# Quantized circular photogalvanic effect in Weyl semimetals

## Abstract

The circular photogalvanic effect (CPGE) is the part of a photocurrent that switches depending on the sense of circular polarization of the incident light. It has been consistently observed in systems without inversion symmetry and depends on non-universal material details. Here we find that in a class of Weyl semimetals (for example, SrSi2) and three-dimensional Rashba materials (for example, doped Te) without inversion and mirror symmetries, the injection contribution to the CPGE trace is effectively quantized in terms of the fundamental constants e, h, c and with no material-dependent parameters. This is so because the CPGE directly measures the topological charge of Weyl points, and non-quantized corrections from disorder and additional bands can be small over a significant range of incident frequencies. Moreover, the magnitude of the CPGE induced by a Weyl node is relatively large, which enables the direct detection of the monopole charge with current techniques.

## Introduction

When the Fermi surface of a solid is close to a linear crossing of two bands, the low-energy quasiparticles are relativistic Weyl fermions1,2,3. This linear crossing, known as a Weyl node, is protected from becoming gapped because it carries a monopole source of Berry curvature, which leads to many unique experimental consequences. Materials with this band structure have recently been predicted4,5 and discovered6,7,8,9, primarily through observation in angle-resolved photoemission of an unusual surface state known as a Fermi arc. However, so far it has been challenging to find truly quantized signatures induced by the existence of the monopole, which would be analogous to the quantum Hall effect in two-dimensional systems or the half-integer Hall effect at topological insulator surfaces. The principle that quantized effects can exist in metallic systems is demonstrated by graphene, where for a broad range of frequencies the transmission of incident light is 1−α, where α=e2/4πħc is the fine structure constant10.

A feature of Weyl fermions examined recently as a potentially quantized linear response is the anomaly induced chiral magnetic effect11,12,13,14,15: the generation of a current by an applied magnetic field. While it is now clear that there is no equilibrium current16, a finite current is possible in the transport limit with the frequency ω→0 after the transferred momentum q=0 (refs 17, 18, 19). This current has the same origin as natural optical activity20,21. It is determined by orbital moments rather than the chiral anomaly and its magnitude depends on a non-universal material-dependent property: the energy splitting between Weyl points. Other potential probes of the chiral anomaly are nonlinear responses to both E and B (refs 22, 23, 24), which present a characteristic angular dependence measurable in magnetotransport experiments. Current measurements show a strong angular dependence25, but the direct relation to the chiral anomaly is subtle26. Other promising scattering proposals could access distinct Weyl node properties27,28.

The main finding of this paper is that in a Weyl semimetal where nodes of opposite chirality lie at different energies, the circular photogalvanic effect (CPGE) becomes a truly quantized response that depends only on fundamental constants and the monopole charge of a Weyl node. The CPGE is the part of a DC photocurrent that switches with the sense of circular polarization. It has been measured in a variety of conventional semiconductors29,30 and more recently in topological insulators31,32. The typical magnitude of the CPGE at low frequency corresponds to an observed switchable photocurrent j10–100 pA for incident intensity of I1 W over a cm-sized sample in quantum wells that have time-reversal symmetry but low spatial symmetry29. It has been obtained theoretically as a Berry phase effect33,34,35, possibly the first in nonlinear optics, but there is no quantization: the effect measures the strength of the leading allowed Berry curvature term, which in three-dimensional (3D) materials35 can be viewed as the dipole moment of Berry curvature.

In contrast, we find that that the CPGE induced current for a Weyl point is quantized and given by

where α is the fine structure constant defined above, Ci is the integer-valued topological charge of Weyl point i and I is the applied intensity. In this equation, the currents for left and right circular polarization are perpendicular to the polarization plane, and summed over three mutually orthogonal planes. While the quantization we find is not expected to be exponentially protected as in gapped systems like in the quantum Hall effect, it is robust under small material changes in the sense that it is a direct measurement of the monopole charge in units of fundamental constants, as opposed to the transparency of graphene which enjoys no such interpretation.

Equation (1) describes a current whose increase in time is proportional to intensity, known as an injection current36. It is generated by resonant transitions at frequency ω between the occupied valence band and the unoccupied conduction band of the Weyl node (Fig. 1). It contrasts previous finite frequency proposals33,34,35,37 that originate in the low frequency response of electronic states near the Fermi level or other high-frequency37 and interband phenomena38 where the CPGE is not quantized. Interestingly, a CPGE was predicted for tilted Weyl nodes that lie at the same energy39 but this effect is not quantized.

In a real material, the total Weyl node charge in the Brillouin zone must be zero40. Crucially, this does not preclude the observation of a finite CPGE: Weyl nodes of opposite chirality need not be at the same energy in a low-symmetry material and resonant transitions for a given node can be Pauli blocked, rendering it inactive (Fig. 1). In this case, the response is constant and quantized for a finite range of frequencies. In addition, the key fact for experimental observability is that the prefactor of equation (1) is large in comparison to ordinary CPGE magnitudes. For typical relaxation times, the quantized Weyl node contribution will dominate other metallic or insulating contributions33,34,35 by more than an order of magnitude, suggesting that the total CPGE observed in experiment will indeed reveal the quantization. In what follows we analytically derive the quantized response equation (1) for two-band models and then consider corrections including those arising from additional bands. We provide supporting numerical evidence and suggest candidate materials as well as ideas for detection.

## Results

### The circular photogalvanic effect

In materials with time reversal symmetry, an injection current can only be produced by circularly polarized light. The CPGE injection current is defined as the second order response

to an electric field E(ω)=E(−ω), where latin indices span the cartesian components {x, y, z}. The tensor βij is purely imaginary and only non-zero if inversion is broken and the material belongs to one of the gyrotropic point groups (The gyrotropic point groups are C1, C2, Cs, C2v, C4, C4v, C3, C3v, C6, C6v (ferroelectrics) and D2, D4, D2d, D3, D6, S4, T and O (ref. 41). Of them, the subset of enantiomorphic (or chiral) groups C1, C2, C3, C4, C6, D2, D4, D3, D6, T and O are mirror-free and can support a quantized CPGE. The only other mirror-free group S4 has an improper rotation which constrains the CPGE trace to be zero). The presence of at least one mirror symmetry constrains all the diagonal components to be zero, while the off-diagonal ones can be finite and give a non-quantized CPGE, as in ref. 39. Mirror-symmetry constrains the Weyl node at momentum k to have the same energy as its partner of opposite chirality at −k, and hence the effect must vanish. The key for the quantized response to be observed is therefore that inversion and all mirror symmetries are broken, as in enantiomorphic crystals, allowing for the nodes to occur at different energies. In this case the trace of βij is quantized for a finite range of frequencies as we proceed to show.

The CPGE tensor β can be written in general as ref. 36

where V is the sample volume, Ek,nm=Ek,nEk,m and are the difference between band energies and Fermi-Dirac distributions respectively, is the cross gap Berry connection and .

### Exact quantization of the CPGE for two-band models

The position operator matrix elements in equation (3) can be related to Berry curvatures with the general expression36

where is the Berry curvature of band n. For a model with only two bands, this relation allows us to write

where 1, 2 correspond to valence and conduction bands, ω>0 is assumed, and . At a given frequency ω, the delta function selects the surface S in k-space where Ek,12=ħω. Since by definition is normal to this surface, the trace of β can be written as (see Methods)

where dS denotes the oriented surface element normal to S. Thus the CPGE trace measures the Berry flux penetrating through S. In particular, when the surface S surrounds a Weyl node (for example, located at ɛL, see Fig. 1), the above formula reduces to the monopole charge of the Weyl node, yielding a quantized CPGE

where CL is the monopole charge of the Weyl node at ɛL. In terms of the applied intensity the quantization is given by equation (1) as anticipated. For ω>2ɛR, the second node contributes with opposite sign to S and quantization is generically lost. Thus, in the ideal case of two linear Weyl nodes at energy ɛL,R from the chemical potential μ the quantization holds as long as 2|ɛR|>ω>2|ɛL| and ɛLɛR. For isotropic Weyl fermions (that is, linear dispersion with isotropic Fermi velocity and no tilting), measuring only one component of CPGE already suffices since βxx=βyy=βzz=0/3.

To support these findings we have numerically calculated the injection current for a two-band model with a characteristic energy scale t (see Methods). Our results are summarized in Fig. 2a) shows the band structure for representative parameters as a function of the momentum along separating the Weyl nodes (kz). The dashed lines outline four different chemical potentials μ for which the injection current is calculated using equation (3) and shown in panel b). Consistent with our discussion, when the chemical potential is chosen such that ɛL=−ɛR the CPGE is zero (orange flat-line). When μ coincides with the right-most node (blue dashed line) ɛR=0 and the CPGE is quantized to β0 from ω=0. Note that although in the idealized Weyl semimetal model quantization is expected to hold up to ω=2ɛL, in a lattice model 2ɛL can exceed the band width. This is the case of all non-trivial cases in Fig. 2 and thus the quantization disappears at a frequency ω2ɛL. With this caveat, for all generic choices of parameters the CPGE is numerically quantized consistent with our analytics.

### Higher band corrections

In practice, corrections from higher bands can lead to a non-universal CPGE since the CPGE can only be written exactly as a Berry curvature flux for two-band models.

To quantify the importance of these corrections consider a three band model with two lower bands forming the Weyl nodes as above that are complemented by a third unoccupied band. Using that it is possible to rewrite equation (3) as β(ω)=0+δβ(ω) for small ω (see Methods). These corrections become arbitrarily small when ω → 0 for μ=0 because remains a non-singular function for any pair of bands, while Ek,nm is arbitrarily small for the two bands at resonance forming the Weyl node. Explicitly, the correction scales as

where vF is a characteristic Fermi velocity around a Weyl node and E13 is the typical energy difference between the occupied first band and the unoccupied third band. The corrections vanish as ω2 and are inversely proportional to the energy separation to higher bands, thus becoming unimportant at low enough frequencies. Note as well that the matrix elements in equation (8) are typically small for different orbitals rendering the departure from quantization even less observable in practice.

We have assessed numerically the effect of higher bands on quantization by calculating the CPGE of a generic four-band model16. This model can describe Weyl semimetals with nodes at different energies such as SrSi2 (ref. 42; see Fig. 3, top left) relevant for our purposes and, with straightforward modifications, Dirac semimetals. It can also describe materials where the band edge takes the form of a 3D Rashba-like Hamiltonian43 . This is the natural spin-orbit splitting of parabolic bands in the absence of inversion and mirror symmetries. It generates a single Weyl node near the band edge, and the node of opposite chirality naturally appears at significantly different energies (Fig. 3c). Since the contribution of the outer Fermi surface to the CPGE is expected to be zero, a 3D Rashba material can show a quantized CPGE, and concrete examples are discussed below.

In Fig. 3 we show the injection current for two representative band structures: a Weyl semimetal with broken inversion symmetry and a 3D Rashba material. In all plots μ coincides with a Weyl node; other choices behave qualitatively as described in Fig. 2. Despite the presence of higher bands, the quantization is robust for small frequencies for all studied cases. We find this encouraging for experiments from both our numerical and analytic analysis that predict that the corrections due to higher bands are expected to be small.

## Discussion

We now elaborate on the main practical aspects that suggest that the quantized CPGE can be observed with current experiments. In the absence of any scattering mechanism, equation (2) predicts a quantized rate of unbounded current growth. In practice, disorder will introduce a finite scattering rate 1/τ and the linear growth of current can only be observed for times t < τ, which in existing Weyl semimetals is 1 ps (refs 23, 44). In the limit of , the current saturates to jsat that can be computed from Fermi’s golden rule or with Floquet theory (see Methods), resulting in

with βij(ω) defined as above. The total stationary photocurrent will therefore be , with the universal coefficient . Note this assumes the intensity I should remain constant throughout the sample, so light absorption should be small. The attenuation depth of a Weyl semimetal scales as , and we estimate that for ω<25 THz, (see Methods). Absorption is thus negligible for typical thin film dimensions. Taking a thickness of 10 nm, an area of 1mm2, and an irradiation time of 1 ps (), the induced photocurrent reaches . This is much larger than the reported CPGE current of 10–100 pA for a topological insulator thin film32, and thus its measurement is experimentally feasible. The additional Fermi surface contribution that can be described semiclassically33 is estimated to be much smaller so that the quantized CPGE contribution is dominant. Surface corrections can also be neglected at normal incidence, since the expected current is normal to the surface, and are in any case small compared to the bulk CPGE we describe.

Experimentally, the rate of current injection can be extracted from an all-optical setup with no free parameters as in ref. 45. There, direct time-resolved measurements of photocurrent are possible using short pulses of intense light. The time-dependent photocurrent can be measured as a radiated signal of low frequency set by the envelope of the incident pulses. Alternatively, if only the simpler steady-state measurement is available, the relaxation time τ can be estimated from other measurements such as the broadening of the drop at 2μ in the linear optical conductivity or from the CPGE itself by measuring the width of the jump at . The measured value of τ could be divided into the photocurrent to get the universal CPGE quantum.

Observing quantization requires a Weyl semimetal where inversion and all mirror symmetries are absent. The recently realized inversion breaking Weyl semimetals in the monopnictide class, such as TaAs (refs 6, 7), do have a mirror plane in their structure. Shear strain for example can break this symmetry, opening a small window of frequencies to observe the effect. A better candidate is SrSi2 (ref. 42): all mirror symmetries are broken, the Weyl nodes of opposite chiralities are separated significantly in energy (0.1 eV) and the chemical potential is close to one of the Weyl nodes. Other material candidates for mirror-free Weyl semimetals have been recently predicted in ref. 46. As we have shown, the quantized CPGE can also be observed in 3D Rashba materials43 as in the conduction band of trigonal elemental Te (ref. 47). Note that BiTeI (ref. 48) does not have a 3D Rashba band structure despite its strong spin-orbit splitting because of its mirror symmetries, which could also be broken by strain. Synthetic 3D Rashba materials can be also engineered in cold atoms43 which can be driven periodically to study the effects presented here.

The quantization of the CPGE is not limited to linear nodes. It can occur for any node with C>1 as long as the node is formed only by two bands49,50 and equation (4) applies, as it happens in SrSi2 where C=2. Nodal crossings with three or more bands51, however, are not expected to display quantization of this type as the corrections from equation (8) cannot be made small. We also note that the quantized value of the CPGE response is independent of any tilting of the nodes as long as they remain of type I, but the frequency window to observe it will depend on the tilt parameter52. If the tilting is strong enough to create a type II node53,54, the surface of allowed transitions encompasses only a fraction of the sphere surrounding the node and the quantization is lost at all frequencies. We also note that, unlike optical gyrotropy which is non-quantized and allowed for any metal with broken inversion, the quantized CPGE can occur only in the presence of Weyl nodes.

In conclusion, we have shown that the trace of the circular photogalvanic tensor is quantized for Weyl semimetals and 3D Rashba materials that break inversion and all mirror symmetries. We have identified several candidate materials to observe this effect, which we estimate to be an order of magnitude larger compared to other more conventional contributions.

## Methods

### Analytical computation of CPGE coefficient

The CPGE tensor βij for a two band model is given by equation (5) in the main text. The trace of this tensor is

To perform the integral we use that for an isotropic Weyl node kiEk,12=2vFki/k where k=|k| and therefore δ(ħωEk,12)=δ[kk(ω)]/(2vF), where k(ω)=ω/2vF, and that Berry curvature of such Weyl node is given by . We then get

To relate this response coefficient to the applied intensity, we consider circularly polarized light for which [E(ω) × E(ω)]j=i|E|2nj with nj a unit vector normal to the polarization plane. For the xy plane, for example, we have E=|E|(1, i, 0)/ and nj=(0, 0, 1). From equation (2) the injection current induced in the z direction is given by

To get the trace, we add up the contributions from the three orthogonal directions, defining , and use

in terms of the fine structure constant α=e2/(4πħc). The saturation current density with finite lifetime τ is simply

Finally, note this quantity is by construction the one that reverses sign when circular polarization is reversed. In practice other contributions that do not change sign exist in addition to the quantized CPGE. These can be removed by taking or as in the main text.

### Absorption and attenuation length

When light is irradiated in any conducting material, the intensity decays exponentially from the surface I=I0eαx due to light absorption. The attenuation constant is expressed in terms of the dielectric function as

which is related to conductivity by . The conductivity of a Weyl semimetal for is given by (ref. 55), which gives an attenuation length δ=1/α

where we have used a typical Fermi velocity vF=5 × 105 m s−1 (ref. 44). For frequencies below ω=100 meV (ν=25 THz), we have λ=12 μm and 1/α=2.7 μm so absorption is negligible for thin films in the THz range.

### Higher band corrections

In this section we discuss how the quantization is modified by the presence of higher bands. We consider the case of three bands: Bands 1 and 2 host the Weyl nodes while we choose band 3 to be higher in energy and unoccupied. The CPGE coefficient is explicitly

If we assume that the probing frequencies are always smaller than Ek,13 then δ(ħωEk,13) will never contribute and can be discarded. For this case

The existence of an extra band now modifies the sum rules to

we may write

Using that with the quantization will be preserved if for every direction a. To make a quantitative estimate we take an isotropic Weyl node with Ek=vF|k| and . The correction to the quantized value can be estimated as the dimensionless ratio of the moduli of the two vectors inside the parenthesis

Assuming zero chemical potential and small probing frequency and using that around the Weyl node we have we obtain

Therefore at low frequencies, the corrections to the quantization of Tr[β] vanish quadratically, since is a derivative of the Hamiltonian and cannot be singular at the node.

### Lattice models

In the main text we have used a two and a four band lattice model which we describe here with more detail. The two band model is defined by with

where σ0 is the 2 × 2 identity matrix and the Pauli matrices. For 1<|M/t|<3 it has a pair of Weyl cones at k={0, 0, ±K0} with at energies . The band structure shown in Fig. 2 corresponds to for M/J=2 and γ/t=0.8. The chemical potential can be controlled by adding a constant term proportional to μσ0. Note that both inversion and time reversal symmetry are broken in this model. By doubling the model one can restore time reversal symmetry while still being inversion odd. Since multiple copies of the model defined by equations (24) and (25) will only result in an additional prefactor in equation (1) proportional to the number of optically active Weyl nodes, in the main text we use the model defined by equations (24) and (25).

The second model that we use to investigate the effect of higher bands is a four band model that can originate from an orbital degree of freedom A, B and spin ↑, ↓. The Hamiltonian H4b in the basis defined by the electron operator is the sum of three terms16

For a detailed discussion of the phase diagram of this model we refer the reader to refs 16, 56. Here we will highlight the aspects that are relevant to the calculation in the main text.

The first term describes in general a trivial or topological (either weak or strong) topological insulator and respects both time-reversal symmetry and inversion symmetry . It is defined through the Γ-matrices Γj=(σzsy, σzsx, σys0, σxs0) and

in the subspace where the Pauli matrices and s=(sx, sy, sz) act on orbital and spin degrees of freedom respectively and σ0 and s0 are identity matrices in the corresponding subspace. The transition between trivial or topological insulator phases is governed by M/t. In the main text we have set M/t=2.5, such that at k=0 the insulating state corresponds to a strong topological insulator.

The second term defined via the matrix Γb=σysz and constant vector b=(bx, by, bz) breaks and drives the transition to a Weyl semimetal. The absolute value of b controls the distance between Weyl nodes. In the main text we have set b=(0, 0, t) for Fig. 3 top row and b=(0, 0, 0) in Fig. 3 bottom row.

The last term is defined via the constant scalar b0. It breaks and separates the two Weyl nodes in energy. In all of Fig. 3 we set b0/t=0.5. As for the two-band model the chemical potential is controlled by adding a constant term proportional to μσ0s0 and time reversal symmetry can be restored by an appropriate doubling of the model.

### Floquet theory derivation for CPGE

In this section, we present an alternative derivation of the stationary photocurrent proportional to the relaxation time τ by using the Floquet theory. We again consider the two band model for the Weyl fermion defined by , where energy dispersions of the valence and conduction bands are given by Ek,1 and Ek,2, respectively. In order to study dc current induced by photoexcitation between the two bands, we study the Floquet two band model consisting of the one photon dressed valence band and the bare conduction band, which is given by ref. 57

with A=E/ω and the velocity matrix element . These Floquet bands show anticrossing at the optical resonance at Ek,2Ek,1=ħω which describe steady state under driving. The occupation of the Floquet bands is determined by coupling to a heat bath which we assume to have the Fermi energy between the valence and conduction bands. This enables us to compute steady dc current by using Keldysh Green’s function method. Namely, by using the current operator along the z direction in the Floquet formalism,

the dc current in the steady state is given by ref. 57

with

The j1 term describes the shift current in the case of linearly polarized light. The j2 term does not lead to the current response proportional to relaxation time; while the factor result in the factor τ(kk0)δ(kk0) with the resonant wave number k0, this contribution vanishes after k-integration. The j3 term gives the injection current if we consider the term proportional to |E|2. In the following, we focus on the j3 term and derive the Berry curvature formula for the injection current. The injection current Jinj is obtained by expanding the j3 term up to A2 as

We note that the O(|A|0) term in j3 vanishes after k-integral due to the band connectivity. By noticing

we can write

where τ=ħ/Γ is the relaxation time and . Since the integrand of the first term is odd under the time-reversal symmetry, the first term vanishes after k-integration. The second term is described by the Berry curvature by using the identity

Thus we obtain the injection current in time reversal-symmetric systems as

Alternatively, since the Berry curvatures for the valence and conduction bands satisfy the relation , this can be rewritten as

Namely, the nonlinear coefficient β (in Ji=τβij[E × E]j) is given by

Thus the sum of the nonlinear conductivities Tr[β]=βxx+βyy+βzz is described by the Berry flux over the surface S of the resonance condition in k-space as

where dS denotes the oriented surface element normal to S. When the surface S surrounds a Weyl point, this leads to quantized injection current as

### Data availability

The data that support the findings of this study are available from the corresponding author upon request.

How to cite this article: de Juan, F. et al. Quantized circular photogalvanic effect in Weyl semimetals. Nat. Commun. 8, 15995 doi: 10.1038/ncomms15995 (2017).

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## Acknowledgements

We acknowledge useful discussions with F. Flicker, B. Fregoso, K. Landsteiner, N. Nagaosa, T. Neupert, J. Orenstein, G. Refael, I. Souza and M.A.H. Vozmediano. This work was supported by the Marie Curie Programme under EC Grant agreements No. 653846 (A.G.G.) and No. 705968 (F.d.J.), by the European Research Council through Grant No. 290846 (F.d.J.), by the Gordon and Betty Moore Foundation’s EPiQS Initiative Theory Center Grant (T.M.), and NSF DMR-1507141 and a Simons Investigatorship (J.E.M.).

## Author information

All authors contributed equally to the results presented in this work and the writing of the manuscript.

Correspondence to Fernando de Juan.

## Ethics declarations

### Competing interests

The authors declare no competing financial interests.

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de Juan, F., Grushin, A., Morimoto, T. et al. Quantized circular photogalvanic effect in Weyl semimetals. Nat Commun 8, 15995 (2017) doi:10.1038/ncomms15995

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