Neuropsychopharmacology Reviews | Published:

Psychoneuroimmunology of Early-Life Stress: The Hidden Wounds of Childhood Trauma?

Neuropsychopharmacology volume 42, pages 99114 (2017) | Download Citation

Abstract

The brain and the immune system are not fully formed at birth, but rather continue to mature in response to the postnatal environment. The two-way interaction between the brain and the immune system makes it possible for childhood psychosocial stressors to affect immune system development, which in turn can affect brain development and its long-term functioning. Drawing from experimental animal models and observational human studies, we propose that the psychoneuroimmunology of early-life stress can offer an innovative framework to understand and treat psychopathology linked to childhood trauma. Early-life stress predicts later inflammation, and there are striking analogies between the neurobiological correlates of early-life stress and of inflammation. Furthermore, there are overlapping trans-diagnostic patterns of association of childhood trauma and inflammation with clinical outcomes. These findings suggest new strategies to remediate the effect of childhood trauma before the onset of clinical symptoms, such as anti-inflammatory interventions and potentiation of adaptive immunity. Similar strategies might be used to ameliorate the unfavorable treatment response described in psychiatric patients with a history of childhood trauma.

Introduction

The brain and the immune system are not fully formed at birth. Rather, they both emerge from fetal life with a minimal set of functions that enable newborns’ adaptation to a limited number of expected stimuli. Through experience in early phases of postnatal development, the brain and the immune system progressively expand their repertoire presumably to maximize adaptation to stimuli that are specific to the individual's unique environment (Bateson et al, 2004; Danese and McEwen, 2012; Greenough et al, 1987). Although these phenomena of developmental plasticity have been best studied with regard to the basic brain functions, such as vision (Hensch, 2005; Hubel and Wiesel, 2005), they are increasingly recognized as key determinants of complex brain and immune functions (Danese and McEwen, 2012; Rook et al, 2015). Here we will review evidence suggesting that early experiences are also important to set up long-term patterns of interaction between the brain and the immune system. Several excellent reviews have described how early-life infection and immune stimulation can affect brain development and exert long-term influence on psychopathology (Bilbo and Schwarz, 2009; Knuesel et al, 2014; Patterson, 2009). In this review, we describe how early-life stress can influence the developing immune system and, thereby, risk of psychopathology (Box 1).

Box 1: Immune System Development

The immune system is a vital mechanism of surveillance and defense, not unlike the nervous system. Although the ontogenesis of the immune system starts well before birth, a detailed description of prenatal events is beyond the scope of this review and was covered by previous comprehensive reviews (Dowling and Levy, 2014; Ygberg and Nilsson, 2012). Here we provide a brief overview of the key postnatal maturational events influencing the ontogenesis of the two arms of the immune system—the innate immune system and the adaptive (acquired) immune system (Delves and Roitt, 2000a, b, Medzhitov and Janeway, 2000).

Innate immunity

The innate immune system is the evolutionary best-conserved arm of the immune system, with basic mechanisms shared across species with very distant common ancestors (single-cell organisms; Kimbrell and Beutler, 2001). Key elements of the immune system (eg, Toll-like receptors) have been shaped through natural selection and provide newborns with the ability to recognize, right from the first contact, conserved patterns (pathogen-associated molecular patterns, or PAMPs) on pathogens that have been common in the environment throughout evolutionary times (Janeway and Medzhitov, 2002). Although newborns have an innate ability to recognize common pathogens, their ability to process such antigens and to respond to them through non-specific innate defense mechanisms is insufficient at birth and develops throughout childhood and adolescent years (Dowling and Levy, 2014; Ygberg and Nilsson, 2012). For example, newborns have fewer and less functional antigen-presenting cells, leading to the impaired stimulation of subsequent innate and adaptive responses. Monocytes’ ability to produce pro-inflammatory cytokines in response to infectious stimuli is impaired in newborns and only normalizes to adult levels in pre-school children (or in teenage years for some cytokines). Neutrophils similarly show impaired functioning in the neonatal period, with reduced ability to adhere to blood vessels’ walls, to extravasate from the bloodstream, to follow chemotactic signals to the site of infection, and to produce cytotoxic substances. Furthermore, natural killer cells have reduced cytotoxicity in neonates and young children, and their ability to destroy virus-infected cells increases along with monocytes development and the production of regulatory cytokines. Finally, levels of complement factors, which contribute to chemotaxis and facilitate phagocytosis, are very low at birth and only normalize in postnatal life.

Adaptive immunity

The adaptive immune system is an evolutionary more recent component of immunity, which emerged in vertebrates with jaws (gnathostomes) (Flajnik and Du Pasquier, 2004). There are two key survival advantages of the adaptive immunity (Delves and Roitt, 2000a, b). First, random genetic recombination produces a vast antigen–receptor diversity, and this enables adaptive immunity cells (lymphocytes or T cells and B cells) to mount a much more specific and effective response to pathogens. Second, in addition to this primary response, adaptive immunity is characterized by the ability to produce long-lived antigen-specific cells that build immunological memory, that is, cells that increase specificity and efficacy of a secondary response to previously encountered pathogens. The cellular arm of adaptive immunity undergoes significant maturational changes in postnatal life (Dowling and Levy, 2014; Ygberg and Nilsson, 2012). The overall number of lymphocytes rapidly expands in the first few weeks after birth because of the colonization of the skin, the lungs, and the gastrointestinal tract. However, at least partly because of impaired antigen presentation, lymphocytes are still immature in infants, with abundance of immunosuppressive T-helper cells (Th2), hypo-responsive T-cytotoxic cells, and naive B cells. In contrast, memory T cells and B cells are scarce and only reach adult levels in teenage years. Furthermore, the humoral arm of the adaptive immunity is less developed in neonates with preponderance of immunoglobulin M (IgM; produced after the first encounter with pathogens) but scarce presence of IgG and IgA (produced subsequently after genetic recombination). Of note, during this phase of relatively impaired humoral adaptive response, secretory IgA are provided to the infant from the mother through breast milk.

Developmental influences

The immaturity of the immune system at birth and during childhood years can be advantageous to maximize adaptation to the ecological niche the child lives in. The relative immunodeficiency could also be functional to prevent prolonged and harmful immune activation at the time of passage between the sterile environment in the womb to the colonised postnatal environment. Because of this ongoing ontogenetic process, environmental stimulation during this period may have profound effects on the immune system. For example, the ‘hygiene hypothesis’ suggests that childhood exposure to minimally pathogenic organisms in rural environments can influence the development of the immune system—promoting maturation towards a more balanced T-helper (Th1/Th2) response and, thus, lowering risk for auto-immune disorders (McDade, 2012; Rook and Stanford, 1998; Strachan, 2000). Similarly, because psychosocial stress can trigger an inflammatory response in humans (Steptoe et al, 2007a), we propose here that childhood exposure to severe psychosocial stress can influence the development of the immune system.

Childhood trauma and inflammation

Experimental Studies in Animal Models

Because the development of the immune system is not completed at birth, but rather continues throughout childhood, environmental stimulation in childhood years can have profound effects on the immune system (Box 1). Initial evidence for the effect of psychosocial childhood experiences on immune system functioning emerged more than half a century ago from experimental animal models. Robert Ader and colleagues found that rats handled before weaning showed slower development of a transplanted tumor (Ader and Friedman, 1965). Furthermore, handled rats had greater serum antibody titer in response to flagellin, a protein from bacterial flagella (Solomon et al, 1968).

These seminal findings sparked interest in the field of developmental psychoneuroimmunology (Ader, 1983; Coe, 1996; Danese, 2014). Several studies have subsequently investigated the association between early-life stress and later immune functioning in rodents and non-human primates (for detailed reviews, see Ganguly and Brenhouse, 2015; Hennessy et al, 2010a; Shanks and Lightman, 2001). Manipulation of stress exposure in early life (ie, across postnatal days 1–20 in rodents) has been undertaken through multiple experimental models previously linked to heterogeneous effects on mothers' caregiving behavior and stress reactivity, including neonatal handling, maternal separation, maternal deprivation, nursery rearing, early weaning, and dexamethasone treatment. For example, although neonatal handling is associated with the increased maternal licking and grooming upon reunion and decreased stress reactivity in rats, maternal separation is associated with reduced maternal caregiving upon reunion and increase stress reactivity. Measures of immune functioning have included very different markers ranging from unstimulated pro-inflammatory cytokines in the plasma, to antigen-induced immunoproliferation in the spleen, to expression levels of pro-inflammatory genes in the brain, and intestinal microflora. Unsurprisingly, this mixture of designs and measures has produced mixed results with regard to the links between early-life stress and immunity (Ganguly and Brenhouse, 2015; Hennessy et al, 2010a; Shanks and Lightman, 2001). A clearer picture arguably emerges when looking at studies of maternal separation. In non-human primates, maternal separation led to an increase in macrophage activity (Coe et al, 1988) and long-term upregulation in pro-inflammatory gene transcription in monocytes (Cole et al, 2012). In rodents, maternal separation led to an increase in core temperature (Hennessy et al, 2010b) and in pro-inflammatory cytokines in the plasma (Wieck et al, 2013). These studies suggest that early-life stress resulting from the disruption of mother and child interaction is associated with inflammatory processes in later life.

Experimental studies in animal models have also highlighted a link between early-life stress and markers of immune function in the central nervous system (CNS)—an apparently sexually dimorphic phenomenon with greater effect sizes in male animals (Ganguly and Brenhouse, 2015). In pups, at a time when brain development is taking place (Box 2), maternal separation was found to be associated with blunted expression of pro-inflammatory mediators (lipopolysaccharide-binding protein) in the hippocampus (Wei et al, 2012) and with reduced microglial cell number in midbrain areas (Chocyk et al, 2011). In contrast, in adult animals, early maternal separation was associated with greater synaptic levels of the receptor for the pro-inflammatory cytokine interleukin-1 (IL-1) (Viviani et al, 2014), greater number and motility of cortical microglial processes (Takatsuru et al, 2015), and greater microglia activation (Brenhouse and Thompson, 2015).

Box 2: Brain Development

Like the ontogenesis of the immune system, several key brain development processes are restricted to fetal life. These include proliferation and migration of neuronal precursors (Tau and Peterson, 2010). Other developmental processes, such as synaptogenesis, synaptic refinement, myelination, and neurogenesis also start in fetal life, but continue after birth, in some cases well into adult life. These cellular events set the foundation for higher-order processes of brain development (Brenhouse and Andersen, 2011a; Casey et al, 2008; Crone and Dahl, 2012; Giedd and Rapoport, 2010; Tau and Peterson, 2010). Here we provide a brief overview of the key postnatal maturational events driving brain development.

Neuronal development

Key postnatal cellular events contributing to brain development are listed below (Tau and Peterson, 2010). Synaptogenesis is the formation of synapses between neurons, which takes place starting in fetal life (second trimester) and continues during infancy and, at a slower pace, during childhood. After axonal migration to target areas, axons, and dendrites first establish and maintain cell–cell contact (synaptic assembly phase) and subsequently undergo a process of differentiation into pre- and post-synaptic elements (synaptic formation phase; Garner et al, 2002). Synaptic refinement is the activity-dependent process of modulation of synaptic strength and survival that takes place after birth and continues into adulthood (Petanjek et al, 2011). In particular, homeostatic synaptic scaling is the process of stabilization of neuronal firing, whereby the strength of excitatory synapses is potentiated or inhibited by either increasing or decreasing the number of glutamate receptors at synaptic sites (Turrigiano, 2008). In addition, synaptic pruning is the process of selective elimination of the initially overproduced synapses by pruning of axons through retraction or degeneration, in order to remove unnecessary neuronal links and improve overall connections (Luo and O'Leary, 2005). Myelination is the production of the myelin by oligodendrocytes, which takes place starting in fetal life (third trimester) and continues into adulthood. Myelin forms an electrically insulating layer around axons to increase the speed of transmission of electrical signals along axons (Sherman and Brophy, 2005). Finally, adult neurogenesis is the process of proliferation and differentiation of neural stem cells that takes place after birth (Ming and Song, 2011). The process involves the differentiation of proliferating glia-like cells into neuroblasts and ultimately neurons through developmental milestones that resemble those occurred during embryonic neurogenesis (Ming and Song, 2011).

Of note, these processes of neuronal development take place according to regional patterns (heterochronicity), which are typically seen earlier in females than males (Brenhouse and Andersen, 2011a). Synaptogenesis, synaptic refinement, and myelination all occur in a stereotypical posterior-to-anterior direction, first seen in the sensory and motor cortical areas, then in association cortical areas and the corpus callosum, and eventually in the frontal lobe (Levitt, 2003; Tau and Peterson, 2010). Subcortical patterns are more poorly understood. In contrast to these cellular processes, adult neurogenesis only appears to take place in selected brain regions, such as the dentate gyrus of the hippocampus (where new dentate granule cells are generated) and in the subventricular zone of the lateral ventricles (where new neurons are generated and then migrate to the olfactory bulb; Ming and Song, 2011). Initial evidence suggests that adult neurogenesis might also occur at a slower rate in the striatum, the neocortex, and the amygdala (Ernst and Frisén, 2015; Gould, 2007).

Brain development

The above cellular events underlie the maturation of cortical and subcortical brain circuitries. Knowledge of these higher-order processes comes from cross-sectional and longitudinal magnetic resonance imaging (MRI) studies of humans (Giedd and Rapoport, 2010; Tau and Peterson, 2010). Total brain volume follows an inverted U-shaped trajectory peaking at age 10.5 in girls and 14.5 in boys. Cortical gray matter development follows a similar inverted U-shaped trajectory peaking at age 8.5 in females and 10.5 in males. This pattern is thought to emerge because of an initial overproduction of neurons, and later pruning and reduction in synapse formation. Consistent with the heterochronicity of cellular events discussed above, gray matter maturation also begins in the occipital lobe, and then progressively involves temporal and frontal lobes (Gogtay et al, 2004). In contrast to these patterns, structural MRI and diffusor tensor imaging studies have shown that cortical white matter increases in a linear manner over childhood and adolescent years, in parallel to the process of myelination. The development of subcortical areas has been less commonly studied but available evidence suggests that they also show a degree of sexual dimorphism and are still developing during childhood years. For example, the amygdala and hippocampus showed a non-linear (cubic) increase in volume till age 9–11 years and subsequent plateau (Uematsu et al, 2012). Similarly, the striatum showed a non-linear (cubic) increase in volume till age 12–15 years and subsequent plateau (Raznahan et al, 2014).

Positron emission tomography (PET) studies can be used to measure overall brain metabolic rate (brain glucose metabolism). A small, cross-sectional PET studies of individuals at different ages has shown that the overall brain metabolic rate in childhood years is twice as much as that in adult life, presumably because of the energy demands due to synaptic refinement and myelination (Chugani et al, 1987; Tau and Peterson, 2010). Again, PET signal revealed heterochronous patterns with posterior-to-anterior direction (Chugani et al, 1987).

Cognitive and emotional development

Detailed description of cognitive and emotional development is beyond the scope of this review. Briefly, trajectories of cortical development have been associated with the acquisition of executive function and overall intelligence (Shaw et al, 2006, 2007). Furthermore, the development of subcortical areas has been associated with the processing of emotionally salient events (including threat; Tottenham and Sheridan, 2009) and with reward processing (Balleine et al, 2007).

Of note, early-life stress also appears to be associated with greater reactivity to subsequent psychosocial and immune challenges. For example, rodents exposed to maternal separation showed a greater increase in core temperature upon a second separation (Hennessy et al, 2010b), greater cytokine expression in response to subsequent viral infection (Avitsur et al, 2006), and greater cortical microglial activation following subsequent exposure to chronic food-restriction stress (Brenhouse and Thompson, 2015).

Observational Studies in Humans

By manipulating the early environment and randomly assigning animals to experiences, experimental studies have been pivotal in informing causal inference regarding the links between early-life stress and inflammation. Furthermore, animal models enabled researchers to use invasive measures to investigate the links between early-life stress and neuroinflammation (ie, the inflammation of the CNS), an area of investigation that is only starting to be applied to clinical populations (Bloomfield et al, 2016; Setiawan et al, 2015). Despite these two crucial advantages, the use of proxy models of human experiences and of brain functioning or behavior have important limitations (Clancy et al, 2007; van der Worp et al, 2010). Of note, although experimental studies have stronger internal validity over observational studies, generalization of causal inference from the narrow context of the experiment to the life of humans requires demonstration (or assumption) that the animals and their physiology are representative of human physiology and experiences (ie, external or ecological validity). In other words, experimental animal models have shown that early-life stress can affect later immune functioning, but observational human studies are needed to test if childhood trauma does affect later immune functioning in ordinary people. Below, we review key papers that have investigated the association between traumatic experiences in childhood (generally defined as pre-pubertal exposure) and immune abnormalities.

We have investigated the association between childhood trauma and plasma inflammation biomarkers among 1037 members of the Dunedin Multidisciplinary Health and Development Study (Poulton et al, 2015). Study members have been followed since their birth in Dunedin, New Zealand, in 1972–1973 through repeated waves of assessment until adult life with very low attrition. This design enabled us to undertake a longitudinal-prospective assessment of maltreatment experiences in the first decade of life as study members grew up, including behavioral observations, parental reports, and retrospective reports by study members once they reached adulthood. Furthermore, at age 32 years we measured plasma inflammation biomarkers, namely C-reactive protein (CRP), fibrinogen, and white blood cell count. We found that cumulative exposure to childhood maltreatment was associated with significant and graded elevation in inflammation levels 20 years later (Danese et al, 2007). This association generalized to all three clinically relevant inflammation biomarkers available. The association was not explained by key potential confounders, such as low birth weight, disadvantaged socio-economic conditions of the family, and low IQ, or by potential mediators, such as adult stressors, poor adult health, unhealthy behaviors, or acute infections at the time of inflammation assessment. Two dozen independent studies have since tested this association, and qualitative and quantitative reviews found reliable evidence of small elevations in inflammation biomarkers in maltreated individuals (Baumeister et al, 2015; Coelho et al, 2014). Of note, elevated inflammation levels are observed not only after maltreatment by adults, but also after other common and severe childhood stressors, such as bullying by peers (Takizawa et al, 2015). Finally, childhood maltreatment may also be associated with impaired acquired immunity (Shirtcliff et al, 2009).

The association between maltreatment and inflammation is already detectable in childhood years. We tested this association in 170 members of the Environmental-Risk (E-Risk) Longitudinal Twin Study. Study members were born in England and Wales, and have been followed since their birth in 1994–1995 through repeated waves of assessment until adolescence. We again undertook a longitudinal-prospective assessment of maltreatment experiences during childhood years. Furthermore, at the age 12 years, we measured an inflammation biomarker in blood drops collected on filtered paper (CRP in dried blood spots). We found that inflammation levels were already elevated in maltreated children who developed depression by age 12 years compared to controls (Danese et al, 2011). Subsequent studies have replicated and expanded these initial findings. For example, high inflammation levels were found in a large cohort of children and adolescents exposed to adverse childhood experiences (Slopen et al, 2013) and among children with Child Protective Service-documented history of maltreatment and genetic liability to high inflammation levels (Cicchetti et al, 2015).

Childhood maltreatment also predicts greater reactivity to subsequent psychosocial challenges. Physiological response to acute psychosocial stressors can be tested through experimental procedures, such as socially evaluated public speaking and mental arithmetical calculation tasks (the Trier Social Stress Test, or TSST; Kirschbaum et al, 1993). This and similar procedures have been shown to induce an acute inflammatory response in humans (Steptoe et al, 2007a). Of note, patients with major depression and history of childhood maltreatment showed greater increase in IL-6 levels and greater NF-kappaB DNA binding (indicating genomic activation of inflammatory pathways) in response to TSST compared to controls (Pace et al, 2006). Similarly, adults with a history of childhood maltreatment had greater inflammatory response to the TSST compared to individuals with no maltreatment history (Carpenter et al, 2010). Furthermore, adults with a history of maltreatment showed elevated inflammation levels in the context of depression, daily stressors, or caregiving stress in later life compared to controls (Danese et al, 2008; Gouin et al, 2012; Kiecolt-Glaser et al, 2011).

Potential mechanisms through which childhood trauma could trigger inflammation are portrayed in Figure 1.

Figure 1
Figure 1

Potential mechanisms linking childhood trauma and inflammation. Panel (a) portrays potential mechanisms through which exposure to childhood trauma could elicit an acute inflammatory response. On the one hand, exposure to acute psychological stress can elicit an acute inflammatory response by stimulation of the sympathetic nervous system (Bierhaus et al, 2003; Steptoe et al, 2007b). On the other hand, psychological trauma may occur in the context of physical trauma. In this case, physical injury and pathogen infection can induce inflammation by triggering innate immunity (Medzhitov and Janeway, 2000). Short-term activation of the inflammatory response during sensitive periods in early life may affect the brain development and later microglia and neuroendocrine reactivity (Figure 2). Panel (b) portrays potential biological and behavioral mechanisms through which response to childhood trauma could lead to a chronic inflammatory state. First, early-life stress may be indirectly linked to inflammation because of primary neuroendocrine abnormalities in the hypothalamic-pituitary-adrenal (HPA) axis. Childhood trauma is associated with later hyperactive HPA axis functioning (Danese and McEwen, 2012; Gunnar and Quevedo, 2007; Heim and Nemeroff, 2001; Lupien et al, 2009), presumably because of primary abnormalities of the glucocorticoid receptor. Both preclinical and clinical studies have shown that early-life stress is associated with epigenetic changes, leading to insufficient glucocorticoid signaling, namely, impaired functioning of the glucocorticoid-receptor-mediated signaling (Weaver et al, 2004; Klengel et al, 2013). These changes could, in turn, induce resistance to the anti-inflammatory properties of cortisol and, thus, high inflammation levels (Heim et al, 2000; Miller et al, 2002; Raison and Miller, 2003). However, because of the bi-directional association between HPA axis functioning and inflammation, it is also possible that primary inflammatory abnormalities could stimulate HPA axis activity (Besedovsky et al, 1986) and induce glucocorticoid resistance (Barnes and Adcock, 2009). Second, it is possible that early-life stress can influence the composition of the gut microbiota (Bailey and Coe, 1999; O'Mahony et al, 2009). In turn, gut dysbiosis could influence brain function through stimulation of the vagus nerve and other metabolic effects (Cryan and Dinan, 2012). Third, early-life stress is associated with hormonal and brain abnormalities that could contribute to a ‘thrifty’ phenotype characterized by increased energy intake and storage, and/or reduced energy expenditure resulting in obesity (Danese and Tan, 2014; Danese et al, 2014). In turn, obesity is associated with high systemic inflammation through the production of pro-inflammatory cytokines by adipocytes (Gregor and Hotamisligil, 2011). Fourth, early-life stress has been linked to alcohol and substance abuse disorders and smoking (Dube et al, 2003; Anda et al, 1999), which can increase inflammation levels (Crews et al, 2006; Shiels et al, 2014). Fifth, early-life stress has been associated with decreased total sleep and disruption in sleep architecture in rodents (Feng et al, 2007; Mrdalj et al, 2013; Tiba et al, 2004) and humans (Gregory and Sadeh, 2016; Kajeepeta et al, 2015). In turn, clinical experiments have shown that sleep deprivation is associated with an increase in the expression of pro-inflammatory cytokines in humans (Irwin et al, 2006), and epidemiological studies have found that reduced sleep is associated with elevated levels of inflammation biomarkers (Miller et al, 2009). Finally, early-life stress is associated with later abnormalities in brain functioning and behavior (Danese and McCrory, 2015). In particular, persistent or recurrent distress and self-harming behaviors described in individuals with a history of childhood trauma could contribute to maintaining elevated inflammation levels (Cohen et al, 2012; Molina, 2005).

Inflammation and psychopathology

Experimental Studies in Animal Models and Humans

Evidence of an association between childhood trauma and inflammation raises the possibility that inflammation could help explain the pathophysiology of trauma-related psychopathology. Indeed, inflammation is increasingly seen as a key determinant of brain development and functioning, as discussed below.

Initial evidence of links between the immune system and psychopathology, and particularly affective disorders, came from the recognition that animals and humans with acute infectious diseases developed a stereotypical pattern of behaviors characterized by lethargy, despair, anorexia, and reduction in grooming (Hart, 1988). Consistent with the hypothesized inflammatory origins of this ‘sickness behavior’, systemic or central administration of bacterial cells’ components (eg, lipopolysaccharide, or LPS, also known as endotoxin) or pro-inflammatory cytokines (eg, interleukin-1beta, or IL-1beta, and tumor necrosis factor-α, or TNF-α) could trigger a similar cluster of symptoms (Dantzer et al, 2008). Finally, expression of sickness behavior in response to pro-inflammatory stimuli was buffered by administration of the anti-inflammatory cytokine IL-10 and exacerbated in IL-10-deficient mice (Dantzer et al, 2008).

Similarly, administration of pro-inflammatory compounds in humans can induce cardinal mood symptoms. Depression-free patients with hepatitis C or cancer who were treated with interferon-α (IFN-α) to boost their immune system developed high rates of depression within weeks—about half of patients met criteria for a diagnosis of major depression and nearly all developed neurovegetative symptoms, including anorexia, fatigue, psychomotor retardation, and disrupted sleep (Musselman et al, 2001). Qualitatively similar but transient symptoms can also be induced by acute administration of pro-inflammatory mediators, such as typhoid vaccination and LPS (Reichenberg et al, 2001).

Additional experimental support for the role of inflammation in the pathophysiology of affective disorders comes from the evidence of anti-depressant effects of anti-inflammatory medications. A recent meta-analysis of 10 trials with non-steroidal anti-inflammatory drugs and four trials with cytokines inhibitors found small-to-moderate anti-depressant effects of these interventions (Köhler et al, 2014). Results from the meta-analyses and individual clinical trials also highlight the complexity of depression. There are several pathophysiological mechanisms leading to depression, and inflammation may be a key mechanism in a subset of depressed patients, who will then benefit from anti-inflammatory medications (Raison et al, 2013). However, anti-inflammatory medications may be ineffective or even detrimental in other cases of depression, where inflammation is not a key pathophysiological mechanism (Raison et al, 2013).

Observational Studies in Humans

Building on this experimental evidence, epidemiological and clinical studies in humans over the past 20–30 years have highlighted the role of the immune system in the pathophysiology of several psychiatric conditions, including both affective and psychotic disorders.

Further to the findings on sickness behavior (Hart, 1988), initial evidence for the role of inflammation in depression came from the observation that experimental administration of pro-inflammatory cytokines produced a clinical response resembling major depression (the ‘macrophage theory’ of depression; Smith, 1991) and that depressed patients showed systemic immune activation (Maes et al, 1992). Meta-analyses of clinical and population studies showed that depressed individuals have a small elevation in levels of several inflammation biomarkers (Howren et al, 2009). Longitudinal studies found that the elevated inflammation levels observed in depressed individuals likely result from bi-directional associations between depression and inflammation over time (Matthews et al, 2010). Of note, elevation in inflammation levels is more obvious in depressed patients with recurrent course of illness (Ford and Erlinger, 2004) and those who are resistant to conventional treatment strategies (Strawbridge et al, 2015).

Patients with bipolar disorder also have elevated inflammation levels (Leboyer et al, 2012). Meta-analyses of clinical studies showed that, compared to controls, bipolar patients have small-to-moderate elevation in levels of pro-inflammatory cytokines (Modabbernia et al, 2013) and of CRP (Dargél et al, 2015). Systemic inflammation can be observed not only during symptomatic episodes, but also in euthymic phases (Dargél et al, 2015), suggesting that inflammation may be a latent vulnerability factor (or trait markers) rather than a (state) marker of disease severity. Indeed, it has been suggested that inflammation may contribute not only to the onset of bipolar disorder but also to its progression (Berk et al, 2011).

The contribution of immune abnormalities to the pathophysiology of schizophrenia has long been debated (Khandaker et al, 2015). Meta-analyses of clinical studies showed that patients with schizophrenia have moderate-to-large elevation in levels of pro-inflammatory cytokines (Miller et al, 2011) and of CRP (Fernandes et al, 2016). Again, several inflammation biomarkers examined appeared to be trait markers, because their levels were found to be elevated both in first-episode psychosis and in chronic psychotic disorders, and did not reduce following antipsychotic treatment (Fernandes et al, 2016; Miller et al, 2011). Furthermore, initial evidence suggests that elevated baseline levels of inflammation predict poor treatment response in first-episode psychosis patients (Mondelli et al, 2015).

Individuals who develop post-traumatic stress disorder (PTSD) also show elevated inflammation levels. Meta-analyses showed that PTSD patients have moderate-to-large elevation in several pro-inflammatory cytokines (Passos et al, 2015). Of note, these associations were not simply explained by comorbid depression (Passos et al, 2015). In addition, genetic (Michopoulos et al, 2015) and longitudinal (Eraly et al, 2014) studies suggest that inflammation is a pre-existing vulnerability factor for the development of PTSD in trauma-exposed individuals rather than simply a correlate of subjective distress, disease severity, or maladaptive coping strategies following PTSD onset.

Key points emerge from observational human studies on the relationships between inflammation and psychiatric disorders. First, because elevated inflammation levels were observed in several groups of patients, inflammation appears to have trans-diagnostic effects on the brain likely resulting from the effect of inflammation on basic brain processes. Because of these trans-diagnostic effects, the frequent comorbidity of psychiatric diagnoses, and the prevailing focus of published studies on individual psychiatric diagnoses, studies so far may have overestimated the unique contribution of inflammation to each individual diagnosis. Second, several meta-analyses found significant levels of between-study heterogeneity, suggesting that not all patients with the above psychiatric diagnoses have elevated inflammation. It is, therefore, important to identify correlates of elevated inflammation in psychiatric patients and target interventions accordingly (Danese et al, 2008, 2011; Raison et al, 2013). Third, inflammation is not simply related to incident cases of psychiatric disorders (ie, the risk of psychopathology). In contrast, inflammation is in many cases seen as a trait marker of vulnerability linked to unfavorable longitudinal course and poor treatment response. Therefore, understanding and addressing the origins of inflammation in psychiatric patients can have important treatment implications (Figure 1).

How Does Inflammation Affect Risk for Psychopathology?

In light of the association between inflammation and psychopathology reported in animal models and humans, we describe below four broad mechanisms through which systemic immune activation can affect risk for psychopathology. Mechanisms include the effects of inflammation on concurrent brain function, the effects of early immune activation on brain development, the sensitization of immune brain cells to subsequent psychosocial stressors, and the cross-sensitization of the HPA axis response to subsequent psychosocial stressors (Figure 2). A better understanding of these mechanisms has largely emerged from the increasing appreciation that the traditional view of the brain as an ‘immune privileged’ organ—namely, that the brain is both immunologically inert and immunologically separated from the peripheral immune system—is incorrect (Galea et al, 2007).

Figure 2
Figure 2

Potential mechanisms linking childhood trauma-related inflammation to brain functioning and psychopathology. Mechanisms include the effects of inflammation on concurrent brain function, the effects of early immune activation on brain development, the sensitization of immune brain cells to subsequent psychosocial stressors, and the cross-sensitization of the HPA axis response to subsequent psychosocial stressors.

The brain is not immunologically inert. The activity of the brain immune system contributes to normal brain functioning (Yirmiya and Goshen, 2011). For example, microglia continuously scan the surrounding extracellular space for signals of cellular damage or infection and can respond by repairing micro-damages, eliminating cellular debris and dysfunctional synaptic structures, and supporting neurogenesis (Hanisch and Kettenmann, 2007). Auto-reactive T cells in the cerebrospinal fluid (CSF) monitor and respond to signals released from the brain and contribute to neurogenesis by producing the anti-inflammatory cytokine IL-4 (Kipnis et al, 2012). Low levels of pro-inflammatory cytokines produced locally or accumulated from the periphery (see below) are important to facilitate molecular mechanisms of brain plasticity (eg, long-term potentiation and depression; Yirmiya and Goshen, 2011). Despite the supportive roles of the immune system in normal brain physiology, systemic immune activation linked to inflammation or infections can cause significant brain damage. During systemic immune activation, ‘activated’ microglia (M1) respond through phagocytosis and/or by production of pro-inflammatory mediators. Although these mediators are functional in eliminating the triggering stimuli, they can also exert neurotoxic effects and suppress neurogenesis (Hanisch and Kettenmann, 2007). T cells can potentiate the immune response to pathogens and amplify the inflammatory response, ultimately increasing neurotoxicity (Kipnis et al, 2012). Finally, cytokines can have neurotoxic effects (eg, by stimulating the production of reactive oxygen species), reduce monoamine transmission, potentiate glutamate transmission (and excitotoxicity), and inhibit neurogenesis (Miller and Raison, 2015).

The brain is not immunologically separated from the peripheral immune system. In contrast, there are several pathways that ensure effective links between the peripheral immune system and the brain immune system (Dantzer et al, 2008). On the one hand, signals from peripheral cytokines can be translated into CNS signals in several ways. Peripheral cytokines can stimulate afferent fibers of the vagus nerve, which in turn can trigger cytokine production within the brain. Peripheral cytokines can also cross into the brain where the blood–brain barrier (BBB) is permeable or leaky (eg, area postrema) and can be carried through the BBB saturable, active transporters. Finally, peripheral cytokines can engage cell surface receptors on astrocytes and endothelial cells that form the BBB, which in turn can trigger cytokines production by these cells within the brain. On the other hand, a small number of peripheral immune cells—dendritic cells, leukocytes, and lymphocytes—may pass through the BBB, circumventricular organs, and the chorioid plexus. As a testament to the presence and functional role of these pathways, peripheral inflammation can induce neuroinflammation (Dantzer et al, 2008; Perry et al, 2003). For example, peripheral administration of LPS induces the expression of pro-inflammatory cytokines in the brain (Breder et al, 1994), the activation of the microglia (Monje et al, 2003), and the inhibition of adult neurogenesis (Monje et al, 2003).

Inflammation and Brain Function

Because the brain is neither immunologically inert nor immunologically separated from the peripheral immune system, peripheral/systemic immune activation exerts immediate effects on concurrent brain function, and in particular on domains (Research Domain Criteria; Insel, 2014) of cognition, positive valence, and negative valence. These effects have been investigated through experimental stimulation with of pro-inflammatory mediators, such as LPS, typhoid vaccine, and IFN-α and comprehensively described elsewhere (Miller and Raison, 2015; Schedlowski et al, 2014). For example, peripheral administration of LPS decreases verbal and nonverbal memory in humans (Reichenberg et al, 2001). Peripheral administration of different pro-inflammatory mediators reduces ventral striatum responses to reward (Capuron et al, 2012; Eisenberger et al, 2010). Peripheral administration of LPS potentiates amygdala activity in response to socially threatening stimuli (fear faces) (Inagaki et al, 2012), and typhoid vaccine reduces the connectivity of the subgenual anterior cingulate cortex (sACC) with the amygdala and increases the activity within the sACC during emotional face processing (Harrison et al, 2009; Box 2).

Early-Life Immune Activation and Brain Development

Early-life immune activation can influence brain development. Brain development does not end at birth, but rather continues into young adulthood and beyond (Box 2). The immune system modulates cellular events across different phases of the normal brain development (Boulanger, 2009; Deverman and Patterson, 2009), and here we give an overview of key immune influences on postnatal cellular events. With regard to synaptogenesis, the chemokine CXCL12 and its receptor CXCR4 regulate axonal elongation, branching, and pathfinding by modulating neuronal responses to axon guidance cues (eg, Slit-2, semaphorin 3A, and semaphorin 3C; Chalasani et al, 2003; Tran and Miller, 2003), and CXCR4 and CXCL12 mutant mice show disrupted axonal migration (Lieberam et al, 2005). With regard to synaptic refinement, the immune system modulates the strength of neuronal excitatory synapses to stabilize firing in the context of varying neuronal activity (ie, synaptic scaling). Microglia and astrocytes can sense the overall levels of neuronal activity and produce compensatory changes in synaptic strength by secreting TNF-α. Low synaptic activity induces secretion of TNF-α, which in turn promotes the surface expression of glutamate receptors in neurons increasing excitability and, thus, synaptic strength (Beattie et al, 2002; Stellwagen and Malenka, 2006). Furthermore, the surface expression of the major histocompatibility complex class-I is necessary for the regulation of both basal synaptic transmission and of acute synaptic plasticity (long-term potentiation and depression; Huh et al, 2000; Shatz, 2009). The immune system is also involved in activity-dependent mechanisms that regulate synaptic survival (ie, synaptic pruning). Inactive synapses express the complement proteins C1q and C3 (Stephan et al, 2012), and microglia recognize and phagocytize the complement-tagged synapses that are in this way eliminated (Paolicelli et al, 2011). With regard to myelination, microglia exert an important role in the survival and functioning of oligodendrocytes and, thus, myelin production. Stressed oligodendrocytes can recruit microglia through secretion of chemokines, cytokines, and other mediators. In turn, microglia can remove myelin debris and promote the differentiation of oligodendrocyte progenitor cell into mature myelinating oligodendrocytes (Peferoen et al, 2014). With regard to adult neurogenesis, this is inhibited by microglia activation induced through peripheral administration of LPS or radiation, effects that are minimized by systemic administration of anti-inflammatory drugs (Ekdahl et al, 2003; Monje et al, 2003). In addition, induction of adult neurogenesis by enriched environment was markedly impaired in immune-deficient mice and restored by T cells directed to a brain auto-antigen (Ziv et al, 2006).

Because of the important roles that the immune system has in regulating key cellular events during the brain development, postnatal early-life immune activation involving disruption of these fine-tuned processes could exert direct, long-term influences on brain and behavior. Consistent with this prediction, experimental studies of infection (eg, influenza virus and Escherichia coli) and systemic inflammation (eg, synthetic RNA poly(I:C) and LPS) during prenatal or neonatal periods found stable, long-term impairments in cognition, including learning, memory, and attention in rodents (Bilbo and Schwarz, 2009; Knuesel et al, 2014; Patterson, 2009) and non-human primates (Short et al, 2010). In line with these findings in animal models, elevated levels of systemic inflammation in children have been associated with an increased risk of developing depression and psychosis in young adulthood (Khandaker et al, 2014).

Early-Life Immune Activation and Glial Priming

In addition to its effects on concurrent brain function and on the brain development, early-life immune activation can bias microglia response to subsequent inflammatory stimuli (Perry and Holmes, 2014). By priming the microglia, early-life immune activation can thus influence later-life immune and behavioral responses to physical and psychological stressors. These priming effects are likely induced by the molecular composition of the CNS microenvironment. For example, the release of molecules expressed in the degenerating or injured brain, such as CSF-131 and C-C motif chemokine 2 (CCL2), may induce loss or downregulation of neuronal ligands that inhibit priming (Perry and Holmes, 2014). Furthermore, reduced sensitivity of microglia to the inhibitory effect of glucocorticoids may exert similar effects (Frank et al, 2013). Because of these priming signals, microglia undergo morphological changes and modifications of cell surface antigens, which in turn increase microglial sensitivity to subsequent inflammatory stimuli. Rodents with ‘primed’ microglia show heightened production of pro-inflammatory cytokines in the brain, neurotoxicity, and exaggerated fever and sickness behavior in response to subsequent inflammatory stimulation compared to rodents with ‘naive’ microglia (Perry and Holmes, 2014).

Early-Life Immune Activation and HPA Axis ‘Programming’

In addition to sensitizing the immune system (glial priming), early-life immune activation can also cross-sensitize the neuroendocrine response to stress. Similar to psychosocial stress exposure, experimental administration of IL-1, and to a lesser extent IL-6 and TNF-α, can trigger HPA axis and central catecholamine activation (Besedovsky et al, 1986; Dunn, 2006). On the basis of this initial evidence, later studies have tested whether immune activation in early life—when HPA axis development may be more sensitive to environmental stimuli—can have long-term effects on HPA axis activation. Indeed, research in rodents has shown that immune stimulation with LPS in early-life-induced elevated unstimulated levels of corticotropin-releasing hormone, greater adrenocorticotrophic hormone, and corticosterone responses to restraint stress, decreased negative-feedback sensitivity to glucocorticoids, and reduction in glucocorticoid receptor density across the brain in adult animals (Shanks et al, 1995, 2000). Of note, these changes in HPA axis functioning are strikingly similar to the hallmark abnormalities described in affective disorders (Pariante and Miller, 2001). Therefore, the immune programming of the HPA axis system could contribute to explaining the effects of early-life immune activation on psychopathology.

Future research directions

The psychoneuroimmunology of early-life stress offers an innovative perspective to understand the effects of childhood trauma on psychopathology. We propose that psychological trauma in childhood could trigger biological responses qualitatively similar to physical trauma (Molina, 2005), including the activation of the innate immune system. In turn, early-life immune activation could affect brain function and development, and sensitize traumatized individuals to the effects of subsequent stressors. These ‘hidden wounds’ may help explain the long-term toll of childhood trauma on mental health. Although early-life stress can affect both risk for elevated inflammation and for psychopathology, the direct involvement of activated innate immunity in the etiology of psychiatric conditions associated with childhood trauma remains untested. Further research is needed to better understand the mediating role of inflammation and the implications of these findings for prevention and treatment of trauma-related psychopathology.

Mediation

Although the findings reviewed above suggest that inflammation might help explain the high risk of psychopathology in individuals with a history of childhood trauma (see Inflammatory Links Between Childhood Trauma And Psychopathology), none of them in isolation directly provides definitive evidence for the mediating role of inflammation (eg, anti-inflammatory medications may exert buffering effects through other more proximal mechanisms, eg, by reducing glucocorticoid-mediated neurotoxicity). Formal or direct test of this mediation hypothesis in humans (MacKinnon et al, 2007) requires new studies with peculiar design features, such as assessment of childhood trauma, inflammation biomarkers, and psychopathology in the same individuals (for comprehensive models); longitudinal-prospective assessment of childhood trauma and repeated measurement of inflammation and psychopathology (to rule out reverse causality); assessment of multiple inflammation biomarkers (to reduce measurement error); assessment of key potential confounders, including socio-economic status, childhood psychopathology, and genetic liability to inflammation (to minimize risk of omitted variables).

In addition to design issues, future studies will be needed to address more general questions on childhood trauma and psychopathology. For example, childhood trauma is a broad term encompassing various experiences ranging from child sexual abuse, to parental loss, and road traffic accidents. However, different types of trauma may have different correlates and consequences (Terr, 1991). Further understanding of the heterogeneity of experiences included in the definition of childhood trauma will help clarify the links between childhood trauma and inflammation. In addition, childhood trauma and inflammation are associated with elevated risk for several psychiatric diagnoses that often co-occur. As such, further research is needed to test whether there is any significant specificity in the links of childhood trauma and inflammation with psychopathology (Caspi et al, 2014; Network and Pathway Analysis Subgroup of Psychiatric Genomics Consortium, 2015).

Reversibility

Further research is needed to test the impact of immune mechanisms in stress resilience and, more practically, in remediating (or reversing) the biological effects of early-life stress before the onset of clinical symptoms. On the one hand, different lines of research suggest that anti-inflammatory strategies could prevent the onset of clinical outcomes. First, higher baseline levels of inflammation have been associated with greater stress-induced responses in animal models (Hodes et al, 2014) and humans (Eraly et al, 2014; Michopoulos et al, 2015). Second, administration of anti-inflammatory agents, such as COX-2 inhibitors or IL-10, can buffer the expression of biological and clinical sequelae of early-life stress in rodents, including the reduction in prefrontal cortex parvalbumin levels and the onset of depressive-like symptoms (Brenhouse and Andersen, 2011b; Wieck et al, 2013). Third, non-pharmacological strategies with anti-inflammatory properties, physical exercise, and anti-depressant medications, can buffer the effects of early-life stress on brain and behavioral outcomes in animal models (Harrison and Baune, 2014). Similarly, psychosocial interventions with anti-inflammatory properties, such as psychotherapy and mindful meditation (Black and Slavich, 2016; Koh et al, 2008; Pace et al, 2013; Thornton et al, 2009), might be beneficial in the aftermath of trauma exposure (Macmillan et al, 2009).

On the other hand, it is possible that resilience to stress might be boosted by harnessing the adaptive immune system (Lewitus and Schwartz, 2009). Consistent with previous research on stress-related potentiation of immune surveillance in the skin (Dhabhar and McEwen, 1997), more recent studies showed that stress can increase lymphocyte trafficking to the brain though expression of ICAM-1 by choroid plexus cells in rodents (Lewitus et al, 2008). Lymphocyte trafficking to the brain is likely protective in the face of stress. Indeed, mice who showed greater lymphocyte trafficking in response to predator odor developed lower anxiety levels and weaker acoustic startle response, and showed faster recovery to pre-stress hippocampal brain-derived neurotrophic factor (BDNF) levels (Cohen et al, 2006; Lewitus et al, 2008). These protective effects are thought to be due to modulation of the stress-induced microglia activation by invading T cells and, thus, to reduction in secondary neuronal damage (Moalem et al, 1999; Yoles et al, 2001). Lymphocyte trafficking to the brain also generates memory T cells reactive to CNS antigens (likely signaling cellular damage under stress), which build immune memory and thereby boost secondary adaptive immune response and resilience in the face of subsequent stressors (Cohen et al, 2006). Of note, inoculation (vaccination and immunization) with a CNS-derived peptide has been associated with lower anxiety levels, weaker acoustic startle response, and faster recovery to pre-stress BDNF levels in rodents exposed to predator odor (Lewitus et al, 2008). However, immunization approaches have not yet been studied in relation to early-life stress.

Stratified Medicine

Finally, it is possible that similar immuno-modulatory interventions could improve treatment of psychiatric patients with a history of childhood trauma. Stratified (or precision) medicine aims to identify subgroups of patients with distinct mechanisms of disease or particular responses to treatments, in order to develop treatments that are effective for these groups of patients (National Research Council (US) Committee on A Framework for Developing a New Taxonomy of Disease, 2011). It is possible that childhood trauma could identify one such subgroup of psychiatric patients.

Childhood trauma identifies a subgroup of psychiatric patients who respond poorly to treatment and—possibly because of this—have unfavorable course of illness. For example, depressed patients with a history of childhood maltreatment are at greater risk of showing poor treatment response and particularly are nearly twice as likely to show poor response to combined treatment (psychotherapy and pharmacotherapy; a regime often used to treat severe cases of depression) compared to non-maltreated-depressed patients (Nanni et al, 2012). In addition, depressed individuals with a history of childhood maltreatment are more than twice as likely to have unfavorable course of illness compared to depressed individuals without a history of childhood maltreatment (Nanni et al, 2012). Similarly, compared to non-maltreated counterparts, bipolar patients with a history of childhood maltreatment have a heightened risk of severe manic, depressive, and psychotic symptoms, heightened risk of comorbid PTSD, anxiety, substance or alcohol misuse disorders, early age of bipolar disorder onset, heightened risk of rapid cycling, greater number of manic and depressive episodes, and heightened risk of suicide attempts (Agnew-Blais and Danese, 2016).

Childhood trauma also identifies a subgroup of psychiatric patients with elevated inflammation levels. For example, depressed individuals with a history of childhood maltreatment showed higher inflammation biomarker levels compared to controls, whereas depressed individuals without a history of childhood maltreatment did not (Danese et al, 2008, 2011).

Because treatment-resistant depressed patients with elevated baseline inflammation levels may benefit from treatment with anti-inflammatory compounds, such TNF-α inhibitor, infliximab (Raison et al, 2013), the stratified biological findings in maltreated patients suggest potential treatment targets. Future research should test if immuno-modulatory interventions could improve treatment of psychiatric patients with a history of childhood trauma.

Funding and disclosure

Dr Lewis receives funding from the National Institute for Health Research (NIHR) Biomedical Research Centres and at South London and Maudsley NHS Foundation Trust, Guy's and St Thomas' NHS Foundation Trust and King's College London. The views expressed are those of the authors and not necessarily those of the NHS, the NIHR or the Department of Health. The authors declare no conflict of interest.

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  1. MRC Social, Genetic, & Developmental Psychiatry Research Centre, Institute of Psychiatry, Psychology and Neuroscience, King's College London, London, UK

    • Andrea Danese
    •  & Stephanie J Lewis
  2. Department of Child & Adolescent Psychiatry, Institute of Psychiatry, Psychology and Neuroscience, King’s College London, London, UK

    • Andrea Danese
  3. National & Specialist Clinic for Child Traumatic Stress and Anxiety Disorders, South London and Maudsley NHS Foundation Trust, London, UK

    • Andrea Danese

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https://doi.org/10.1038/npp.2016.198

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