Abstract
Immune checkpoint inhibitors (ICIs) have minimal therapeutic effect in hormone receptor-positive (HR+ ) breast cancer. We present final overall survival (OS) results (n = 88) from a randomized phase 2 trial of eribulin ± pembrolizumab for patients with metastatic HR+ breast cancer, computationally dissect genomic and/or transcriptomic data from pre-treatment tumors (n = 52) for molecular associations with efficacy, and identify cytokine changes differentiating response and ICI-related toxicity (n = 58). Despite no improvement in OS with combination therapy (hazard ratio 0.95, 95% CI 0.59–1.55, p = 0.84), immune infiltration and antigen presentation distinguished responding tumors, while tumor heterogeneity and estrogen signaling independently associated with resistance. Moreover, patients with ICI-related toxicity had lower levels of immunoregulatory cytokines. Broadly, we establish a framework for ICI response in HR+ breast cancer that warrants diagnostic and therapeutic validation. ClinicalTrials.gov Registration: NCT03051659.
Similar content being viewed by others
Introduction
Patients with hormone receptor-positive (HR+ ) breast cancer resistant to hormonal and targeted therapies represent a large unmet clinical need1,2, given the lack effective treatments that extend survival beyond short-lived responses to successive lines of chemotherapy3. Immune checkpoint inhibitors (ICIs) have led to significant survival improvements in other solid tumors, including triple-negative breast cancer (TNBC), but have minimal therapeutic effect in HR+ disease4,5, even when combined with chemotherapy6. The biology underlying ICI resistance in HR+ breast cancer remains incompletely understood.
Intrinsic ICI resistance in HR+ disease is often attributed to the low incidence of molecular features implicated in selective ICI response in other solid tumors7, such as PD-L1 positivity8,9, mismatch repair deficiency10, high tumor mutation burden11,12, and immune infiltration13,14. However, these conclusions have largely been drawn from studies characterizing HR+ breast cancer independent of treatment, rather than in relation to clinical response to ICIs. The few studies that have investigated HR+ breast cancer treated with ICIs include minimal to no genomic or transcriptomic profiling4,5,6,15.
Clinically, ICIs are likely to advance as therapeutic options in HR+ disease only in combination with established treatments already used in this disease setting, or other agents that augment immune responses. Although the ICI pembrolizumab combined with chemotherapy improved responses in patients with early-stage HR+ breast cancer16, our trial is the first randomized study to investigate the combination of an ICI with chemotherapy in patients with metastatic HR+ breast cancer (NCT03051659)6. We previously demonstrated that pembrolizumab added to the microtubule-targeting chemotherapy eribulin did not improve objective response rates (ORR) or progression-free survival (PFS)6, and here we present the final overall survival (OS) analysis. To determine molecular correlates of differential efficacy in the subset of patients who derived clinical benefit to combination ICI and chemotherapy, we performed an integrated analysis of multi-modal molecular data from trial patients with available tumor tissue and blood samples.
Results
No overall survival benefit
A total of 88 patients with treatment-refractory, advanced HR+ metastatic breast cancer were randomized 1:1 to eribulin plus pembrolizumab or eribulin monotherapy (Supplementary Fig. 1). All patients except one were female (99%), and the median age (range) was 57 (30–76) years. Of these patients, 61% (54/88) were previously treated with 1-2 chemotherapy regimens for metastatic disease, and 72% (63/88) had liver metastases. With median follow up of 25.8 months (interquartile range [IQR] 21.4–29.8) and deaths in 74% (65/88) of patients, median OS did not differ by treatment arm: 14.3 months (95% confidence interval [CI]: 10.4–19.0) with eribulin plus pembrolizumab vs. 13.1 months (95% CI: 9.4–19.4) with eribulin alone (hazard ratio 0.95, 95% CI: 0.59–1.55, p = 0.84; Fig. 1a). A total of 65 patients underwent PD-L1 testing, of which 24 patients (36.9%) had PD-L1+ tumors determined by the modified proportion score (MPS) using the 22C3 antibody. Among these PD-L1+ patients, median OS also did not differ by treatment arm: 9.8 months (95% CI: 3.8–not reached) with eribulin plus pembrolizumab vs. 13.1 months (95% CI: 4.1-25.2) with eribulin (hazard ratio 0.97, 95% CI: 0.37–2.53, p = 0.95; Fig. 1b).
Genomic cohort characteristics
Of the 88 trial patients, 65 had available pretreatment formalin-fixed paraffin-embedded tumor samples for whole-exome sequencing (WES) and whole-transcriptome sequencing (RNA-seq), with matched germline DNA from peripheral blood mononuclear cells. After standard quality control (Methods)17, WES data from 50 patients and RNA-seq data from 30 patients were available for analysis (Supplementary Fig. 2a, b). These WES and RNA-seq cohorts had similar clinical outcomes as the overall trial cohort, demonstrated by overlapping confidence intervals (Supplementary Data File 1: Supplementary Table 1). Based on the exploratory nature of these molecular studies, significance tests aside from the gene set enrichment analyses (GSEA) were not corrected for multiple comparisons18,19.
Overall, the nonsynonymous tumor mutation burden (TMB) was 2.5 mutations per megabase (Mb), similar to previous reports in breast cancer11,20,21. When considering nonsynonymous somatic variants, 30% of tumors had TP53 mutations, 20% of tumors had PIK3CA mutations, and 18% of tumors had GATA3 mutations (Fig. 1c). The median tumor purity (the proportion of sample DNA from tumor cells) was 0.47 (IQR 0.33–0.61), and the median tumor heterogeneity (the proportion of subclonal mutations) was 0.58 (IQR 0.40–0.81). The median purity-corrected tumor ploidy (the number of chromosome pairs) was 2.10 (IQR 1.97–3.29). Individual tumor characteristics are detailed in Supplementary Data File 1 (Supplementary Table 2).
The predominant mutational signature22 in most tumors was related to aging (98% related to aging, 2% related to mismatch repair; Fig. 1c). All 6 tumors with TMB > 10 mutations per Mb had mutational signatures related to the APOBEC family of RNA and DNA-editing enzymes (Fig. 1c), as previously reported11. However, the presence of APOBEC mutational signatures was not associated with PFS overall (log rank p = 0.73) or in the ICI-treated arm (log rank p = 0.23; Supplementary Fig. 3a, b). In the RNA-seq cohort, 13% (4/30) of patients had luminal A tumors as measured by PAM5023, 33% (10/30) had luminal B tumors, 30% (9/30) had HER2-enriched tumors, 13% (4/30) had basal tumors, and 10% (3/30) were classified as normal-like tumors with gene expression resembling normal tissue. Individual PAM50 subtypes did not have longer PFS or OS when compared overall (Supplementary Fig. 3c, d), although basal tumors had a higher ORR of 75% (3/4) compared to the ORR of 19% (5/26) in non-basal tumors (Fisher’s exact p = 0.048).
To discover genomic features associated with response, we compared patients with clinical benefit (CB, n = 24) to those with no clinical benefit (NCB, n = 26) overall. CB was defined as complete or partial response by RECIST 1.124 or stable disease ≥6 months, and NCB was defined as progressive disease or stable disease <6 months. To identify features associated with selective response to anti-PD-1 therapy combined with chemotherapy, we focused our analyses on patients treated with eribulin and pembrolizumab who experienced CB (n = 12) vs. NCB (n = 15), using eribulin-only treated patients with CB (n = 12) vs. NCB (n = 11) as a non-ICI-treated control group.
Absence of TMB response association
We next investigated whether TMB correlated with anti-PD-1 response in this HR+ metastatic cohort, based on the association of TMB with ICI response in other tumors25, including TNBC12. CB patients did not have higher TMB than NCB patients in the ICI-treated cohort (Mann–Whitney–Wilcoxon [MWW] p = 0.83; Fig. 1d). Stratification of TMB by RECIST response group confirmed the lack of an association between TMB and response in ICI-treated tumors (MWW p = 0.24 between partial response [PR] and progressive disease patients [PD]; Fig. 1e). TMB was also not associated with CB or RECIST response in the overall cohort or in the eribulin alone group (Supplementary Fig. 3e–h). As only 15% (4/27) of patients in the ICI-treated group had high TMB > 10 mutations/Mb, these findings underscore both the lack of direct correlation between TMB as a continuous variable and response to ICI plus eribulin in metastatic HR+ breast cancer, as well as the known low prevalence of high TMB in this disease11,20,21, which precluded a powered analysis of high TMB with CB in our cohort.
Tumor heterogeneity and purity associated with resistance
We then examined whether tumor ploidy, heterogeneity, and purity were related to ICI resistance based on prior work showing that these genomic features associated with PD-1 resistance in melanoma17. While tumor ploidy was not associated with ICI response (Fig. 2a), nor with overall or eribulin response (Supplementary Fig. 4a), tumor heterogeneity was higher in NCB vs. CB patients (MWW p = 0.03) and in PD vs. PR patients (MWW p = 0.04) treated with the ICI chemotherapy combination (Fig. 2b). Tumor heterogeneity similarly associated with overall resistance and eribulin resistance (Supplementary Fig. 4b), suggesting that this genomic feature may correlate with general therapeutic resistance rather than ICI-specific resistance. In contrast, tumor purity was selectively associated with ICI resistance in our cohort. Tumor purity trended towards being higher in NCB vs. CB patients (MWW p = 0.08) and was higher in PD vs. PR patients (MWW p = 0.02) treated with the ICI chemotherapy combination (Fig. 2c). Tumor purity associated with overall resistance but not eribulin resistance (Supplementary Fig. 4c), indicating that the association of tumor purity with resistance may be specific to ICI-based therapies.
In the overall cohort, patients with tumors that had top quartile heterogeneity or purity had shorter PFS (log rank p = 0.012 and 0.045, respectively, Fig. 2d, e), even after adjustment for clinical confounders (heterogeneity hazard ratio for progression 3.14, 95% CI: 1.36–7.26, p = 0.008; purity hazard ratio 2.25, 95% CI: 0.96–5.24, p = 0.06). Within the eribulin pembrolizumab arm, top quartile heterogeneity was not associated with PFS (log rank p = 0.1, Supplementary Fig. 4d), perhaps related to the smaller sample size, while patients with tumors that had top quartile purity trended towards having shorter PFS (log rank p = 0.054, Supplementary Fig. 4d), even after adjustment for clinical confounders (hazard ratio for progression 4.18, 95% CI: 1.37–12.74, p = 0.01).
Absence of single gene correlates of response
We then performed an unbiased analysis for single-gene predictors of response to ICI-based therapy across all mutated genes detected in this cohort. Before correcting for multiple hypothesis testing, no single-gene nonsynonymous somatic variant was associated with CB to eribulin and pembrolizumab, CB overall, or CB to eribulin alone at unadjusted Fisher’s exact p < 0.02 (Supplementary Fig. 5a–c), underscoring the large sample sizes needed for sufficient power to detect these associations26. Similarly, no single-gene amplification or homozygous deletion was associated with CB to eribulin and pembrolizumab, CB overall, or CB to eribulin alone at unadjusted Fisher’s exact p < 0.04 prior to multiple hypothesis testing correction (Supplementary Fig. 5d–f).
Immune gene expression associated with response
In whole transcriptome sequencing data, GSEA using the 50 Hallmark gene sets27 revealed that the top five enriched gene sets in tumors from patients with CB vs. NCB to eribulin and pembrolizumab were immune gene sets (false discovery rate (FDR) q < 0.001, Supplementary Data File 1: Supplementary Table 3), specifically the allograft rejection, interferon-gamma (IFN-γ), inflammatory response, interferon-alpha (IFN-α), and IL-6/JAK/STAT3 signaling pathways (Fig. 3a). Immune gene sets were also enriched (FDR q < 0.001) in patients with CB vs. NCB to eribulin ± pembrolizumab (Fig. 3b) and, to a lesser degree (FDR q < 0.001 to <0.05), in patients with CB vs. NCB to eribulin alone (Fig. 3c), consistent with studies indicating that eribulin itself may enhance antitumor immunity28,29. Single-sample GSEA (ssGSEA) showed a similar trend towards enrichment of these immune gene sets in CB tumors (Fig. 3d), which had higher allograft rejection and IFN-γ ssGSEA scores (MWW p < 0.05, Supplementary Fig. 6a–e), underscoring the link between immune gene expression and response.
Differential expression analysis of the allograft rejection Hallmark gene set, the most enriched gene set in ICI responders, showed that genes with higher expression in CB patients consisted of immune infiltration genes, including the MHC class II genes HLA-DMA/B expressed by antigen presenting cells, CD4 expressed classically by helper T cells, ITGB2, an integrin beta chain for T cell adhesion and transmigration, PTPRC, which encodes CD45, reflecting greater immune cell infiltration, and TLR2/3, encoding toll-like receptors expressed on dendritic cells and other immune cells (MWW p < 0.05; Supplementary Fig. 7a). Some of these genes were also more highly expressed in CB patients overall and eribulin-only CB patients (Supplementary Fig. 7b, c).
Antigen presentation associated with response
In a focused analysis of antigen presentation genes (Supplementary Data File 1: Supplementary Tables 4 and 5), previously found to be associated with ICI response in melanoma17, MHC-II-associated HLA genes and NLRC5, which positively regulates MHC-I antigen presentation, demonstrated higher expression in tumors with CB vs. NCB to eribulin and pembrolizumab (MWW p < 0.05; Supplementary Fig. 7d). Tumors with overall CB and eribulin-specific CB similarly displayed greater expression of MHC-I and II-associated HLA genes (Supplementary Fig. 7e, f). Tumors with overall CB further had elevated antigen presentation ssGSEA scores (MWW p = 0.008; Supplementary Fig. 8a). Patients with tumors that had high antigen presentation ssGSEA scores above the median had longer PFS (5.8 vs. 3.4 months, log rank p = 0.04, Fig. 3e), even after adjustment for clinical confounders (hazard ratio for progression 0.27, 95% CI: 0.09–0.77, p = 0.01), and longer OS (25.2 vs. 10.6 months, log rank p = 0.02, Fig. 3f), but not after adjustment for clinical factors (hazard ratio for death 0.40, 95% CI: 0.14–1.15, p = 0.09). Above median antigen presentation scores were not associated with PFS in analyses stratified by treatment arm (Supplementary Fig. 8b, c), where small sample sizes limited power.
To determine whether the greater MHC-II gene expression in CB tumors correlated with tumor or immune cells, we evaluated the dendritic cell genes ITGAX and FLT3 and the macrophage gene ITGAM, corresponding to the CD11b protein expressed on the surface of macrophages. Of these, only ITGAX, encoding the CD11c transmembrane protein found at high levels on dendritic cells, had greater expression in tumors with CB vs. NCB to eribulin and pembrolizumab (transcripts per million [TPM] 138 vs. 63, MWW p = 0.02) but not to eribulin alone (median TPM 97 vs. 94, MWW p = 0.38, Supplementary Fig. 8d, e). Together with the finding of enriched MHC-II antigen presentation in tumors with CB vs. NCB to eribulin and pembrolizumab, these data suggest that the antigen-presenting role of dendritic cells, which is essential for the priming of T cell responses30, may contribute to selective responses to this ICI-chemotherapy regimen.
Tumor immune infiltration correlates with response
Consistent with the immune gene set enrichment in responders, immune cell deconvolution analyses of bulk RNA sequencing data showed larger global immune infiltrates in tumors from CB vs. NCB patients overall (Methods; p = 0.001; Fig. 4a) and within each treatment arm (p = 0.02 for eribulin pembrolizumab, p = 0.03 for eribulin; Supplementary Fig. 9a). The immune cell composition of these infiltrates consisted of both T and myeloid cell populations. Tumor infiltrating lymphocytes were higher in CB vs. NCB tumors overall (p = 0.01; Fig. 4b), with a similar trend within each treatment arm (Supplementary Fig. 9b). As for T cell subtypes, CB tumors had more resting memory CD4 T cells (p = 0.01, Fig. 4c) and follicular helper T cells (p = 0.02; Fig. 4d). With regards to myeloid cell populations, CB tumors had more M2 (pro-tumor) macrophages (p = 0.02; Fig. 4e) and trended towards having more M1 (anti-tumor) macrophages (p = 0.05; Fig. 4f), implying that the presence of macrophages is associated with CB and that more work is needed to understand the true phenotype of these macrophages.
Estrogen signaling associated with resistance
Transcriptional analysis also indicated molecular determinants of resistance to this ICI-chemotherapy regimen in HR+ breast cancer. Of the Hallmark gene sets27, the top two enriched pathways in patients with NCB to eribulin and pembrolizumab were early and late estrogen response pathways (FDR q values < 0.001 and 0.006, respectively, Fig. 5a). Early estrogen response gene set enrichment was also associated with NCB to eribulin with or without pembrolizumab overall (FDR q value < 0.001, Fig. 5b), while protein secretion gene set enrichment was associated with NCB to eribulin alone (FDR q value < 0.001, Fig. 5c).
Additionally, ssGSEA showed a trend towards greater estrogen response gene set enrichment in NCB tumors (Fig. 5d), although this was not statistically significant (Supplementary Fig. 9c, d). Patients with tumors that had top quartile early estrogen response ssGSEA scores had shorter PFS (2.1 vs. 4.5 months, log rank p = 0.0012, Fig. 5e), even after adjustment for clinical confounders (hazard ratio for progression 12.2, 95% CI 2.9–52.3, p = 0.0007), and a non-significant trend towards better OS (19.0 vs. 12.4 months, log rank p = 0.13, Fig. 5f). Furthermore, tumors with top tertile early and late estrogen response ssGSEA scores had lower expression of some antigen presentation genes than tumors with bottom tertile scores (Supplementary Fig. 9e, f; Supplementary Data File 1: Supplementary Table 6), suggesting that reduced antigen presentation may be one immune resistance strategy employed by tumors with high estrogen signaling, as demonstrated by prior preclinical work31.
Integration of genomic and transcriptomic features
To understand the interplay between the genomic and transcriptomic features we identified, we calculated the Spearman’s correlation coefficients between response predictors (Fig. 6a) and performed hierarchical clustering on these correlation coefficients (Fig. 6b). Tumor infiltrating lymphocytes, immune infiltrate, and antigen presentation score all clustered together, suggesting the same underlying biology. Tumor purity was negatively correlated with this cluster, suggesting that high tumor purity reflects lower immune infiltration, as previously shown in melanoma17. Tumor heterogeneity and estrogen response score were independent from the immune-infiltrated cluster and tumor purity, implying distinct biological mechanisms of resistance. Altogether, these results suggest a framework for ICI response in HR+ breast cancer in which greater antigen presentation augments responses in non-immune infiltrated tumors, while genomic heterogeneity and estrogen signaling reduce responses in immune-infiltrated tumors (Fig. 6c). This framework identifies potential ICI combination strategies for enhancing the antitumor immune response in HR+ breast cancer, including partner agents that enhance antigen presentation, for instance by inducing innate immune responses, and those that block estrogen signaling, namely endocrine therapies.
Immunosuppressive cytokine associated with resistance
Given the role of cytokines in regulating immune responses coupled with previous studies showing a link between circulating cytokines and ICI response in melanoma32,33, we hypothesized that immune-related cytokines may correlate with response and analyzed pre- and on-treatment plasma samples in patients with CB vs. NCB, adjusted for treatment arm (Methods). Of 58 patients with pre-treatment cytokine analyses, 38 (66%) were treated with eribulin and pembrolizumab, while 20 (34%) were treated with eribulin alone. Of these patients, 30 (52%) had CB, while 28 (48%) had NCB. Of the 14 cytokines passing quality control and adjusted for batch effect and treatment arm, only the immunosuppressive cytokine MHC class I polypeptide-related sequence B (MICB), which dampens natural killer and T cell activation34,35, showed a trend towards higher pre- and on-treatment levels in patients with NCB (Van Elteren p = 0.06 and 0.02, respectively; Supplementary Fig. 10a, Supplementary Data File 1: Supplementary Table 7).
Reduced immunoregulatory cytokines in immune-related toxicity
Based on prior work showing that cytokines may predict immune-related adverse events (irAEs) in other solid tumors36,37, we hypothesized that cytokine changes may also distinguish irAEs in breast cancer and analyzed matched pre- and on-treatment plasma samples in pembrolizumab-treated patients with irAEs compared to those without irAEs (Methods). Of the 44 patients in the trial treated with eribulin and pembrolizumab, 21 (48%) had irAEs, including 2 patients who experienced both immune-related colitis and grade 5 sepsis6. Compared to other trials of ICIs with chemotherapy in metastatic breast cancer, this irAE frequency was similar to ENHANCE-1 (pembrolizumab with eribulin; 43%)38 and IMpassion130 (atezolizumab with nab-paclitaxel; 57%)8 but higher than KELLY (pembrolizumab with eribulin; 25%)39 and KEYNOTE-355 (pembrolizumab with nab-paclitaxel, paclitaxel, or gemcitabine plus carboplatin; 26%)40, indicating wide heterogeneity that may be attributable to the lack of a standardized definition for irAEs41,42. In the present trial, patients with vs. without irAEs had no difference in PFS or OS (HR for progression 0.8, 95% CI 0.5–1.4, p = 0.5; HR for death 0.8, 95% CI 0.4–1.4, p = 0.4; Supplementary Data File 1: Supplementary Table 8), which differs from previous studies showing that irAEs correlate with improved ICI responses43,44, likely because our analysis addressed the possibility of guarantee-time bias45.
At the pre-treatment baseline timepoint, only the chemokine CCL3 (also known as macrophage inflammatory protein 1-alpha [MIP1a]), which has been associated with irAEs in melanoma36,46, had higher levels in patients with vs. without irAEs (MWW p = 0.0006, Supplementary Fig. 10b, Supplementary Data File 1: Supplementary Table 9). Conversely, five other immunoregulatory cytokines had lower pre-treatment baseline levels in patients with vs. without irAEs, specifically MICB, interleukin-2 receptor alpha chain (IL-2RA), interleukin-23 (IL-23), angiopoietin-2 (Ang2), and CX3CL1, also known as fractalkine (Supplementary Fig. 10c–g, Supplementary Data File 1: Supplementary Table 9), mirroring prior work showing lower baseline levels of immunoregulatory cytokines in patients with irAEs37. These same five cytokines also had lower on-treatment levels in patients with vs. without irAEs at timepoints matched to irAE occurrence (Supplementary Fig. 10c–g, Supplementary Data File 1: Supplementary Table 9), suggesting a possible protective effect against immune-related toxicity. The immunosuppressive cytokine interleukin-1 receptor antagonist (IL-1RA) had a greater fold-change increase in patients with irAEs compared to those without irAEs (33% increase vs. no change, unadjusted MWW p = 0.05; Fig. 6d, Supplementary Data File 1: Supplementary Table 10), in line with other work showing melanoma patients who experience irAEs have increased levels of IL-1RA36,46.
To contextualize these changes and isolate the effect of pembrolizumab, we measured on-treatment cytokine changes in patients receiving eribulin and pembrolizumab who did not experience immune-related toxicity compared to patients treated with eribulin alone as a control group. Paired analyses of matched pre- and post-treatment samples showed that both IL-2RA and MICB increased in patients on eribulin and pembrolizumab (median fold-change increases of 43% and 27%, Wilcoxon signed-rank p = 0.0005 and 0.03 compared to no change, respectively, Supplementary Data File 1: Supplementary Table 11). These two cytokines also had greater on-treatment increases in patients treated with combination therapy compared to patients treated with eribulin alone (MWW p = 0.01 for both, Fig. 6d, Supplementary Data File 1: Supplementary Table 11). The increases in IL-2RA and MICB observed with pembrolizumab exposure, in conjunction with their lower baseline and on-treatment levels in patients with vs. without irAEs, indicate that these cytokines may mediate tighter immune regulation in response to pembrolizumab that may contribute to the prevention of immune-related toxicity and, in the case of higher MICB, also worse ICI responses.
Discussion
In this study, we analyzed multimodal molecular data from patients with metastatic HR+ breast cancer treated with pembrolizumab and eribulin compared to eribulin alone. Although there was no OS difference in the randomized trial (hazard ratio 0.95, 95% CI: 0.59–1.55, p = 0.84), the results of this analysis elucidate molecular mechanisms contributing to the critical dilemma of ICI resistance in HR+ disease. Our data show that ICI resistant HR+ tumors not only have lower levels of immune infiltration but also greater tumor heterogeneity and estrogen signaling (Fig. 6c), as well as lower antigen presentation that may be mediated in part by immune cells, specifically fewer dendritic cells. We further demonstrate that patients with irAEs had lower levels of immunosuppressive cytokines, suggesting that looser immune regulation may increase the risk of immune-related toxicity.
Our results highlight several tumor-intrinsic mechanisms of resistance ranging from genomic characteristics to estrogen signaling. Tumor heterogeneity and tumor purity were associated with ICI resistance, as previously found in melanoma17. Tumor heterogeneity has been linked to poor prognosis across multiple tumor types and treatments47,48,49, as heterogeneous tumors have more subclonal mutations and higher rates of mutagenesis with increased probability of preexisting or rapidly evolving resistance. As tumor heterogeneity was associated with resistance to both combination therapy and eribulin alone, tumor heterogeneity may be a marker of general therapy resistance rather than ICI-specific resistance. Nonetheless, these results raise the question of whether higher tumor heterogeneity contributes to the lower ICI response rates observed in more heavily treated HR+ breast cancers compared to treatment-naïve tumors6,16. In contrast, high tumor purity was associated with resistance to ICI therapy but not with resistance to eribulin alone and therefore may reflect a weaker anti-cancer immune response, as indicated by the inverse correlation between tumor purity and immune infiltration. Moreover, our findings that high estrogen signaling associated with ICI resistance and reduced antigen presentation not only mirror previous work showing that oncogenic signaling induces ICI resistance50,51,52,53,54,55, but also raise a possible mechanism of immune exclusion by which HR+ breast cancer evades T cell recognition by hiding tumor antigens. These data suggest that endocrine therapies to block estrogen signaling may enhance ICI responses in this patient population.
Our transcriptomic data further showed that immune infiltration and antigen presentation associated with response, supporting extensive prior work in other solid tumors14,56,57,58,59,60,61,62. While certain intratumoral T cell infiltration patterns correlate with unfavorable outcomes in early-stage HR+ breast cancer63,64,65, our finding of immune gene enrichment in tumors with improved responses to both ICI and non-ICI regimens suggests that immune infiltration may delineate metastatic HR+ tumors with a higher probability of general therapeutic response. The finding that M2 (pro-tumor) and M1 (anti-tumor) macrophages both associated with benefit highlights the complexity of tumor associated macrophages, as the M2/M1 dichotomy does not reflect the plasticity of macrophages in the tumor microenvironment and warrants further analysis at the single cell level66,67. Further, our observation that antigen presentation correlates with response matches a prior report of HLA class I expression predicting response to chemotherapy in early-stage HR+ disease68. The association of antigen presentation with improved survival in our study may be related to the inclusion of HLA class II expression, as indicated by prior studies demonstrating the importance of MHC-II in ICI response in other solid tumors17,62,69. The greater ITGAX expression in our ICI responders indicates that higher MHC-II gene expression may be mediated by dendritic cells and calls for single cell transcriptomic studies to confirm this finding.
Lastly, our plasma proteomic analysis demonstrated higher levels of several immunoregulatory cytokines in patients without irAEs, suggesting that these cytokines may have mediated a protective effect against immune-related toxicity, such as IL-2RA, in maintaining regulatory T cells70, and IL-23, in maintaining intestinal barrier function71. Our findings of lower circulating IL-2RA and IL-23 in patients with irAEs is consistent with the reduced IL2, IL23A, and IL23R gene expression found in colon samples from patients with ICI-related colitis72. In our patients with irAEs, the greater baseline level of MIP1a and on-treatment increase in IL-1RA also echo prior studies that found amplified levels of these cytokines in patients with irAEs36,46,73. Notably, circulating biomarker analyses in melanoma patients demonstrated that elevated fractalkine contributed to a gene signature predictive of irAEs36 and that increases in IL-2RA coincided with the development of symptomatic pneumonitis73. In contrast, we identified that fractalkine and IL-2RA were higher in metastatic HR+ breast cancer patients who did not experience irAEs, which underscores the importance of investigating disease-specific ICI-related toxicity.
In light of the small sample size and lack of multiple comparisons correction in all but the GSEA findings, our results require validation in independent and larger cohorts, as minimal data were publicly available on molecularly sequenced HR+ tumors treated with ICIs for validation at the time of this study. Further, as mostly archival tumor specimens were available for study, the somatic alteration and transcriptional program landscapes may have further evolved prior to ICI treatment, and these changes would not be captured by the current study. In addition, our findings may not reflect mechanisms underlying response to ICI monotherapy, as the ICI regimen included chemotherapy and the treatment arms showed no difference in clinical outcomes. Finally, while the overall trial was powered to conclude no clinical benefit of adding pembrolizumab to eribulin, the small molecular cohort sizes have limited power to conclude that the negative molecular findings are true negatives rather than false negatives. In fact, the lack of immunotherapy benefit observed in our small PD-L1-positive cohort may be a false negative, based on larger trials in metastatic triple-negative breast cancer showing that immunotherapy added to chemotherapy improves clinical outcomes in patients with PD-L1-positive disease8,40. This question of whether immunotherapy benefits PD-L1-positive hormone-receptor positive breast cancer will be better answered by the ongoing randomized trial of the antibody drug conjugate sacituzumab govitecan ± pembrolizumab in 110 patients with PD-L1-positive metastatic hormone receptor-positive breast cancer (NCT04448886).
Our study nonetheless demonstrates the value of integrating rich clinical data with molecular tumor characterization, and it provides critical insights into immunogenomic mechanisms underlying therapeutic response in HR+ breast cancer. If these results are confirmed, tumor heterogeneity and immune infiltration could contribute to a tumor classification system to better select patients for ICI-based therapies, and ICI combination agents that promote antigen presentation or reduce estrogen signaling, such as endocrine therapies, should be explored in clinical trials as partner agents to augment the clinical benefit of ICIs for patients with HR+ tumors (Fig. 6c). This study thus provides a foundation for the development of evidence-based therapeutic selection strategies and rationale combination regimens to combat ICI resistance in HR+ breast cancer.
Methods
Patient cohort and clinical endpoints
The overall trial was a randomized, open-label, phase II study of eribulin mesylate with or without pembrolizumab for patients with HR+/HER2− metastatic breast cancer6. Eligible patients had received 0–2 prior lines of chemotherapy in the advanced disease setting and were required to have received at least 2 prior lines of endocrine therapy in either the adjuvant or metastatic setting, unless the treating physician determined that they were not appropriate candidates for endocrine therapy.
Patients received eribulin 1.4 mg/m2 on days 1 and 8 of each 21-day cycle with or without pembrolizumab 200 mg IV on day 1 of each 21-day cycle. ORR was determined using RECIST v1.1 criteria24. PFS was defined as the time between the date of study randomization and the date of documented disease progression or death due to any cause. For patients without documentation of progression or death, PFS was censored on the last date the patient was known to be alive without progression prior to the start of another systemic therapy. OS was defined as the time between the date of protocol therapy initiation and the date of death from any cause. For subjects without documentation of death, OS was censored on the last date the patient was known to be alive.
Participating centers consisted of Dana-Farber Cancer Institute, Massachusetts General Hospital, and Beth-Israel Deaconess Medical Center. The institutional review board (IRB) at each institution approved the study protocol, and all patients provided written informed consent prior to study entry. The study was monitored by the Dana-Farber/Harvard Cancer Center Data Safety Monitoring Board and complied with all ethical regulations.
Samples
Samples were collected retrospectively and prospectively at the participating sites. Excision or biopsy of breast cancer tissue was preserved as formalin-fixed and paraffin-embedded (FFPE) specimens. Of the 52 samples with either WES or RNA-seq data, 56% (28/52) were archival primary tumors, 30% (15/52) were metastatic tumors, and 14% (7/52) were obtained at baseline prior to initiating protocol therapy.
PD-L1 testing
Tumors from 65/88 (74%) patients underwent PD-L1 testing assessed centrally by QualTek using the 22C3 antibody. Results were reported as the modified proportion score (MPS), defined as the proportion of cells, including both tumor and mononuclear inflammatory cells, located within tumor nests that stained for PD-L1. A tumor sample was determined to be PD-L1 positive if the MPS score was ≥1. The MPS score was used here and in the original publication of the trial results6, because it was the standard PD-L1 assay for pembrolizumab at the time of the trial.
Whole exome sequencing
Whole exome sequencing was performed at the Broad Institute on formalin-fixed paraffin-embedded tumor samples using Illumina’s ICE hybrid-capture bait set17,26,74. Germline DNA was obtained from peripheral blood mononuclear cells. Tumor and germline DNA were sequenced on an Illumina HiSeq 2500 with a 76 base paired-end sequencing protocol, targeting a coverage depth of 50x for tumor samples and 25x for germline samples. Exome sequencing data alignment and initial processing was performed using the Broad Institute Picard pipeline. BAM files were uploaded into Terra (https://app.terra.bio/). Sequencing data were passed through additional quality control and processing methods in Terra. Quality-control (QC) cutoffs were mean target coverage > 45X (tumor) and > 20X (matched normal; GATK Depth of Coverage75), cross-contamination of samples estimation (ContEst76) < 10%, tumor purity (ABSOLUTE77, FACETS78) ≥ 10%, and tumor-in-normal contamination (deTIN79) < 30%. A total of 3 samples were excluded, because they did not meet these QC criteria (Supplementary Fig. 2a).
We used an adaptation of the Getz Lab Cancer Genome Analysis WES pipeline (https://docs.google.com/document/d/1VO2kX_fgfUd0x3mBS9NjLUWGZu794WbTepBel3cBg08) developed at the Broad Institute to call, filter and annotate somatic mutations with modifications to enhance variant classification. For variant calling, the MuTect 1.0 method80 was employed to identify somatic single-nucleotide variants with computational filtering of artifacts introduced by DNA fixation procedures75 and DNA oxidation during sequencing81. Strelka was used to identify small insertions or deletions82, and panel of normal filtering was utilized for rare artifacts specific to the bait set used80. Oncotator was applied to annotate identified alterations83. All identified mutations are included in the Supplementary Source Data file.
Tumor mutation burden was defined as the nonsynonymous mutational burden normalized by megabases covered at adequate depth to detect variants with 80% power using MuTect given estimated tumor purity by ABSOLUTE26. The number of bases covered at a given depth threshold in the tumor was determined using the GATK DepthOfCoverage method75. Tumor purity and ploidy were estimated using ABSOLUTE77 and FACETS78. Tumor heterogeneity was defined as the proportion of mutations in each sample that were inferred to be subclonal. As per our prior work17, subclonal mutations were identified as those having a cancer cell fraction < 0.8 estimated by ABSOLUTE77. The R package deconstructSigs84 was applied to identify mutational signatures of individual tumor samples using the validated COSMIC signatures (mutational signatures version 2) previously found in breast cancer (signatures 1, 2, 3, 5, 6, 8, 10, 13, 17, 18, 20, 26, and 30)22,85.
The total number of copy number alterations for each tumor was calculated using an adapted binary segmentation method (ReCapSeg)86, and genes were annotated with Oncotator83. Allelic copy number alterations were identified by incorporating heterozygous single-nucleotide polymorphisms into the binary segmentation method (Allelic CapSeg). Allelic segments were adjusted for tumor purity and ploidy. Allelic amplifications and deletions were then called integrating the purity- and ploidy-corrected allelic copy number, and gene-level copy number alterations were determined (Supplementary Source Data file)77.
Whole transcriptome sequencing
Whole transcriptome sequencing was performed at the Broad Institute on FFPE samples with sufficient RNA quality (DV200 > 20%) using strand specific transcriptome capture17,74. RNA was sequenced on an Illumina HiSeq 2500 with a 101 base paired-end sequencing protocol, targeting a depth of 50 million reads. RNA-seq results were aligned with STAR and then quantified with RSEM to yield gene-level expression in transcripts per million (TPM)87,88, included in the Supplementary Source Data file. RNA-seq QC cutoffs included > 10 million absolute number of reads, >15,000 genes detected, and >10% of total reads with ambiguous alignment. A total of 4 samples were excluded, because they did not meet these QC criteria (Supplementary Fig. 2b). The following alignment metrics were also considered: percentage of uniquely mapped reads, average mapped read length, number of splices, mismatch rate per base, percentage of multi-mapped reads, percentage of reads mapped to too many locations, percentage of unmapped reads due to too many mismatches, percentage of unmapped reads due to reads being too short, and percentage of unmapped reads due to other reasons. The remaining samples were clustered across these alignment metrics using principal-component analysis, which revealed no outlier samples.
PAM50 subtype was computed using the R package genefu89. Gene pathway expression was evaluated with GSEA27 (https://gsea-msigdb.github.io/gsea-gpmodule/v20/index.html) using the Hallmark gene sets from the Molecular Signatures Database90 with upper quantile normalized TPM values and 1,000 gene set permutations on the Gene Pattern website (https://cloud.genepattern.org/). Also on the Gene Pattern website, ssGSEA91 (https://gsea-msigdb.github.io/ssGSEA-gpmodule/v10/index.html) was performed to generate nonparametric gene set scores for individual samples, included in the Supplementary Source Data file. Tumor immune cell composition was determined with the original CIBERSORT92 method within the CIBERSORTx deconvolution algorithm (https://cibersortx.stanford.edu/)93, inputting the RNA-seq TPM matrix for the cohort and using absolute mode on the LM22 gene set with quantile normalization disabled, 1,000 permutations, and B mode batch correction to correct for the batch differences between the RNA-seq data in this study and the LM22 signature, which was derived from microarray data. These results are included in the Supplementary Source Data file. Tumor infiltrating lymphocytes were calculated as the sum of T cells, NK cells, B cells, and plasma cells inferred by CIBERSORTx93.
Statistical analysis
Continuous molecular variables were compared between CB vs. NCB groups using the non-parametric MWW test with the wilcox.test() or stat_compare_means(method = ‘wilcox’) R function. The proportion of tumors with mutation and copy number alterations were compared with two-sided Fisher’s exact tests (fisher.test() R function). Two-sided 95% confidence intervals for ORRs were calculated with the Clopper-Pearson method (clopper.pearson.ci() R function). Boxplots and volcano plots were created with the R packages gplots and ggplot2. Kaplan-Meier analyses and Cox proportional-hazards models (coxph() R function) were performed with the R packages survival and survminer to evaluate the association of molecular correlates with survival. The median follow up time was estimated using the Kaplan-Meier estimate of the censoring function. The IQR of the follow-up was also estimated from the Kaplan-Meier estimate using the 25th and 75th percentiles of the distribution. Cox proportional-hazards models were adjusted for clinical confounders, specifically age, performance status, prior lines of chemotherapy, and bone-only metastases. Significance testing for differences in PFS and OS were calculated using the log-rank test (ggsurvplot (survfit()) R function) at a significance level of p < 0.05. To address the potential for guarantee-time bias45, an extended Cox proportional-hazards analysis with time-dependent covariates and one- and two-month conditional landmark analyses were performed for the calculation of PFS and OS classified by the incidence of irAEs. All comparisons were two-sided with an alpha level of 0.05. The false discovery rate for GSEA was controlled with the Benjamini-Hochberg method using a threshold of q < 0.05. Spearman’s correlation coefficients were calculated with the ggcorr (method = ‘spearman’) R function, and hierarchical clustering was performed using the heatmap() R function. All statistical analyses were performed in SAS 9.4 and R 3.5.1.
Plasma proteomic samples
We investigated changes in cytokines between patients with CB vs. NCB and between ICI-chemotherapy-treated patients with vs. without irAEs compared to chemotherapy-only treated patients. Of the 88 patients enrolled in the trial, 20 patients treated with eribulin and pembrolizumab and 1 patient treated with pembrolizumab alone in cross-over were identified as having experienced grade 2 or above immune-related toxicity, of which 19 had paired baseline and on-treatment at the time of irAE plasma samples. The timepoint closest to the irAE was used as the reading at first AE, unless the baseline timepoint was closest. In that event, the second blood draw timepoint was used, which occurred for 10 patients. Baseline and matching on-treatment plasma samples at the time of first irAE were obtained from 19 patients treated with combination therapy who did not experience irAEs, as well as 19 patients treated with eribulin alone.
Analysis
These plasma samples were analyzed using the FLEXMAP 3D Luminex multiplex cytokine analysis platform xPONENT. A dilution factor of 2x was used for every cytokine. Samples that had readings lower than the lowest standards were excluded from the analysis. Data for the eribulin and pembrolizumab group without irAEs was obtained at a later date, so batch correction was performed using an established algorithm to align the measurements from the two batches94. This batch corrected cytokine data is available in the Supplementary Source Data file. Comparisons by CB were adjusted for treatment arm with non-parametric Van Elteren tests, and comparisons by irAE groups were calculated with non-parametric MWW tests. All p-values are nominal and have not been adjusted for multiple comparisons.
Reporting summary
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
Data availability
All reasonable requests for raw and analyzed data and materials will be promptly reviewed by the senior authors to determine whether the request is subject to any intellectual property or confidentiality obligations. Patient-related data not included in the paper may be subject to patient confidentiality. Any data and materials that can be shared will be released via a material transfer agreement. Source data are provided with this paper. All analyzed sequencing data are provided in the Supplementary Information. The raw sequencing data in this study are available in the dbGaP database under accession code phs002419.v1.p1. Data dictionaries and variable summaries are available on the dbGaP FTP site: https://ftp.ncbi.nlm.nih.gov/dbgap/studies/phs002419/phs002419.v1.p1. Source data are provided with this paper.
References
Fan, W., Chang, J. & Fu, P. Endocrine therapy resistance in breast cancer: current status, possible mechanisms and overcoming strategies. Future Med. Chem. 7, 1511–1519 (2015).
Osborne, C. K. & Schiff, R. Mechanisms of endocrine resistance in breast cancer. Annu. Rev. Med. 62, 233–247 (2011).
Twelves, C. et al. Subgroup analyses from a phase 3, open-label, randomized study of eribulin mesylate versus capecitabine in pretreated patients with advanced or metastatic breast cancer. Breast Cancer 10, 77–84 (2016).
Dirix, L. Y. et al. Avelumab, an anti-PD-L1 antibody, in patients with locally advanced or metastatic breast cancer: a phase 1b JAVELIN Solid Tumor study. Breast Cancer Res. Treat. 167, 671–686 (2018).
Rugo, H. S. et al. Safety and antitumor activity of pembrolizumab in patients with estrogen receptor-positive/human epidermal growth factor receptor 2-negative advanced breast cancer. Clin. Cancer Res. 24, 2804–2811 (2018).
Tolaney, S. M. et al. Effect of eribulin with or without pembrolizumab on progression-free survival for patients with hormone receptor-positive, ERBB2-negative metastatic breast cancer: a randomized clinical trial. JAMA Oncol. 6, 1598–1605 (2020).
Keenan, T. E., Burke, K. P. & Van Allen, E. M. Genomic correlates of response to immune checkpoint blockade. Nat. Med. 25, 389–402 (2019).
Schmid, P. et al. Atezolizumab and nab-paclitaxel in advanced triple-negative breast cancer. N. Engl. J. Med. 379, 2108–2121 (2018).
Sobral-Leite, M. et al. Assessment of PD-L1 expression across breast cancer molecular subtypes, in relation to mutation rate, BRCA1-like status, tumor-infiltrating immune cells and survival. Oncoimmunology 7, e1509820 (2018).
Le, D. T. et al. Mismatch repair deficiency predicts response of solid tumors to PD-1 blockade. Science 357, 409–413 (2017).
Barroso-Sousa, R. et al. Prevalence and mutational determinants of high tumor mutation burden in breast cancer. Ann. Oncol. 31, 387–394 (2020).
Barroso-Sousa, R. et al. Tumor mutational burden and PTEN alterations as molecular correlates of response to PD-1/L1 blockade in metastatic triple-negative breast cancer. Clin. Cancer Res. 26, 2565–2572 (2020).
Denkert, C. et al. Tumour-infiltrating lymphocytes and prognosis in different subtypes of breast cancer: a pooled analysis of 3771 patients treated with neoadjuvant therapy. Lancet Oncol. 19, 40–50 (2018).
Ayers, M. et al. IFN-gamma-related mRNA profile predicts clinical response to PD-1 blockade. J. Clin. Invest 127, 2930–2940 (2017).
Terranova-Barberio, M. et al. Exhausted T cell signature predicts immunotherapy response in ER-positive breast cancer. Nat. Commun. 11, 3584 (2020).
Nanda, R. et al. Effect of pembrolizumab plus neoadjuvant chemotherapy on pathologic complete response in women with early-stage breast cancer: an analysis of the ongoing phase 2 adaptively randomized I-SPY2 trial. JAMA Oncol. 6, 676–684 (2020).
Liu, D. et al. Integrative molecular and clinical modeling of clinical outcomes to PD1 blockade in patients with metastatic melanoma. Nat. Med. 25, 1916–1927 (2019).
Althouse, A. D. Adjust for multiple comparisons? It’s not that simple. Ann. Thorac. Surg. 101, 1644–1645 (2016).
Ranganathan, P., Pramesh, C. S. & Buyse, M. Common pitfalls in statistical analysis: the perils of multiple testing. Perspect. Clin. Res 7, 106–107 (2016).
Cancer Genome Atlas, N. Comprehensive molecular portraits of human breast tumours. Nature 490, 61–70 (2012).
Bertucci, F. et al. Genomic characterization of metastatic breast cancers. Nature 569, 560–564 (2019).
Alexandrov, L. B. et al. Signatures of mutational processes in human cancer. Nature 500, 415–421 (2013).
Parker, J. S. et al. Supervised risk predictor of breast cancer based on intrinsic subtypes. J. Clin. Oncol. 27, 1160–1167 (2009).
Eisenhauer, E. A. et al. New response evaluation criteria in solid tumours: revised RECIST guideline (version 1.1). Eur. J. Cancer 45, 228–247 (2009).
Samstein, R. M. et al. Tumor mutational load predicts survival after immunotherapy across multiple cancer types. Nat. Genet. 51, 202–206 (2019).
Miao, D. et al. Genomic correlates of response to immune checkpoint blockade in microsatellite-stable solid tumors. Nat. Genet. 50, 1271–1281 (2018).
Subramanian, A. et al. Gene set enrichment analysis: a knowledge-based approach for interpreting genome-wide expression profiles. Proc. Natl Acad. Sci. USA 102, 15545–15550 (2005).
Yoshida, T. et al. Eribulin mesilate suppresses experimental metastasis of breast cancer cells by reversing phenotype from epithelial-mesenchymal transition (EMT) to mesenchymal-epithelial transition (MET) states. Br. J. Cancer 110, 1497–1505 (2014).
Fermaintt, C. S., Hastings, S., Mooberry, S. L. & Risinger, A. L. Abstract P5-05-03: Eribulin treatment activates type 1 IFNs to promote a gene expression signature associated with antitumor immunity. Cancer Res. 80, P5-05-03 (2020).
Hilligan, K. L. & Ronchese, F. Antigen presentation by dendritic cells and their instruction of CD4 + T helper cell responses. Cell. Mol. Immunol. 17, 587–599 (2020).
Mostafa, A. A. et al. Activation of ERalpha signaling differentially modulates IFN-gamma induced HLA-class II expression in breast cancer cells. PLoS ONE 9, e87377 (2014).
Tarhini, A. A. et al. Baseline circulating IL-17 predicts toxicity while TGF-beta1 and IL-10 are prognostic of relapse in ipilimumab neoadjuvant therapy of melanoma. J. Immunother. Cancer 3, 39 (2015).
Bridge, J. A., Lee, J. C., Daud, A., Wells, J. W. & Bluestone, J. A. Cytokines, chemokines, and other biomarkers of response for checkpoint inhibitor therapy in skin cancer. Front. Med. 5, 351 (2018).
Groh, V., Wu, J., Yee, C. & Spies, T. Tumour-derived soluble MIC ligands impair expression of NKG2D and T-cell activation. Nature 419, 734–738 (2002).
Roda-Navarro, P., Vales-Gomez, M., Chisholm, S. E. & Reyburn, H. T. Transfer of NKG2D and MICB at the cytotoxic NK cell immune synapse correlates with a reduction in NK cell cytotoxic function. Proc. Natl Acad. Sci. USA 103, 11258–11263 (2006).
Lim, S. Y. et al. Circulating cytokines predict immune-related toxicity in melanoma patients receiving anti-PD-1-based immunotherapy. Clin. Cancer Res. 25, 1557–1563 (2019).
Khan, S. et al. Immune dysregulation in cancer patients developing immune-related adverse events. Br. J. Cancer 120, 63–68 (2019).
Tolaney, S. M. et al. Eribulin plus pembrolizumab in patients with metastatic triple-negative breast cancer (ENHANCE 1): a phase 1b/2 study. Clin. Cancer Res. 27, 3061–3068 (2021).
Perez-Garcia, J. M. et al. Pembrolizumab plus eribulin in hormone-receptor-positive, HER2-negative, locally recurrent or metastatic breast cancer (KELLY): An open-label, multicentre, single-arm, phase trial. Eur. J. Cancer 148, 382–394 (2021).
Cortes, J. et al. Pembrolizumab plus chemotherapy versus placebo plus chemotherapy for previously untreated locally recurrent inoperable or metastatic triple-negative breast cancer (KEYNOTE-355): a randomised, placebo-controlled, double-blind, phase 3 clinical trial. Lancet 396, 1817–1828 (2020).
Karimian, Z., Mavoungou, S., Salem, J. E., Tubach, F. & Dechartres, A. The quality of reporting general safety parameters and immune-related adverse events in clinical trials of FDA-approved immune checkpoint inhibitors. BMC Cancer 20, 1128 (2020).
Hsiehchen, D., Watters, M. K., Lu, R., Xie, Y. & Gerber, D. E. Variation in the assessment of immune-related adverse event occurrence, grade, and timing in patients receiving immune checkpoint inhibitors. JAMA Netw. Open 2, e1911519 (2019).
Maher, V. E. et al. Analysis of the association between adverse events and outcome in patients receiving a programmed death protein 1 or programmed death ligand 1 antibody. J. Clin. Oncol. 37, 2730–2737 (2019).
Riudavets, M. et al. Correlation between immune-related adverse events (irAEs) and efficacy in patients with solid tumors treated with immune-checkpoints inhibitors (ICIs). J. Clin. Oncol. 36, 3064–3064 (2018).
Giobbie-Hurder, A., Gelber, R. D. & Regan, M. M. Challenges of guarantee-time bias. J. Clin. Oncol. 31, 2963–2969 (2013).
Friedlander, P. et al. A whole-blood RNA transcript-based gene signature is associated with the development of CTLA-4 blockade-related diarrhea in patients with advanced melanoma treated with the checkpoint inhibitor tremelimumab. J. Immunother. Cancer 6, 90 (2018).
Liu, D. et al. Mutational patterns in chemotherapy resistant muscle-invasive bladder cancer. Nat. Commun. 8, 2193 (2017).
McGranahan, N. et al. Clonal neoantigens elicit T cell immunoreactivity and sensitivity to immune checkpoint blockade. Science 351, 1463–1469 (2016).
Morris, L. G. et al. Pan-cancer analysis of intratumor heterogeneity as a prognostic determinant of survival. Oncotarget 7, 10051–10063 (2016).
Spranger, S., Bao, R. & Gajewski, T. F. Melanoma-intrinsic beta-catenin signalling prevents anti-tumour immunity. Nature 523, 231–235 (2015).
Gainor, J. F. et al. EGFR mutations and ALK rearrangements are associated with low response rates to PD-1 pathway blockade in non-small cell lung cancer: a retrospective analysis. Clin. Cancer Res. 22, 4585–4593 (2016).
Lee, C. K. et al. Clinical and molecular characteristics associated with survival among patients treated with checkpoint inhibitors for advanced non-small cell lung carcinoma: a systematic review and meta-analysis. JAMA Oncol. 4, 210–216 (2018).
Peng, W. et al. Loss of PTEN promotes resistance to T cell-mediated immunotherapy. Cancer Disco. 6, 202–216 (2016).
George, S. et al. Loss of PTEN is associated with resistance to anti-PD-1 checkpoint blockade therapy in metastatic uterine leiomyosarcoma. Immunity 46, 197–204 (2017).
Skoulidis, F. et al. STK11/LKB1 mutations and PD-1 inhibitor resistance in KRAS-mutant lung adenocarcinoma. Cancer Discov. 8, 822–835 (2018).
Prat, A. et al. Immune-related gene expression profiling after PD-1 blockade in non-small cell lung carcinoma, head and neck squamous cell carcinoma, and melanoma. Cancer Res. 77, 3540–3550 (2017).
Danaher, P. et al. Pan-cancer adaptive immune resistance as defined by the tumor inflammation signature (TIS): results from The Cancer Genome Atlas (TCGA). J. Immunother. Cancer 6, 63 (2018).
Zaretsky, J. M. et al. Mutations associated with acquired resistance to PD-1 blockade in melanoma. N. Engl. J. Med. 375, 819–829 (2016).
Sade-Feldman, M. et al. Resistance to checkpoint blockade therapy through inactivation of antigen presentation. Nat. Commun. 8, 1136 (2017).
Gettinger, S. et al. Impaired HLA class I antigen processing and presentation as a mechanism of acquired resistance to immune checkpoint inhibitors in lung cancer. Cancer Discov. 7, 1420–1435 (2017).
Cristescu, R. et al. Pan-tumor genomic biomarkers for PD-1 checkpoint blockade-based immunotherapy. Science 362, eaar3593 (2018).
Rodig, S. J. et al. MHC proteins confer differential sensitivity to CTLA-4 and PD-1 blockade in untreated metastatic melanoma. Sci. Transl. Med. 10, eaar3342 (2018).
Sobral-Leite, M. et al. Cancer-immune interactions in ER-positive breast cancers: PI3K pathway alterations and tumor-infiltrating lymphocytes. Breast Cancer Res. 21, 90 (2019).
Chung, Y. R., Kim, H. J., Jang, M. H. & Park, S. Y. Prognostic value of tumor infiltrating lymphocyte subsets in breast cancer depends on hormone receptor status. Breast Cancer Res. Treat. 161, 409–420 (2017).
Stanton, S. E. & Disis, M. L. Clinical significance of tumor-infiltrating lymphocytes in breast cancer. J. Immunother. Cancer 4, 59 (2016).
Wagner, J. et al. A single-cell atlas of the tumor and immune ecosystem of human breast cancer. Cell 177, 1330–1345 e1318 (2019).
Guerriero, J. L. Macrophages: the road less traveled, changing anticancer therapy. Trends Mol. Med. 24, 472–489 (2018).
Sinn, B. V. et al. Human leucocyte antigen class I in hormone receptor-positive, HER2-negative breast cancer: association with response and survival after neoadjuvant chemotherapy. Breast Cancer Res. 21, 142 (2019).
Johnson, D. B. et al. Melanoma-specific MHC-II expression represents a tumour-autonomous phenotype and predicts response to anti-PD-1/PD-L1 therapy. Nat. Commun. 7, 10582 (2016).
Yang, Z. Z. et al. Soluble IL-2Ralpha facilitates IL-2-mediated immune responses and predicts reduced survival in follicular B-cell non-Hodgkin lymphoma. Blood 118, 2809–2820 (2011).
Shih, V. F. et al. Homeostatic IL-23 receptor signaling limits Th17 response through IL-22-mediated containment of commensal microbiota. Proc. Natl Acad. Sci. USA 111, 13942–13947 (2014).
Luoma, A. M. et al. Molecular pathways of colon inflammation induced by cancer immunotherapy. Cell 182, 655–671 e622 (2020).
Schoenfeld, J. D. et al. Pneumonitis resulting from radiation and immune checkpoint blockade illustrates characteristic clinical, radiologic and circulating biomarker features. J. Immunother. Cancer 7, 112 (2019).
Miao, D. et al. Genomic correlates of response to immune checkpoint therapies in clear cell renal cell carcinoma. Science 359, 801–806 (2018).
Van der Auwera, G. A. et al. From FastQ data to high confidence variant calls: the Genome Analysis Toolkit best practices pipeline. Curr. Protoc. Bioinformatics 43, 11.10.11–11.10.33 (2013).
Cibulskis, K. et al. ContEst: estimating cross-contamination of human samples in next-generation sequencing data. Bioinformatics 27, 2601–2602 (2011).
Carter, S. L. et al. Absolute quantification of somatic DNA alterations in human cancer. Nat. Biotechnol. 30, 413–421 (2012).
Shen, R. & Seshan, V. E. FACETS: allele-specific copy number and clonal heterogeneity analysis tool for high-throughput DNA sequencing. Nucleic Acids Res. 44, e131 (2016).
Taylor-Weiner, A. et al. DeTiN: overcoming tumor-in-normal contamination. Nat. Methods 15, 531–534 (2018).
Cibulskis, K. et al. Sensitive detection of somatic point mutations in impure and heterogeneous cancer samples. Nat. Biotechnol. 31, 213–219 (2013).
Costello, M. et al. Discovery and characterization of artifactual mutations in deep coverage targeted capture sequencing data due to oxidative DNA damage during sample preparation. Nucleic Acids Res. 41, e67 (2013).
Saunders, C. T. et al. Strelka: accurate somatic small-variant calling from sequenced tumor-normal sample pairs. Bioinformatics 28, 1811–1817 (2012).
Ramos, A. H. et al. Oncotator: cancer variant annotation tool. Hum. Mutat. 36, E2423–2429 (2015).
Rosenthal, R., McGranahan, N., Herrero, J., Taylor, B. S. & Swanton, C. DeconstructSigs: delineating mutational processes in single tumors distinguishes DNA repair deficiencies and patterns of carcinoma evolution. Genome Biol. 17, 31 (2016).
Forbes, S. A. et al. COSMIC: somatic cancer genetics at high-resolution. Nucleic Acids Res. 45, D777–D783 (2017).
Olshen, A. B., Venkatraman, E. S., Lucito, R. & Wigler, M. Circular binary segmentation for the analysis of array-based DNA copy number data. Biostatistics 5, 557–572 (2004).
Li, B. & Dewey, C. N. RSEM: accurate transcript quantification from RNA-Seq data with or without a reference genome. BMC Bioinformatics 12, 323 (2011).
Dobin, A. et al. STAR: ultrafast universal RNA-seq aligner. Bioinformatics 29, 15–21 (2013).
Gendoo, D. M. et al. Genefu: an R/Bioconductor package for computation of gene expression-based signatures in breast cancer. Bioinformatics 32, 1097–1099 (2016).
Liberzon, A. et al. The Molecular Signatures Database (MSigDB) hallmark gene set collection. Cell Syst. 1, 417–425 (2015).
Barbie, D. A. et al. Systematic RNA interference reveals that oncogenic KRAS-driven cancers require TBK1. Nature 462, 108–112 (2009).
Newman, A. M. et al. Robust enumeration of cell subsets from tissue expression profiles. Nat. Methods 12, 453–457 (2015).
Newman, A. M. et al. Determining cell type abundance and expression from bulk tissues with digital cytometry. Nat. Biotechnol. 37, 773–782 (2019).
Feng, F. et al. A computational solution to improve biomarker reproducibility during long-term projects. PLoS ONE 14, e0209060 (2019).
Acknowledgements
TEK acknowledges grant support from the National Institutes of Health (T32CA009172). MXH acknowledges grant support from the National Science Foundation (GRFP DGE1144152) and the National Institutes of Health (T32 GM008313). EAM acknowledges the Rob and Karen Hale Distinguished Chair in Surgical Oncology and the Ludwig Center at Harvard for support. We kindly thank Kate Bifolck for her editorial support to this work. Funding Merck Sharp & Dohme Corp., a subsidiary of Merck & Co., Inc., Kenilworth, NJ, USA provided financial support for this trial, and Eisai provided the drug eribulin for the trial. A Merck Oncology Translational Studies Program grant and a Dana-Farber Cancer Institute Medical Oncology grant funded the whole exome and transcriptome sequencing, as well as the cytokine assays.
Author information
Authors and Affiliations
Contributions
Conceptualization: T.E.K., J.L.G., R.B.-S., E.M.V.A. and S.M.T. Data curation: T.E.K., J.L.G., T.Y., A.G.-H., J.H., M.S. and V.A. Formal Analysis: T.E.K., J.L.G., T.Y., A.G.-H. and J.H. Funding acquisition: R.B.-S., E.M.V.A. and S.M.T. Investigation: T.E.K., J.L.G., T.Y., A.G.-H. Methodology: T.E.K., J.L.G., T.Y., A.G.-H., N.T., M.S., J.P., J.C., M.X.H., B.R., D.L. Project administration: L.A., J.P., E.S., M.S., E.M.V.A., S.M.T. Resources: G.W., L.S., R.J., I.K., N.U.L., A.P., E.P.W., E.A.M., E.M.V.A., S.M.T. Software: T.E.K., J.L.G., T.Y., A.G.-H., J.H., J.P., J.C., M.X.H., B.R. and D.L. Supervision: N.T., I.K., N.U.L., A.P., E.P.W., E.A.M., E.M.V.A. and S.M.T. Visualization: T.E.K., J.L.G., T.Y., A.G.-H. Writing—original draft: T.E.K., J.L.G., E.M.V.A. and S.M.T. Writing—review & editing: all authors.
Corresponding authors
Ethics declarations
Competing interests
R.B.-S. has served as an advisor/consultant to Eli Lilly and has received honoraria from Roche for participation in Speakers Bureau. J.L.G. is a consultant for GlaxoSmithKline (GSK), Array BioPharma, Codagenix, Verseau, and Kymera and receives sponsored research support from GSK, Eli Lilly, and Array BioPharma. I.V.L. has received institutional honoraria from Pfizer, AstraZeneca, and Amgen. M.X.H. has been a consultant to Amplify Medicines and Ikena Oncology. L.M.S. has been a consultant/advisor for Novartis and Avrobio. N.U.L. has received institutional research funding from Genentech, Cascadian Therapeutics, Array Biopharma, Seattle Genetics, Novartis, Merck, and Pfizer and has been a consultant/advisor to Seattle Genetics, Puma, and Daichii Sankyo. E.P.W. receives consulting fees from InfiniteMD and Leap Therapeutics, honoraria from Genentech, Roche, Tesaro, Lilly, and institutional research funding from Genentech. E.A.M. reports personal financial interests: research support for lab from GlaxoSmithKline; honoraria from Physician Education Resource; compensated service on Scientific Advisory Boards for AstraZeneca, Exact Sciences (formerly Genomic Health), Merck, Peregrine Pharmaceuticals, Roche/Genentech, Sellas Lifesciences, TapImmune Inc; uncompensated service on Steering Committees for BMS, Lilly, Roche/Genentech. E.A.M. reports institutional financial interests from MD Anderson: clinical trial funding from AstraZeneca, EMD Serono, Galena Biopharma, Roche/Genentech; and institutional financial interests from DFCI: clinical trial funding from Roche/Genentech (via SU2C grant). E.M.V.A. serves as a consultant/advisor to Tango Therapeutics, Invitae, Genome Medical, Dynamo, Foresite Capital, and Illumina; holds research support from Novartis and Bristol-Myers Squibb; and holds equity in Synapse, Genome Medical, Tango, and Microsoft Corp. S.M.T. receives institutional research funding from AstraZeneca, Lilly, Merck, Nektar, Novartis, Pfizer, Genentech/Roche, Immunomedics, Exelixis, Bristol-Myers Squibb, Eisai, Nanostring, Cyclacel, Odonate, and Seattle Genetics; has served as an advisor/consultant to AstraZeneca, Lilly, Merck, Nektar, Novartis, Pfizer, Genentech/Roche, Immunomedics, Bristol-Myers Squibb, Eisai, Nanostring, Puma, Sanofi, Celldex, Paxman, Puma, Silverback Therapeutics, G1 Therapeutics, AbbVie, Anthenex, OncoPep, Outcomes4Me, Kyowa Kirin Pharmaceuticals, Daiichi-Sankyo, and Samsung Bioepsis Inc. The remaining authors declare no competing interests.
Additional information
Peer review information Nature Communications thanks the anonymous reviewer(s) for their contribution to the peer review of this work.
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Source data
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons license and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/.
About this article
Cite this article
Keenan, T.E., Guerriero, J.L., Barroso-Sousa, R. et al. Molecular correlates of response to eribulin and pembrolizumab in hormone receptor-positive metastatic breast cancer. Nat Commun 12, 5563 (2021). https://doi.org/10.1038/s41467-021-25769-z
Received:
Accepted:
Published:
DOI: https://doi.org/10.1038/s41467-021-25769-z
This article is cited by
-
Tumor immune dysfunction and exclusion subtypes in bladder cancer and pan-cancer: a novel molecular subtyping strategy and immunotherapeutic prediction model
Journal of Translational Medicine (2024)
-
Integrative multi-omics analysis unveils stemness-associated molecular subtypes in prostate cancer and pan-cancer: prognostic and therapeutic significance
Journal of Translational Medicine (2023)
-
Immune landscape of breast tumors with low and intermediate estrogen receptor expression
npj Breast Cancer (2023)
-
The role of macrophages in the tumor microenvironment and tumor metabolism
Seminars in Immunopathology (2023)
-
PD-L1 blockade in combination with carboplatin as immune induction in metastatic lobular breast cancer: the GELATO trial
Nature Cancer (2023)
Comments
By submitting a comment you agree to abide by our Terms and Community Guidelines. If you find something abusive or that does not comply with our terms or guidelines please flag it as inappropriate.