Abstract
We investigate the microscopic mechanism of ultralow lattice thermal conductivity (κl) of TlInTe2 and its weak temperature dependence using a unified theory of lattice heat transport, that considers contributions arising from the particle-like propagation as well as wave-like tunneling of phonons. While we use the Peierls–Boltzmann transport equation (PBTE) to calculate the particle-like contributions (κl(PBTE)), we explicitly calculate the off-diagonal (OD) components of the heat-flux operator within a first-principles density functional theory framework to determine the contributions (κl(OD)) arising from the wave-like tunneling of phonons. At each temperature, T, we anharmonically renormalize the phonon frequencies using the self-consistent phonon theory including quartic anharmonicity, and utilize them to calculate κl(PBTE) and κl(OD). With the combined inclusion of κl(PBTE), κl(OD), and additional grain-boundary scatterings, our calculations successfully reproduce the experimental results. Our analysis shows that large quartic anharmonicity of TlInTe2 (a) strongly hardens the low-energy phonon branches, (b) diminishes the three-phonon scattering processes at finite T, and (c) recovers the weaker than T−1 decay of the measured κl.
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Introduction
Crystalline semiconductors with ultralow lattice thermal conductivity (κl) are important for effective utilization and management of thermal energy in high-performance thermoelectrics1,2,3,4, photovoltaics5,6,7,8, thermal barrier coatings9, and thermal data storage devices10. Although it is quite natural for compounds with complex crystal structures having large unit cells11,12 and heavy atoms to exhibit low-κl, relatively simple crystalline materials having small unit cells and even with light atoms13 could also possess ultralow-κl due to the presence of rattler atoms14, strong lattice anharmonicity15,16,17,18,19, or bonding heterogeneity20,21,22,23. Investigation of the microscopic mechanism behind the ultralow-κl that often approaches the glassy limit in ordered compounds is not only fundamentally interesting, but it also helps to unravel the complex correlation between the crystal structure, bonding, and anharmonic lattice dynamics. Results of such investigations provide new criteria to find hitherto unknown low-κl materials as well as paves the way to engineer the heat transport properties in already known compounds.
Despite significant research efforts, a comprehensive theoretical understanding of the mechanism behind extremely poor heat transport in ultralow-κl materials, which approach the limit of their theoretical minimum (κmin) has remained challenging24,25,26. This is in part due to the fact that many of these materials are often so highly anharmonic that a harmonic description of the phonon frequencies fails to describe the lattice dynamics of the compounds correctly. Hence, a finite temperature treatment of the phonon modes becomes necessary to account for the renormalization of the phonon frequencies arising from the temperature induced anharmonic effects. In some cases, the mean free paths of the phonon modes approach the smallest atomic distance in the crystal, leading to a breakdown of the conventional particle-like description of phonons towards a glass-like thermal conductivity27. However, recent theoretical and computational developments28,29,30,31,32,33 have enabled the treatment of phonons at finite temperature considering anharmonicity arising from high-order phonon–phonon interactions, and examination beyond the particle-like description by including the contributions arising from the wave-like tunneling of phonons32,33. In recent theoretical studies, it was shown that the ultralow κl in many well known family of crystalline solids such as clathrates30, double-halide perovskites34, tetrahedrites35, Tl3VSe436 can only be explained successfully if higher-order anharmonic phonon–phonon interactions are taken into account in the description of their lattice dynamics and phonon transport29,37.
In this work, we develop a microscopic understanding and uncover the physical principles underlying the unusual lattice thermal transport properties of TlInTe2 which exhibits ultralow-κl that is close to its theoretical minimum38,39 and shows weak (milder than T−1 decay) temperature dependence in κl. TlInTe2 represents a class of structurally similar ABX2 (A=Tl1+, In1+; B=Tl3+, In3+, Ga3+; X=Se2−, Te2−) compounds, many of which are shown to exhibit ultralow-κl due to the presence of rattler cation at the A-site38,39,40,41. The rattler cations manifest nearly dispersion-less optical phonon branches at low-energies, which effectively scatter the heat-carrying phonons by creating additional phonon scattering channels18,42,43. Since phonon scattering rates crucially depend on the phonon frequencies44 and the rattling phonon modes are quite sensitive to temperature, an accurate treatment of the thermal transport properties in the above compounds requires the treatment of phonons at finite temperature including anharmonic effects29,45. However, a comprehensive theoretical understanding of the lattice thermal transport including the effects of temperature-induced anharmonic renormalizations to the phonon frequencies is missing in this family of compounds. Here, we use a unified theory of lattice thermal conductivity that considers the contributions arising from the particle-like propagation as well as wave-like tunneling of phonons. We utilize the phonon frequencies that are renormalized at finite temperatures including the effects of quartic anharmonicity to calculate both these contributions to κl.
The particle-like contributions (κl(PBTE)) which are obtained after solving the Peierls–Boltzmann transport equation (PBTE) only account for the diagonal components of the heat-flux operator32,46,47,48: \({J}^{\alpha }=-{\kappa }_{{\rm{l}}}^{\alpha \beta }\nabla {T}^{\beta }\), where ∇T is the temperature gradient and α, β are the Cartesian coordinates. We also calculate the off-diagonal (OD) contributions, κl(OD), associated with the OD components of the heat-flux operator, which are not present in the PBTE formalism. κl(OD) is related to the wave-like tunneling of phonons, which is the heat carried by the coupled vibrational eigenstates as a result of the loss of coherence between them32,33,46,49. In a recent theoretical work, Simoncelli et al.32 combined both the pictures (i.e., particle-like and wave-like) of phonon transport in a unified theory of lattice heat transport, where the total κl is given by \({\kappa }_{{\rm{l}}}^{\alpha \beta }({\rm{tot}})\,=\,{\kappa }_{{\rm{l}}}^{\alpha \beta }({\rm{PBTE}})\,+\,{\kappa }_{{\rm{l}}}^{\alpha \beta }({\rm{OD}})\), which successfully describes the κl of anharmonic crystals, harmonic glasses as well as complex compounds such as tetrahedrites32,35,36. Our calculated κl within the PBTE formalism in conjunction with the OD contributions using the renormalized phonon frequencies, and additional grain-boundary scatterings successfully reproduce two sets of available experimental results38,39 of TlInTe2. Our analysis reveals that TlInTe2 possesses large quartic anharmonicity that (a) strongly hardens the low-energy rattling and other optical phonon branches with temperature, (b) diminishes the three-phonon scattering rates at finite temperatures, and (c) recovers the magnitude as well as the correct T-dependence of κl that shows weaker than T−1 decay found in experimental measurements.
Results
Crystal structure and anharmonicity
TlInTe2 has a chain-like body-centered tetragonal (space group: I4/mcm) crystal structure (Fig. 1a) with eight atoms in the primitive unit cell. Within the unit cell, In3+ cations are covalently bonded to four Te atoms, forming the InTe4 tetrahedra, which share their edges and extend like chains along the crystallographic c-axis. The empty spaces between these chains are bridged by the Tl atoms which stabilize the structure through electron transfer from Tl1+ cation to the [InTe2]1− anion sublattices. Analysis of the second-order interatomic force constants (IFCs) reveals that In3+ are strongly bonded to the lattice, whereas the Tl 1+ cations are only loosely connected (see Supplementary Fig. 2). In the crystal structure, Tl atoms are coordinated by eight Te atoms in a square anti-prismatic coordination environment (Fig. 2b) forming an oversized cage (also known as Thompson cube) inside which the Tl atoms rattle due to their weaker chemical bonding. The rattling (R) vibrations have two components: (a) the longitudinal optical (RLO) and (b) transverse optical (RTO) branches, which are shown in Fig. 1c, d, respectively. As will be discussed later, the RLO branch is strongly affected by the temperature, which suppresses the phonon-scattering rates at high temperature, giving rise to a milder T−0.86 decay of the calculated κl that is closer to the temperature dependence of T−0.88 and T−0.82 found in the experimentally measured κl of TlInTe2 in two sets of experiments38,39.
Since the presence of strong anharmonicity is an important characteristic of many ultralow-κl compounds, it is necessary to asses its strength in TlInTe2. Anharmonicity of the phonon modes is estimated by the mode Gruniesen parameters (\({\gamma }_{\lambda }=-\frac{dln{\omega }_{\lambda }}{dlnV}\)) that quantify the change of the phonon frequencies (ωλ) with respect to the change in the unit cell volume (V), where λ is a composite index that combines the wave vector (q) and phonon branch index (s). While for weakly anharmonic solids γλ’s are close to 1, for highly anharmonic materials γλ’s become much larger than 1. Some examples of compounds that possess large γλ’s (hence, strong anharmonicity) and ultralow-κl are AgBiSe216 and SnSe15,50. Previous studies39,40,41,51 have shown that the phonon modes of this ABX2 family of materials exhibit large γλ’s. Thus, in the presence of strong anharmonicity, the harmonic description of the phonon frequencies of the compounds in this family becomes inappropriate at finite temperatures as the anharmonicity induces multiphonon interactions, giving rise to shifts in the phonon frequencies and broadening of the phonon states. As a consequence, the phonon frequencies of these anharmonic solids are expected to have strong renormalization effects at finite temperatures, which can crucially alter both the magnitude and T-dependence of the κl that deviates from the ideal T−1 behavior found in weakly anharmonic solids. Indeed, the weak temperature dependence of the experimentally measured38,39κl of TlInTe2, which decays as T−0.88 and T−0.82, signifies the prevalence of severe anharmonicity in the crystal structure of TlInTe2.
Temperature-induced anharmonic phonon renormalization
We use the self-consistent phonon theory (SCPH)29,31,52,53 to renormalize the phonon frequencies of TlInTe2 at finite temperatures including anharmonic effects28 which are treated as the phonon self-energies31,54. Within the SCPH theory, the anharmonically renormalized phonon frequency is determined from the pole of the many-body Green’s function. Considering only the first-order contribution to the phonon self-energy arising from the quartic anharmonicity, the SCPH equation29 is written as \({\Omega }_{\lambda }^{2}={\omega }_{\lambda }^{2}+2{\Omega }_{\lambda }{I}_{\lambda }\), where ωλ is the harmonic phonon frequency at T = 0 K and Ωλ is the anharmonically renormalized phonon frequency at finite T. The quantity Iλ is defined as: \({I}_{\lambda }=\frac{\hslash }{8N}{\sum }_{{\lambda }_{1}}\frac{{V}^{(4)}(\lambda ,-\lambda ,{\lambda }_{1},-{\lambda }_{1})}{{\Omega }_{\lambda }{\Omega }_{{\lambda }_{1}}}\left[1+2n\left({\Omega }_{{\lambda }_{1}}\right)\right]\), where N, \(\hbar\), n, and V(4)(λ, − λ, λ1, − λ1) are the number of sampled wave vectors, the reduced Planck constant, the temperature-dependent phonon population, and the reciprocal representation of the fourth-order IFCs, respectively. The temperature dependence of the SCPH equation is contained in the phonon population term that obeys the Bose–Einstein statistics. Since Ωλ and Iλ are inter-dependent on each other, the SCPH equation is solved self-consistently until the convergence in Ωλ is achieved.
We present the anharmonically renormalized phonon dispersions of TlInTe2 in Fig. 2a in the temperature range between 0–700 K. The harmonic phonon dispersion (i.e., T = 0 K) of TlInTe2 exhibits two groups of low-frequency optical phonon branches with very small dispersions, that are characteristic of the rattler atoms in the crystal structure. The lowest-energy rattling phonon branch (denoted as RLO) arises from the longitudinal vibration of Tl1+ ions along the direction of the InTe4 chains (Fig. 1c) inside the hollow Thompson cube. The second group of rattling phonon branches (RTO) appears above RLO, where the Tl1+ cations vibrate along the transverse direction (i.e., perpendicular to the InTe4 chains, Fig. 1d). Both RLO and RTO phonons are highly localized at T = 0 K as revealed by analysis based on the phonon participation ratio42,55, which does not change as they are anharmonically renormalized at finite temperatures (see see Supplementary Fig. 6 and Supplementary Note 4). The atom-resolved phonon density of states at T = 0 and T = 300 K are shown in Fig. 2b, which clearly show the two peaks associated with RLO and RTO phonons, which gradually convolute as the temperature increases. It is seen from Fig. 2a that only the phonons up to 100 cm−1 are strongly hardened while the phonons above 100 cm−1 show very weak hardening or softening. The most drastic temperature-induced changes are observed in the frequency hardening of RLO and RTO phonons (Fig. 2c). It is interesting to note that the frequency of RLO phonon is smaller than that of RTO due to the chain-like crystal structure and weak bonding of Tl atoms which vibrate slowly but with much larger amplitudes along the c-direction in the empty space within the lattice.
Particle-like contributions to κ l
We start our analysis of the thermal conductivity by examining the calculated κl obtained from solving the PBTE using the harmonic (i.e., T = 0 K) and anharmonically renormalized phonon frequencies (at finite T) obtained using the SCPH method. Hereafter, we denote these results by κl(HA), and κl(SCPH), respectively, as shown in Fig. 3a. It is seen that κl(HA) changes significantly when the renormalized phonon frequencies are incorporated. For example, \({\kappa }_{{\rm{l}}}^{\perp }\)(HA) and \({\kappa }_{{\rm{l}}}^{\parallel }\)(HA) increase by 55% and 38%, respectively, at 300 K when the renormalized phonon frequencies are used to solve the PBTE. Here, ∥ and ⊥ symbols indicate components of κl parallel and perpendicular to the chain direction (i.e., the c-axis) in the crystal structure of TlInTe2, respectively. We compare the average κl calculated under both HA and SCPH methods with that of available experimental measurements38,39 of κl in TlInTe2. From Fig. 3b, we see that the average κl(HA) is significantly underestimated in magnitude compared to the two sets of available experiments38,39. While κl(HA) decays as T−1 according to well-known behavior of the lattice thermal conductivity found in weakly anharmonic solids, the two experimentally measured κl data decay as T−0.82 and T−0.88. The deviation from T−1 behavior and the weaker temperature dependence signify the presence of a strong higher-order anharmonicity in TlInTe2, and thus necessitate the anharmonic renormalization of the harmonic phonon frequencies. The calculated average of κl within the SCPH method increases in magnitude with respect to κl(HA), but still does not agree well with either sets of experimentally measured values of κl. However, the effect of anharmonic renormalization significantly improves the temperature dependence, which varies as T−0.86 (Fig. 3b), bringing it closer to the experimental observations.
Next, we analyze how the anharmonic renormalization affects the two key ingredients that enter into the PBTE (see Supplementary Note 2), namely the three-phonon scattering rates (Fig. 3c) and the phonon group velocities (Fig. 3f). According to the phonon gas model, where the phonons behave like particles, the maximum phonon scattering rate of a phonon mode is assumed to be twice its frequency24, which is denoted with a black line in Fig. 3c. The HA scattering rates are strongly suppressed by the anharmonic effects in the frequency region below 100 cm−1 which enhances the phonon lifetimes, leading to a large increase in κl(SCPH) compared to κl(HA). The SCPH scattering rates are well below the solid black line, indicating the dominant particle-like nature of the phonons in TlInTe2 that rules out the existence of a hopping channel of instantaneously localized vibrations as shown in ref. 51. The phonon group velocities are weakly hardened below 100 cm−1 (Fig. 3f) due to the anharmonic effects at finite temperatures and its effect on κl(SCPH) is less significant than that of the scattering rates. To examine the phonon mode specific contributions to κl, we show the cumulative plot of κl(SCPH), and its derivative \({\kappa }_{{\rm{l}}}^{\prime}\)(SCPH) with respect to renormalized phonon frequency in Fig. 3d, e, respectively. The cumulative plot for \({\kappa }_{{\rm{l}}}^{\perp }\) changes rapidly up to 60 cm−1 and reaches a plateau above it, showing that only the acoustic and low-energy optical phonons mainly contribute to it. This is also clear from Fig. 3e, where large peaks are present mainly up to 60 cm−1. On the other hand, examining \({\kappa }_{{\rm{l}}}^{\parallel }\) in both Fig. 3e, f, reveals that \({\kappa }_{{\rm{l}}}^{\parallel }\) has large contributions coming not only from the acoustic and low-energy optical phonons (<80 cm−1) but also from the high-energy optical phonons (~140–180 cm−1).
Off-diagonal contributions to κ l
To understand the difference between the measured κl and calculated κl (within the SCPH method) of TlInTe2, we recognize that κl obtained after solving the PBTE i.e., κl(PBTE) only accounts for the diagonal components of the heat-flux operator32,47,48. We calculate the off-diagonal (OD) contributions i.e., κl(OD) using the renormalized phonon frequencies and obtain the total32κl as: κl(tot) = κl(PBTE) + κl(OD) (see Supplementary Note 1). It was shown that while κl(OD) is negligible in compounds like Si and diamond, it is very important in CsPbBr3 and tetrahedrites32,35,36,46. One key quantity that enters into the expressions for κl(PBTE) and κl(OD) is the generalized phonon group velocity operator (see its expression in Supplementary Note 3), \({{\bf{V}}}_{{s}_{1},{s}_{2}}\), where s1 and s2 are phonon branch indices. While κl(PBTE) utilizes only the diagonal components (i.e., s1 = s2) of \({{\bf{V}}}^{{s}_{1},{s}_{2}}\), the κl(OD) term uses the off-diagonal (i.e., s1 ≠ s2) components of \({{\bf{V}}}^{{s}_{1},{s}_{2}}\). Fig. 4a shows the \({\kappa }_{{\rm{l}}}^{\perp }\) and \({\kappa }_{{\rm{l}}}^{\parallel }\) components of κl(OD), and their average as a function of temperature. Although on an absolute scale these values are small, for low-κl compounds, these values are quite significant. For example at 300 K, \({\kappa }_{{\rm{l}}}^{\perp }\)(OD) and \({\kappa }_{{\rm{l}}}^{\parallel }\)(OD) account for 14% and 10% contributions to that of \({\kappa }_{{\rm{l}}}^{\perp }\)(SCPH) and \({\kappa }_{{\rm{l}}}^{\parallel }\)(SCPH) values, respectively. However, with increasing temperature, the relative OD contributions also increase. For example, the contributions of \({\kappa }_{{\rm{l}}}^{\perp }\)(OD) and \({\kappa }_{{\rm{l}}}^{\parallel }\)(OD) increase to 26% and 15%, respectively at 700 K. When the average κl(OD) is added on top of the average κl(SCPH) terms, the resulting κl agrees very well both in magnitude with one set of experiments, Exp138 and in temperature dependence that decays as T−0.80 (Fig. 4b).
Effects of grain boundaries
Having reproduced the first set of experiments (i.e., Exp138), we notice that the measured κl of TlInTe2 in an another experiment (i.e., Exp239) is lower than the former. Since the measurements were performed in the polycrystalline samples of the compound in which the presence of grains boundaries are generally common, the lower κl in Exp239 most likely originates from the additional scatterings of the heat carrying phonons due to the grain boundaries. We introduced grain-boundary scatterings on top of the three-phonon and isotope scatterings and calculated κl to see if this additional scattering mechanism can explain the second experiment (i.e., Exp239). Assuming that the boundary scatterings are predominantly diffuse, the grain-boundary scattering rates are given by \({\tau }_{{\rm{gb}},\lambda }^{-1}=\frac{2\left|{{\bf{v}}}_{\lambda }\right|}{L}\), where vλ and L are the phonon group velocity and the averaged grain size, respectively. The total scatterings rates of the phonons are obtained by applying the Matthiessen’s rule, which are then used to calculate κl (see Supplementary Note 2 for details). We show in Fig. 4b the effect of grain boundary scatterings on κl as a function of grain size. It can be seen that κl is significantly modified in magnitudes particularly in low temperature (<550 K). Our calculations show that while the phonon-scatterings due to the grains with an average size of 40 nm reproduce Exp239 quite well below T = 550 K, larger grain sizes give rise to better agreement with Exp2 above 550 K (Fig. 4b).
Discussion
After successfully explaining the experimental results, we now closely examine the mode-specific contributions to the \({\kappa }_{{\rm{l}}}^{\perp }\)(OD) and \({\kappa }_{{\rm{l}}}^{\parallel }\)(OD), which are shown in Fig. 4c, d, respectively, as three-dimensional plots averaged over the planar area in the Brillouin zone. We see that phonons with very similar frequencies with s1 ≠ s2 (i.e., near the diagonal in Fig. 4c) below 100 cm−1 primarily contribute to \({\kappa }_{{\rm{l}}}^{\perp }\)(OD). On the other hand, quasi-degenerate phonons in the frequency ranges of 20–100 cm−1 and near 180 cm−1 mainly contribute to \({\kappa }_{{\rm{l}}}^{\parallel }\)(OD). It is interesting to note that the anisotropy (i.e., \({\kappa }_{{\rm{l}}}^{\parallel }\)/\({\kappa }_{{\rm{l}}}^{\perp }\)) of the PBTE calculated contributions (κl(SCPH)) is much stronger than the anisotropy present in the κl(OD) contributions. For example, \({\kappa }_{{\rm{l}}}^{\parallel }\)/\({\kappa }_{{\rm{l}}}^{\perp }\) = 2.6 for the PBTE results while for the OD terms, \({\kappa }_{{\rm{l}}}^{\parallel }\)/\({\kappa }_{{\rm{l}}}^{\perp }\) =1.8 at T = 300 K. While the anisotropy in the phonon dispersion generally results in the anisotropy in κl obtained from PBTE as the group velocity in the PBTE is related to the single phonon mode, the much weaker anisotropy in κl(OD) stems from the fact that the OD heat transport takes place between coupled phonon eigenstates, where the group velocity is associated with two different (quasi degenerate) frequencies. Thus, κl(OD) has a weak dependence on the slopes of the phonon branches, which partially counteracts the anisotropy in κl(PBTE). It is interesting to see that while \({\kappa }_{{\rm{l}}}^{\perp }\)(OD) increases with temperature, \({\kappa }_{{\rm{l}}}^{\parallel }\)(OD) decreases with temperature. Our analysis shows that this opposite temperature-dependence arises from the renormalization of the phonon frequencies at finite temperatures. We show in the Supplementary Figure 7 that when \({\kappa }_{{\rm{l}}}^{\perp }\)(OD) and \({\kappa }_{l}^{\parallel }\)(OD) are calculated using the harmonic (i.e., T = 0 K) phonon frequencies, both the components increase with temperature. However, we note that in all cases, the temperature-dependence of both components of κl(OD) are quite weak.
A previous attempt to understand the lattice thermal conductivity of TlInTe2 was performed by Wu et al.51 where the two-channel model56 of thermal conductivity was used to explain the experimentally measured κl. The two-channel model has been invoked in cases where the particle-like description of phonons becomes insufficient to describe the observed κl of materials. Thus, a second channel of lattice heat conduction is introduced to compensate for the κl, which is attributed to arise from the localized hopping among the uncorrelated phonon oscillators56. In the two-channel model used by Wu et al.51, the phonon frequencies were treated within the harmonic approximation (T = 0 K) with no effects of temperature, which were then used to solve the particle-like contribution to κl using the PBTE. Hence, the calculated51 κl underestimated the measured κl values of TlInTe238,39. To account for this difference, the contribution to κl coming from the second channel was calculated using the Cahill-Watson-Pohl (CWP) model24, which estimates the minimum κl achievable in disordered solids. We note that our calculated κl within the unified theory that utilizes the anharmonically renormalized phonon frequencies successfully reproduces the experiments without requiring to invoke the second channel of the two-channel model56 of κl. Also, our calculated total κl shows better agreement with Exp138 than the κl calculated using the two-channel model by Wu et al.51 (see Supplementary Fig. 4).
We note that we did not consider the effect the lattice thermal expansion in our calculations. In general, the thermal expansion will soften the phonon frequencies, which give rise to the reduced phonon lifetimes and hence a lower-κl at high temperatures. However, this reduction is partially counterbalanced by the increase in the κl due to the anharmonic heat flux46 at high temperature, which is also absent in the current formalism. We did not calculate the thermal expansion coefficient and the anharmonic heat flux of TlInTe2 as their calculations are computationally very expensive for non-cubic lattice. Nonetheless, the interplay of the thermal expansion and anhrmonic heat flux in TlInTe2 and any ultralow-κl materials in general is worth exploring in future studies.
In summary, we have investigated the microscopic origin and the underlying physical principles governing the extremely low and weakly temperature-dependent lattice thermal conductivity in the chain-like crystalline semiconductor TlInTe2 using a unified theory of lattice heat transport that combines both the particle-like propagation and wave-like tunneling of phonons. To treat the strong anharmonicity present in TlInTe2, we have applied the SCPH theory to anharmonically renormalize the phonon frequencies at finite temperatures considering the quartic anharmonicity. Our calculated κl using the PBTE coupled with the SCPH method (i.e., κl(SCPH)) and the off-diagonal contributions (i.e., κl(OD)) arising from the wave-like tunneling of phonons successfully reproduce both the magnitude and temperature dependence (milder than T−1 decay) of the measured κl in one set of experiments. Adding of additional grain-boundary scatterings on top of κl(SCPH) + κl(OD), our calculated κl reproduces well the second set of experiments. Our work thus highlights the important roles of (i) temperature induced renormalization of the harmonic phonon frequencies, particularly the low-energy rattling and other optical phonons, by the anharmonic effects, and (ii) the OD contributions to κl in the heat-flux operator to correctly explain the origin of unusual lattice thermal transport of strongly anharmonic solids. The detailed microscopic understanding of the heat transfer mechanism obtained in this work will provide guidance towards the rational design and discovery of hitherto unknown ultralow-κl compounds for various energy applications.
Methods
Density functional theory (DFT) calculations
We perform all DFT calculations using the Vienna Ab-initio Simulation Package (VASP)57,58 employing the projector-augmented wave (PAW)59 potentials of Tl (5d10 6s2 6p1), In (4d10 5s2 5p1), and Te (5s2 5p4) and utilized the PBEsol60 parametrization of the generalized gradient approximation (GGA)61 to the exchange-correlation energy functional. We use a kinetic energy cut-off of 520 eV, and Γ-centered k-point mesh of 12 × 12 × 12 to sample the Brillouin zone. The fully optimized lattice constants (a = 8.406 Å, c = 7.134 Å) agree very well (absolute error <1 %) with the experimentally reported values (a = 8.478 Å, c = 7.185 Å)62. We choose the high-symmetry k-path in the Brillouin zone while potting the phonon dispersion following the convention of Setyawan et al.63. Phonon dispersions are calculated using the second-order interatomic force constants (IFCs) using Phonopy64. Since the calculated phonon scattering rates strongly depends on the phonon frequencies which can be quite sensitive to the supercell size, we have performed convergence tests (see Supplementary Fig. 1), and adopted 2 × 2 × 2 supercell for the calculations of the second-order IFCs.
Thermal conductivity calculations
To renormalize the phonon frequencies at finite temperature, and to calculate the lattice thermal conductivity (κl) using the PBTE, an accurate estimation of anharmonic IFCs, namely the third-order and fourth-order IFCs are required. We obtain these anharmonic IFCs using the compressive sensing lattice dynamics (CSLD) method28,29,65,66 using 2 × 2 × 2 supercell and 6 × 6 × 6 Γ-centered k-point mesh. While constructing the third and fourth order IFCs, a cut-off radius (rc) is chosen, above which all three-body and four-body atomic interactions are discarded, respectively. Although with the increasing order of the IFCs, the atomic interactions become very short ranged, the value of rc can be quite critical in correctly calculating κl15. We have performed convergence tests of κl against rc (see Supplementary Fig. 3) which are chosen to be 7.56 Å and 4 Å for the third and fourth-order IFCs, respectively. The rc value for the third-order IFCs is carefully examined to give good convergence in the calculated κl. While we have calculated the particle-like contributions to κl using the PBTE considering the three-phonon, isotope and grain-boundary scatterings (see Supplementary Note 2 for details), the off-diagonal contributions to κl has been calculated by explicitly evaluating the off-diagonal terms of the heat-flux operator (see Supplementary Note 3 for details). Both these terms have been calculated by utilizing the anharmonically renormalized phonon frequencies obtained at finite temperatures.
Self-consistent phonon calculations
We solved the SCPH equations self-consistently until the phonon frequencies are converged to a given small threshold (e.g., 10−3 cm−1). using a relatively dense 6 × 6 × 6 mesh of q-points. The renormalized phonon frequencies and eigenvectors are then used to obtain the renormalized harmonic IFCs through the inverse Fourier transformation. These renormalized IFCs are utilized to calculate phonon dispersions at finite temperatures. We note that in this study we did not take into account the second-order correction to ωλ due to the cubic anharmonic term, because their contributions have been found less significant than the phonon frequency hardening by the quartic anharmonicity in some of the low-κl systems such as PbTe67 and clathrates30. However, we note that there are complex compounds like the tetrahedrites where the role of the cubic anharmonicity is found to be quite significant35. We calculate the particle-like contributions, κl(PBTE), by iteratively solving the PBTE using the ShengBTE code44. We use 12 × 12 × 12 q-point mesh to obtain κl with good convergence (see Supplementary Fig. 3c, d). We present two components of the κl in the results section: \({\kappa }_{{\rm{l}}}^{\parallel }\) and \({\kappa }_{{\rm{l}}}^{\perp }\), which are parallel and perpendicular to the InTe4 chain direction (i.e., along the c-axis in Fig. 1a) in the crystal structure of TlInTe2, respectively. While \({\kappa }_{{\rm{l}}}^{\parallel }\) is the zz-component of the κl-tensor, \({\kappa }_{{\rm{l}}}^{\perp }\) is the directional average of the xx and yy-components of the κl-tensor. The average κl is defined as the directional average of xx, yy, and zz components of the κl-tensor throughout the manuscript. The T−α fitting of the experimentally measured and calculated κl data of TlInTe2 are shown in Supplementary Fig. 5.
Data availability
The data that supports the findings of the work are in the manuscripts and Supplementary Information. Additional data will be available upon reasonable request.
Code availability
Custom codes used in this work will be available upon reasonable request.
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Acknowledgements
We acknowledge financial supports from the Department of Energy, Office of Science, Basic Energy Sciences under grant DE-SC0014520 and the U.S. Department of Commerce and National Institute of Standards and Technology as part of the Center for Hierarchical Materials Design (CHiMaD) under award no. 70NANB14H012 (DFT calculations). One of us (Y.X.) is partially supported by the Toyota Research Institute (TRI) through the Accelerated Materials Design and Discovery program (theory of anharmonic phonons). K.P. thanks Shashwat Anand for constructive comments on the manuscript. This work used computing resources provided by the (a) National Energy Research Scientific Computing Center (NERSC), a U.S. Department of Energy office of Science User Facility operated under Contract No. DE-AC02-05CH11231, (b) the Extreme Science and Engineering Discovery Environment (National Science Foundation Contract ACI-1548562), and (c) Quest high-performance computing facility at Northwestern University which is jointly supported by the Office of the Provost, the Office for Research, and Northwestern University Information Technology.
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K.P. conceived and designed the project. K.P. performed DFT, anharmonic phonon and thermal conductivity calculations. Y.X. calculated the off-diagonal contributions. C.W. supervised the project. All authors contributed to writing the manuscript.
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Pal, K., Xia, Y. & Wolverton, C. Microscopic mechanism of unusual lattice thermal transport in TlInTe2. npj Comput Mater 7, 5 (2021). https://doi.org/10.1038/s41524-020-00474-5
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DOI: https://doi.org/10.1038/s41524-020-00474-5
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