Abstract
Background
Genetic testing, to identify pathogenic or likely pathogenic variants in prostate cancer, is valuable in guiding treatment decisions for men with prostate cancer and to inform cancer prevention and early detection options for their immediate blood relatives. There are various guidelines and consensus statements for genetic testing in prostate cancer. Our aim is to review genetic testing recommendations across current guidelines and consensus statements and the level of evidence supporting those recommendations.
Methods
A scoping review was conducted following the Preferred Reporting Items for Systematic Reviews and Meta-analyses extension for scoping review (PRISMA-ScR) guidelines. Electronic database searches and manual searches of grey literature, including websites of key organisations were conducted. Using the Population, Concept, Context (PCC) framework, this scoping review included: men with prostate cancer or men at high risk of prostate cancer and their biological families; existing guidelines and consensus statements with supporting evidence for genetic testing of men with prostate cancer from any geographical location worldwide.
Results
Of the 660 citations identified, 23 guidelines and consensus statements met the inclusion criteria for the scoping review. Based on different levels of evidence about who should be tested and how, a diverse range of recommendations were identified. There was general consensus among the guidelines and consensus statements that men with metastatic disease be offered genetic testing; however, there was less consensus in relation to genetic testing in localised prostate cancer. While there was some consensus in relation to which genes to test, recommendations varied regarding who to test, testing methods and implementation.
Conclusion
While genetic testing in prostate cancer is routinely recommended and numerous guidelines exist, there is still considerable lack of consensus regarding who should be tested and how they should be tested. Further evidence is needed to inform value-based genetic testing strategies for implementation in practice.
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Introduction
Prostate cancer is the third most diagnosed cancer worldwide and the second most commonly diagnosed amongst men after lung cancer. Around 1.4 million new cases and 0.4 million deaths were reported in 2020 due to prostate cancer [1]. While earlier detection due to prostate-specific antigen (PSA) screening contributed to improved survival outcomes, it also increased the economic burden of prostate cancer through overdiagnosis and further testing [2]. Prostate cancer is a multifactorial and heterogenous cancer and while the cost of prostate cancer treatment varies across countries [2], costs are increasing more rapidly than those of any other cancer [3]. The incidence of metastatic cancer is also increasing in populations worldwide, particularly in younger populations, with the potential to contribute to a 40% increase in the annual burden by 2025 [3]. In Australia, for example, prostate cancer is the most common cancer in men (>24,000 cases diagnosed in 2022) and a leading cause of cancer-related deaths (~3500 a year or ~22 deaths per 100,000 males) [4]. The estimated annual cost of prostate cancer treatment to Australia (2015–2016) is approximately $684 million [5], and projected to increase considerably over the next 10 years [6]. Personalised prevention and treatment has the potential to improve the efficiency of healthcare and mitigate some of these costs [7].
Prostate cancer has a strong genetic component [8,9,10,11,12]. The proportion of prostate cancer attributable to hereditary factors is estimated to be between 5 and 15% [13]. For example, up to 15% of men with metastatic and 10% in men with localised prostate cancer have mutations in homologous recombination repair (HRR) genes, such as BRCA2, BRCA1, ATM, CHEK2, PALB2, and mismatch repair (MMR) genes (MLH1, MSH2, PMS2 and MSH6). Several inherited mutations (e.g., BRCA1 and BRCA2) are associated with varying degrees of increased predisposition to prostate cancer [8,9,10,11,12]. These mutations are linked with a younger age of cancer onset, an aggressive clinical course, and increased cancer mortality [14]. Genetic testing, including germline testing of hereditary cancer risk, can inform treatment decisions for men with prostate cancer as well as cancer risk in healthy individuals [15, 16]. Targeted therapies such as poly (ADP-ribose) polymerase (PARP) inhibitors (e.g., olaparib and rucaparib) are approved in multiple jurisdictions for the treatment of men with metastatic castration-resistant prostate cancer (mCRPC) who carry mutations in BRCA1 and BRCA2, based on the pivotal PROfound and TRITON2 clinical trials [17, 18]. Furthermore, men who are identified to carry BRCA mutations could benefit from prostate cancer screening at an early age (e.g., forty years) [19]. Importantly, germline testing can reveal higher risk of hereditary cancers including hereditary breast and ovarian cancer (HBOC) syndrome with BRCA1 and BRCA2 mutations, and Lynch syndrome with mutations in MMR genes including MLH1, MSH2, PMS2 and MSH6 [20].
With the increasing importance of genetic testing in prostate cancer, a number of clinical practice guidelines and consensus statements have been developed by multiple professional organisations (e.g., National Comprehensive Cancer Network (NCCN) [21]; European Association of Urology (EAU) [22]; European Society for Medical Oncology (ESMO) [23]; and Philadelphia Prostate Cancer Consensus Conference [16]. Given the large number of men who could potentially be eligible for testing, these guidelines and consensus statements provide risk-based genetic testing criteria which encompass personal and disease factors (e.g., cancer history and disease stage) together with family history and ancestry (e.g., Ashkenazi Jewish ancestry). Nevertheless, since genetic testing in prostate cancer is a rapidly evolving field and the evidence base to inform genetic testing recommendations (i.e., who should be tested and how) is underdeveloped, there are differences in the genetic testing recommendations across the guidelines and consensus statements. Reviewing current genetic testing criteria and how these vary across guidelines and consensus statements is important to highlight areas of discrepancy and identify the gaps in existing evidence to guide future research efforts. To date, there is no published comprehensive review of genetic testing recommendations in prostate cancer. Therefore, the objectives of this scoping review are to identify and compare: 1) current genetic testing recommendations in terms of who should be tested, for which genes and how they should be tested, and 2) the level of evidence used in supporting those recommendations.
Materials and methods
A scoping review protocol was developed based on the Arksey and O’Malley [24] and Peters et al. [25] methodological frameworks and the Preferred Reporting Items for Systematic Reviews and Meta-analyses extension for scoping review (PRISMA-ScR) Statement [26]. The protocol included a systematic process for conducting the literature search including study/guideline selection, data charting, summarising and reporting results. The protocol can be accessed in Appendix I.
Search strategy
A preliminary search of MEDLINE, the Cochrane Database of Systematic Reviews and JBI Evidence Synthesis revealed no systematic or scoping reviews on genetic testing for prostate cancer guidelines and consensus statements. Therefore, an initial limited search of MEDLINE and CINAHL was undertaken to identify relevant articles to inform the search strategy. The index terms and text words contained in the titles and abstracts of relevant articles were used to develop a full search strategy for genetic testing guidelines and consensus statements for prostate cancer in consultation with the research team and senior health sciences librarian. The aim of the search strategy, outlined in Appendix II, was to locate both published and unpublished guidelines and consensus statements. We searched four electronic databases (PubMed, Embase, CINAHL, PsycInfo) and the grey literature, including websites of key organisations (e.g., NCCN, EAU, AUA (American Urology Association), ESMO, eviQ). Guidelines and consensus statements published since April 1, 2007, when the first genome wide association study for prostate cancer was published, until May 30 2022, were included to ensure all possible guidelines and consensus statements and associated evidence were captured [27]. The reference list of all included sources of evidence was screened and, given the burgeoning interest in genetic testing, database alerts (May 31, 2022 - August 5, 2022) were set up to capture new guidelines or consensus statements for genetic testing in prostate cancer after the original search was completed.
Using the Population, Concept, Context (PCC) framework (Table 1), strict eligibility criteria were followed when selecting sources of information:
Types of sources
Inclusions
Inclusion criteria were developed so all guidelines and consensus statements providing genetic testing recommendations for prostate cancer were considered. We defined a guideline or consensus statement as any evidence-based and consensus-based set of recommendations for genetic testing in prostate cancer involving stakeholders with relevant expertise or experience [28]. All major organisational guidelines and consensus statements were included whether published in journals or on websites (e.g., NCCN, ESMO, eviQ). These are regularly updated and provide a clear methodology around development and consensus processes and the expertise and evidence used to inform decisions. Strength of recommendation ratings were also included. Reviews of these major guidelines and consensus statements were included where they were conducted by a consortium or multidisciplinary national or international team and adapted with the aim of addressing gaps or developing country/region specific guidelines or consensus statements or to advance clinical application or implementation of guidelines or consensus statements. In order to capture all relevant guidelines and consensus statements, the context was intentionally broad.
Exclusions
Superseded guidelines and consensus statements or published papers such as opinion pieces, commentaries, editorials and conference abstracts were excluded.
Source of evidence selection
Following the search, all identified citations were collated and uploaded into Endnote 20 (Clarivate Analytics, PA, USA) and duplicates removed. The Endnote file was then uploaded into Covidence (Veritas Health Innovation, Melbourne, Australia). Titles and abstracts were then screened by two independent reviewers for assessment against the inclusion criteria for the review. Potentially relevant sources were retrieved in full. The full text versions of selected citations were assessed in detail against the inclusion criteria by two independent reviewers. Reasons for exclusion were recorded for report in the scoping review. Any disagreements that arose between the reviewers at each stage of the selection process were resolved through discussion. The results of the search and the study inclusion process are presented in a PRISMA-ScR flow diagram (Fig. 1) [26].
Research questions
Six research questions informed the data extraction:
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a.
What genetic testing guidelines and consensus statements for prostate cancer currently exist?
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b.
What are the recommendations for genetic testing of prostate cancer?
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c.
Who should be considered for genetic testing?
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d.
Which genes should be tested for?
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e.
Which testing methods are used and where are samples drawn from?
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f.
What evidence supports the recommendations?
Data extraction
Data were extracted from papers included in the scoping review using a data extraction tool developed by the reviewers and included specific details about the guideline details: Organisation, year, country of origin, criteria for genetic testing for men at risk or at different stages of prostate cancer, recommended test and genes tested, and level and/or strength of evidence. To address heterogeneity in strength of recommendation ratings and facilitate comparison across guidelines, we mapped the rating instruments (excluding expert opinion only) used in different guidelines and consensus statements to the National Health and Medical Research Council (NHMRC) grades of recommendation (Table 2) [29].
Summary data were then extracted for reporting in the scoping review (Table 3). Both reviewers extracted data from full text inclusions as quality assurance. Any disagreements were resolved through discussion.
Results
The search generated 657 citations between the dates of January 1, 2007 to May 30, 2022. 102 duplicates were removed. The remaining 555 were imported into Covidence for title and abstract screening. 482 studies were excluded, leaving 73 studies for full text screening. Database alerts, collected between May 31, 2022 and August 5, 2022, generated three further guidelines for inclusion, bringing the total for full text screening to 76. After applying the PCC inclusion criteria to the full text screening, 23 guidelines and consensus statements from 16 different groups or organisations remained (Fig. 1).
Research questions
A narrative summary, addressing each of the research questions in turn, accompanies the genetic testing strategies from each of the 23 included guidelines and consensus statements. Guidelines and consensus statements included in Table 3 were genetic testing guidelines or consensus statements from major organisations, recognised as authorities on the subject (n = 13). Major guidelines are thus defined as guidelines or consensus statements based on a clearly articulated process involving research evidence to support recommendations with consensus from a panel of experts from recognised medical organisations (national, or regional). The 10 remaining guidelines or consensus statements, are referred to as adapted guidelines, based on reviews of the major guidelines and consensus statements with country-specific, or other considered modifications based on specific stages of cancer, implementation, or practical clinical application. All adapted guidelines are also based on a rigorous methodology and consensus from a panel of experts. A summary table of these adapted guidelines is in Appendix III.
a. What genetic testing guidelines and consensus statements for prostate cancer currently exist?
Of the 13 major guidelines included in this review, six guidelines and two consensus statements were from organisations in the US, comprising the NCCN (n = 3) [21, 30, 31], a conglomerate of specialist prostate cancer clinician organisations (AUA; American Society for Radiotherapy and Oncology (ASTRO); Society of Urologic Oncology (SUO)) (n = 3) [32,33,34] and the Philadelphia Prostate Cancer Consensus Conference (n = 2) [16, 35]. Two guidelines and two consensus statements were from European organisations: ESMO; [23] a conglomerate of organisations comprising specialist prostate cancer clinicians (European Association of Urology (EAU), European Association of Nuclear Medicine (EANM), European Society for Radiotherapy and Oncology (ESTRO), European Society of Urogenital Radiology (ESUR), International Society of Geriatric Oncology (SIOG)) [22]; and the Advanced Prostate Cancer Society (APCCC) (n = 2) [36, 37]. One major guideline, eviQ, was from the Cancer Institute of NSW, Australia [38].
The ten remaining adapted guidelines comprised seven guidelines, two consensus statements and one position paper from various organisations in nine countries including Italy (Italian Scientific Societies) [39], France (Cancer Committee of the French Association of Urology (CCFAU)) [40], Spain (Spanish Society of Medical Oncology (SEOM) and Spanish Oncology Genitourinary Group (SOGUG)) [41], Canada (n = 2) (i. Canadian Consensus Forum [42] and ii. Canadian Expert Multidisciplinary Working Group in Genetic Testing for Metastatic Prostate Cancer [43]), Switzerland (Swiss Group for Clinical Cancer Research (SAKK) Network for Cancer Predisposition Testing and Counselling (CPTC)) [44], US (Large Urology Group Practice Association (LUGPA)) [45], Sweden (n = 2)(Swedish National Prostate Cancer Guidelines Group) [46, 47] and China (Hong Kong Urological Association and Hong Kong Society of Uro-Oncology) [48].
b. What are the recommendations for genetic testing of prostate cancer?
Genetic testing strategies from each of the major guidelines are summarised in Table 3. Genetic testing strategies from adapted guidelines are summarised in Appendix III.
c. Who should be considered for genetic testing?
All guidelines and consensus statements recommend genetic testing (germline and/or somatic) for men with metastatic prostate cancer. The NCCN guidelines offer the most detailed guidance across the three prostate cancer relevant guidelines included (Prostate Cancer; Genetic/Familial High-Risk Assessment: Breast, Ovarian and Pancreatic Cancer; and Colon Cancer). Essentially, germline testing is recommended for men with high- or very high-risk prostate cancer, regional or metastatic prostate cancer, regardless of family history. Germline testing is also recommended for men with a personal history of breast cancer or a positive family history of early onset breast, colorectal or endometrial cancer (age ≤50 years); ovarian, exocrine or pancreatic cancer (any age); prostate cancer ≤60 years or prostate cancer death; Lynch-syndrome related cancer, especially if diagnosed <50 years; or Ashkenazi Jewish ancestry.
Somatic testing is recommended for men with hormone sensitive metastatic prostate cancer or castrate resistant metastatic prostate cancer. While many of the major guidelines offer less specific and/or less comprehensive criteria for genetic testing than NCCN, all recommend germline and somatic testing for men with metastatic prostate cancer, particularly for men with personal or family history or Ashkenazi Jewish ancestry and early onset disease.
For men with early stage or localised prostate cancer, germline genetic testing is recommended only where it is likely to impact treatment, clinical trial options, risk management of other cancers and/or potential risk for family members. Testing criteria tend to focus on personal history of metastatic or high-risk prostate cancer, particularly early onset, and family history of prostate cancer, breast, ovarian, pancreatic, colorectal or endometrial cancer and Ashkenazi Jewish ancestry. Some guidelines [23, 38] recommend germline testing for men who have confirmed DNA MMR deficiency or a pathogenic variant in a listed gene after tumour testing. For this population, one guideline makes no recommendations [34], while others suggest genetic testing be considered only for men with personal or family history of high-risk germline mutations and/or early onset prostate cancer [44, 46, 48].
For men without prostate cancer, many guidelines make no mention of genetic testing [23, 34, 40] or make recommendations to consider germline testing for reasons of family history or ancestry [22, 38, 48], rather than recommending it. Germline testing is recommended for men without prostate cancer in the guidelines of only three organisations. NCCN recommend germline testing for men with a family history suggestive of hereditary prostate cancer or hereditary breast and ovarian cancer or colon cancer syndromes [21, 30, 31]. The Italian Scientific Societies recommend germline BRCA testing for men with a family history of hereditary breast or ovarian cancer or paternal family with breast or ovarian cancer [39]. The Spanish Society of Medical Oncology recommends germline testing for men with a family history of cancer predisposition [41].
d. Which genes should be tested for?
Men with prostate cancer may have germline mutations in a number of genes. Those genes with moderate to high risk hereditary cancer susceptibility include homologous recombination repair genes BRCA2, BRCA1, CHEK2, ATM, PALB2, RAD51D; mismatch repair genes MLH1, MSH2, MSH6, PMS2; and pathogenic variant HOXB13. These genes are implicated in a range of cancer types, with the exception of HOXB13 which, to date, seems to be prostate cancer specific [12]. The NCCN provides the most comprehensive recommendations, recommending different genes for genetic testing based on the purpose of testing (Table 4) [21].
Other guidelines base their recommendations on disease stage [22, 32,33,34,35] or a combination of both purpose and stage. While there is some consensus regarding which genes to test, recommendations across guidelines vary. For example, for metastatic castrate resistant prostate cancer, recommendations range from the type of test (germline and/or somatic) with no specific genes nominated [42, 47] or testing for one gene only (BRCA2) [47] compared to the more comprehensive list recommended by NCCN in Table 4 above. For those with high-risk or metastatic prostate cancer, one guideline recommends germline testing only after somatic testing or after a validated prediction tool (e.g., CanRisk) confirms a ≥ 10% probability of detecting BRCA1/2 pathogenic variant [38], whereas many guidelines and consensus statements recommend germline testing across a range of genes for all men diagnosed with metastatic prostate cancer [16, 21,22,23, 30,31,32,33,34,35,36,37, 41, 43, 45, 48].
e. Which testing methods are used and where are samples drawn from?
Few guidelines or consensus statements provide further specificity than germline and/or somatic testing in relation to testing methods or where samples are drawn from. Recommendations tend to range from targeted gene tests for one or two genes (BRCA1/2) to a prespecified gene panel (e.g. HRR and/or MMR genes) [16, 21, 30, 31, 35, 45], or large panel testing for advanced prostate cancer [36, 37]. Whole exome or whole genome sequencing was not mentioned in any of the included guidelines or consensus statements. Typically, germline testing samples blood or saliva and somatic testing samples the tumour or metastatic tissue. No guideline or consensus statement mentioned sampling plasma or testing for circulating tumour DNA. Putative mutations or variants of unknown significance (VUS) were mentioned only in relation to post-test counselling [16, 21, 30, 31, 35,36,37].
f. What evidence supports the recommendations?
All guidelines and consensus statements involved a review of the literature as an evidence base. While guidelines and consensus statements often employed different methods to rate the level of evidence or strength of recommendation to support their recommendations, in general, evidence was reported as lower level. For example, all included NCCN recommendations were rated 2a, meaning the guideline statement is based upon lower-level evidence, however, NCCN consensus is that the intervention is appropriate. Expert opinion, which comprised reviews of the literature and consensus panels, was cited as strength of recommendation in 10 guidelines [16, 32,33,34,35,36,37,38,39, 42,43,44,45,46,47]. Other guidelines and consensus statements used modified GRADE evidence ratings [22, 40, 48] had their own strength of evidence ratings [32,33,34] or grades of recommendation [23] or adopted other systems from previous clinical guidelines [41] to rate the strength of their recommendations.
Discussion
This scoping review is the first systematic and comprehensive review to examine current worldwide guidelines and consensus statements for genetic testing of prostate cancer. While numerous guidelines and consensus statements exist and genetic testing is now routinely recommended for patients with prostate cancer, there is still considerable lack of consensus with regard to timing and the strategies for testing, even across more high income countries [49, 50]. As a consequence, there are differences across guidelines and consensus statements based on medical knowledge, available resources, as well as country of origin (including differences in health systems, workforce expertise and capacity, infrastructure, and so on). The synthesised evidence from this scoping review of 23 current guidelines and consensus statements will form the survey inputs from which a Delphi Panel will determine an evidence-based, stakeholder endorsed set of genetic testing strategies for prostate cancer. These strategies could be valuable for the development of local genetic testing guidelines or for the development of an international guideline. A standardised approach to genetic testing for prostate cancer is essential to establish the value of genetic testing for prostate cancer.
A number of points of contention with genetic testing guidelines and consensus statements have been raised in the literature and are discussed below. These concerns span the process from initiation of genetic testing or systematic identification of appropriate patients, pre-test counselling, education of clinicians and patients, informed consent, collection of family history, testing platforms, test selection and ordering, delivery of results and follow up, post-test counselling, and cascade testing, and include the need for practical strategies and flexibility in delivery as a response to health system challenges. Very few guidelines or consensus statements provide any guidance on, or consideration of, the impact of implementation of genetic testing [31, 35], nor do they consider such testing within the context of survivorship care [31]. For example, recommendations such as the strategy to offer germline genetic testing to all men diagnosed with metastatic prostate cancer would create implementation challenges and significant barriers for both providers and patients in the delivery of genetic testing, due simply to the number of men diagnosed, even in those countries where such recommendations are currently approved. With developments in genomics and targeted treatments, germline genetic testing is now routinely recommended in some countries for all men diagnosed with prostate cancer [50]. Integrating genetic testing into urology or oncology clinical workflows will thus require considerable planning and coordination if precision oncology is to realise the full benefits of genetic testing.
It is not just the challenges with genetic testing itself (availability of facilities to conduct testing, sufficient qualified staff to analyse tests and meet demand) that contributes to such challenges. Genetic counselling, while broadly accepted as a necessary part of the process of genetic testing can also be problematic. For example, some guidelines and consensus statements recommend genetic counselling pre and post genetic testing, along with a list of topics to be covered; others mention that genetic counselling is an essential and mandatory part of the genetic testing process but provide little other detail, and some make no mention of genetic counselling at all. The reality is that access to genetic counsellors is often very limited. Saad recently commented that, in Canada, where the government has approved genetic testing for metastatic prostate cancer at the time of diagnosis, it can take 6–12 months to see a genetic counsellor [49]. In Australia, a mainstream model of genetic testing for men with metastatic prostate cancer, where the oncologist is responsible for the counselling, consenting and ordering of the genetic testing, was found to be feasible, efficient and acceptable to both patienrts and clinicians [51].
While some guidelines or consensus statements [31, 35] provide a list of topics to be covered in genetic counselling, few raised the psychosocial issues associated with genetic testing, particularly for men with metastatic prostate cancer. One notable exception was the Swedish guidelines which cite concern for psychological impact on the patient and their family as well as insufficient evidence as reasons for their particularly conservative approach to genetic testing recommendations [47]. Moreover, given the increasing drive towards applying a survivorship care framework as a means of addressing fragmentation and gaps in prostate cancer care, situating genetic testing within such a framework presents as a priority [52]. This is an area that should be addressed in future research.
Another concern associated with genetic testing raised in the literature is one of equity. With access to genetic testing providers limited, it is unsurprising that most services, genetic counselling and genetic testing, are located in urban areas or academic institutions [43, 53]. This may exclude or make access difficult for patients in regional or rural areas. In lower and middle income countries, services may not exist or where countries do not provide health insurance or genetic testing free of charge, the expense of genetic testing may be prohibitive for many patients.
Prostate cancer is a common and heterogeneous disease and hereditary prostate cancer is an important clinical consideration with numerous epidemiological and hereditary risk factors. Further developments in genetic testing have the potential to advance the science around prostate cancer predisposition, just as personalised screening and testing can contribute to more accurate knowledge of the mechanisms of hereditary prostate cancer. While recent reviews of economic evaluations of breast, ovarian and colorectal cancer suggest genetic testing is likely to be cost effective for patients in some settings, currently, there is a lack of economic evaluation and cost-effectiveness evidence for genetic testing of prostate cancer [54, 55]. This evidence is imperative to inform who should be tested, how they should be tested and the most appropriate management pathway. Consensus or a standardised approach to genetic testing for prostate cancer is crucial to determining the value of genetic testing for prostate cancer. However, there is also recognition of a need for flexibility and innovation in delivery of genetic testing in countries and/or regions that do not have the resources to deliver genetic testing as per internationally or nationally recognised guidelines.
Data availability
All data generated or analysed during this study are included in this published article and its supplementary information files.
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HT holds a Priority Impact Research Award–Future Leader funded by Prostate Cancer Foundation of Australia. The funders were not involved in the review process. Open Access funding enabled and organized by CAUL and its Member Institutions.
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Conception and design HT, PS, DF, MR, DS, LH, SC; Search strategy and review HT, KE, SA; Extraction of data KE, SA; Writing-original draft preparation KE, HT; Writing-critical revision of the paper for important intellectual content: HT, DF, PS, MR, SC, DS, LH. All authors have read and agreed to the published version of the manuscript.
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Tuffaha, H., Edmunds, K., Fairbairn, D. et al. Guidelines for genetic testing in prostate cancer: a scoping review. Prostate Cancer Prostatic Dis (2023). https://doi.org/10.1038/s41391-023-00676-0
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DOI: https://doi.org/10.1038/s41391-023-00676-0
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