Abstract
The electrochemical conversion of carbon di-/monoxide into commodity chemicals paves a way towards a sustainable society but it also presents one of the great challenges in catalysis. Herein, we present the trends in selectivity towards specific dicarbon oxygenate/hydrocarbon products from carbon monoxide reduction on transition metal catalysts, with special focus on copper. We unveil the distinctive role of electrolyte pH in tuning the dicarbon oxygenate/hydrocarbon selectivity. The understanding is based on density functional theory calculated energetics and microkinetic modeling. We identify the critical reaction steps determining selectivity and relate their transition state energies to two simple descriptors, the carbon and hydroxide binding strengths. The atomistic insight gained enables us to rationalize a number of experimental observations and provides avenues towards the design of selective electrocatalysts for liquid fuel production from carbon di-/monoxide.
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Introduction
Electrochemical reduction of carbon dioxide (CO2R) into carbon-based chemicals and fuels offers an effective route to close the anthropogenic carbon cycle, store surplus renewable electricity, and build up a sustainable chemical industry1,2. Copper (Cu) and Cu-based materials are so far the only catalysts that produce high-value multicarbon (C2+) species at a significant rate3. Among possible C2 products, C2 oxygenates (Oxys) such as ethanol and acetic acid are produced in liquid forms and possess high volumetric energy density and are compatible with existing infrastructure for easy storage and transportation1,3. The majority C2 hydrocarbon (HC) product on Cu is ethylene, which is also a widely used chemical feedstock in industrial processes3,4. Despite the ability to produce C2+ products, pristine Cu is not selective towards a specific C2+ product. Thus, the fundamental selectivity issues of CO2R on Cu is a challenge of great importance in catalysis and sustainable energy technologies. Substantial focus has been made in enhancing the selectivity of C2 products for CO2R5,6,7,8,9,10,11.
A number of strategies have been developed to address the challenge of regulating C2 Oxy/HC selectivity for CO2R on Cu-based catalysts, including facet engineering12,13, nanostructuring14,15, oxide-derived Cu (OD-Cu)6,11,16, alloying9,17,18, and running CO2R in tandem7. Specifically, direct reduction of carbon monoxide (COR) at alkaline conditions has been widely reported to yield significant C2 Oxy species at more positive potentials than CO2R19. This strategy was originally conceptualized on OD-Cu by Kanan and coworkers6, and has later been validated for a broad range of Cu catalysts with distinct morphologies and under evaluation in various types of reactors14,15,16,20,21. In addition to intrinsic properties of Cu catalysts, such a universal phenomenon highlights the importance of extrinsic factors like potential and pH in steering C2 Oxy/HC selectivity. The pH effects have been widely known for tuning the methane/C2 selectivity21,22,23,24,25. However, despite the diverse reaction mechanisms proposed in theoretical works to understand the formation of ethylene and ethanol26,27,28,29,30,31, the observed pH effects on C2 Oxy/HC selectivity remain elusive. Model experiments on well-defined single-crystal Cu facets12,32, as well as principle component analysis33, provide statistical insight into product-specific active site motifs of Cu. Nevertheless, this insight is limited to pure Cu and as a consequence, the discovery of new materials is challenging. Thus, a fundamental look at the questions—At which step does the last C–O bond break? And how does such a step correlate with potential and pH?—is crucial for providing insight at the atomic-level and broaden our understanding when addressing the trends of C2 Oxy/HC selectivity.
In this work, we investigate the reaction mechanism of COR towards major C2 Oxy/HC products (e.g. ethylene, ethanol, and acetic acid) from reaction and activation energies calculated using density functional theory (DFT). Pathways trifurcating from a common intermediate, CHCO*, are shown to be responsible for generating specific C2 Oxy/HC products. We observe that it is kinetically unfeasible to form ethylene through the OCHCH* and CH2CO* pathway. An electrochemical microkinetic model (exemplified on Cu(100)) is presented to adequately rationalize the experimental trends in C2 Oxy/HC selectivity, revealing its dramatic dependency on electrolyte pH, applied potential, and the surface orientation of the Cu catalysts. We find that the distinct pH effect on the C2 Oxy/HC selectivity stems from the selectivity-determining steps (SDSs) in each pathway having different proton-electron transfer (PET) numbers with water as the proton source. This insight allows us to propose two simple descriptors for the C2 Oxy/HC selectivity on a given material - the adsorption free energies of C* and OH*. These energies serve as a measure of the carbophilicity and oxophilicity of the surface. The degree of carbophilicity is shown to primarily guide the C2 Oxy/HC production. The two descriptors provide atomistic understanding of product-specific sites on Cu and analogous catalysts.
Results and discussion
Reaction pathways for COR towards various C2 Oxy/HC
Surface CO (CO*) is the key intermediate leading to further reduced products3,22, and Cu(100) has been identified as the major exposed facet under reaction conditions32,34. We focus on COR and select the Cu(100) as the model surface for a detailed investigation of the reaction mechanism. Computational details and simplifications of the electrochemical models are shown in Supplementary Notes 1–5 with corresponding data and justification presented in Supplementary Figs 1, 2 and Supplementary Tables 1–8.
Figure 1 shows the most relevant reactions considered in this work. In a previous publication35, we identified three major pathways for COR towards methane (C1) and C2(+) products on Cu(100). The COH/C-H (grey) pathway leads to C1 as the only product whereas the OCCOH (magenta) and COH/OC-C (black) pathways both result in significant C2 production through a common intermediate dicarbon oxide (CCO*). A degree of rate control analysis shows that the total COR rate depends on energies of key surface species essentially present in the reaction pathways with a PET number (n, relative to CO) of less than two (Supplementary Fig. 3)35. In other words, reaction steps later in n than CCO* only play a role in controlling the selectivity of C2 Oxy/HC for COR. We therefore evaluate these later steps with a particular focus on different protonation steps. Neutral pH conditions for the bulk electrolyte (pH7) is considered throughout this section; however, the effect of pH will be discussed in a later section. In Fig. 2, we will show that while our energetics align closely with previous works by Calle-Vallejo et al.26 and Cheng et al.29, our barriers reveal allow for kinetic considerations regarding the formation of C2 Oxy vs. HC on Cu surfaces.
CCO*/CHCO*
Protons in solution can attack the surface-bound α-C or the dangling carbonyl bonds to produce either CHCO* or CCHO*/CCOH*, respectively. The protonation of α-C is shown to be thermodynamically more favorable and kinetically faster than the other two reaction steps, rendering CHCO* as the only possible protonation product of CCO* (Supplementary Fig. 4). Similar to CCO*, CHCO* has three possible reduction pathways, CH2CO*, OCHCH*, or CHCOH* (Fig. 2a). Specifically, OCHCH formation is enabled through formation of a surface–O bond. Of the three branching intermediates OCHCH* is the most stable and CHCOH* the least (Supplementary Fig. 5a). Despite the poorer thermodynamic stability of CHCOH*, its formation exhibits the lowest ∆Ga of 0.65 eV at URHE = 0 V; whereas the other two steps have to overcome a free energy barrier at least 0.21 eV higher. Nevertheless, these differences in ∆Ga become smaller as the overpotential increases, due to the smaller charge-transfer coefficient (β ~ 0.35) for CHCO-H than for CHC-HO (β ~ 0.45) and OCCH-H (β ~ 0.5) (Supplementary Fig. 5b). Once the three species are generated on the surface, the subsequent reaction steps are shown to be facile at reducing conditions (URHE = − 0.73 V; pH7) (Fig. 2b, d, and e). In each step trifurcating from CHCO*, the free energy of activation of the protonation reaction, ∆Ga, controls the overall rate and hence the likely reduction pathway. Therefore, it is crucial to unveil at which step in each pathway the C–O bond breaks most easily and consequently identify the product specificity of the different pathways.
The CHCOH pathway
Among the three possible protonation steps, the protonation of the hydroxyl group in CHCOH* to produce water and CCH* is the most kinetically favorable pathway (Fig. 2f and Supplementary Fig. 6). Cheng et al. also suggested the predominance of CCH formation through protonation29. And the extremely low coverage of H* (~ 10−8 monolayer) on Cu(100) strongly limits the CHCHOH formation via surface hydrogenation35. Since the C–O bond breaks easily through CHCOH-H protonation, the CHCOH pathway is consequently identified to exclusively produce C2 HCs. Once the CCH* is formed, a series of CHxCHy+1 * intermediates (x, y > 0) follows, among which CCH* → CCH2* → CHCH2* → C2H4(g) is shown to be the major pathway towards ethylene (Fig. 2b, c). The absence of C2 HC products, acetylene and ethane, observed experimentally may be attributed to the slower H-CCH protonation and CCH2-H protonation steps compared to the steps towards ethylene, i.e. CCH-H and H-CCH2, respectively. In addition, the relatively strong binding strength of HCCH* limits the desorption of acetylene and hence favors subsequent reduction.
The OCHCH pathway
Because OCHCH* is thermodynamically more stable than CHCOH* and CH2CO*, it is typically considered an inevitable intermediate in several proposed reaction mechanisms of ethylene formation26,27. As proposed by Calle-Vallejo et al.26, one of the reaction steps involves protonation of OCHCH2*, the most stable intermediate in the OCHCH* reduction on Cu(100), and simultaneous C–O bond scission to generate atomic oxygen (O*) and the release of C2H4. Here we observe that OCH2CH2* is a stable intermediate along the reaction coordinates between two TSs, thus demonstrating the disjointed nature of the reaction OCHCH2* + H+ + e− → O* + C2H4(g) (Supplementary Fig. 7). In sharp contrast to the extremely high barriers of directly producing ethylene from OCHCH2*, reducing OCHCH2* to either acetaldehyde or vinyl alcohol is almost spontaneous at reducing conditions (Fig. 2g). Vinyl alcohol is unstable in an aqueous solution at room temperature and ultimately isomerizes to acetaldehyde36. Once acetaldehyde is formed, ethanol has been experimentally validated as the only further reduced C2 product22,37. Compared to OCHCH2*, OCH2CH* and CHCHOH* as two other possible intermediates through reduction of OCHCH* are demonstrated to be less favorable (Supplementary Fig. 8). The above analysis suggests that the possible C2 products from the OCHCH pathway are limited to acetaldehyde and ethanol (Fig. 2d).
The CH2CO pathway
Adsorbed CH2CO* tends to detach from the surface and generate molecular ethenone in solution. Owing to the highly reactive nature of cumulative double bonds, ethenone is susceptible to nucleophilic attack from water to generate acetic acid, i.e., acetate at neutral and alkaline conditions (Fig. 2e). The hydration barrier was experimentally measured to be ~0.6 eV38, which is in accordance with simulations performed by Luc et al.8. Thus, the CH2CO pathway naturally contributes to the acetate generation. Stronger nucleophilicity of hydroxide anions (OH−) than water further favors the reaction between ethenone and OH− under high alkaline conditions6,8,16. The incorporation of solvent oxygen from either water or OH− is also supported by 18O isotope labeling experiments8,16. Once acetate is formed, the electrostatic repulsion between the negatively charged electrode and this anion species, will prevent the acetate from further reduction. Reducing CH2CO* toward acetaldehyde/ethanol is the relevant process competing with acetate formation, which, however, has hardly been investigated28. Protonation of CH2CO* results in surface species CH3CO*, OCHCH2*, and CH2COH*, respectively, all of which tends to be further reduced to C2 Oxys (Supplementary Figs. 9 and 10). Compared to the OCHCH pathway, the only difference lies in the ability of CH2CO pathway to produce acetate.
From this we conclude, that the production of major C2 Oxy/HC species under CO(2)R conditions stems from a common intermediate of CHCO*. The protonation steps of CHCO* play a vital role in determining the C2 product selectivity. The CHCOH pathway exclusively results in C2 HC, whereas the OCHCH and CH2CO pathways lead to C2 Oxy only.
Microkinetic model of COR and pH effects on C2 Oxy/HC selectivity
To further illustrate the important role of CHCO protonation steps for C2 Oxy/HC products, we have developed a mean-field microkinetic model that accounts for adsorbate-adsorbate interactions (see details in Supplementary Note 6)25. Given the intrinsic DFT errors (±0.15 eV) on barriers and intermediate energies and the uncertainties brought by the parameterization and the varying solvent structures, the microkinetic model only serves as a tool for qualitative comparison with experimental trends in activity and selectivity.
Figure 3a shows the trends in theoretical COR current densities on Cu(100) obtained through microkinetic modeling, which are directly comparable with the experimentally measured CO(2)R current densities on planar polycrystalline Cu (pcCu) shown in Fig. 3b. Two pH conditions were considered, neutral (pH7) and alkaline (pH13). Despite the discrepancies in the absolute magnitudes, our model accurately predicts the potential-dependent variations in activity and selectivity and reproduces several key characteristics in experimental observations:
-
When compared to methane, larger shifts in onset potentials are observed for all C2 species by varying the pH. This can be attributed to the difference in PET number (relative to CO) for the rate-determining steps (RDSs) of dominant C2 and C1 pathways at low overpotentials, i.e., OCCO-H protonation for C2 and COH-H protonation for C1. This insight has been described in detail in our previous work35.
-
Ethylene is a more abundant C2 product than ethanol and acetate. The predicted rate of ethylene relative to ethanol/acetate on Cu(100) is even higher than that experimentally obtained on pcCu, which is in agreement with observations by Hori et al.12.
-
In the low-current-density kinetically-controlled region and at pH13, the potential dependencies of ethylene, ethanol, and acetate are slightly different, indicated by a steeper Tafel slope for ethylene than for ethanol and acetate. This feature originates from the competition between multiple reaction pathways (e.g., the three parallel pathways (CHCOH, OCHCH, and CH2CO) for CHCO*, the ethenone hydration vs. CH2CO reduction for CH2CO*) and the fact that these competing pathways possess distinct potential dependencies. We will discuss the potential and pH dependencies in more details later.
We also note that the larger discrepancy in predicting acetate production at alkaline condition could be attributed to the additional pathway of nucleophilic reaction between OH− and ethenone or surface carbonyl compounds such as CCO* and CHCO*39. Furthermore, studies that attempt to determine of the Tafel slopes for CO(2)R are often based on the RDS—through \(-\frac{2.3{k}_{{{{{\mathrm{B}}}}}}T}{e(n\,+\,\beta)}\), where kB is the Boltzmann constant, T the temperature, e the elementary charge, n the PET number before the RDS, and β the charge-transfer coefficient of the RDS25,40—we note that the RDS approach of determining Tafel slopes is valid only for analyzing the total rate of CO/CO2 consumption or C1/C2 formation. To further analyze the formation of specific C2 products derived from the same intermediate formed after the RDS, the Tafel slope of each product consists of two individual components: one from the total C2 formation and the other from relative rates between different pathways. Due to the dynamic nature of the second component, one should be cautious with corresponding Tafel analysis.
Besides the variation of reaction rates with potential, pH is seen to have a profound effect on the C2 Oxy/HC selectivity (Fig. 3c). To prevent the interference from the different PET number per product molecule, we employed C2 Oxy/HC molecular ratios rather than FEs for the selectivity analysis. Experimental values were adopted from the literature where a broad range of Cu catalysts and reactor types were investigated. We classify the Cu catalysts into pcCu electrodes4,6,20,21,41, OD-Cu electrodes6,16,41, single-crystal Cu electrodes13, and high-roughness-factor (RF) Cu electrodes (mostly derived from oxide)14,15. For a fair comparison, we only considered tabulated literature values with product distribution and CO2R in 0.1 M KHCO3 electrolyte or COR in 0.1 M KOH electrolyte for Fig. 3c. The 0.1 M cation concentration was selected to be consistent with the parameters in our electric field model; albeit we show that variation of the model parameters has little effect on the overall trend (Supplementary Fig. 11). It is clearly observed that the C2 Oxy/HC molecular ratios decrease drastically when URHE decreases to approximately −0.5 V, which is then followed by a slight increase in the more negative potential region (−0.5 V to −0.85 V). Our model accurately predicts such an inverse Volcano-like characteristic. The observed discrepancy in absolute magnitudes could be attributed to the absence of undercoordinated sites on Cu(100) in our simulation, whereas undercoordinated sites present in defect- or grain-boundary-rich pcCu or OD-Cu have been suggested as C2 Oxy-specific active sites in previous studies6,13,33. We will unravel the atomistic origin of C2 Oxy-specific activity on these sites in the last section.
In general, we ascribe the experimentally observed difference between CO2R and COR in Fig. 3c to a pH effect and the different operating windows of URHE. The very high C2 Oxy selectivity of alkaline COR cannot be reasoned solely through a promoted acetate formation with increasing OH− concentration6,8,16. In fact, the ethanol/ethylene molecular ratios (with acetate formation ignored) also exhibit similar trends, suggesting a common factor underpinning this pH effect (Supplementary Fig. 12). To explore this common factor, we conducted a degree of selectivity control (DSC) analysis—a mathematical approach that explicitly links the product sensitivity to certain rate-determining reaction intermediates (see details in Supplementary Note 7). Figure 4 depicts the DSCs for ethylene, ethanol, and acetic acid as a function of potential and pH. At pH7, Cu(100) is found to be extremely selective towards ethylene, and the ethylene production is insensitive to any of the energy states in a range of URHE from approximately −0.4 V to −0.8 V; only when URHE decreases further, the difference between CHCO-HTS and OCCH-HTS becomes smaller and the CH2CO pathway starts to compete with the CHCOH pathway (Fig. 4a). The formation of C2 Oxy shown in Fig. 4b, c is strongly limited by the enhanced stabilization of CHCO-HTS (a DSC close to −1) on Cu(100). A stabilization of either CHC-HOTS and OCCH-HTS with a DSC close to 1 should favor ethanol and acetic acid formation in the −0.4 V to −0.8 V URHE potential range.
Besides the three TSs for the initial protonation of CHCO*, we also note that the relative rate of the CHCOH pathway is controlled primarily by the second protonation step (CHCOH-HTS) at low overpotentials (URHE > − 0.5 V). This factor becomes more predominant for ethylene formation at pH13, where CHCOH-HTS exhibits a significantly higher DSC than at pH7 when URHE > − 0.4 V. Such a shift with pH in the SDS is analogous to the shift in the RDS for the COH pathway to produce methane (Supplementary Fig. 3)35. Because of the additional protonation step required to produce CCH* + H2O from CHCOH*, increasing pH suppresses the CHCOH pathway at the same absolute potential (vs. standard hydrogen electrode, USHE) and consequently yields higher C2 Oxy/HC selectivity at low overpotentials (Supplementary Fig. 13). This shift also rationalizes the inverse Volcano shown in Fig. 3c. On the right leg (URHE > − 0.5 V), the SDS for C2 Oxys (mainly OCCH-HTS on Cu(100)) competes with CHCOH-HTS; while on the left leg (URHE < − 0.5 V), the SDS for C2 Oxys competes with CHCO-HTS. With this insight, we can derive a simple analytic expression for the C2 Oxy/HC molecular ratio when the CH2CO pathway is more dominant than the OCHCH pathway for C2 Oxy formation (see details in Supplementary Note 8).
On the right leg we have \(\varDelta {G}_{{{{\rm{a}}}}}^{{{{\rm{CHCOH}}}}-{{{\rm{H}}}}} \; > \; \varDelta {G}_{{{{\rm{a}}}}}^{{{{\rm{CHCO}}}}-{{{\rm{H}}}}}\), such that
whereas on the left leg we find \(\varDelta {G}_{{{{\rm{a}}}}}^{{{{\rm{CHCOH}}}}-{{{\rm{H}}}}} \; < \; \varDelta {G}_{{{{\rm{a}}}}}^{{{{\rm{CHCO}}}}-{{{\rm{H}}}}}\), such that
Here \({r}_{{{{{{\mathrm{C}}}}}}_{2}{{{{\mathrm{Oxy}}}}}}\) and \({r}_{{{{{{\mathrm{C}}}}}}_{2}{{{{\mathrm{HC}}}}}}\) are the rate of C2 Oxy and HC formation, respectively, ∆Ga, 0 the activation energy relative to CHCO* at URHE = 0. With this we can quantify the slope and intercepts of both legs. The potential and pH dependence of key intermediate energies present in Eq. (1) and Eq. (2) induces the upward shift of the inverse volcano with increasing pH on a URHE scale or, videlicet, the shift of the right leg of the volcano towards more negative potentials on a USHE scale (Fig. 4d, e). Similarly, increasing the local pH also favors the C2 Oxy formation, which is in agreement with experiments performed on high-RF Cu electrodes under neutral conditions (Supplementary Fig. 14)34,41.
In addition to the key energies determining the C2 Oxy/HC selectivity, Fig. 4b, c also reveal the competing processes governing the ethanol/acetate selectivity. Reduction steps of CH2CO*, i.e. H-CH2CO and CH2C-HO, possess a positive DSC for ethanol production but a negative DSC for acetate; in contrast, the hydration barrier of molecular ethenone exhibits the opposite trend. Especially at pH13, the acetate formation is insensitive to any of the present energies when URHE > − 0.3 V, suggesting the acetate as the most likely C2 product at small overpotentials. This is in excellent agreement with the experimental observation by Li et al6. Regardless, these energies have no effect on tuning the overall C2 Oxy/HC selectivity according to Fig. 4a.
Selectivity maps with ∆GC* and ∆GOH* as descriptors
The above computed energetics, microkinetic modeling, and the DSC analysis allow us to identify three key reaction steps that determines the C2 Oxy/HC selectivity:
A theoretical description of the C2 Oxy/HC selectivity turns into a simple scheme where TS energies of these key steps define the reaction products. Utilizing that these energies can be adequately described through scaling by ∆GC* and ∆GOH*, we have approximated the activation energies of the three protonation reactions on close-packed metal (100) surfaces (Ag, Cu, Pd, Rh, and Ni), thus allowing us to create a selectivity map across various metals (Supplementary Fig. 15). Besides the elementary metal (100) surfaces, several alloys with characteristic four-fold hollow sites (Cu3Ag, Cu3Zn, CuAg, CuZn, and Ni5Ga3(111)), as well as various Cu facets (Cu(111), Cu(211), Cu(511), Cu(310), and Cu(110)), were investigated and shown on Fig. 5. We note that the U-dependent activation energies in (i), (ii), and (iii) lead to differences in the selectivity maps at varying potentials (Supplementary Fig. 16). Similar maps based on (∆GCO*, ∆GOH*) have been introduced recently to describe selectivity towards various C1 products42. Also, maps based on (∆GCO*, ∆GC*) have been established to understand the C2/C1 selectivity, offering additional constraints to the optimal ∆GC* range that allows facile C2 production from C*35. Such constraints (as indicated by the vertical dashed lines) should be implemented as a prerequisite for the application of (∆GC*, ∆GOH*) maps in Fig. 5. Note that Fig. 5 only addresses the C2 Oxy/HC selectivity and not the activity.
The map in Fig. 5 clearly reveals that weakening the C* binding strength is the major driving force towards C2 Oxy formation, offering a different interpretation than studies where O/OH binding or oxophilicity are argued to control the C2 Oxy/HC selectivity31. For instance, despite the comparable oxophilicity, stepped Ni5Ga3(111) possesses a significantly stronger ∆GC* than Cu(211) that leads to predominant C2 HC formation as experimentally probed on Ni-Ga catalysts43. Cu-Ag9,18 and Cu-Zn alloys17 were found to selectively catalyze CO(2)R to C2 Oxy products, which also can be rationalized through the principle of lowering the C* affinity. Besides the C* affinity, the oxophilicity serves as a secondary descriptor that can help guide the selectivity of ethanol over less reduced C2 Oxy products such as acetate and acetaldehyde. Enhancing the oxophilicity essentially favors further reduction of intermediates with surface-tethered O atom, e.g. CH2CO* and OCHCH3* compared to desorption44,45.
One limitation to the selectivity map in Fig. 5 is that the decision boundaries are not hard boundaries. Most of the Cu facets are located close to the boundaries between the C2 HC- and the C2 Oxy-selective regions, highlighting their ability to produce a variety of C2+ products, but also the immense challenge of engineering Cu catalysts for CO(2)R with a single product selectivity. Pure Cu(100) facets are particularly selective towards ethylene; while undercoordinated sites on stepped Cu facets can stabilize the OCCH-HTS and CHC-HOTS relative to CHCO-HTS and consequently enhance the C2 Oxy selectivity. Cu(110) is predicted to show the highest C2 Oxy selectivity among these Cu facets, which has been experimentally validated on single-crystal Cu materials12,13. Cu(111) is another exception due to its extremely weak ∆GC* compared to other Cu facets, indicating the dominance of CH2CO pathway that exclusively leads to C2 Oxys. Luc et al. designed Cu(111)-preferential nanosheet catalysts for selective acetate production through alkaline COR, aligning extremely well with our prediction8. However, the challenges for Cu(111)-type catalysts would be (1) more negative potential required to drive C* formation that also favors methane production28,35 and (2) the strong tendency to reconstruct to Cu(100)-like facets32. Considering the extreme product sensitivity to the specific site motifs, investigating the stability of these motifs under operando conditions clearly needs more attention.
In conclusion, we have established the relevant reaction pathways for CO(2)R towards major C2 Oxy/HC products of ethylene, ethanol, and acetic acid based on first principles reaction energetics and micro-kinetic modeling. We have identified a common intermediate, CHCO*, in CO(2)R that trifurcates to all major C2 products. In contrast to previous studies, we find that the most kinetically relevant step towards ethylene formation is through the protonation of the O atom in CHCO* towards CHCOH* and subsequent dehydroxylation, which exclusively results in C2 HCs. We find that protonation of the C atoms in CHCO* and the simultaneous formation of a surface–O bond leads predominantly to C2 Oxy products such as ethanol or acetate. We also elucidate the puzzling pH effects in experimentally observed C2 Oxy/HC selectivity. The notable pH effect arises from the additional dehydroxylation step required for complete removal of the O atom in the C2 HC pathway. Alkaline conditions were found to suppress the kinetically feasible but thermodynamically less favorable pathways towards C2 HCs at low overpotential. We have used scaling relations of transition state energies of key steps to determine the C2 Oxy/HC selectivity with two thermodynamic descriptors: the adsorption energy of C* and OH*. We found that carbophilicity is the primary feature controlling the C2 Oxy/HC selectivity, while oxophilicity can be similarly important. The trends in C2 Oxy/HC selectivity revealed in this work, unveils the sensitivity of C2 Oxy formation on the electrolyte pH and the binding affinities of a catalytic surface and thus identifies the enormous challenges of obtaining a specific C2 product through CO(2)R. To overcome the above challenges, our descriptor-based approach presents a simple yet efficient way of deciphering the product-specific sites on Cu surfaces and designing new electrocatalysts more selective than pristine Cu.
Methods
Adsorption free energy calculations
Reaction energetics were calculated with density functional theory (DFT) with a periodic plane-wave implementation and ultrasoft pseudopotentials using the QUANTUM ESPRESSO code46, interfaced with the Atomistic Simulation Environment (ASE)47. We applied the BEEF-vdW functional, which provides a reasonable description of van der Waals forces while maintaining an accurate prediction of chemisorption energies48. Plane-wave and density cutoffs were 500 and 5000 eV, respectively, with a Fermi-level smearing width of 0.1 eV. psLib ultrasoft pseudopotentials were chosen. The adsorption energies on (100) surfaces of fcc transition metals were evaluated using four-layer (3 × 3) supercells with the bottom two layers constrained and a vacuum layer of 20 Å, and [4 × 4 × 1] Monkhorst-Pack k-point grids49 were used. All the cell sizes and corresponding Monkhorst-Pack k-point grids for other Cu facets and intermetallic surfaces could be found in Table S1. More details about the construction of the specific metal alloy surfaces were discussed in Supplementary Note 1. All structures were optimized until the force components were less than 0.05 eV Å−1. A dipole correction was applied to decouple the electrostatic interaction between the periodically repeated slabs. Gibbs free energy correction was applied using the harmonic oscillator approximation. Solvation correction was applied by comparing the adsorption energy calculated in a three-layer (4 × 3) supercell with or without a monolayer of explicit water on a Cu(100) slab. Detailed methods and parameters for the Gibbs free energy correction and solvation correction were shown in Supplementary Note 2 and Supplementary Note 3. Solvation corrections were calculated explicitly for intermediates where there are –O or –OH groups that can face towards the solvent. For small C1 intermediates and C2 intermediates that lie close to the surface, we assume negligible (−0.1 eV) or no (0 eV) interaction with the intermediates (as explained in Supplementary Note 3). Although strong solvation effects on OH* adsorption have been widely discussed in literature50,51, it is not currently possible to judge if the value chosen for ∆GOH* in this work is corrected or not. However, significant deviations will not affect the conclusion of this work because ∆GOH* only serves as a descriptor; OH solvation corrections would merely lead to a constant shift for the y-axis in the selectivity map of Fig. 5 while not changing the relative positions of and the trends among different materials. In addition, exchange-and-correlation functional that accounts for long-range interactions, such as BEEF-vdW, generally results in a decrease in the strength of solvation contributions to the adsorption energies, providing a possible explanation to the relatively small solvation corrections we used in this work52,53. To include the predominant effect of interfacial electric field on stabilizing some C2 intermediates, an electric field model was constructed following the same method described in ref. 35. The detailed parameters were shown in Supplementary Note 4.
Electrochemical reaction barrier calculations
Electrochemical barriers were calculated with (4 × 3) supercells and Monkhorst-Pack k-point grids of [3 × 4 × 1], respectively. All structures contained a three-layer transition metal slab, with atoms in the top layer relaxed and the rest fixed, along with a hydrogen-bonded water layer determined through minima hopping54. Further details regarding minima hopping are provided in the Supplementary Note 5. Transition state geometries and energies were calculated using the climbing-image nudged elastic band (CI-NEB) method, with the forces on the climbing image converged to less than 0.05 eV Å−1 (ref. 55) .The spring constants were tightened for images close to the saddle point56. The plane wave and charge density cutoff, exchange-correlation functional, and other parameters were the same as those used for geometry optimizations. The charge extrapolation method57 was used to deduce the activation barriers at constant potential. The Bader charge and work function for each state were calculated to estimate the energy change induced by charging. For simplicity and consistency across the literature, Bader analysis was applied as the primary spatial partitioning scheme in this study25,57. Voronoi and Hirschfeld analyses should be technically compatible with the charge extrapolation scheme, which, however, are suggested to be considered in future works. A hydronium ion was present in the initial state to act as the hydrogen source for protonation. After relaxing NEB calculations, Bader charges of the initial state, transition state, and final state are calculated by partitioning the proton-adsorbate complex such that the proton remains as part of the solvent, and using a z-plane threshold that separates the immediate water layer from the metal slab within the unit cell. The net charge of the initial state, transition state, or final state can then be determined via: net_charge = (slab_charge + ads_charge) – (neutral_slab_charge + neutral_ads_charge). Where neutral_slab_charge and neutral_ads_charge are determined as a sum of the valence number for a particle molecule/metallic slab. The effect of utilizing hydronium and water as proton sources, respectively, was discussed in detail in Supplementary Note 5. Since challenges remain for modeling electrochemical activation barriers, the underlying limitations/assumptions from our methodology are listed in Supplementary Note 9.
Microkinetic modeling
Mean-field microkinetic models were simulated with the CatMAP software package58. The CatMAP software package used in this work can be accessed and downloaded through https://github.com/SUNCAT-Center/catmap. All the elementary steps were described in Supplementary Note 6. Adsorbate-adsorbate interactions were considered for all possible reaction intermediate pairs, using the methods in Liu et al.25 in which first order adsorbate-adsorbate interactions cause a linear weakening in adsorption energies of a given intermediate when the coverage of adsorbates exceed a certain threshold (0.25 monolayers in this work). Based on previous works25,32, CO is the predominant intermediate on the Cu surface. We assume that there will be minimal coverage effects on reaction barriers and energetics aside from interactions with CO, which have been included in the model. Further details regarding micro kinetic modeling with adsorbate-adsorbate interactions are explained in Supplementary Note 6.
Data availability
The atomic structures data and corresponding energetics generated in this study have been deposited in the publically available Catalysis-hub59 repository database at https://www.catalysis-hub.org/publications/PengTrends2022. Source data are provided with this paper.
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Acknowledgements
The material for all the energetic computation and the microkinetic models on Cu is based upon work performed by the Joint Center for Artificial Photosynthesis, a DOE Energy Innovation Hub, supported through the Office of Science of the U.S. Department of Energy under Award Number DE-SC0004993. The material for energetic computation on materials other than Cu is based on work performed by the Liquid Sunlight Alliance, which is supported by the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences, Fuels from Sunlight Hub under Award Number DE-SC0021266. We acknowledge the use of the computer time allocation for the Material Simulations in Joint Center for Artificial Photosynthesis (JCAP) at the National Energy Research Scientific Computing Center, a DOE Office of Science User Facility supported by the Office of Science of the U.S. Department of Energy under Contract No. DE-AC02-05CH11231. J.H.S acknowledge funding from the Knut and Alice Wallenberg Foundation (grant nr. 2019.0586). The authors thank Dr. Tao Wang and Dr. Lei Wang for insightful discussions and helpful suggestions.
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H.-J.P., M.T.T., and F.A.-P. conceived the research idea and designed the computational models. H.-J.P. performed all the DFT calculations and analyzed all the data. H.-J.P and X.L. performed microkinetic modeling. H.-J.P., M.T.T., and X.L. analyzed all the data. J.H.S. and F.A.-P. discussed the results and commented on the manuscript. H.-J.P. wrote and revised the paper. M.T.T., J.H.S., and F.A.-P. took part in revising the paper.
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Peng, HJ., Tang, M.T., Halldin Stenlid, J. et al. Trends in oxygenate/hydrocarbon selectivity for electrochemical CO(2) reduction to C2 products. Nat Commun 13, 1399 (2022). https://doi.org/10.1038/s41467-022-29140-8
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DOI: https://doi.org/10.1038/s41467-022-29140-8
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