Main

There are almost 60,000 very LBW (VLBW) infants born in the United States annually (1). Survival has improved in recent decades; however, morbidity is high. Unfortunately, even premature children with normal intelligence quotient (IQ) are at high risk for school failure due to deficits in attention, visuospatial processing, and working memory (2). Furthermore, frequent social problems and poor adaptive skills (37) suggest long-term deficits in executive function, which can be difficult to identify in early childhood due to a lack of appropriate assessment measures. Understanding the relationship between prematurity and neurometabolite levels over time may assist in early diagnosis of executive dysfunction and other developmental disorders associated with prematurity.

The pathophysiology of acute brain injury related to prematurity has been characterized (8). However, chronic neurologic sequelae are less well understood, particularly for children without major structural injury. Proton magnetic resonance spectroscopy (1H-MRS) is an in vivo probe of neurometabolism allowing assessment of several metabolites including N-acetylaspartate (NAA), choline-containing compounds (Cho), myoinositol (mI), combined glutamate and glutamine (Glx), and combined creatine and phosphocreatine (Cr). Numerous studies have shown that neurochemical abnormalities observed by MRS are predictive of outcome in term children with encephalopathy (915); however, there are few reports using MRS in preterm children. Robertson et al. (16) reported abnormal elevations of the metabolite ratios mI/Cr and lactate/Cr in preterm infants with white matter damage when performed at term, although the only study evaluating developmental outcome after prematurity failed to demonstrate a correlation between neonatal 1H-MRS and Bayley motor scores at 18–24 mo of age (17). Two groups have reported 1H-MRS in adolescents who were former premature children, showing significant depression of NAA and Cr in the hippocampus (18) and a trend for lower NAA/Cho, lower NAA/Cr, and higher Cho/Cr ratios in left frontal lobe white matter (19). We are not aware of any studies using 1H-MRS in early childhood to evaluate the neurometabolic sequelae of prematurity.

We, therefore, performed a cross-sectional study of development and 1H-MRS in former VLBW children in two age groups: between 18 and 22 mo and between 3 and 4 y of age. Because there may be different effects of prematurity on gray versus white matter, and with of our interest in early executive function, two regions were chosen for analysis: the left frontal white matter and anterior cingulate gyrus. Our goal was to characterize the regional neurometabolic differences between former VLBW children and healthy term born controls during different early developmental periods. Furthermore, we also sought to identify the effect of prematurity on cognitive development with specific attention to early executive function.

METHODS

Subjects.

This investigation is part of a larger ongoing study of developmental follow-up after prematurity being conducted at the University of New Mexico. Enrollment criteria include birth weight less than 1500 g with no known history of neonatal stroke, meningitis, grade IV intraventricular hemorrhage, periventricular leukomalacia, hyperbilirubinemia, or other major medical illness or prenatal drug exposure. Children are followed up in a newborn follow-up clinic and those between 18 and 22 mo or 3 and 4 y old were invited to participate. Of 98 total children who qualified for enrollment, 39 enrolled and attempted an MRI scan of which 28 VLBW children did not have excessive movement artifact during spectroscopy acquisition (16 were between 18 and 22 mo old, 12 were between 3 and 4 y old). Control children were healthy without known developmental disorders and were recruited through community advertisements. Thirty controls attempted an MRI scan, and 15 successfully provided spectroscopy datasets (7 were 18–22 mo, and 8 were 3–4 y old). The study was approved by the University of New Mexico Human Research Review Committee, and informed consent was obtained from parents of all participants. See Table 1 for participant demographic information.

Table 1 Subject demographics and clinical characteristics

Developmental assessments.

All assessments were conducted at the Mind Research Network by doctoral level graduate students or a senior diagnostician. Parents were allowed to remain with their child during the testing session, which routinely took 1 to 2 h. For children in the 18–22 mo cohort, age was adjusted for prematurity. The younger children completed the Bayley Scales of Infant Development (BSID)-III (20), including the cognitive composite and the language composite, consisting of receptive and expressive language subscales. Early executive functioning was assessed using the A-not-B Task (21). This task involves finding a hidden object beneath one of two cups after a 5- or 12-s delay. Successful completion of this task involves working memory (i.e., remembering where the object is hidden) and response inhibition (i.e., being able to inhibit previous learning when the object changes location) (22). Scoring is based on percent of successful correct responses.

Chronologic age was used for premature children in the 3–4-y-old cohort. These older children completed the Wechsler Preschool and Primary Scale of Intelligence (WPPSI)-III (23), which provides a measure of verbal ability [verbal IQ (VIQ)] and performance-based cognitive ability [performance IQ (PIQ)]. In addition, three measures of executive function were administered: 1) bear/dragon (Simon says) procedures asks the child to either follow or not follow directions from a toy bear and a toy dragon and is scored based on number of times the directions are correctly followed (24), 2) gift delay task asks the child not to turn around while the examiner noisily wraps a package for them and is scored by the number of seconds it takes the child to “peek” at the present (25); 3) dimensional change card sort asks the child to variably sort cards by shape or color and is scored based on number of correct sorting responses (DCCS task; 26,27). The bear/dragon and gift delay tasks are measures of response inhibition and self control, and the DCCS task is more an assessment of attentional flexibility.

MRI and MRS data acquisition.

Imaging was performed on a Siemens 3-Tesla TrioTIM magnetic resonance scanner using the 12-channel radiofrequency head coil provided with the system (Erlangen, Germany). T1-weighted images were collected in the sagittal plane using a five-echo 3D magnetization prepared rapid gradient echo sequence [repetition time (TR) = 2530; TE (echo time) = 1.64, 3.5, 5.36, 7.22, 9.08; inversion time (TI) = 1200; flip angle = 7°; field of view = 256 × 256 mm; matrix = 256 × 256, 1-mm thick slice, 192 slices; generalized autocalibrating partially parallel acquisitions (GRAPPA) acceleration factor = 2]. These images were used to define two 1H-MRS voxels (Fig. 1). The first consisted chiefly (77 ± 8%) of gray matter and was positioned in the bilateral medial frontal cortex, directly superior to the corpus callosum, typically containing the anterior cingulate and portions of the middle frontal and superior frontal gyri. The second voxel was located in the left frontal white matter, as anterior as possible without including significant amounts of gray matter (79 ± 13% wm). For each of these voxels, a point-resolved spectroscopy sequence (TR/TE = 1.5 s/40 ms, voxel size = 25 × 10 × 15 mm, averages = 192) was collected, using a TE of 40 ms for improved detection of glutamate (28). An unsuppressed water sequence was collected with 16 averages and otherwise identical parameters to serve as a concentration reference and for eddy current correction in postprocessing. A larger voxel size was used for the first three cases (one control and two VLBW subjects), which measured 20 × 30 × 30 mm (see Discussion). Most former premature children were sedated with low dose chloral hydrate at 50 mg/kg orally.

Figure 1
figure 1

Placement of gray matter anterior cingulate voxel and left frontal white matter voxel.

MRS data analysis.

Raw time-domain 1H-MRS data from 4.0 to 1.8 ppm in the spectral dimension were analyzed using LCModel (29) version 6.2, with the unsuppressed water scan as a concentration reference. As a quality-assurance measure, LCModel produces a Cramer-Rao lower bound (CRLB) of the fit to the peak of interest. If this value was greater than 20% for any major metabolite, the fit was deemed unreliable and excluded from analysis. In addition, if the signal-to-noise ratio (computed by LCModel as the height of the largest peak of fit minus baseline over twice the root mean squared of the residuals of the fit) was below 5, that data were excluded from analysis. Each spectrum was visually inspected for the presence of artifacts or gross fitting errors. By these criteria, one anterior cingulate dataset (from an 18–22 control participant) and three white matter datasets (one 3–4 VLBW, one 18–22 control, and one 3–4 control) were excluded from the analyses presented below. Concentrations were computed for Cr, Cho, mI, NAA, and Glx. To correct for partial-volume and T1 and T2 relaxation effects, T1-weghted images were segmented into gray matter, white matter, and cerebrospinal fluid using Statistical Parametic Mapping version 5 software. Corrected metabolite concentrations were then computed using methods described previously (30).

Statistical analysis.

Because of several outliers in the data we used the Mann-Whitney-Wilcoxon test to compare metabolite levels in the two groups; where no outliers were present, independent samples t tests gave comparable results. A value of p < 0.05 was considered statistically significant.

RESULTS

Subjects.

As noted in Table 1, there were no differences in age at testing between the VLBW and term born children at either age group or were there differences in anthropometric measures including frontal-occipital circumference between VLBW and term born children (data not shown). Demographic data such as socioeconomic status and maternal education were similar in all four groups studied.

MRS data.

A neuroradiologist reviewed all scans, and no parenchymal abnormalities were noted on high resolution magnetization prepared rapid gradient echo images. Typical anterior cingulate and left frontal white matter voxel placement is shown in Fig. 1. Figure 2 demonstrates representative spectra from the frontal white matter voxel—note discernable peaks present in each subject group for NAA, Cho, Cr, mI, and Glx.

Figure 2
figure 2

Representative LC model fit to left frontal white matter spectrum from a control participant.

Table 2 summarizes spectroscopy findings including ratio and absolute concentration data for controls and VLBW children in both age groups. There were no statistically significant differences between VLBW and control children in the anterior cingulate gyrus at either age. In the left frontal white matter, in 18–22 mo group, NAA was decreased in VLBW children (p < 0.04) and, in 3–4 y group, VLBW children had decreased NAA (p < 0.06), decreased Cr (p < 0.01), increased Glx/Cr (p < 0.02), increased Cho/Cr (p < 0.005), and decreased NAA/Cho (p < 0.005); there was a trend for increased Cho in VLBW children at 3–4 y (p < 0.09, see Fig. 3 and Table 3).

Table 2 Single voxel metabolite concentrations
Figure 3
figure 3

Boxplots of metabolic data showing group differences for the left frontal lobe white matter demonstrate lower NAA in former VLBW children compared with controls at 18–22 mo (p < 0.040). At 3–4 y, there was also lower NAA (p < 0.055), lower creatine (p < 0.010), increased choline (p < 0.088), increased choline/creatine (p < 0.005), increased Glx/creatine (p < 0.014), and decreased NAA/Cho (p < 0.005). Metabolite concentrations are in millimoles per kilogram tissue water are on the y axis, and x axis represents VLBW (V) or term control (C) subject groups.

Table 3 The p-values and confidence intervals for selected neurometabolites as noted in boxplots (Fig. 3)

Developmental data.

Significant differences were found between children born VLBW and term at both age groups. At 18–22 mo, term born children scored significantly higher than the VLBW children on the expressive language subscale of the BSID-III (p < 0.041) and the A-not-B test (p < 0.008). No differences between groups were found on the receptive language subscale or cognitive domain of the BSID-III. At 3–4 y, term born children scored significantly higher on the VIQ from the WPPSI-III (p < 0.004) and PIQ (p < 0.036). Term born children also performed significantly better on a number of executive function assessments including the bear-dragon test (p < 0.003) and the summary categorization score (p < 0.025) as well as the gift delay task (p < 0.068, see Table 4).

Table 4 Developmental assessments

DISCUSSION

We report the first investigation of former VLBW children in early childhood using 1H-MRS and developmental assessments. Our major finding is that significant metabolic differences are present in the left frontal lobe white matter but not anterior cingulate gyrus of VLBW children compared with term born children. As expected, we also found evidence for impaired development in the VLBW group with significant effects on expressive language and emerging executive function. Taken together, these results suggest that prematurity has neurometabolic and developmental effects that are present in early childhood.

Although there are no reports using 1H-MRS to characterize the neurometabolic effect of prematurity in early childhood, there are several reports of 1H-MRS in adolescents who were born prematurely. In a group of 18 former VLBW children who underwent MRS at 15 y of age, Bathen et al. (19) found no significant difference in the left frontal white matter compared with controls, although there was a consistent trend for the VLBW group to have lower NAA/Cho, lower NAA/Cr, and higher Cho/Cr ratios. These subjects were included in a larger study by Vangberg et al. (31) who reported diffusion tensor imaging in 34 former VLBW children at 15 y of age and found lower fractional anisotropy in the left frontal white matter compared with controls. Thus, the diffusion tensor imaging and 1H-MRS data from this cohort suggests that prematurity may cause long-term disruption of white matter tracts and possible neurometabolic changes. In a different group of subjects, 1H-MRS of the hippocampus at a mean age of 15 y in former premature children showed significant decreases in absolute concentrations of NAA and Cr as well as ratios of NAA/Cho and Cr/Cho (18). However, it is not clear how prematurity may affect the neurometabolic profile of younger children.

Our study is the first that uses 1H-MRS to examine former VLBW children in early childhood. Children born at term are included because MRS normative data are not available, and computed metabolite concentrations may vary based on the data acquisition and analysis methods used (30). We found no significant differences between VLBW and term children in the anterior cingulate gyrus at either age. However VLBW children had important age-related differences in white matter metabolites; at 18–22 mo, NAA was decreased in former VLBW children in the left frontal lobe white matter (p < 0.04), whereas at 3–4 y, there were decreases in white matter Cr (p < 0.01) and NAA (p < 0.06), increased Cho (p < 0.09), elevated ratios of Glx/Cr (p < 0.02), and Cho/Cr (p < 0.005) and decreased NAA/Cho (p < 0.005).

The metabolite differences we found in VLBW children are consistent with 1H-MRS reports in other disease groups. NAA in the white matter was decreased in our VLBW children at 18–22 mo and at 3–4 y, which is similar to the trend of lower NAA in adolescents who were former VLBW (19). Depressed NAA has been reported in other diseases such as neonatal hypoxic-ischemic encephalopathy (15). However, NAA seems to be related to neuronal integrity and function, not just neuronal mass (32), and decreased NAA may be partially reversible, as shown in diseases such as traumatic brain injury (33) or multiple sclerosis (34). Longitudinal studies will be required to characterize how NAA may change over time after premature delivery and to determine whether there is an age at which NAA may help identify children at risk for later neurocognitive impairment.

Further, white matter differences were present in our 3–4 y VLBW children, including depressed Cr and elevated Cho, as well as elevated ratios of Cho/Cr and Glx/Cr and depressed NAA/Cho. The finding of elevated Cho has been reported in white matter diseases such as multiple sclerosis (35), traumatic brain injury (36), and Krabbe leukodystrophy (37). The Cho signal of 1H MRS primarily arises from phosphocholine and glycerophosphocholine, compounds that are involved in the synthesis and breakdown of phosphatidylcholine, a major phospholipid component of myelin and cell membranes (38). There is a decrease in 1H-MRS-detected Cho in the first 2 y of life, roughly corresponding to normal white matter myelination. With pathology involving demyelination and membrane breakdown, the Cho signal rises. The known cerebral white matter injury associated with prematurity in some children (8) suggests a possible mechanism for membrane injury causing elevated Cho.

Similarly, although total Cr is often used as an internal standard when reporting 1H-MRS as ratio data, it can be altered in some disorders such as traumatic brain injury (36), which may be consistent with the central role of Cr and phosphocreatine in normal brain energy metabolism in both neurons and glial cells (39). Our finding of decreased Cr is consistent with a prior report of former VLBW children as adolescents who had decreased Cr on MRS of the hippocampus (18) and suggests that even in subjects without overt structural lesions, Cr might be a marker of cellular injury and disrupted energy metabolism associated with prematurity. However, this also complicates interpretation of ratio data, which, in our subjects, showed significant elevations of Cho/Cr and Glx/Cr that could be largely driven by the decreased Cr rather than solely from increases in Glx or Cho.

The only spectroscopic differences between VLBW and control children were identified in the white matter voxel. This striking variance may be due to the known white matter vulnerability to injury associated with prematurity, which in many cases can be difficult to identify on standard neuroimaging (8). It is also possible that the lack of group differences in the anterior cingulate voxel reflects regional vulnerability, as prior work suggests thalamus and basal ganglia neurometabolites may be significantly affected in term children with hypoxic injury (12,15). Further studies are needed to clarify this finding, which may have implications for early diagnosis of injury after premature delivery.

Developmental test results demonstrated group differences between control and VLBW children, following a similar trend in both age groups. In the 18–22 mo and the 3–4 y age cohorts, the only domains where term born children performed significantly better than VLBW children were measures of expressive language and executive function. In addition, in the 3–4 y age group, term children also did significantly better on performance-based cognitive tasks, suggesting that general cognition may be affected in the VLBW group. The lack of deficits in other areas of general cognition for the 18–22 mo group was unexpected, as more global cognitive impairments have been reported (42). However, it is possible that the constellation of cognitive deficits resulting from premature birth changes over the course of childhood, with some abilities recovering at the expense of others (43). It is also possible that there was selection bias, as only children who were able to cooperate with the MRI scan were included in this study. Longitudinal studies with larger sample sizes will be required to determine how cognitive deficits associated with prematurity change over time.

Our finding that healthy term born children perform better on measures of executive function is less surprising. Executive function deficits are consistently reported in the literature on VLBW children, emerging as early as 8 mo (44) and persisting through preschool into middle childhood (45). These deficits predict later educational outcome (3). Furthermore, deficits in executive function may underlie the significant social problems and poor adaptive skills frequently experienced by former VLBW children as they grow (37).

There are several shortcomings of this study. As a cross-sectional investigation, we cannot use 1H-MRS to predict developmental outcome. Also, our low subject numbers limit statistical power, and we, therefore, could not perform correlations between the many behavioral assessments and 1H-MRS findings. In addition, the first three subjects had larger voxel sizes. However, because the larger voxels did not include fractions of gray and white matter that differed from the smaller voxels and, furthermore, were not exclusively in one group, these datasets were included. A final shortcoming is that although this study excluded children with any history of major medical illness, grade IV intraventricular hemorrhage or periventricular leukomalacia, our structural scans did not include T2 or fluid attenuated inversion recovery sequences; therefore, it is possible that gliosis was missed. Still, all high-resolution T1-weighted images were evaluated by a neuroradiologist, and no lesions suggestive of periventricular leukomalacia were noted, nor was periventricular leukomalacia present on the routine neonatal head ultrasound examinations.

Clearly, longitudinal studies are required to determine whether there is a role for 1H-MRS in early detection of specific developmental problems after prematurity. Matched controls will be necessary in such studies, and because of ethical issues that prohibit sedating healthy term born children, these studies will require multidisciplinary teams experienced with pediatric imaging and developmental assessments. However, these studies are worth pursuing as a better understanding of brain-behavioral relationships in VLBW children may ultimately lead to earlier and more effective interventions.