Cutaneous squamous cell carcinoma is the second most prevalent malignancy, most frequently occurring in the head and neck (head and neck cutaneous squamous cell carcinoma). Treatment of locally advanced or metastatic disease is associated with functional morbidity and disfigurement. Underlying genetic mechanisms are poorly understood. Targeted sequencing of 48 clinically relevant genes was performed on DNA extracted from formalin-fixed and paraffin-embedded high-risk primary head and neck cutaneous squamous cell carcinomas that remained non-metastatic at minimum follow-up of 24 months. Associations of somatic mutations with clinicopathologic characteristics were evaluated and compared with those described in the literature for metastatic disease. Alterations in 44 cancer-associated genes were identified. TP53 was mutated in 100% of cases; APC, ATM, ERBB4, GNAQ, KIT, RB1 and ABL1 were altered in 60% of cases. FGFR2 mutations (40%) were exclusively seen in patients with perineural invasion. MLH1 mutations were exclusively seen in the two younger patients (<45 years). Lower incidences of NOTCH1 mutations were observed compared with that described in metastatic head and neck cutaneous squamous cell carcinoma in the literature. Somatic mutations susceptible to EGFR inhibitors, and other small molecular targeted therapeutics were seen in 60% of cases. This study provides insights into somatic mutations in non-metastatic, high-risk head and neck cutaneous squamous cell carcinoma and identifies potential therapeutic targets. Alterations in FGFR2 and NOTCH1 may have roles in local and distant disease progression.
Cutaneous squamous cell carcinoma is the second most common malignancy in the world and most frequently occurs in the head and neck.1 Disease incidence is rising in countries with a high fair skin population and solar ultraviolet index, and with the aging population.2 The National Comprehensive Cancer Network (https://www.nccn.org/) guidelines indicate that nearly 14% of head and neck cutaneous squamous cell carcinomas seen in a Dermatology department are ‘high-risk’ lesions because of presence of perineural invasion and/or invasion of the subcutaneous tissues.3
Surgical resection forms the mainstay of treatment and is followed in selected cases by adjuvant radiotherapy, unfortunately a significant proportion of head and neck cutaneous squamous cell carcinomas develop local recurrences and approximately 14% of high-risk lesions develop regional metastases.3 Predicting which patients will develop recurrence or metastases is not possible as the currently available clinical and histologic prognostic indicators are unreliable.4 Owing to lack of effective second-line therapies, over 30% of patients with advanced nodal disease and 89% of patients with distant metastases die from head and neck cutaneous squamous cell carcinoma, and in those cured by radical surgery the quality of life remains poor, highlighting the need for other therapeutic options.5
The recent advances in massive parallel sequencing technologies have significantly transformed the treatment and survival in several lethal malignancies such as melanoma and pulmonary adenocarcinoma.6, 7 The utility of these techniques remains relatively unexplored in head and neck cutaneous squamous cell carcinoma. Herein, we evaluate the somatic mutations in high-risk tumors using a clinically relevant, commercially available, targeted cancer gene panel to ensure universal applicability of our findings. A cohort of patients with high-risk head and neck cutaneous squamous cell carcinoma that did not develop metastases after a minimum follow-up of 24 months was selected for this study to enable comparison with the cohorts of metastatic cutaneous squamous cell carcinoma described in the literature. The primary aims of this study were to identify somatic mutations associated with adverse histopathological features in head and neck cutaneous squamous cell carcinoma and to investigate the differences in somatic mutations observed in this non-metastatic cohort with those described in metastatic head and neck cutaneous squamous cell carcinoma cohorts in the literature. The secondary aim was to identify somatic mutations amenable to currently available clinical and preclinical targeted therapeutic agents.
Materials and methods
Following institutional human research ethics committee approval, patients with high-risk head and neck cutaneous squamous cell carcinoma treated with curative intent between 2008 and 2014 were identified from the prospectively collected database held at the Sydney Head and Neck Cancer Institute. A representative example of the type of head and neck cutaneous squamous cell carcinoma included in this study is depicted in Figure 1. High-risk disease was defined as per the criteria provided in the 7th edition of American Joint Commission on Cancer Staging Manual.8 Only patients who had either undergone concurrent sentinel node biopsy or neck dissection with at least 24 months of follow-up and complete clinical data were included. Patients with histopathologically positive sentinel lymph node biopsies or concurrent neck dissections and those who developed nodal metastases during follow-up were excluded. In total, 24 cases of high-risk head and neck cutaneous squamous cell carcinoma met the selection criteria.
The histopathology slides and paraffin blocks were retrieved from the archives of the Department of Tissue Pathology and Diagnostic Oncology at Royal Prince Alfred Hospital, Sydney, NSW, Australia. A complete histopathology review was performed and the tumor size, depth of invasion, lymphovascular and perineural invasion, bone involvement and margins of resection were recorded. Highly cellular areas of the tumor with a neoplastic cell content of 30–90% and without necrosis, keratin, inflammatory infiltrate or hemorrhage were identified.
Malignant tissue selected as described above was macro-dissected from the blocks for deoxyribonucleic acid (DNA) extraction. Case-matched normal tissue from the benign neck lymph nodes was used as germline control for mutation filtering. DNA extraction was performed using truXTRAC® formalin-fixed paraffin-embedded DNA microTUBE kit (Covaris, Woburn, MA, USA) as per the manufacturer’s instructions.
Samples with sufficient DNA that passed the quality control checks using the Illumina formalin-fixed paraffin-embedded quality control kit were available in 10 cases. Thus, the final cohort used for library preparation included 10 patients. The TruSeq Amplification Cancer Panel® (Illumina, San Diego, CA, USA) was utilized to assess 48 clinically relevant genes: ABL1, ALK, AKT1, APC, ATM, BRAF, CDH1, CDKN2A, CSF1R, CTNNB1, EGFR, ERBB2, ERBB4, FBXW7, FGFR1, FGFR2, FGFR3, FLT3, GNA11, GNAQ, GNAS, HNF1A, HRAS, IDH1, JAK2, JAK3, KDR, KIT, KRAS, MET, MLH1, MPL, NOTCH1, NPM1, NRAS, PDGFRA, PIK3CA, PTEN, PTPN11, RB1, RET, SMAD4, SMARCB1, SMO, SRC, STK11, TP53 and VHL. The reads were aligned to the human reference genome (GRCh37) using Isis Smith-Waterman-Gotoh (v2.6). Illumina Somatic Variant Caller (v4.0) and Illumina variant studio (v2.3) were used for variant calling and annotation, respectively. Somatic variants were identified after deducting the normal/germline variants observed in the matched normal samples from those observed in the tumor samples. Variant positions with a coverage of 500x read depth or more, and those variant alleles observed at a >5% frequency were included in further analysis. A single patient (case 1) did not have a matched normal, so variants known to be common in ExAC (MAF>0.1%) were filtered for this individual.
In-silico analysis using PolyPhen 29 and SIFT10 was performed. The Catalogue of Somatic Mutations in Cancer (COSMIC) database11 was used for functional annotation of the identified variants and to understand their potential interactions in the relevant signal transduction pathways. Functional Analysis through Hidden Markov Models (FATHMM) (http://fathmm.biocompute.org.uk/cancer.html) were used to understand the pathogenicity of the identified somatic alterations.12
All functionally characterized mutations that have been shown to promote carcinogenesis in other malignant neoplasms, in animal models and in cell cultures, and all truncations and deletions in tumor-suppressor genes were selected for further analysis.
Literature searches using PubMed for English language literature were performed to identify studies providing the details of somatic mutations in metastatic head and neck squamous cell carcinoma and somatic alterations amenable to currently available therapies.
Clinicopathologic Characteristics of the High-Risk, Non-Metastatic cSCC Cohort
The final cohort of 10 patients included 8 men and 2 women with a median age of 71 years (range 38–92 years) at the time of surgery. The median tumor diameter was 25 mm (range 7–160 mm) with a median depth of invasion of 10.5 mm (range 2–70 mm) and 4 (40%) patients exhibited perineural invasion (Table 1).
Overview of Somatic Mutations
Targeted sequencing of 48 cancer-associated genes to a mean coverage of 6907±2044 (n=9) in the normal samples and 9544±6486 (n=10) in the tumor samples was performed.
A total of 1313 mutations were identified across the 10 patient samples. These included 488 mutations in the coding region and 12 essential splice site variations, and 813 mutations in the non-coding region. Of the coding region and splice site mutations, 464 somatic mutations were found to be functionally significant across 44 of the targeted genes by using the COSMIC database, FATHMM scores, literature review and including those mutations leading to truncations or deletions of genes. A mean of 46 (range 3–146) significant somatic mutations were observed per patient. Although the unpaired sample had a higher than average number of mutations, it did not demonstrate the greatest mutation burden (53 putative somatic variants vs range of 3–146). C/T and G/A transitions, characteristic of UV-mediated DNA damage 13 were the dominant substitution comprising 72% of the mutation spectrum. In all, 90% of samples contained at least one C/T transition.
The most frequently observed non-synonymous somatic mutations were in TP53 (N=10, 100%), ATM (N=6, 60%), APC (N=6, 60%), ERBB4 (N=6, 60%), GNAQ (N=6, 60%), ABL1 (N=6, 60%), KIT (N=5, 50%), PIK3CA (N=5, 50%), AKT1 ((N=5, 50%) and RB1 (N=5, 50%). An overview of mutated genes and types of alterations identified is provided in Figure 2.
Table 2 lists the validated loss-of-function mutations in tumor-suppressor genes. Eleven mutually exclusive, functionally relevant TP53 mutations were identified in 9 cases—9 of which were within the DNA-binding domain of the gene (Figure 3a). TP53 R282W has been described in cutaneous SCC 14 and basal cell carcinoma,15 whereas the others have been described in breast, colorectal and other carcinomas (Table 2).
Functionally significant alterations in the APC gene were observed in six patients. These occurred within the mutational cluster region of the gene (codons 1030–1700 containing domains integral to β-catenin regulation). Two truncating mutations at positions R1114* and Q1328* in the APC gene that are well annotated in colorectal carcinoma 16, 17 were also observed (Figure 3b).
There were three nonsense and two deletion mutations in the ATM gene, including two cases with truncations at R2443* previously reported in mantle cell lymphoma18 (Figure 3c). Two patients with functionally relevant ATM mutations also showed loss-of-function mutations in the MLH1 gene (Q407*, Q426*, R423*). These are novel MLH1 mutations, resulting in loss of the C-terminal dimerization domain necessary for normal function of the mismatch repair protein.19
The three cases with SMAD4 mutations include: two deletions (c.533delC, S178*) and (c.1186delG, p. D396Mfs*19), and two truncating mutations, K122* and Q448*. SMAD4 deletion in head and neck epithelia has been described to result in spontaneous generation of head and neck cutaneous squamous cell carcinoma in mice.20
Loss-of-function mutations in VHL were identified in three cases, including R113* and Q132*; both of which are well characterized in renal cell carcinoma. Loss-of-function mutations in PTEN gene have been associated with disease progression and resistance to radiotherapy in head and neck and pulmonary squamous cell carcinoma.21, 22 A validated loss-of-function mutation in PTEN, Q17*, was observed in only a single patient. We noted three functionally significant mutations in FBXW7 including W446* and W486* in two patients, leading to premature truncation of the WD2 repeat domain. Both are well described in colorectal carcinoma (Table 2).
CDKN2A mutations are well characterized in cutaneous squamous cell carcinoma and in melanoma. Three cases had mutations in this gene, two of these are the known truncating variants within the ankyrin-repeat containing domain, R58* and E61*, described in cutaneous squamous cell carcinoma and melanoma.23
Known gain-of-function mutations in oncogenes were present in 60% of samples. A total of 12 functionally relevant oncogenic gain-of-function mutations were present across 10 genes (Table 3). Mutations in receptor tyrosine kinases resulting in constitutive tyrosine kinase activity and elevated downstream signaling were seen in this cohort. Two mutations, HRAS G13D and BRAF G464R, have been described in a metastatic cutaneous squamous cell carcinoma cohort.24 The BRAF mutation, and alterations in KDR Q472H, KIT T670I and GNAQ R183Q have been previously detected in cutaneous and uveal melanoma samples.25, 26 EGFR A864T is a rare activating variant 27 that was also seen in this cohort. An activating JAK3 A572T mutation, previously detected in T-cell acute lymphoblastic leukemia at a location shown to promote hematological malignancy in mice was identified. Two alterations in PTPN11 (D61Y, T73I), characteristically found in hematological malignancies,28 were also identified in two patients.
Association with Clinicopathologic Characteristics
Novel somatic mutations in MLH1 (Q407*, Q426*, R423*) leading to premature truncation and loss of the C-terminal dimerization domain were seen in two patients, both younger than 45 years of age.
Somatic missense mutations in the receptor tyrosine kinase FGFR2 were exclusively seen in patients with histologic evidence of perineural invasion. Of these, FGFR2 N549K and FGFR2 M536I are validated activating mutations, conferring constitutive tyrosine kinase activation and facilitating tumorigenesis in cell culture.29 FGFR2 N549K is well documented in endometrial carcinoma.30 In addition, two novel mutations, FGFR2 A380D and D528N leading to changes within the transmembrane domain and protein tyrosine kinase domain, respectively, were also observed in this cohort. Of the four patients with evidence of perineural invasion, two had histologic evidence of lymphovascular invasion. There were no unique findings in this subgroup. In addition, there were no differences in mutations according to histologic differentiation.
NOTCH1 alterations were observed in one patient in this non-metastatic cohort using the targeted panel covering 43 commonly mutated amino-acid residues in positions 1562–1600 and 1674–1678 in the NOTCH1 protein. The NOTCH1 L1569P mutation occurs within a functionally significant negative regulatory region of the gene, however, the functional significance, if any, of this mutation has not been described in the literature.
Somatic Mutations in HNcSCC and Targeted Therapies
Table 4 lists 10 activating mutations in oncogenes, which demonstrate susceptibility to currently clinically available targeted therapeutics or to small molecule drugs undergoing clinical trials or preclinical investigations. In all, 60% of the cases demonstrated at least one alteration amenable to small molecule therapy, although recurrent alterations were rare. Of these, three cases showed mutually exclusive mutations (EGFR A864T, KIT T670I) with sensitivity to approved therapies (Erlotinib/Gefitinib—EGFR inhibitors, Sorafenib—broad tyrosine kinase inhibitor, respectively) that are used in other malignancies. One of the patients showed a KDR Q472H mutation, which is susceptible to the anti-VEGF drug Bevacizumab that is approved for the treatment of metastatic cervical, colorectal, breast and renal cancers.31 HRAS G13D, which demonstrates in vitro susceptibility to combined MET and MEK inhibition, and to novel Ras inhibitors 32, 33 was seen in one patient, and was mutually exclusive to the patient with an EGFR activating mutation. The SMO L412F mutation, previously detected in basal cell carcinoma, shows resistance to Vismodegib,34 but may be susceptible to a new class of compounds, the GLI inhibitors that are under investigation for Hedgehog pathway blockade.34
The current cohort of 10 patients is unique, in that it represents a group of high-risk head and neck cutaneous squamous cell carcinoma tumors with a median depth of invasion of 10.5 mm and without evidence of metastatic disease. In addition to confirming the presence of the typical UV signature of C/T transitions and the high incidence of tumor-suppressor mutations including TP53, the analysis puts forth several findings. These include; presence of somatic mutations in MLH1 in young patients with cSCC, presence of FGFR2 mutations exclusively in patients with perineural invasion, lower incidence NOTCH1 mutations in this non-metastatic cohort as compared with metastatic cohorts described in the literature and the presence of actionable mutations with targeted therapeutic agents approved for other common malignancies in nearly 60% of cases.
TP53 loss-of-function is hypothesized to occur early in cutaneous squamous cell carcinoma pathogenesis.23 The loss of heterozygosity is associated with a sharp increase in mutation burden.23 Further evidence supporting early mutation of TP53 in skin comes from studies of physiologically normal, sun-exposed skin with clones of TP53 mutant cells.35, 36 Of the 11 functionally validated TP53 mutations in the current cohort, eight affected the DNA-binding domain of the gene. The location of the gene mutation may have predictive roles in disease prognosis. Although this has not been explored in cutaneous SCC; TP53 mutations within the DNA-binding domain have been found to be an independent predictor of poor disease specific survival in oral squamous cell carcinoma.37
Mutations in ATM were detected in 60% of tumor samples. ATM is an integral factor in the DNA damage response pathway, orchestrating signaling following UV damage.38 In vitro changes to phosphorylated ATM localization (and hence signaling) have been identified in normal, sun-exposed, pre-malignant and cutaneous squamous cell carcinoma cell lines.39 Interestingly, the two youngest patients (<45 years) showed functionally significant somatic mutations in both ATM and MLH1. These patients also showed relatively high total mutation burdens (198 and 502). Familial MLH1 alterations are characteristic of hereditary non-polyposis colon cancer syndrome. Sebaceous carcinoma is a well-known component of the Muir–Torre syndrome, however, there is no information regarding cutaneous squamous cell carcinoma as a component of hereditary non-polyposis colon cancer syndrome.40 The role of somatic mutations in MLH1 and its association with earlier age of onset of cutaneous squamous cell carcinoma is not well studied.
FGFR2 is a receptor tyrosine kinase mediating cell division, growth and differentiation signaling. Immunohistochemical overexpression of FGFR2 has been described to be associated with perineural invasion,41 advanced tumor stage and shorter survival in patients receiving neoadjuvant chemotherapy for rectal cancers.42 Amplification of FGFR2 in gastric cancer is related to regional lymph node metastases and subsequent poor prognosis.43 Interestingly, FGFR2 mutations in our patient cohort were seen only in those with histologic evidence of perineural invasion. However, the role of missense mutations in the protein tyrosine kinase domain of FGFR2 and its role in perineural invasion is not documented.
In the current non-metastatic cohort, we detected a single example of a mutation in the NOTCH1 gene. The functional significance of this alteration appears to be limited. This contrasts with information obtained from the DNA analysis of metastatic tumors, which demonstrated NOTCH1 mutations in 69% of the cohort.24 In cutaneous squamous cell carcinomas from immunocompromised patients NOTCH1/2 was altered in 89% of samples,44 and Pickering et al14 described 30% prevalence of NOTCH1 inactivating mutations. A direct comparison of the various studies evaluating NOTCH changes in cutaneous squamous cell carcinoma is primarily limited by the wide variety of the testing methods used such as whole-exome sequencing and capture panel analysis. The Illumina TruSeq Amplicon Cancer Panel® used in the current study covers approximately 35 kb (exons 26 AA 1562–1600; exon 27 AA 1674–1678) of NOTCH1. In addition, combinations of primary and metastatic cohorts have been used in the literature without further information regarding the distribution of NOTCH mutations in primary or metastatic tissues. Also, the details of the quality control checks while using formalin-fixed paraffin-embedded samples and the functional significance of the various alterations described in these studies are not readily available. For instance, the incidence of NOTCH1 mutations drops from 69% to only 24% in the metastatic cohort described by Li et al24 when only functionally significant mutations are considered. NOTCH1 has multifaceted roles in carcinogenesis. It has been proposed that loss of NOTCH1 is not an initiator of disease, but acts more as a cancer-promoting event.45 Thus, the role of this gene in regional and distant progression of head and neck cutaneous squamous cell carcinoma bears further investigation in well-designed cohorts using comprehensive DNA and expression analysis. This is particularly significant currently, as therapeutic targets modulating NOTCH activity are under development.46
There is an unmet need for effective medical treatment of invasive and metastatic cutaneous squamous cell carcinoma. It has been hypothesized that this disease is largely tumor-suppressor driven in etiology,14 which, combined with the consistently reported high mutation burden of cSCC, has been a barrier to the development of targeted therapies. Our findings indicate mutations in oncogenes such as EGFR, KIT, KDR, GNAQ and ERBB4, although these were largely mutually exclusive non-recurrent events in this cohort. Similar findings have also been described by Li et al and Al-Rohil et al.24, 47 Ten somatic mutations identified in six patients in this cohort may potentially be susceptible to currently approved therapies or to small molecule drugs under development. This finding merits further investigations, particularly as a phase two study evaluating use of gefitinib in aggressive cutaneous squamous cell carcinoma demonstrated favorable survival outcomes.48 Cetuximab has been trialed in a small cohort of patients, achieving a 69% disease control rate after 6 weeks of treatment including eight partial and two complete responses.49
The targeted panel used in this study is highly biased toward receptor tyrosine kinase genes involved in the MAPK, PI3K and mTOR signaling pathways, and nearly 90% of cases contained alterations in genes belonging to PI3K/mTOR pathway. Reduced rates of cutaneous squamous cell carcinoma development have been observed in organ transplant recipients receiving mTOR inhibitors.50 Al-Rohil et al47 have also recently described a clinical response in a patient with cSCC with PIK3CA P471L mutation, treated with the mTOR inhibitor temsirolimus. Although five of our patients showed PIK3CA mutations, no known targetable mutations were identified in this gene.
The chief limitations of this study include the small cohort size, use of formalin-fixed paraffin-embedded samples and use of a targeted panel. Although cutaneous squamous cell carcinoma is a common malignancy, locally advanced high-risk tumors that have not developed metastases at a minimum follow-up of 2 years are extremely rare, particularly if complete clinicopathologic data and follow-up are also required. Furthermore, stringent quality control checks were applied to ensure that only those cases with high-quality DNA were included in analysis. Extraction of high-quality DNA from archival material is inherently difficult, leading to further shrinkage of the cohort. The TruSeq Amplification Cancer Panel is suitable for the fragmented DNA obtained from formalin-fixed paraffin-embedded samples and allows for cost effective data analysis in a clinically relevant time frame that can be replicated in other centers with DNA-sequencing facilities. Furthermore, our data shows several of the alterations identified by more comprehensive techniques requiring fresh tissue.14, 44 Thus, we believe that our findings are likely to be reproduced in other study cohorts of non-metastatic, high-risk disease.
In conclusion, we have performed targeted sequencing of 48 cancer-associated genes on a unique cohort of 10 high-risk, non-metastatic head and neck cutaneous squamous cell carcinoma cases to a mean coverage of 6907. Our results confirm the presence of a UV DNA damage signature, a high mutation burden and the predominance of TP53 mutations in disease pathogenesis. In addition, we describe several novel findings, including somatic mutations in MLH1 in younger patients with head and neck cutaneous squamous cell carcinoma, FGFR2 mutations in patients with perineural invasion and a low incidence of NOTCH1 mutations in this cohort, all of which open further avenues of study. Our data also indicate the presence of targetable mutations in a significant proportion of tumors, suggesting further treatment options for head and neck cutaneous squamous cell carcinoma, an under-researched disease with significant morbidity and mortality in the fair skinned population.
We gratefully acknowledge the philanthropic financial support from ICAP, the O’Sullivan family, the Tag family foundation and David Paradice for their generosity and funding assistance. The preliminary results of this study have been presented at the United States and Canadian Academy of pathologists meeting in San Antonio, USA in March 2017 and at the Australia and New Zealand Head and Neck Cancer Society 18th Annual Scientific Meeting in October 2016 Auckland, New Zealand.
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Supplementary Information accompanies the paper on Modern Pathology website (http://www.nature.com/modpathol)