, t1, t2 represent the lattice translation along x and y directions, respectively, and (t1 + t2)/2 is the center translation that indicates a half-lattice translation when n3 is odd.
In crystal momentum space, the symmetry \(\{ {\Bbb D}|t\}\) can only protect degeneracies in the invariant lines/points of the Brillouin Zone that satisfy \({\Bbb D}k \to k\). In this invariant space, the Hamiltonian of system commutes with \(\{ {\Bbb D}|t\}\) and can be block diagonalized into two sectors with two opposite eigenvalues. For \({\Bbb G}_{x/y}\), the invariant lines are \(({{{\bar{\mathrm \Gamma }}}}\bar Y,\bar X\bar M)/({{{\bar{\mathrm \Gamma }}}}\bar X,\;\bar Y\bar M)\), indicated with red/blue lines in Fig. 1b. Along the invariant lines, glide lines satisfy \({\Bbb G}_{x/y}^2 = - e^{ - ik_{y/x}}\), so that one can get the eigenvalues as \(g_{ \pm x} = \pm ie^{ - ik_y/2}\) and \(g_{ \pm y} = \pm ie^{ - ik_x/2}\), which are ±1 at \(\bar X\), \(\bar Y\), \(\bar M\) and ±i at \({{{\bar{\mathrm \Gamma }}}}\). Besides, \({\Bbb T}\) imposes further constraints to the above four momenta, which satisfy \({\Bbb T}^2 = - 1\), guaranteeing the Kramers degeneracy. The Kramers pairs at \(\bar X\), \(\bar Y\), and \(\bar M\) have the same eigenvalues, while that at \({{{\bar{\mathrm \Gamma }}}}\) have the opposite eigenvalues. Apart from unitary symmetry, it has to mention that \(({{{\bar{\mathrm \Gamma }}}}\bar Y,\;\bar X\bar M)/({{{\bar{\mathrm \Gamma }}}}\bar X,\;\bar Y\bar M)\) are \({\Bbb T}{\Bbb G}_y/{\Bbb T}{\Bbb G}_x\) invariant lines that may induce a higher degeneracy.
Along the above four glide invariant lines, the connectivities of bands are constrained by the commutation relations of \({\Bbb G}_{x/y}\) and \({\Bbb T}{\Bbb G}_{y/x}\), which can be classified into two categories. Figure 1c shows the first category with anticommutation relation \(\{ {\Bbb G}_{x/y},{\Bbb T}{\Bbb G}_{y/x}\} = 0\), the bands with opposite eigenvalues form a Kramers pair along the glide invariant lines. Moreover, at k=π, \({\Bbb G}_x\) and \({\Bbb G}_y\) anticommute with each other, i.e., \(\{ {\Bbb G}_x,{\Bbb G}_y\} = 0\), and satisfy \({\Bbb G}_x^2 = {\Bbb G}_y^2 = + 1\), a four-dimensional irreducible representations (Irreps) shows up, which results in the fourfold-degenerate Dirac fermion at the \(\bar M\) point. This can be further seen by examining the k · p Hamiltonian around the momenta \(\bar M\),
At \(\bar M\), the symmetry matrix can be written as \({\Bbb T} = i\sigma _yK\), \({\Bbb G}_x = \tau _y\sigma _x\), and \({\Bbb G}_y\) = \(\tau _y\sigma _y\), where τ and σ are Pauli matrices describing the sublattice and spin degrees of freedom. Clearly, the Dirac point remains intact for any glide lines allowed term, while for a \({\Bbb T}\)-symmetric term \(V_m = m\tau _z\), it introduces a gap and turns the system into either a TI or a trivial insulator.
The second category shown in Fig. 1d exhibits a hourglass-shaped dispersion with the commutation relation \([{\Bbb G}_{x/y},{\Bbb T}{\Bbb G}_{y/x}] = 0\) along the momenta lines of \({{{\bar{\mathrm \Gamma }}}}\bar Y\) and \({{{\bar{\mathrm \Gamma }}}}\bar X\). The bands labeled with \(g_{ + x/y}\) and \(g_{ - x/y}\) belong to different Irreps and will cross each other over the \({{{\bar{\mathrm \Gamma }}}}\bar Y\) and \({{{\bar{\mathrm \Gamma }}}}\bar X\), leading to a symmetry-protected accidental degeneracy, as shown in Fig. 1b. Due to any hybridization between different Irreps is not allowed by the glide line, k · p Hamiltonian around the crossing point can take the block diagonal forms as
where k represents the momenta of crossing point. Any \({\Bbb G}_{x/y}\) allowed terms cannot break the degeneracy, but only shift the position of the degenerate point along the glide line, leading to a presence of \({\Bbb G}_{x/y}\)-protected twofold-degenerate Dirac fermion. Remarkably, the phase of \({\Bbb G}_{y/x}\) entrust the birth of Möbius fermion as illustrated in Fig. 1e. That means, when one go round the \(k_{x/y}\) direction about a period, kx → kx + 2π, the eigenstates switch places, and we need go around 4π to return to the origin.
Having demonstrated the possibility of symmetry-allowed band degeneracies in p4g, we aim now at showing that their topology, and remarkably, a third-order TI is obtained. In the presence of \({\Bbb T}\), zero-dimensional corner states originate from the time-reversal polarized octupole moment, which is quantized to 0 or 1/2 by the crystallographic symmetries. As presented in Supplementary Note, together with inversion symmetry (\({\Bbb I}\)), mirror and/or glide symmetries along three cartesian directions have to participate. Among the 2 nonsymmorphic wallpaper groups (p4g and pgg) that host fourfold-degenerate Dirac fermion, only p4g reside in all of the necessary symmetries to get the quantized time-reversal polarized octupole moment.
Material candidates
For the realization of the material, we focus on the ternary thallium compounds Tl4XTe3(X = Pb/Sn), which are known to be advanced thermoelectric and optoelectronic materials63,64. They crystallize in the tetragonal structure with a space group of I4/mcm as shown in Fig. 2a and b65. There are 32 atoms in a conventional cell, with 16 Tl atoms located at Wyckoff position 16I, 4 X atoms located at Wyckoff position 4c, and 12 Te atoms located at two Wyckoff positions 4a and 8h66, respectively. The optimized lattice constants are a = 8.98/8.93 Å and c = 13.43/13.35 Å for Tl4XTe3 with X = Pb/Sn, almost the same as with the experimental values63. Their wallpaper group of (001)-projection is p4g composed of two perpendicular glide lines, which may give birth to wallpaper fermion and higher-order topology as discussed above.
The orbitally resolved band structures of Tl4XTe3 without and with SOC are illustrated in Fig. 2e–h. In the absence of SOC, Tl-pz and Pb/Sn-pz orbitals contribute to the conduction band minimum (CBM), while the valence band maximum (VBM) is dominated by Te-pz orbitals with direct energy gaps of 142 meV and 16 meV for Tl4PbTe3 and Tl4SnTe3, respectively, as illustrated in Fig. 2e, f. Switching on SOC, the insulating character is preserved for both Tl4PbTe3 and Tl4SnTe3 with corresponding energy gaps of 83 meV and 20 meV, which are similar to previous predictions60,61, and remarkably, an inversion of the orbital characters around the Γ point occurs as shown in Fig. 2g, h. However, qualitatively different from the reported s-p or p-p band inversions in TIs and TCIs, the parity of Bloch state forms the CBM and VBM at Γ are all positive, i.e., there is no parity exchange between occupied and unoccupied bands in the SOC-induced p-p band inversion for Tl4XTe3. Compared to the elementary band representations (EBR) of the No.140 space group as tabulated in Bilbao Crystallographic Server, the co-irreps of all occupied bands can be expressed as a combination of EBR with all positive integers:
exhibiting an unobstructed atom insulator character.
To ensure the parity judgement, we implement the direct calculations of topological \({\Bbb Z}_2\) invariants \(\nu _0;(\nu _1,\nu _2,\nu _3)\) according to the parity of each Kramers pair at eight \({\Bbb T}\)-invariant momenta (Λα)67. The number of odd and even bands are listed in Fig. 2c, and therefore the parity products at eight Λα are given as (+, −, −, +, +, −, −, +), that results in ν0 = 0 and (\(\nu _1,\nu _2,\nu _3\)) = (0, 0, 0), revealing the trivial \({\Bbb Z}_2\) property. In addition, as reported for TCIs with wallpaper fermions, one can always use the Wilson loop eigenvalues along the glide symmetry preserved surface to define two generalized \({\Bbb Z}_4\) invariants, (χx, χy), which can be evaluated by the crossing of each glide sector and an arbitrary horizontal line19. As presented in Fig. 4c–e, trivial generalized \({\Bbb Z}_4\) indices with (\(\chi _x,\;\chi _y\)) = (0, 0) are obtained, revealing the different topology from previous wallpaper fermions that is one of major characters for our wallpaper fermions.
Actually, the calculated \({\Bbb Z}_2\) and \({\Bbb Z}_4\) invariants agree with the previous works that classified Tl4XTe3 into trivial insulators59,60,61,62, here remarkably, we further detail their topology, and identify them as the first realistic electronic material realizations of TOTIs with exotic wallpaper fermions and corner states. To prove the nontrivial topology, similar to the concept of time-reversal polarization68, we define a time-reversal polarized octupole polarization based on the Wilson loop and nested Wilson loop. Firstly, 1st order Wilson loop along x, y and z-direction are calculated with 72 occupied bulk bands as shown in Fig. 4c–e. We choose half of the 1st Wilson bands to do the 2nd order Wilson loop by specifying two generalized ‘Fermi levels’, indicated with red dashed lines. The spectrum of 2nd order Wilson bands are shown in Fig. 4f–h. Since the 2nd order Wilson bands are still gaped, we can implement the calculations of 3rd order Wilson loop under six occupied 2nd order Wilson bands. All the six 3rd order Wilson bands show us a nontrivial value of 0.5, leading to a vanishing octupole polarization. However, we define a topological invariant quantity by taking one eigenvalue of each 3rd order Wilson Kramers pair and making a summation, which should serve as the topological invariant for a nonmagnetic SOTI. The result shows us
demonstrating the TOTI nature of Tl4XTe3.
Nontrivial wallpaper fermions
The non-trivial (d−1) dimensional topology of wallpaper fermions of Tl4XTe3 originate from two perpendicular glide planes \(g_x = \{ \left. {M_x} \right|\frac{1}{2}\frac{1}{2}0\}\) and \(g_y = \{ \left. {M_y} \right|\frac{1}{2}\frac{1}{2}0\} .\) Those glide planes can only be on effects in their symmetry-preserving crystal surface, which need to perpendicular to the mirror planes and also invariant under the translation along the glide translation direction. The only surface that satisfies those conditions is the (001) surface with wallpaper group p4g. Figure 3a, b (3d and 3e) display the nontrivial surface states with hourglass fermion and fourfold-degenerate Dirac fermion for Tl4PbTe3 (Tl4SnTe3), and Fig. 3c (3f) presents the opposite (001) surface states. To understand the nature of these band crossings, we have to check the glide eigenvalues of the surface bands as shown in Fig. 3g. Along gx (\(g_y\)) invariant line \({{{\bar{\mathrm \Gamma }}}}\bar Y\) (\({{{\bar{\mathrm \Gamma }}}}\bar X\)), one of the Kramers pair at \({{{\bar{\mathrm \Gamma }}}}\) changes its partner with one of the Kramer pairs at \(\bar Y\) (\(\bar X\)), constituting so-called hourglass surface band structure. Along \(g_x\) (\(g_y\)) invariant line \(\bar M\bar X\) (\(\bar M\bar Y\)), bands are always doubly-degenerate instead of forming hourglass structure, which is caused by commutation relation of \(g_xg_y = - g_yg_xt_xt_{ - y}\), leading to only one kind of Irreps. The fourfold-degenerate Dirac point splits into quadruplets away from \(\bar M\) along the \(\bar M{{{\bar{\mathrm \Gamma }}}}\) because of either \(g_x\) or \(g_y\) is broken. The Möbius twsit originates from the intrinsic translation part of glide planes. As we can see from the glide eigenvalues of \(g_{ \pm x} = \pm ie^{ - ik_y/2}\) and \(g_{ \pm y} = \pm ie^{ - ik_x/2}\), one band with eigenvalue \(g_{ + x/y}\) will turn into \(g_{ - x/y}\) instead of turning into itself like a mirror plane. Such unusual connectivity gives rise to the Möbius twist character, which is distinct from the symmorphic symmetry-protected TCIs.
Nontrivial helical corner states
At last, we investigate the emergence of nontrivial corner states in our systems, which are the hallmarks of 3D TOTIs, by using the maximally localized Wannier functions that can reproduce the band dispersions of Tl4XTe3 very accurately. Firstly, we construct a finite lattice composed of 6 × 6 × 6 conventional unit cells as exemplified in Supplementary Figs. 1–3. Notably, as shown in Fig. 4a, b, 16 nearly degenerate states arise around the Fermi level, highlighted in red color. The results are further confirmed by using the more sophisticated Heyd–Scuseria–Ernzerhof hybrid functional method (HSE06)69. Larger energy gaps are obtained for both the Tl4PbTe3 and Tl4SnTe3, and remarkably, the corner states as well as the third-order topology remain intact (see Supplementary Fig. 4). The inset presents the corresponding real-space distribution of one corner state. Indeed, the wave functions of this state are localized almost at the 8 corners and vanish in other regions, which is a significant signal for the corner states. It is interesting to emphasize that 16 corner states are helical, different from the previous quantized octupole TIs with chiral modes26,34,57,58. Due to the degeneracy of 16 in-gap states, the half-filling condition cannot be satisfied as long as \({\Bbb P}\) is preserved, which is known as the filling anomaly. To resolve the filling anomaly, extra electrons or holes need to fulfill the valence band completely, which results in accumulations of electrons or holes.
Discussion
In summary, We have proposed Tl4XTe3 (X = Pb/Te) as promising material candidates for both wallpaper fermions and TOTIs using k·p models and ab-initio calculations. Due to the existence of two perpendicular glide planes, the exotic hourglass fermion, four-fold degenerate Dirac fermion, and Möbius fermion can still emerge on the (001) surface. Different from the previous wallpaper fermions, our proposed materials have a trivial Z4 invariant that is in agreement with the results of topological quantum chemistry. Especially, we generalize the third-order topology to nonsymmorphic symmetries, realizing the TOTI phase in the Tl4XTe3 system. Due to the existence of \({\Bbb T}\), corner states come in Kramers pair and have a zero octupole polarization, which is different from the quantized octupole TIs achieved in metamaterials34,58. Each one of the Kramers pair has a nontrivial octupole polarization, leading to a nontrivial time-reversal polarized octupole polarization. Our findings may motivate the formulation of strategies for finding topological phenomena and exotic topological states for spintronics applications.
Methods
First-principles calculations
The first-principles calculations are carried out in the framework of generalized gradient approximation (GGA) with Perdew–Burke–Ernzerhof (PBE)70 functionals using the Vienna Ab initio simulation package (VASP)71 and the full-potential linearized augmented-plane-wave method using the FLEUR code72. The self-consistent total energy was evaluated with a 12 × 12 × 8 k-point mesh, and the cutoff energy for the plane-wave basis set was 500 eV. The maximally localized Wannier functions (MLWFs) are constructed using the Wannier90 code73 in conjunction with the FLEUR packag74,75 and the surface states calculations are using WannierTools76, where we choose p orbital of Pb/Sn, Te and Tl atoms and dismiss 64 lower-energy isolated bands to construct MLWFs. The Wilson loops are calculated by the wave function of MLWFs for the conventional unit cell. While \({\Bbb Z}_2\) and \({\Bbb Z}_4\) calculations are implemented with the wave function of WAVECAR file for the primitive unit cell. The symmetry elements of I4/mcm are adopted from International Tables of Crystallography77.
Data availability
The data that support the findings of this study are available from the corresponding author upon reasonable request.
Code availability
The codes are available from the corresponding author upon reasonable request.
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Acknowledgements
We would like to thank Gustav Bihlmayer for his useful discussions. This work was supported by the National Natural Science Foundation of China (Grants Nos. 12174220, 1904205 and 12074217), the Shandong Provincial Natural Science Foundation of China (Grants Nos. ZR2019QA019 and ZR2019MEM013), the Shandong Provincial Key Research and Development Program (Major Scientific and Technological Innovation Project) (Grant No. 2019JZZY010302), and the Qilu Young Scholar Program of Shandong University.
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C.N. and Y.D. conceived the project. N.M. performed the first-principles calculations and model analysis with the help of H.W. and C.N. N.M. and C.N. wrote the manuscript with contributions from B.H. and Y.D. All authors discussed the results and commented on the manuscript.
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Mao, N., Wang, H., Dai, Y. et al. Third-order topological insulators with wallpaper fermions in Tl4PbTe3 and Tl4SnTe3. npj Comput Mater 8, 154 (2022). https://doi.org/10.1038/s41524-022-00839-y
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DOI: https://doi.org/10.1038/s41524-022-00839-y