Abstract
Understanding atmospheric impacts of solar energetic particle precipitation (EPP) remains challenging, from quantification of the response in ozone, to implications on temperature. Both are necessary to understand links between EPP and regional climate variability. Here we use a chemistry-climate model to assess the importance of EPP on late winter/spring polar stratosphere. In transient simulations, the impact on NOy, ozone, and temperature is underestimated when using EPP forcing from the current recommendation of the Coupled Model Intercomparison Project (CMIP6). The resulting temperature response is largely masked by overall dynamical variability. An idealised experiment with EPP forcing that reproduces observed levels of NOy results in a significant reduction of ozone (up to 25%), cooling the stratosphere (up to 3 K) during late winter/spring. Our results unravel the inconsistency regarding the temperature response to EPP-driven springtime ozone decrease, and highlight the need for an improved EPP forcing in climate simulations.
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Introduction
In recent years, a significant amount of scientific interest has been directed towards understanding the influence of energetic particle precipitation (EPP) on regional climate variability over decadal time scales. It is now well established that EPP affects ozone in the polar regions1,2,3,4,5,6. Thus, it might provide an important link to atmospheric dynamics, and play a role in modulating regional scale ground-level climate. Several observational and model studies have already proposed a link between EPP and tropospheric temperature and pressure variability7,8,9,10,11,12,13,14,15. However, the details of the timing, and mechanisms linking EPP-driven chemical impacts to tropospheric variability remain under investigation. There are particular questions regarding impacts on the stratosphere, which could provide clues on signal propagation similarities with the so-called top-down mechanism that connects solar ultraviolet irradiance, stratospheric ozone, and climate16,17. With the now established role of the stratosphere in seasonal climate predictions18 understanding of these linkages are critical for true representation of solar forcing in seasonal scale changes.
EPP constantly affects the Earth’s atmosphere. There are several types of EPP, characterized by their solar and magnetospheric drivers which define EPP energy and atmospheric penetration depth. Energetic electron precipitation consists of auroral electrons, medium energy electrons (MEE), and relativistic electrons that penetrate into the lower thermosphere, mesosphere, and upper stratosphere, respectively19. Solar proton events (SPEs) are more sporadic than electron precipitation but consist of highly energetic protons that can precipitate down to the upper stratosphere20. Galactic cosmic rays (GCR), originating from outside of our solar system and modulated by solar activity, have highest energies and thus mainly affect the lower stratosphere and troposphere.
In the polar regions, auroral electrons are an important source of NOx (N, NO, NO2) species in the thermosphere, while MEE and SPE produce HOx (H, OH, HO2) and NOx in the mesosphere and the upper stratosphere2. The GCR effect on tropospheric/lower stratospheric NOx is less than 1%21. HOx is the main catalyst of ozone loss in the mesosphere and drives most of the direct chemical impact from EPP. NOx effectively destroys ozone in the upper stratosphere, particularly in winter when large amounts of EPP-NOx are transported down from above inside the polar vortex11. At lower altitudes, EPP-NOx is partly converted to other species of the reactive nitrogen family NOy (NOx, HNO3, N2O5, ClONO2, HNO4)22.
The descent of EPP-NOy driving stratospheric ozone loss during late winter/spring, known as the “EPP-indirect effect"23, is a potential way by which EPP chemistry impact can initiate a response in atmospheric dynamics (less ozone → less shortwave-heating → stratospheric cooling). However, a study using 40 years of reanalysis data found a positive temperature anomaly in the springtime stratosphere24, which is opposite to what is expected from direct radiative cooling caused by EPP-driven ozone reduction and points to a dynamical cause.
Here, we investigate this apparent inconsistency between EPP-driven ozone and temperature responses in late winter/spring. Because 40 years of reanalysis data might not be enough for detection of the temperature signal, we overcome this by analyzing an ensemble of simulations to increase the statistical robustness of our analysis. We utilize the Whole Atmosphere Community Climate Model (WACCM)25,26 to study the link between the EPP-NOy and dynamical variability in the stratosphere, with a focus on the important role of an adequate description of MEE in chemistry-climate models. Our analysis highlights the variability in the EPP-NOy descent into the stratosphere during polar winter, the resulting impact on springtime ozone levels, and the following radiative and dynamical effects. In our analysis we utilize transient simulations for the time period 1957–2005, and idealized simulations with enhanced MEE forcing to match the satellite-based observations of stratospheric NOy22.
Results
Transient simulation of 1957–2005
Figure 1 shows an example of monthly mean anomalies in the residual vertical wind (\({\overline{w}{}^{*}}\)), temperature (T), NOy and ozone from Southern Hemisphere and one ensemble member of the historical run for the period of 1961–1967. The years in the figure are shown as a representative example of the declining phase of the solar cycle (1961–1962), solar minimum (1963–1965), and its ascending phase (1966–1967). For all simulations, residual vertical wind, \({\overline{w}}{}^{*}\) is calculated every time step using Eq. (1) (see “Methods”). The upper stratosphere shows a clear correlation between downward (negative) \({\overline{w}}{}^{*}\) and increases in temperature as a result of dynamical heating from enhanced downwelling. This connection is clearest during late winter in 1961, 1963, 1965 and 1966 when \({\overline{w}}{}^{*}\) anomalies reach 2–2.5 mm/s (Fig. 1a) and temperature anomalies reach 12–15 K (Fig. 1b). During these winters, NOy is efficiently transported downwards, resulting in significant increase in NOy mixing ratio by 2.4–5.6 ppbv below 1 hPa (45 km). Where strong downwelling occurs, NOy anomalies in excess of 1.6 ppbv extend as low as 20 km (e.g., in 1961, 1963 and 1966). Enhancements in NOy correspond to ozone loss of about 0.2–0.8 ppmv at altitudes below 1 hPa (45 km) in October–April (Fig. 1d). The strongest negative ozone response is seen in years 1961, 1963 and 1966 when \({\overline{w}}{}^{*}\) is strongly negative and the amount of NOy is high.
As we can see in Fig. 1, the annual variability across all variables is large and highly influenced by dynamics. To better understand how the combined effects of EPP and dynamical variability are reflected in stratospheric temperatures several physical mechanisms must be considered (illustrated in Fig. 2). The loss of ozone following a transport-driven enhancement of EPP-NOy will affect both short-wave heating rates (QRS) and long-wave cooling rates (QRL), since ozone both absorbs and emits radiation. Ozone loss leads to a decrease in the absorption of ultraviolet radiation that will act to cool the stratosphere. However, the effect an ozone decrease will have on QRL is the opposite above 30 km. To add to this, enhanced downwelling (Fig. 2, Pathway ab) will act to dynamically heat the stratosphere. The vertical transport that can bring down EPP-NOy will also modify the distribution of radiatively active species. This process depends on the sign of the vertical gradient in the constituents mixing ratio (∂χi/∂z), and so vertical wind anomalies can either increase or decrease a radiatively active species and thus QRS and QRL. Finally, as the atmosphere cools or warms, total longwave cooling rates will respectively decrease or increase (a negative feedback on temperature change).
We next explore the dependence of the ozone response to interannual variations in EEP. Fig. 3 shows the monthly mean differences between years with high and low EPP forcing (see “Methods”) for NOy, ozone, short-wave heating rate, temperature and the residual vertical wind. The tongue-like structure of descending NOy during high EPP years, as seen in the first panel of Fig. 3 and overlaid in the remaining panels, coincides with ozone loss and springtime reduction in short-wave heating. The NOy downward transport starts during winter (JJA), with enhancements of about 0.001 ppmv reaching altitudes below 30 km by October. The corresponding ozone loss of about 0.1–0.5 ppmv starts during the winter, lasting into early spring between 28 and 45 km. Ozone absorbs incoming solar radiation, which heats the atmosphere. Thus, the ozone loss results in the reduction of short-wave heating, at a rate of about 0.05–0.15 K day−1. However, any direct in situ temperature effect caused by ozone loss, i.e., stratospheric cooling, is mixed with impacts from other factors, namely anomalous vertical descent (negative anomalies in \({\overline{w}}{}^{*}\)) which increase NOy, and drive dynamical heating that affects the total temperature response (Fig. 2, Pathway b).
To better understand the connections between NOy, ozone, temperature and dynamics we examine correlations between NOy and ozone, QRS, and T for High and Low-EPP years (Fig. 4a, b). For High-EPP years (Fig. 4a), the tongue-like structure of descending excess NOy is clearly present in the negative correlation between NOy and ozone from mid-winter into the spring period. The strongest correlation then persists at about 30 km until summer. Between August and December the correlation of NOy and QRS in the upper stratosphere is also strongly negative; a result of the NOy-driven ozone loss and resulting reduction in shortwave heating. It would be reasonable to expect that the reduction in shortwave heating would result in decrease of temperature. However, we see no strong negative correlation between NOy and temperature anomalies. Instead, r(NOy, T) is weak and largely statistically insignificant. Our simulations do show a negative correlation between NOy and temperature between 30 and 40 km during the following summer (DJF). However, this does not correspond to the NOy-induced ozone loss and QRS reduction in this region (Fig. 3). The spatio-temporal patterns for Low-EPP years (Fig. 4b) are very similar to those presented in Fig. 4a. However, the correlations between NOy and ozone, and NOy and QRS, decrease significantly between August and November at altitudes above 30 km (marked with magenta contour) indicating the region of the EPP-NOy driven chemical effect on ozone.
The large negative correlation between \({\overline{w}}{}^{*}\) and temperature anomalies between 28 and 45 km is similar for High and Low-EPP years (last column in Fig. 4a, b) and shows the strong relationship between vertical descent (ascent) and stratospheric heating (cooling) throughout the year. Thus the effect from vertical transport could potentially mask some, or all, of the radiative impact on temperature caused by ozone loss. These results indicate that the chemical effect of descending EPP-NOy on ozone and the short-wave heating rate either have no direct significant impact on stratospheric temperatures in late winter/spring, or the influence is hidden in the overall dynamical variability. Below 10 hPa, the signals indicate a positive correlation between NOy and ozone, and NOy and QRS. This is consistent with previous studies and is likely related to NOy interfering with chlorine-driven ozone depletion during winter/early spring seasons27,28.
Time-slice sensitivity experiment: the role of medium energy electrons (MEE)
It has recently become evident that the descending NOy reaching the stratosphere is underestimated in simulations. The two most probable reasons for that are (1) shortcomings in EPP forcing data sets29,30,31 and (2) mesospheric ion chemistry not being adequately represented in most models32,33. Both reasons contribute to the underestimation of EPP impact. Compared to the standard parameterization, inclusion of ion chemistry approximately doubles the amount of EPP-NOx in the upper mesosphere during specific events. But even then NOx levels are still largely underestimated when compared to the observations34. On the other hand, the currently recommended MEE forcing data set (see “Methods”) provides a lower range of precipitating fluxes into the atmosphere29. Together, more comprehensive EPP fluxes and mesospheric ion chemistry, would most likely solve the underestimation problem.
As an indication of the issue, when compared to the springtime stratospheric EPP-NOy derived from satellite observations22, the monthly mean anomalies from our transient simulation are up to an order of magnitude smaller (Fig. 3). At 45 km/30 km, the average amount of observed EPP-NOy in 2002–2012 is between 0.02 and 0.06 ppmv/0.006 and 0.02 ppmv. In our simulations at the same altitudes, NOy anomalies for high-low EPP years are on average 0.002 and 0.004 ppmv and 0.001 ppmv, respectively.
Therefore, we can argue that the lack of an EPP-NOy driven temperature response in the stratosphere in our simulations is a consequence of driving the model with EPP that is too low and produces too little NOy. To test the impact of a more realistic EPP-NOy amount we completed two additional 50-year model simulations with fixed high and low MEE fluxes under perpetual year 2000 constituent lower boundary conditions (see “Methods” and Table 1). The results are shown in Fig. 5. Comparing the monthly mean differences between the simulations with high and low EPP forcing to observations22, the amount of EPP-NOy in the stratosphere is now close to the observed levels excluding the years of anomalously high and low values. Thus this experiment allows us to assess the EPP dynamical impact in more realistic NOy conditions than possible using the transient simulations.
In Fig. 5a, the tongue-like structure of descending EPP-NOy is again seen, and the enhanced NOy of about 0.003 ppmv reaches altitudes below 30 km by August. This corresponds to statistically significant ozone loss, up to 25%, at altitudes between 28 and 45 km during late winter/spring, similar to what has been seen in observations5. Ozone loss is followed by a significant reduction in short-wave heating rates of about 0.6 K day−1. The expected cooling of the stratosphere due to ozone heating reduction is now significant and ranges from 1.5 to 3 K at altitudes between 28 and 35 km during the spring. In these averages, the dynamical variability (\({\overline{w}}{}^{*}\)) is negligible and does not mask the radiative effect from EPP-NOy and chemistry. These results indicate that a realistic representation of mesospheric EPP-NOy leads to clear response in stratospheric temperature.
Assessing the impact of EPP on stratospheric temperature is challenging and demands long simulation time series in order to determine statistically robust signals from background dynamical variability. As an example, Fig. 4b, c shows the differences between time-slice simulations of high and low EPP forcing when selecting years in such a way that the two data sets have (1) strong negative differences and (2) strong positive differences in residual vertical wind, \({\overline{w}}{}^{*}\) (see “Methods”). In other words, we are now comparing simulations with very different background dynamical conditions. The amount of EPP-NOy in both cases is very similar to the average amount in Fig. 5a, again causing up to 25% of ozone loss and up to 0.5 K day−1 reduction in short wave heating. The ozone and QRS responses being similar above 10 hPa in all cases is further evidence of a chemical effect from NOy increase. However, anomalous variability in temperature (increase or decrease) associated with the vertical motion (descent or ascent) makes the EPP signal difficult to detect (Fig. 5b, c).
The positive (negative) temperature effect in Fig. 5b (5c) is a manifestation of dynamical heating (cooling). To demonstrate this we calculated the rates of dynamical heating and cooling associated with vertical motion along with the long-wave cooling rates, QRL (Supplementary Fig. 1). Heating rates associated with vertical motion are calculated using Eq. (2) (see “Methods”). The results show that anomalous vertical descent acts to dynamically heat the stratosphere, which is then balanced by radiative cooling (Supplementary Fig. 1a, Pathway ab). The temperature increase associated with dynamical heating peaks in September-October (Fig. 5b). Enhanced upwelling acts the opposite way (Supplementary Fig. 1b, Pathway cd). Dynamical term in both cases is dominant while EPP-induced changes in QRS (Fig. 5b, c) are much smaller.
The large dynamical differences mask the smaller EPP effect which would be detectable otherwise. Averaging over all 50 years of the time-slice scenario averages out the noise arising from dynamical variability, now revealing the EPP signal (Fig. 5a). Similar challenges in EPP signal detection were present in the transient simulations (Fig. 3). While increasing the magnitude of EPP-NOy is important for statistically significant temperature response, our results suggest that a composite difference between data sets of around 50 years or more is necessary to average out the dynamical variability. The composite differences in our transient simulation that consisted of 36 years for high EPP and 33 years for the low EPP, as well as composite differences in time-slice experiment with different background dynamical conditions (10 years each) were not sufficient.
Our analysis also suggests that the differences of lower stratospheric ozone in late winter (up to ± 40% below 20 hPa) is not EPP-related but most likely due to differences in background dynamics. For example, the cooler temperatures at these altitudes in Fig. 5c likely result in enhanced polar stratospheric cloud (PSC) formation and heterogeneous chlorine activation that leads to polar ozone depletion. Since we do not see clear NOy differences at these times and altitudes between high and low EPP cases we can rule out that this is an EPP-ozone response.
Discussion
Resolving the existing inconsistency between the expected effect on springtime ozone of EPP and the subsequent stratospheric temperature change24 is a crucial step towards understanding the EPP impacts on the atmospheric dynamics.
When our simulated NOy agrees with observed amounts and dynamical heating effects have been accounted for, we clearly see a stratospheric cooling related to EPP ozone loss and our results are in line with the other modeling and observational studies10,12,17. This highlights the shortcomings of the current MEE/EPP forcing data and the urgent need to improve it by introducing new and better satellite-based observations of EPP fluxes.
When applying MEE/EPP according to our current understanding, it seems clear that covariance between EPP-NOy and late winter/springtime temperature is partly driven by radiative effects via ozone destruction, but mainly responds to the changes in the mean vertical wind over the polar area. Therefore, assessing EPP-NOy impacts on temperature in the stratosphere requires not only more accurate MEE/EPP forcing datasets, but also long simulations for a statistically robust separation of any EPP signals from the background dynamical variability.
The descent of EPP-NOy driving stratospheric ozone loss during late winter/spring is one of the several mechanisms that could initiate a dynamical response to EPP in the troposphere. Two other mechanisms include: the EPP-NOy impact on stratospheric ozone during mid-winter (less long-wave cooling → stratospheric warming) and EPP-HOx impact on mesospheric ozone with resulting influence to dynamics during the winter. All mechanisms together are linked to polar stratospheric dynamics and could play a role in modulating regional-scale ground-level climate. Improving our current knowledge of the MEE/EPP forcing data and its magnitude is a necessary step to understand linking mechanisms and their impacts on the regional climate variability.
Methods
Model description
WACCM is a 3D chemistry-climate model that extends from the surface to 5.9 × 10−6 hPa (~140 km) with horizontal resolution 1.9° latitude by 2.5° longitude. Here we use version 4 of the model25,26 with the standard photochemistry setup (52 neutral and five ionic species) and a lookup table parameterization for HOx and NOx production from EPP35,36.
Transient simulations
In the first part of our analysis we investigate the dynamical effects of the indirect EPP-NOy using model setup ("compset" B55TRWCN) that includes active ocean and sea-ice components. An ensemble of three WACCM transient simulations was carried out with all observed forcing from 1957 to 2005. The three ensemble members (49 years each) result in 147 years in total for our analysis. The initial conditions for 1957 for all model components were taken from a single historical simulation (1850–2005). The setup is identical to the Coupled Model Intercomparison Project Phase Five (CMIP5)26 (including ionization from SPE and auroral electrons), but with added solar forcing via MEE. The MEE forcing used represents electron precipitation in the energy range of 30–1000 keV, and is recommended for the CMIP629,37. We utilize MEE model driven by the observed geomagnetic Ap index29,38. In the model, Ap defines the level of magnetospheric disturbance and the location of the plasmapause, both of which are needed to calculate precipitating electron fluxes. The daily, zonal mean fluxes of precipitating electrons from the model were used to calculate atmospheric MEE-driven ionization rates included in WACCM. GCR ionization is not included as its effect above 10 hPa is negligible. To minimize underlying ozone anomalies below 30 km altitude related to the development of the ozone hole, the anomalies in this part of the analysis were calculated by (1) dividing the years into two periods: pre-ozone hole years (1957–1981) and ozone hole years (1982–2005), and (2) subtracting the corresponding climatological monthly mean values for 1957–1981 and 1982–2005, respectively. Following the approach of Seppälä et al. (2009, 2014)9,17 and Andersson et al. (2018)38, we have chosen to use the geomagnetic Ap index as a proxy for the level of EPP in order to account for a wide range of particle energies in our analysis. Based on that, we have selected high EPP years: 1957–1960, 1974, 1982–1984, 1989, 1991, 1994, 2003 and Low EPP years: 1964–1966, 1969–1971,1980, 1987, 1996–1998. Note, however, that the amount of EPP-produced NOy in the stratosphere also depends on meteorological conditions23. Correlation analysis was done using Pearson correlation coefficients calculated over the period of for High-EPP years (36 in total) and Low-EPP years (33 in total) for each month and pressure level using polar cap averages. All correlations are calculated using anomalies.
Residual vertical wind, \({\overline{w}}{}^{*}\) is calculated for every time step using Eq. 3.5.1b in Andrews et al. (1987)39, i.e.,
where w is the vertical wind, a is Earth’s mean radius, ϕ is latitude, and \(\overline{{v}^{{\prime} }{\theta }^{{\prime} }}\) (where v is the meridional wind and θ is potential temperature) is the eddy heat flux term. Bar denotes zonal mean, and \({}^{{\prime} }\) indicates deviation from the zonal mean.
Time-slice sensitivity experiment
In the second part, we focus on the role of EPP-NOy induced effects on atmospheric dynamics and the importance of an adequate representation of MEE ionization. The model is used with prescribed ocean and sea-ice components and present day atmospheric conditions (compset FW). This is an idealized time-slice experiment to test our hypothesis on the impact of different levels of EPP-NOy on chemical-dynamical coupling. To bound the source of NOx from EPP, two 50-year experiments were conducted: (1) high MEE (10 × mean of year 2003) and solar irradiance maximum conditions (FWmax), and (2) low MEE and solar irradiance minimum conditions (FWmin). The Ap and Kp indices as well as the 10.7 cm solar radio flux (F10.7) are given in Table 1. The Kp is a planetary index of geomagnetic activity. The mean MEE fluxes are based on the CMIP6 solar forcing37. For the FWmax case, we increased the 10.7 cm flux as high EPP years often occur during high solar irradiance years17. As these are hypothesis testing sensitivity experiments, the MEE and irradiance are kept constant throughout each simulation. SPEs or GCR are not included in the sensitivity studies. Apart from the solar input, all other parameters in these sensitivity simulations are identical. We increase the EPP forcing to match the observed amount of NOy in our simulations, to allow for a more accurate magnitude of the EPP impact on ozone and dynamics. The criteria for the high negative and high positive \({\overline{w}}{}^{*}\) differences are (1) the \({\overline{w}}{}^{*}\) differences between FWmax and FWmin are negative or positive (at least 0.7 mm s−1) and (2) the negative or positive differences in \({\overline{w}}{}^{*}\) are not changing sign abruptly.
Heating rates associated with vertical motion are calculated as
where H is the mean scale height, N is the Brunt-Väisälä frequency, R is the gas constant, with the HN2/R term representing global mean static stability. \(\overline{T}\) here is the zonally averaged deviation from global mean temperature40.
Data availability
The processed model data used in this study are available on Zenodo (https://doi.org/10.5281/zenodo.3581408)41.
Code availability
CESM source code is distributed through a public subversion code repository (http://www.cesm.ucar.edu/models/cesm1.0/).
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Acknowledgements
The work of M.E.A., P.T.V., and N.K. was supported by the Academy of Finland through the project #335555 (ICT-SUNVAC). D.R.M. was supported in part by NASA grant NNX12AD04G. The National Center for Atmospheric Research is operated by the University Corporation for Atmospheric Research under sponsorship of the National Science Foundation. The authors would like to thank the CHAMOS group (http://chamos.fmi.fi) for useful discussions.
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M.E.S., D.R.M., and P.T.V. conceived and planned the research. M.E.S., A.S., and N.K. carried out the simulations. M.E.S. and D.R.M processed the data and performed the initial analysis. M.E.S. drafted the manuscript. M.E.S., D.R.M, P.T.V., A.S., and N.K. contributed to the analysis, discussion of the results and writing of the manuscript. M.E.S. and A.S. lead the revision of the manuscript with contributions from P.T.V, D.R.M., and N.K.
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Szela̧g, M.E., Marsh, D.R., Verronen, P.T. et al. Ozone impact from solar energetic particles cools the polar stratosphere. Nat Commun 13, 6883 (2022). https://doi.org/10.1038/s41467-022-34666-y
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DOI: https://doi.org/10.1038/s41467-022-34666-y
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