Abstract
Introduction
Abnormal findings on optical coherence tomography (OCT) and electroretinography (ERG) have been reported in participants with schizophrenia spectrum disorders (SSDs). This study aims to reveal the pooled standard mean difference (SMD) in retinal parameters on OCT and ERG among participants with SSDs and healthy controls and their association with demographic characteristics, clinical symptoms, smoking, diabetes mellitus, and hypertension.
Methods
Using PubMed, Scopus, Web of Science, and PSYNDEX, we searched the literature from inception to March 31, 2023, using specific search terms. This study was registered with PROSPERO (CRD4202235795) and conducted according to PRISMA 2020.
Results
We included 65 studies in the systematic review and 44 in the meta-analysis. Participants with SSDs showed thinning of the peripapillary retinal nerve fiber layer (pRNFL), macular ganglion cell layer- inner plexiform cell layer, and retinal thickness in all other segments of the macula. A meta-analysis of studies that excluded SSD participants with diabetes and hypertension showed no change in results, except for pRNFL inferior and nasal thickness. Furthermore, a significant difference was found in the pooled SMD of pRNFL temporal thickness between the left and right eyes. Meta-regression analysis revealed an association between retinal thinning and duration of illness, positive and negative symptoms. In OCT angiography, no differences were found in the foveal avascular zone and superficial layer foveal vessel density between SSD participants and controls. In flash ERG, the meta-analysis showed reduced amplitude of both a- and b-waves under photopic and scotopic conditions in SSD participants. Furthermore, the latency of photopic a-wave was significantly shorter in SSD participants in comparison with HCs.
Discussion
Considering the prior report of retinal thinning in unaffected first-degree relatives and the results of the meta-analysis, the findings suggest that retinal changes in SSDs have both trait and state aspects. Future longitudinal multimodal retinal imaging studies are needed to clarify the pathophysiological mechanisms of these changes and to clarify their utility in individual patient monitoring efforts.
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Introduction
Schizophrenia is in most cases a chronic mental illness with varying degrees of positive and negative symptoms, cognitive dysfunction, and decline in real-world functioning. No clinically applicable state/trait biomarkers for use in monitoring and prediction efforts for participants with schizophrenia have been identified, and further research in this field is warranted. Prior brain imaging studies suggest that schizophrenia participants show volume loss in gray and white matter and abnormalities in the microstructure of white matter [1]. However, brain imaging is an expensive technique that is not yet feasible to incorporate into everyday clinical practice. In contrast, the retina is the part of the central nervous system that can be directly observed noninvasively and with high accuracy, using a retinal imaging technique known as optical coherence tomography (OCT). The retina consists of a layered structure composed of neurons such as ganglion cells, bipolar cells, photoreceptor cells, horizontal cells, and amacrine cells, as well as glial cells such as Müller cells [1]. Previous brain imaging studies have shown that reduced thickness of the retinal layers is associated with decreased brain volume and abnormal white matter integrity in population-based cohort studies [2, 3].
Recently, there has been an increasing number of studies examining the thickness of the retinal layer using OCT in schizophrenia participants. Prior meta-analytic (MA) studies have supported the hypothesis of thinning of retinal neural layers and structures such as the pRNFL, macula region, and ganglion cell layer-inner plexiform layer (GCL-IPL) measured at the macula, in addition to enlargement of the optic disc (presumed to be due to neurodegeneration of surrounding neural tissue) [4,5,6,7,8,9]. The latest MA includes studies through January 31, 2023 [8]. The results of the MA of pRNFL average thickness and pRNFL thickness in the four quadrants are generally highly heterogeneous. Several studies have indicated correlations between retinal thickness in both macular and peripapillary regions and duration of disease, as well as positive and negative symptoms [10,11,12,13,14,15,16]. However, as with brain imaging, there are potential confounds from factors associated with schizophrenia that can affect neural and vascular health, such as smoking, diabetes, and hypertension [17,18,19,20]. Silverstein et al. previously reported that after adjusting for diabetes and hypertension, the difference in retinal thickness among participants with schizophrenia and healthy controls (HCs) was no longer significant (although some macula findings were at the trend level) [21]. However, studies that have excluded participants with diabetes or hypertension have generally reported evidence of retinal neurodegeneration in SSDs [9].
In addition to relatively consistent evidence of retinal neural layer thinning in SSDs, recent evidence indicates pathology of the retinal microvasculature as well, using a recently developed extension of OCT called OCT angiography (OCTA) [22]. OCTA allows noninvasive measurement of retinal perfusion density, in addition to characteristics of retinal capillaries (e.g., width, total vessel length, extent of branching, tortuosity, and fractal dimension). Several studies have used OCTA to investigate these characteristics in participants with schizophrenia. Abnormalities in the density of retinal blood vessels, in vessel width, and fractal dimension [23], in addition to enlargement of the foveal avascular zone (FAZ) (due to loss of blood vessels at the fovea) and change in vascular tortuosity and branching, have been reported in participants with schizophrenia [14, 24,25,26,27]. While the findings are not consistent across all studies, this may be due to differences in participants (younger, more acutely ill vs. older, more chronically ill participants) and differences in which retinal vascular layers were imaged (e.g., superficial versus deep) across studies. Overall, however, OCTA findings in SSDs parallel brain imaging and postmortem brain studies that indicated microvascular abnormalities in participants with schizophrenia [28,29,30,31]. As with OCT findings, some of the OCTA findings were primarily attributable to the higher prevalence of diabetes and hypertension in this population, rather than to schizophrenia itself, illustrating the need to consider these confounding variables when exploring the potential role of retinal features as biomarkers in SSDs. Importantly, though, even after controlling for medical illness or excluding SSD participants with those conditions, independent effects of SSDs can be observed on OCTA (e.g., reduced FD in both eyes) [25].
Finally, several studies have indicated asymmetry of retinal thickness in normal individuals [32, 33], and some of the retinal findings in SSD participants have been stronger in one eye [15, 34]. This parallels findings of asymmetry in brain structure in participants with schizophrenia [35, 36]. Considering the association between retinal thickness and brain structure in participants with psychotic disorders [37], asymmetry in retinal thickness in schizophrenia participants is also assumed to influence heterogeneity in the estimates in each study in the MA. This finding, and the literature reviewed above, emphasizes the complexity of retinal changes in schizophrenia and sets the stage for our systematic review (SR) and MA, aiming to disentangle the effects of schizophrenia from underlying health conditions on retinal integrity.
In SSDs, changes in retinal functioning can be observed in addition to those in retinal structure. Retinal function in SSDs has most often been measured using electroretinography (ERG), particularly the flash ERG (fERG). The most commonly studied waveforms are the negative a-wave, reflecting the hyper-polarization of photoreceptors. In photopic conditions, a-wave mainly reflects the function of cone cells. On the other hand, in scotopic conditions, the a-wave reflects the function of rod cells. The positive b-wave that follows the a-wave, reflects the function of bipolar cells and Müller cells. The photopic negative response (PhNR) is a negative wave following the b-wave and is thought to originate mainly from retinal ganglion cells. Several prior fERG studies have shown changes in amplitudes and latencies of a-wave, b-wave, and PhNR in schizophrenia participants [38,39,40].
The first aim of this study was to provide an updated MA based on more recent studies of retinal thickness in participants with SSDs and to determine the association between pooled estimates of the retinal thicknesses and the following characteristics: demographic data, symptom severity, diabetes, hypertension, and smoking. We also sought to clarify the degree of asymmetry in OCT findings in SSDs. The second aim was to conduct an MA on OCTA findings in SSD participants relative to HCs. Finally, we conducted the MA and meta-regression to investigate the difference in amplitude and latency of a- and b-wave in fERG under photopic and scotopic conditions in addition to PhNR amplitude among SSD participants and HCs, and the association of clinical factors with their overall estimates.
Methods
Search strategy
We performed an SR and MA according to the Preferred Reporting Items for Systematic reviews and Meta-Analyses PRISMA2020 guidelines [41]. The protocol was registered in the International Prospective Register of Systematic Reviews (PROSPERO) database (CRD4202235795). Two investigators (HK and GO) independently searched using PubMed, Scopus, Web of Science, and PSYNDEX for retina-related reports in participants with SSDs from the database inception to March 31, 2023. We used the following terms to search the reports: (macula* OR retina* OR “optical coherence” OR electroretinograph*) and (schizophreni* OR psychosis OR “treatment resistant schizophrenia” OR “treatment resistant psychosis” OR “treatment refractory schizophrenia” OR “treatment refractory psychosis” OR clozapine). All reports identified in the search were imported into EndNote (version X9.3.3, Clarivate Analytics, Philadelphia, PA, USA) as RIS-formatted files. Two investigators (HK and GO) independently screened and assessed the eligibility of the reports identified in the search using EndNote.
Selection criteria
Inclusion criteria were: 1) cross-sectional or prospective studies using OCT, OCTA, or fERG to measure retinal parameters in both HCs and participants with SSDs (ICD-10 code F20–29 and DSM criteria-based schizophrenia, schizoaffective disorder, brief psychotic disorder, and delusional disorder); 2) studies with a score on the Newcastle–Ottawa Scale (NOS) of ≥ 6 points; 3) studies included means and standard deviations of retinal parameters, and reported the number of participants in both SSD and HC groups. Exclusion criteria were 1) inclusion of cases overlapping with those in other papers; 2) lack of necessary data on the retinal parameters; 3) combining of schizophrenia and bipolar disorder participants in case groups; 4) non-inclusion of HCs group; and 5) a study containing only choroidal data. For articles in which data required for MA were not included, we contacted the corresponding authors by e-mail and requested the data needed for MA.
Assessments of quality of studies and certainty in the body of evidence
We used the NOS to assess the quality of each study included in the SR and MA [42]. NOS is a nine-point scale, with four points for selection, two points for comparability, and three points for exposure; a higher NOS score indicates a higher-quality study. Using the NOS, two researchers (HK and GO) independently assessed the quality of each study. When the NOS scores differed among the two researchers, the final NOS score was determined by discussion. We used the GRADE profiler v3.6 to assess the certainty in the body of evidence [43].
Statistical analysis
The supplementary information provides a detailed description of the statistical analysis.
We performed an MA to investigate the difference in OCT retinal parameters [(pRNFL average thickness, pRNFL thickness in four quadrants, macular average thickness (MAT), macular volume (MV), macular thickness (MT) in Early Treatment Diabetic Retinopathy Study (ETDRS) grid [44], macular GCL-IPL thickness (mGCL-IPL), optic cup volume (OCV), cup-to-disk area ratio (CDR), FAZ, and superficial foveal vessel density (VD)] among SSD participants and HCs. We also evaluated the differences in amplitude and latency of fERG a- and b-waves under scotopic and photopic conditions and PhNR amplitude among the two groups in an MA.
We adopted a random-effects model to calculate the pooled standardized mean difference (SMD) [45]. Influence analysis was performed using leave-one-out (LOO) analysis [46], and we created a graphical display of study heterogeneity (GOSH) analysis of outliers influencing statistical heterogeneity [47]. To assess publication bias, contour-enhanced funnel plots were plotted, and if the number of studies included in the MA was ≥10, we also performed Egger’s regression analysis [48]. If publication bias was suspected, we recalculated the pooled SMD after adjusting for publication bias using the trim-and-fill method [49] after removing outliers.
We performed a meta-regression analysis to evaluate the effects of SSD participant age, duration of illness, percentage of male SSD participants, OCT device type (time domain [TD]–OCT, spectral domain (SD)–OCT, or swept source [SS]–OCT), psychiatric symptoms, antipsychotic dosage (chlorpromazine equivalent [mg/day]), NOS, smoking (%), and body mass index (kg/m2) on the pooled estimates of the retinal parameters.
In the subgroup analysis, we compared the pooled estimates of retinal thickness between the left and right eyes, and performed a MA for only studies that excluded diabetes and hypertension (exclusion group) to assess the effect of the diabetes and hypertension on the retinal parameters.
We used “meta” [50], “metafor” [51], and “dmetar” [52] packages in R version 4.2.0 for MA. Statistical significance was set at P < 0.05 for all analyses.
Results
After searching the four databases, we identified a total of 2505 reports. After removing duplicates and excluding irrelevant reports (i.e., reports that did not include schizophrenia) and reports for which full text was unavailable, we screened the abstracts of 1522 reports. We assessed the full text of the remaining 178 reports. We included 64 reports in the SR [10,11,12,13,14,15,16, 21, 23,24,25, 34, 38,39,40, 53,54,55,56,57,58,59,60,61,62,63,64,65,66,67,68,69,70,71,72,73,74,75,76,77,78,79,80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97,98,99,100,101], after excluding 38 reviews [4,5,6,7,8,9, 102,103,104,105,106,107,108,109,110,111,112,113,114,115,116,117,118,119,120,121,122,123,124,125,126,127,128,129,130,131,132,133] including meta-analyses [4,5,6,7,8,9], three books [134,135,136], 19 commentaries [137,138,139,140,141,142,143,144,145,146,147,148,149,150,151,152,153,154,155], six editorials [156,157,158,159,160,161], three letters [162,163,164], one perspective [22], two corrections [165, 166], 35 meeting abstracts [167,168,169,170,171,172,173,174,175,176,177,178,179,180,181,182,183,184,185,186,187,188,189,190,191,192,193,194,195,196,197,198,199,200,201], two conference papers [202, 203], three reports including both schizophrenia and bipolar disorder in participant groups [37, 204, 205], one report that included only choroidal data [206], and one report that did not include HCs [207]. In addition, after carefully reading the citations, we added to the SR one report on retinas in participants with schizophrenia not identified in the database search [208]. From a total of 65 reports included in the SR (Fig. 1, Tables S1–3), 44 reports were included in the MA, excluding 11 reports with overlapping cases [38, 71, 72, 76, 80, 89,90,91, 93, 95, 97], six reports with NOS score < 6 [66, 73, 75, 99,100,101], and four reports without the required numerical retinal data [10, 24, 59, 81] (Fig. 1). Tables S1–3 describe the NOS score of all reports included in the SR. Since 10 of the 64 reports in the SR had NOS scores that differed between the two researchers, the final NOS score was determined through discussion.
OCT Findings
Table S1 shows the main findings of the OCT studies included in the SR. Thirty-seven studies with a total of 368,420 eyes of 202,982 participants (2680 participants with SSDs and 200,302 HCs) were included in the MA (Fig. 1).
pRNFL thickness
In the MA of pRNFL average thickness and superior, inferior, temporal, and nasal thickness, we included 26 studies (1921 eyes in 1083 SSD participants and 1778 eyes in 995 HCs), 17 studies (1389 eyes in 755 SSD participants and 1343 eyes in 733 HCs), 17 studies (1389 eyes of 755 SSD participants and 1343 eyes of 855 HCs), 21 studies (1449 eyes of 855 SSD participants and 1283 eyes of 742 HCs), and 22 studies (1496 eyes of 902 SSD participants and 1333 eyes of 792 HCs), respectively. The pRNFL average thickness and pRNFL thickness in four quadrants were significantly thinner in SSD participants (Figs. 2, S1). The LOO analysis showed that the difference remained significant for pRNFL thicknesses, except for pRNFL nasal thickness (Figs. S2–6). GOSH analysis identified one outlier [65] in pRNFL average thickness (Fig. S7). After removing the outlier, statistical significance remained for pRNFL average thickness (Table S4). For pRNFL superior, inferior, temporal and nasal thickness, we identified four [13, 21, 63, 65], three [12, 55, 65], six [11, 21, 34, 53, 82, 83], and two outliers [13, 85], respectively (Figs. S8–11). After removing the outliers, the significant difference was lost for only pRNFL nasal thickness (Table S4). For pRNFL average thickness and pRNFL thickness in four quadrants, a counter-enhanced funnel plot and Egger’s regression test showed no significant publication bias (Figs. S12, S13 and Table S5). The meta-regression analysis showed no association between any of the explanatory variables and the overall effect size for pRNFL average thickness (Table 1). On the other hand, we observed a negative correlation between the pooled estimates of pRNFL superior thickness, duration of illness, and Positive and Negative Symptom Scale (PANSS) negative scale score (Table 1). The pooled estimate of pRNFL inferior thickness was negatively associated with SSD participant age and duration of illness (Table 1). Results of the subgroup analysis showed that the differences remained significant except for pRNFL inferior and nasal thickness, even in the exclusion group (Figs. 3,S14). We found a significant difference between the right and left eyes in the pooled estimates of pRNFL temporal thickness (Figs. 3, S15). Due to high heterogeneity for all pRNFL thicknesses, the GRADE rating result was “very low” (Table S6).
MAT and MV
For MA of MAT and MV, we included 11 studies (1069 eyes of 573 SSD participants and 196,168 eyes of 98,124 HCs) and 14 studies (1312 eyes of 660 SSD participants and 103,998 eyes of 52,014 HCs), respectively, in the MA. Participants with SSDs showed a significant thinning of MAT and a significant reduction in MV (Figs. 2,S16). The LOO analysis showed that a significant difference remained after removing each study for MAT and MV (Figs. S17, S18). In the GOSH analysis of MAT and MV, we identified [54] and three studies [11, 34, 87], respectively, as outliers (Figs. S19, S20). The significant difference remained after removing outliers for MAT and MV (Table S7). Counter-enhanced funnel plot and Egger’s regression test showed significant publication bias in MAT (Fig. S21, Table S5). The significant difference was lost after adjusting for publication bias in MAT (Table S5). No significant publication bias appeared to exist in MV (Fig. S21, Table S5). SSD participant age and duration of illness were positively associated with the overall estimates of MAT (Table 2). There was no association between any of the explanatory variables and the pooled estimate of MV (Table 2). The subgroup analysis showed that differences remained significant, even in the exclusion group, for both MAT and MV (Figs. 3,S22). We found no significant difference between the right and left eyes in the pooled estimates of MAT and MV (Fig. S23). Due to the high heterogeneity and publication bias for MAT and the high heterogeneity for MV, the GRADE rating results were “very low” (Table S6).
MT in ETDRS grid
We included 20 studies (1867 eyes of 1031 SSD participants and 1572 eyes of 872 HCs) in the MA for macular central foveal thickness (MCFT). Participants with SSDs had significantly thinner MCFT (Fig. S24). The LOO analysis showed that the difference remained significant for MCFT after removing each study one by one (Fig. S25). The GOSH analysis identified three outliers [60, 61, 67] (Fig. S26). After removing the outliers, the statistical significance remained for MCFT (Table S7). The counter-enhanced funnel plot and Egger’s regression test showed significant publication bias in MCFT (Fig. S27, Table S5). However, after adjusting for publication bias, the differences remained statistically significant (Table S5). The pooled estimate of MCFT was positively associated with SSD participant age and duration of illness (Table 2). On the other hand, we found a negative correlation between PANSS positive scale scores and pooled estimates of MCFT (Table 2). Results of the subgroup analysis indicated that the differences remained significant, even in the exclusion group (Fig. S28). We found no significant difference between the right and left eyes in the pooled estimate of MCFT (Fig. S29).
In the MA of superior, inferior, temporal, and nasal thickness in the outer ring of the macula, we included 11 studies (850 eyes of 503 SSD participants and 783 eyes of 460 HCs), 11 studies (850 eyes of 503 SSD participants and 783 eyes of 460 HCs), nine studies (687 eyes of 398 SSD participants and 663 eyes of 375 HCs), and ten studies (734 eyes of 445 SSD participants and 713 eyes of 425 HCs), respectively. All MTs in the outer ring were significantly thinner in participants with SSDs (Fig. S24). The LOO analysis showed that the difference remained significant after we removed each study for all MTs in the outer ring (Figs. S30–S33). In the superior, inferior, temporal, and nasal thickness in the outer ring, we identified one [60], one [60], one [67], and two outliers [61, 87], respectively (Fig. S34-37). After removing the outliers, statistical significance remained for the four segmental MTs in the outer ring (Table S7). The counter-enhanced funnel plot and Egger’s regression test showed no significant publication bias in the superior, inferior, and nasal thicknesses in the outer ring (Figs. S27, 38, Table S5). For temporal thickness in the outer ring, we did not perform Egger’s regression test because there were fewer than ten studies. Assuming the existence of publication bias, we performed the trim-and-fill method in the temporal thickness, and the differences remained statistically significant (Table S5). We found a positive correlation between SSD participant age and duration of illness and the pooled estimate of temporal thickness (Table 2). In all MTs in the outer ring, the subgroup analysis showed that differences remained significant, even in the exclusion group (Fig. S28). We found no significant difference in pooled estimates between the right and left eyes in all MTs in the outer ring (Fig. S29).
In the MA of superior, inferior, temporal, and nasal thickness in the inner ring of the macula, we included 11 studies (907 eyes of 536 SSD participants and 861 eyes of 500 HCs), 11 studies (907 eyes of 536 SSD participants and 861 eyes of 500 HCs), ten studies (721 eyes of 478 SSD participants and 729 eyes of 465 HCs), and ten studies (791 eyes of 478 SSD participants and 791 eyes of 465 HCs), respectively. We observed a significant thinning in SSD participants for all MTs in the inner ring (Fig. S2). In the LOO analysis, the statistical significance remained after we removed each study for all MTs in the inner ring (Figs. S39-42). In the superior, inferior, temporal, and nasal thickness in the inner ring, we identified one [60], one [60], one [61], and two outliers [61, 67], respectively (Figs. S43-46). After we removed the outliers, the statistical significance remained for four segmental thicknesses in the inner ring (Table S7). The counter-enhanced funnel plot and Egger’s regression test showed no significant publication bias in all MTs in the inner ring (Figs. S38, 47, Table S7). There was a positive association between SSD participant age, duration of illness, and the pooled estimate of the macular inner nasal thickness, in addition to the same association between SSD participant age and overall effect size of macular inner temporal thickness (Table 2). For MT in four segments of the inner ring, the results of the subgroup analyses revealed that the differences remained significant, even in the exclusion group (Fig. S28). In MT in four segments of the inner ring, we observed no significant differences in the pooled estimates between the right and left eyes (Fig. S29). Due to high heterogeneity and publication bias for MCFT and high heterogeneity for all MTs in the outer and inner rings, the GRADE rating results were “very low” (Table S6).
mGCL-IPL thickness
Nine studies (1384 eyes of 808 SSD participants and 165,974 eyes of 101,219 HCs) were included in the MA for mGCL-IPL. The mGCL-IPL thickness was thinner in participants with SSDs (Fig. 2). The LOO analysis revealed that significant differences remained after each study was omitted (Fig. S48). We identified one outlier [14] (Fig. S49). After the outlier was removed, a significant difference remained (Table S8). Fig. S47 shows the counter-enhanced funnel plot. Significant differences remained after adjusting for publication bias (Table S5). None of the explanatory variables (N ≥ 5) was associated with the pooled estimate of mGCL-IPL thickness (Table 2). Although only two studies excluded diabetes and hypertension, the subgroup analyses revealed that the difference remained significant, even in the exclusion group (Fig. 3). We also observed no significant differences in the pooled estimates between the right and left eyes (Fig. S50). The GRADE rating results were “very low” due to high heterogeneity for mGCL-IPL (Table S6).
Optic cup
We included five studies (306 eyes of 164 SSD participants and 258 eyes of 142 HCs) and four (540 eyes of 270 SSD participants and 532 eyes of 266 HCs) in the MA, respectively, for CDR and OCV. OCV was significantly enlarged in participants with SSDs (Fig. 2). On the other hand, no significant difference in CDR was found between SSD participants and HCs (Fig. S16). In OCV, the LOO analysis revealed significant differences were lost after omitting the study by Jerotic et al. [63] or the study by Liu et al. [65] (Fig. S51). No outliers were detected in both CDR and OCV (Fig. S52). We show the counter-enhanced funnel plots in CDR and OCV in Fig. S52. In OCV, significant differences diminished after adjusting for publication bias (Table S5). We did not meta-regression due to the small number of studies included in the MA of CDR and OCV. The difference remained significant, even in the exclusion group in CDR (Fig. S53). Subgroup analyses were not performed in OCV because the number of studies is 2 in both the exclusion and non-exclusion groups. No significant differences in pooled estimates between the right and left eyes were observed in CDR and OCV (Fig. S50). The GRADE rating result was “very low” due to high heterogeneity for OCV (Table S6).
OCTA findings
Table S2 shows the main findings of the OCTA studies included in the SR. We included OCTA studies with a total of 488 eyes of 320 participants (148 SSD participants and 172 HCs) in the MA (Fig. 1). In the MA of the FAZ and superficial foveal VD, we included three studies (202 eyes of 136 SSD participants and 231 eyes of 157 HCs) and three studies (118 eyes of 83 SSD participants and 150 eyes of 100 HCs), respectively. The FAZ and superficial foveal VD were not significantly different between SSD participants and HCs (Fig. S54). GOSH identified no outlier (Table S9). Figure S55 shows the counter-enhanced funnel plots. There was no change in the results after adjusting for publication bias (Table S5).
Findings of photopic and scotopic fERG
Table S3 shows the main findings of the fERG studies included in the SR. Seven studies (311 SSD participants and 362 HCs) were included in the MA of fERG in the photopic and scotopic conditions (Fig. 1). In the a-wave amplitude of photopic and scotopic fERG, we included six studies (261 SSD participants and 307 HCs) and four studies (209 SSD participants and 259 HCs), respectively. The amplitude of the a-wave was significantly reduced in SSD participants in photopic and scotopic fERG (Fig. 4). In the a-wave amplitude of both conditions, no significant differences were lost after we removed each study in the LOO analysis (Figs. S56, 57). Outliers were not identified in the GOSH analysis (Table S10). After we adjusted for publication bias, significant differences remained (Fig. S58, Table S11). In the photopic a-wave amplitude, we found no association between age, sex, and overall effect size (Table S12). In the b-wave amplitude of photopic and scotopic fERG, we included seven studies (287 SSD participants and 337 HCs) and four studies (209 SSD participants and 259 HCs), respectively. The b-wave amplitude was significantly reduced in participants with SSDs in photopic and scotopic fERG (Fig. 4). In the b-wave amplitude of both conditions, the significant differences remained after we removed each study in the LOO analysis (Figs. S59, 60). Outliers were not identified in the GOSH analysis (Table S10). Significant differences remained after adjusting for publication bias (Table S11). There was no association between age, sex, and pooled estimates of photopic b-wave amplitude (Table S12). The GRADE rating results were “moderate” to “low” for a- and b-wave amplitudes in photopic and scotopic fERG (Table S6). In PhNR amplitude, we observed no significant differences between SSD participants and HCs. In photopic and scotopic a-wave latency time, we included six studies (261 SSD participants and 307 HCs) and four studies (209 SSD participants and 259 HCs), respectively. Photopic a-wave latency time was significantly shorter in participants with SSDs (Fig. 4). We found no significant differences in photopic b-wave and scotopic a- and b-wave latency time (Fig. S61). In photopic a-wave latency time, the LOO analysis revealed that the significant difference was lost after we omitted the study by Fridel et al. [56] (Fig. S62), and the GOSH analysis identified no outliers (Table S10). After adjusting for publication bias, we found that the difference was no longer significant (Fig. S63, Table S11). We found no association between any of the explanatory variables (N ≥ 5) and the pooled estimate of photopic a-wave latency time (Table S12). The GRADE rating result was “low” for photopic a-wave latency time (Table S6).
Discussion
The MA for retinal thickness, which includes more studies than any previously reported MA, shows that SSD participants have thinning of pRNFL average thickness, pRNFL thicknesses in all four quadrants, MAT, MTs in all sectors of the ETDRS grid, and mGCL-IPL, in addition to reduced MV, and enlarged optic cup values. In addition, the exclusion of participants with diabetes and hypertension did not change the results, except in the case of pRNFL inferior and nasal thickness. Furthermore, there was a significant difference between the right and left eye in pRNFL temporal thickness, although, for the most part, there is not asymmetry. There was a positive correlation between disease duration and MAT, in contrast to a negative association between disease duration and pRNFL average thickness. Also, a negative correlation was found between the severity of positive and negative symptoms, and MCFT and pRNFL superior thickness, respectively. The MA for fERG revealed that SSD participants had reduced amplitudes of light- and dark-adaptive a- and b-waves and a shortened light-adaptive a-wave latency.
Although the mechanism of retinal thinning remains unclear in SSD participants, several hypotheses have been postulated. One hypothesis is retrograde transsynaptic degeneration [5, 128, 209]. In rodents with damaged occipital lobes, neurodegeneration of the retina has been reported to occur after degeneration of neurons in the lateral geniculate nucleus of the thalamus that project to V1, and abnormalities in the structure and function of the occipital lobes and thalamus have been reported in schizophrenia participants [210, 211]. In a more recent study involving a larger sample size, participants with psychosis showed significant reductions in area, thickness, and volume in the primary visual area (Brodmann area 17/V1), secondary visual area (Brodmann area 18/V2), and middle temporal (V5/MT) region, with gender-dependent changes in area and volume in V1 and V2 areas (i.e., reduction in area and volume of these regions limited to female probands) [212]. In a follow-up study of untreated participants with first-episode schizophrenia presenting with visual impairment, the authors found a significant correlation between decreased volume of gray matter in the visual cortex and retinal thinning [69]. However, not all studies reported that participants with schizophrenia have structural abnormalities in the occipital lobe or thalamus, which raises questions that cannot be explained by this hypothesis alone [213]. Another hypothesis is that amacrine cells in the retina, which synapse with ganglion cells in the inner reticular formation, synthesize and release dopamine [214], and that changes in dopamine signaling between amacrine cells and ganglion cells may cause ganglion cell damage, which is reportedly caused by changes in dopamine signaling between amacrine cells and ganglion cells [10]. An additional consideration is the potential link between these observed effects and the process of excessive synaptic pruning [215]. This phenomenon, known for its association with the reduction of cortical grey matter in schizophrenia, could underlie some of the retinal changes. Another possibility is that the genetic factors involved in the risk of developing schizophrenia affect the brain and retina, which are the same embryologically and have shared functional and structural characteristics. This genetic linkage is supported by genome-wide single nucleotide polymorphisms identified in the whole genome association analysis of macular retinal thickness that were at risk for developing schizophrenia [216]. Future neuro-retinal imaging genetics studies to identify the shared genetic basis for brain volume reduction and retinal thinning in SSD participants may be useful in elucidating the pathogenesis of retinal thinning. Also, further investigation into these genetic markers could provide deeper insights into both the development of schizophrenia and the correlated retinal changes. The discovery of common genetic pathways between the retina and brain may open new avenues for early detection and targeted therapies in schizophrenia spectrum disorders. Despite these promising leads, our understanding of the underlying mechanisms for retinal cell loss in psychosis is, at this stage, largely theoretical and requires further investigation.
It is not clear when retinal thinning occurs, i.e., whether SSD participants have an inherently thinner retina or whether retinal thinning occurs after the onset of the disease. A study by Kurtulmus et al., reported that even unaffected first-degree relatives of participants with schizophrenia show retinal thinning compared to HCs, suggesting that retinal thinning is a trait marker [74]. Given the preliminary evidence of retinal thinning in unaffected first-degree relatives, as well as the evidence that OCT findings are related to the level of symptoms, OCT findings show characteristics of both vulnerability markers and episode markers may thus represent mediating vulnerability markers [217]. Recently, a longitudinal study investigated whether macular retinal thickness is related to the risk of developing SSDs [54]. Interestingly, the study found no association between macular retinal thickness and the development of SSDs. It should be noted, however, that the participants in the study were in their 40 s, which is not typically the age of onset of schizophrenia. As such, this age discrepancy might have affected the findings. On the other hand, thinning of the retina has been reported in participants with first-episode untreated schizophrenia with visual disturbances [69], and a decrease in retinal thickness was observed for a period of time after treatment, suggesting that thinning of retinal thickness may reflect both an early onset of pathological processes and the effects of antipsychotic treatment in specific subtypes of schizophrenia. On the other hand, Lai et al. reported no significant differences in macular retinal thickness and pRNFL thickness among age-matched participants with first psychotic episodes and HCs, with the exclusion of diabetes and hypertension. The results suggest that retinal structure is not affected early in the onset of SSDs [75]. However, Lai and colleagues’ study should be interpreted with caution due to the relatively small number of cases and unmatched sexes. Of note, however, a follow-up study observed significant atrophy in the retinal microvasculature in the same first episode participants [25], suggesting evidence of retinal changes at the first episode, and possibly a sequence wherein vascular changes precede neural changes. To determine whether thinning of the retina reflects the pathological process at the onset of schizophrenia or the effect of treatment, a longitudinal study based on young adults in the age at which schizophrenia occurs may be warranted to examine retinal thickness before and after the onset of schizophrenia. We found a negative correlation between estimates of pRNFL thickness and duration of illness. This finding suggests that the degree of thinning of pRNFL thickness in SSD participants increase with the duration of illness compared to HCs, which supports the hypothesis that schizophrenia is a neurodegenerative disease. On the other hand, unexpectedly, MT was positively correlated with the duration of illness. Different from the peripapillary region, the macula is an area with a high density of neuronal cells. Therefore, the results suggest that neuronal loss in the macular retina is more pronounced in the early stages of disease onset, followed by a slowing of the degree of loss due to treatment and other factors. This pattern emphasizes the dynamic nature of the disease, which is in line with contemporary thinking about the course of schizophrenia [218]. Another potential explanation is that increased macular thickness could result from macular edema, which is seen in diseases such as diabetic retinopathy and age-related macular degeneration [219, 220]. Thus, the positive correlation between MT and the duration of illness may suggest the presence of a progressive condition, such as macular edema, that intensifies with longer disease duration rather than indicating a slowing of neuronal loss. However, this is a very tentative hypothesis as there are no prior studies reporting that older individuals with SSD have more edema than younger individuals with SSD. A third possible explanation is based on the fact that individuals with schizophrenia have a life expectancy approximately 15–20 years shorter than that of non-psychiatrically ill peers [221]. Much of this premature mortality is due to diseases such as cardiovascular disease and diabetes, which could exacerbate macular thinning. This means that older SSD individuals who, if they lived, would have a thinner macula are dying due to comorbid medical conditions. Thus, those who are still alive (and participate in studies) are, on average, physically healthier than younger individuals with SSD. A fourth explanation is that older SSD individuals have been treated with first-generation antipsychotics (e.g., Haloperidol), which have fewer metabolic side effects. Many of these individuals will have been maintained on these antipsychotics (if effective) as they aged. In contrast, younger individuals with SSD are more likely to have been initially treated with second-generation antipsychotics, which we have major metabolic side effects (weight/body mass index gain, diabetes, etc.) [222, 223] associated with macular thinning. In other words, it could be that older individuals have thicker MT simply because they have had lower exposure to a class of medications likely to have caused macula thinning. On the other hand, more recent studies have accelerated age-related decline in SSD participants compared to HCs [23, 224, 225]. Further studies are needed to clarify the discrepancy and to examine how the retinal findings vary with age and disease duration (e.g., are these relationships linear or non-linear, or do they vary over decades).
A prior study reported that significant differences in retinal thinning in schizophrenia participants disappeared when hypertension and diabetes were excluded [21]. However, we found that most retinal thicknesses were significantly thinner in SSD participants, even in an MA, including only studies that excluded hypertension and diabetes. We also found significant differences between the left and right eyes in pRNFL temporal thickness. This result indicates the importance of bilateral analysis when comparing retinal thickness between SSD participants and HCs.
Several studies have reported abnormalities of VD in the peripapillary and macula region in SSD participants [24, 25, 58, 64, 70]. However, the results are inconsistent. Silverstein et al. reported lower VD in the superficial vascular layer at the macula in the left eye in SSD participants [25]. On the other hand, Bannai et al. reported higher superficial skeletonized VD (SVD), choriocapillaris VD, and choriocapillaris SVD in the macular region, and in participants with disease duration <5 years, higher superficial VD, choriocapillaris SVD, and choriocapillaris fractal dimension in the right eye [24]. These discrepancies may be due to differences in the area of measurement for VD, as well as in the characteristics of the participants, but further investigation is required. Although the number of studies included in the MA is limited, the present study revealed no significant difference between SSD participants and HCs in FAZ and superficial foveal VD. Budakolglu et al. reported thinning of the pRNFL temporal thickness and decreased VD in the same area [70]. Silverstein et al. also reported a significant positive correlation between macular PD and central retinal thickness [25], and MV. These results suggest that retinal neural changes in SSD participants reflect microvascular abnormalities.
The a- and b-waves amplitudes were significantly attenuated in SSD participants. Further, we also revealed a shortened a-wave latency under photopic conditions in participants with SSDs. Fridel et al. found a reduction in fERG a-wave amplitude and thinning of the outer nuclear layer (ONL) in participants with schizophrenia, and a significant positive correlation between a-wave amplitude and ONL thickness [56]. The findings suggest that structural changes in the retina partially contribute to the reduced a-wave amplitude. Furthermore, b-waves reflect bipolar cell functions, and thinning of the inner nuclear layer containing the cell bodies of bipolar cells has been previously reported in SSD participants [78], which may contribute to b-wave attenuation. Ultimately, the intricate connections between functional loss and structural changes in the retina are yet to be fully understood. The dynamic interactions between variations in the photoreceptor layer and higher-order structures such as mGCL-IPL [56], along with their correlations with distinct dopaminergic states in different stages (acute vs. chronic) and proposed classifications (hyperdopaminergic vs. normodopaminergic) [226], add layers of complexity that keep this subject an open and intriguing question. These observed changes may not merely reflect neuronal degeneration tied to the disease but could also be indicative of early markers or factors predisposing to the condition.
Retinal structure and function can be measured noninvasively, making these potentially useful biological indicators for predicting prognosis and functional decline, and assessing treatment response. However, interpretation of retinal data can be complicated due to the increase of various confounding factors (e.g., smoking, metabolic factors, etc.) with aging, and the association of these factors (as well as others such as sleep disturbance) with SSDs. Therefore, it may be useful to conduct longitudinal studies in young adults or adolescents with at-risk mental states and with first-episode psychosis to examine the applicability of these measures for predicting the transition to psychosis and treatment response, and for assessing the severity of symptoms and cognitive dysfunction. Furthermore, most of the studies so far have been using only either OCT or ERG, and therefore, a multimodal approach that simultaneously measures OCT, OCTA, and fERG, combined with other genetic factors and neuroimaging findings, may accelerate the understanding of the pathology underlying retinal abnormality and the development of more accurate prediction models for prognosis, treatment response, and neurodegeneration in the brain, cognitive decline, and decline in real-world functioning. In addition, studies have also reported the association between other psychiatric disorders, such as bipolar disorder [8, 227, 228], major depressive disorders [229], autism spectrum disorders [230], attention-deficit/hyperactivity disorder [231, 232], and retinal thinning. To clarify the pathophysiology of shared retinal thinning across several psychiatric disorders, a dimensional approach examining the association between clinical features common in all psychiatric disorders (e.g., cognitive impairment) and retinal thinning would be useful.
This study has several limitations. First, because there were fewer OCTA and fERG studies relative to OCT studies, we were unable to assess associations with clinical indicators such as psychiatric symptoms for these variables in the meta-regression analysis. Furthermore, we did not perform a subgroup analysis in OCTA and fERG studies. The small number of studies, especially for OCTA, suggests that further studies and an MA including more studies would be needed to draw conclusions. Second, we excluded from the MA studies that did not include necessary numerical data for the MA.
In conclusion, the study revealed that pRNFL thickness and retinal thickness in macular regions were thinner in SSD participants, even after excluding the effects of hypertension and diabetes. Furthermore, the fERG a- and b-waves amplitude in photopic and scotopic conditions was attenuated, and the latency of the a-wave in photopic conditions was shortened. These results suggest that functional and structural abnormalities in the retina may be potential state/trait markers for predicting prognosis, assessing treatment response, and severity of disease in SSD participants. Future longitudinal multimodal neuro-retinal imaging genetics studies are needed to clarify the pathological mechanisms of retinal abnormalities and to establish the retina as a state/trait marker.
Data availability
The data supporting the findings of this study are available from the corresponding author, HK, upon reasonable request.
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Acknowledgements
We would like to thank Dr Francisco J. Ascaso, Thomas Krege, and Schönfeldt-Lecuona for their comments on our inquiry.
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This work was supported by JSPS KAKENHI grant 22K07551.
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HK, OG, and HT made substantial contributions to the conception and design of the study. HK and GO collected the data needed for an SR and MA. HK performed statistical analyses based on the data collected. HK, OG, SS, SJ, and HT contributed to the interpretation of the data and results of the statistical analysis. HK, OG, and HT were involved in drafting the manuscript. AS, TY, TN, YK, TO, SF, SJ, NK, SS, and HT critically revised the manuscript for important intellectual content. All authors read and approved the final version of the manuscript and agreed on the order in which their names were listed in the manuscript.
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Komatsu, H., Onoguchi, G., Silverstein, S.M. et al. Retina as a potential biomarker in schizophrenia spectrum disorders: a systematic review and meta-analysis of optical coherence tomography and electroretinography. Mol Psychiatry (2023). https://doi.org/10.1038/s41380-023-02340-4
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DOI: https://doi.org/10.1038/s41380-023-02340-4