Abstract
After birth, constriction of the full-term ductus arteriosus produces ischemic hypoxia, caspase activation, DNA fragmentation (>70% of cell nuclei are positive by the terminal deoxynucleotidyl transferase nick-end labeling [TUNEL] technique), and permanent ductus closure. In contrast, the preterm ductus frequently fails to develop these changes. We used the TUNEL technique to examine rings of fetal ductus arteriosus (incubated for 24 h at different oxygen and glucose concentrations) to determine the roles of 1) constriction and shortening, 2) hypoxia, and 3) hypoglycemia in producing cell death. Under controlled conditions, late-gestation ductus rings had a low rate of TUNEL-positive staining (0.6 ± 0.9%) that did not change during muscle shortening. Although hypoxia (6.9 ± 3.5%) and hypoglycemia (2.4 ± 1.9%) increased the incidence of TUNEL-positive staining, only the combination of hypoxia-plus-hypoglycemia increased the incidence to the range found in vivo (83 ± 9.5%). The combination of hypoxia-plus-hypoglycemia was associated with an oligonucleosomal pattern of DNA fragmentation. Under the same experimental conditions, the preterm ductus was capable of developing a similar degree of TUNEL-positive staining as found at term. Although caspase-3 and caspase-7 were activated in rings exposed to hypoxia-plus-hypoglycemia, a nonselective caspase inhibitor, Z-VAD.FMK (which inhibited caspase-3 and caspase-7 cleavage in the rings), did not diminish the degree of TUNEL-positive staining. We hypothesize that the preterm ductus is capable of developing an extensive degree of cell death, if it can develop the same degree of hypoxia and hypoglycemia found in the full-term newborn ductus. We also hypothesize that cell death in the ductus wall may involve pathways that are not dependent on caspase-3 or -7 activation.
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Main
In the full-term neonate, closure of the ductus arteriosus occurs in two phases: first, smooth muscle constriction reduces the size of the ductus lumen during the first hours after birth; this is followed by a second phase, involving loss of ductus responsiveness to vasoactive stimuli and anatomic remodeling of the ductus wall (1). Death of smooth muscle cells in the inner ductus muscle media plays an essential role in the loss of vasoreactivity and the anatomic remodeling (2, 3). Within 24 h of birth, more than 70% of the smooth muscle cells in the inner muscle media have evidence of DNA fragmentation and cell death (demonstrated by the in situ TUNEL technique) (4).
The events that are responsible for ductus smooth muscle cell death have recently been described. During postnatal constriction, blood flowing through the vasa vasorum that penetrate and run through the outer muscle media of the ductus wall is obstructed. This produces a zone of profound hypoxia (tissue oxygen concentration <0.4% oxygen) and nutrient ischemia in the ductus muscle media (4). Ductus constriction, and the profound ischemia that accompanies it, are required before cell death and remodeling take place (2, 5–7)
Several of the features of smooth muscle cell death in the ductus arteriosus are consistent with an apoptotic type of programmed cell death (2, 3, 5). Apoptosis can usually be distinguished from oncosis/necrosis by morphologic and biochemical criteria: nuclear fragmentation, chromatin condensation, presence of apoptotic bodies, and DNA fragmentation (as evidenced by agarose gel electrophoresis or by the TUNEL technique) (8–10). Both DNA fragmentation (detected by TUNEL technique) (2, 3) and the presence of pyknotic, fragmented nuclei (5) are apparent in the region of eventual cell loss in the postnatal ductus arteriosus.
Apoptosis usually involves the proteolytic activation of a family of cysteine proteases called caspases (11–13). A large body of evidence supports a cascade model for caspase activation. Proapoptotic signals are closely coupled to “initiator” caspases, which, upon activation, cleave and activate downstream “effector” caspases. Once cleaved to an active form, “effector” caspases (including caspase-3 and caspase-7) cleave membrane, cytoskeletal, and nuclear proteins (like PARP (14, 15)), and induce apoptosis. Nonselective, irreversible inhibitors of caspase activation, like the derivatized peptide Z-VAD.FMK, which inhibits cleavage of caspases-2, -3, -6, -7, and -8 (16, 17), inhibit the induction of apoptosis (18, 19). Lack of response to caspase inhibitors has been used to identify caspase-independent forms of cell death (20).
In contrast with the full-term ductus, the preterm ductus frequently fails to develop a profound degree of ischemic hypoxia after birth and fails to develop an extensive region of cell death in its muscle media (2). This leads to persistent ductus vasoreactivity and persistent responsiveness to endogenous vasodilators (21). As a result, the premature ductus is susceptible to subsequent reopening, along with its associated morbidities (2, 22).
In the present study, we used isolated rings of fetal lamb ductus arteriosus to study the individual effects of each of the events that precede TUNEL-positive staining and cell death in the ductus wall: 1) tissue shortening and compaction, 2) hy-poxia, and 3) hypoglycemia. Each of these events has been implicated in cell death in other tissue systems (23, 24). Because the full-term lamb ductus arteriosus develops extensive DNA fragmentation and TUNEL-positive staining in vivo (>70% of its cell nuclei are TUNEL-positive by 24 h after birth (4)), we used our in vitro model to investigate which factor(s) might be responsible for the extensive degree of TUNEL-positive staining and DNA fragmentation found in vivo. We also looked for the presence of caspase activation, both in vivo and in vitro, and examined the effects of caspase-3 and caspase-7 inhibition on TUNEL staining. Finally, we used isolated rings of preterm ductus arteriosus to determine whether the preterm ductus is capable of developing the same degree of TUNEL staining and cell death as found at term.
METHODS
All studies were approved by the Committee on Animal Research at the University of California San Francisco.
Cell death: in vivo.
Late-gestation fetal lambs (mixed Western breed, 138 ± 2 d gestation [term = 145 d gestation]), and spontaneously delivered newborn lambs were used to study caspase activation, in vivo. Fetuses were delivered by cesarean section and killed before breathing. Newborns were killed between 12 and 24 h after delivery with an overdose of pentobarbital sodium. At necropsy, the dilated fetal ductus and the constricted neonatal ductus were dissected in 4°C Dulbecco's PBS and frozen in liquid nitrogen for subsequent Western blot analysis.
Cell death: in vitro.
Late-gestation near-term lamb fetuses (139 ± 3 d gestation) and preterm lamb fetuses (104 ± 2 d) were delivered by cesarean section and anesthetized with ketamine HCl (30 mg/kg i.v.) before rapid exsanguination. The ductus was divided into 1-mm-thick rings and mounted in a 20-mL organ culture bath in Krebs bicarbonate solution (5, 25, 26). The rings were stretched to lengths that produced a maximal contractile response to increases in oxygen tension (preterm = 4.0 ± 0.1 mm; late gestation = 6.2 ± 0.4 mm) (25). An oxygen electrode placed in the organ bath measured the oxygen concentration (5). The bath solution was equilibrated with gas mixtures containing 5% CO2 and was exchanged at a rate of 10 mL/h. The rings were incubated for 24 h at different glucose concentrations (11.1 mM [2 mg/mL], 3.33 mM [0.6 mg/mL], 1.38 mM [0.25 mg/mL], and 0.56 mM [0.1 mg/mL]) and/or different oxygen concentrations (2, 6, 16, 30, or 80%). We have previously shown that a bath solution oxygen concentration of 2% produces a tissue oxygen concentration of 0.2%(5), which is the tissue concentration measured in vivo in the postnatal, full-term ductus (5). After the 24 h incubation, the rings were embedded in Tissue-Tek (Bayer Corporation, Elkhart, IN, U.S.A.) and frozen in liquid nitrogen (for TUNEL analysis) or frozen directly in liquid nitrogen (for Western blot and DNA analysis).
The rate of glucose utilization was estimated from the steady-state rate of lactate production during the fifth hour of incubation. The effluent from the organ bath was collected over a 1-h period and the amount of lactate in the effluent was measured with a 1506 YSI Sport lactate analyzer (YSI Inc., Yellow Springs, OH, U.S.A.). Because the rings were used for either histology or Western blot analysis, wet weights could not be obtained from the actual study rings. We used a series of parallel rings that were prepared and handled in the same way to determine the average weight of the rings. After incubation, the parallel rings were blotted dry and weighed (preterm = 26.4 ± 9.4 mg/ring; late gestation = 52.6 ± 20.2 mg/ring).
In some experiments, the effects of muscle shortening and stress relaxation on smooth muscle cell death were examined in rings from the same ductus that were mounted in separate organ baths (11.1 mM glucose, equilibrated with 80% oxygen). One ring (the “stretched ring”) was stretched between two fixed hooks that were separated by 7.0 mm (to equal the circumference of the fetal ductus measured in vivo). To mimic the postnatal ductus shortening that occurs in vivo, the other ring (the “released ring”) was hung between two hooks that were separated by 2 mm. The released ring gradually reduced its circumference over the next 3 h until its maximum lumen diameter was the distance between the hooks (2 mm).
In some experiments, the effects of a general, irreversible, nonspecific caspase inhibitor Z-VAD.FMK (R & D Systems, Minneapolis, MN, U.S.A.) were examined in the isolated ductus rings. The rings were initially preincubated with Krebs bicarbonate buffer (80% oxygen, 5.5 mM glucose) containing either 400 μM Z-VAD.FMK or DMSO control. After a 4-h preincubation, the buffer was changed to 2% oxygen, 1.38 mM glucose, and either 100 μM Z-VAD.FMK or 0.25% DMSO control (in a total volume of 40 mL), which was recirculated over the next 20 h. The maximum concentration of Z-VAD.FMK that could be used in our experiments was limited by the potential toxicity of the solvent DMSO. Z-VAD.FMK has been shown to inhibit apoptosis at concentrations of <50 μM in other tissues (19, 27).
Cell death.
We used the TUNEL technique to detect cells in the early stages of DNA fragmentation and cell death, as we have described previously (6). DNA breaks were detected with the Apoptag peroxidase detection system (Intergen, Purchase, NY, U.S.A.). After removing the first 300 μm from the 1-mm-thick frozen ductus rings, we collected 6-μm sections for TUNEL analysis. We have previously shown that when a ductus ring is incubated in a bath solution equilibrated with 2% oxygen, the oxygen concentration falls to 0.2% oxygen within 50–80 μm of the ring's surface (5). Because there was variation in the width (distance between the lumen and adventitia) of the ductus rings, we devised a standardized technique to count the number of TUNEL-positive nuclei in the inner muscle media (Fig. 1). We identified a 180 μm-by-240 μm region of interest in the inner muscle media, which was located 130 μm from the vessel lumen. The region of interest was located halfway between the two suspension hooks. The region was photographed and >1000 cells were counted in the inner muscle media on both sides of the ductus lumen.
Oligonucleosomal DNA fragmentation.
Genomic DNA was isolated from rings of late gestation ductus arteriosus that had been frozen after incubation. The frozen tissue was pulverized, and genomic DNA was isolated using the NucleoSpin Tissue kit (CLONTECH, Palo Alto, CA, U.S.A.). DNA samples (4 μg) from each ring were analyzed on 1% agarose gels stained with ethidium bromide and compared with a 1-kb DNA ladder (Invitrogen, Carlsbad, CA, U.S.A.).
Caspase and PARP cleavage
Ductus arteriosus tissues were lysed in lysis buffer (Tris 20 mM, NaCl 137 mM, glycerol 10%, Triton X-100 1%, aprotinin 0.15 U/mL, leupeptin 2 μM, Pefabloc 1 mM (Roche)) and cleared by centrifugation for 5 min at 13,000 rpm. Lysate protein concentration was determined by Bradford assay. Equal amounts of lysate protein were separated by SDS-PAGE and transferred to nitrocellulose. Immunoblot analysis was performed using antibodies against caspase-7, cleaved caspase-3, cleaved caspase-7, PARP (all from Cell Signaling Technology, Beverly, MA, U.S.A.). Blots were visualized by chemiluminescence (ECL; Amersham Pharmacia Biotech, Piscataway, NJ, U.S.A.).
Statistics.
Statistical analysis was performed by the appropriate t test and by ANOVA. Scheffé's test was used for post hoc analysis. When more than one comparison was made, Bonferroni's correction was used. Nonparametric data were compared with a Mann-Whitney test. Results are presented as means ± SD.
RESULTS
TUNEL staining in the late gestation ductus arteriosus: in vitro.
We incubated rings of late-gestation fetal lamb ductus in one of several conditions to identify which of the factors that occur in vivo are necessary for cell death (Fig. 2). When rings were incubated under control conditions (80% oxygen and 11.1 mM glucose) for 24 h there was a low rate of TUNEL staining (0.6 ± 0.9%).
Incubation in a low bath oxygen concentration (2%) significantly increased the incidence of TUNEL-positive staining 10-fold to 6.9 ± 3.5%. However, this was far below the incidence that we observed in vivo (>70%) (4).
The incidence of TUNEL-positive staining appeared to increase with low glucose alone (0.56 mM), although this did not reach statistical significance (Fig. 2). However, the role for glucose deprivation became evident when the rings were made hypoxic (Figs. 2 and 3). The combination of both low oxygen and low glucose increased the incidence of TUNEL-positive staining (83 ± 9.5%) to the range found in vivo.
Allowing the rings to shorten during the 24-h incubation had no effect on the incidence of TUNEL staining (Fig. 4).
TUNEL-staining in the preterm ductus: in vitro.
The percentages of TUNEL-positive nuclei in the preterm ductus under either control conditions (0.75 ± 0.75%) or under conditions of low oxygen alone (2.4 ± 2%) or low glucose alone (5.0 ± 4%) were similar to the percentages observed in late-gestation ductus (Fig. 5). Although there was a marked increase in TUNEL-positive staining in the preterm ductus in the combined low oxygen/low glucose condition, the incidence of TUNEL-positive staining in the late-gestation ductus was still significantly higher than the preterm ductus (76 ± 19%versus 54 ± 20%, p < 0.04). This could not be explained by differences in tissue oxygen concentration or glucose utilization rates. We have shown previously that lowering the oxygen concentration in the bath solution from 80% to 2% produces the same degree of tissue hypoxia in the preterm ductus as in the late-gestation ductus (5). Glucose utilization in the preterm ductus (as reflected by lactate production) is similar to, or tends to be greater than, the late-gestation ductus (Fig. 6).
Caspase activation: in vivo.
We have shown previously that the ischemic, full-term lamb ductus arteriosus develops an extensive zone of DNA fragmentation and TUNEL staining by 24 h after birth (4). Therefore, we looked for evidence of caspase-3 activation in the ductus from late-gestation fetuses and from spontaneously delivered full-term lambs. Activation of caspase-3 requires proteolytic processing of its inactive zymogen into an active 17-kD subunit. The 17-kD cleaved fragment of caspase-3 was apparent in each of the newborn ductus but in none of the fetal ductus (Fig. 7). Similarly, PARP, which is cleaved by activated “effector” caspases, was reduced in the newborn ductus compared with the fetal ductus (Fig. 7).
Caspase activation: in vitro.
We examined isolated rings of ductus arteriosus under conditions of low oxygen/low glucose to determine whether the marked increase in TUNEL-positive staining could be attributed to a caspase-3 and/or caspase-7–mediated apoptosis. DNA extracted from rings maintained under control conditions for 24 h remained intact without significant fragmentation (Fig. 8). However, exposure to low oxygen/low glucose induced a pattern of oligonucleosomal DNA fragmentation indicative of apoptotic cell death. This pattern was visible with as little as 8 h of exposure to low oxygen/low glucose“ (data not shown).
Before the incubation in low oxygen/low glucose, rings of ductus arteriosus had no evidence of caspase-3, caspase-7, or PARP cleavage (as demonstrated by the absence of their respective cleavage fragments (Fig. 9A, see “0 h”). By 3 h of exposure to low oxygen/low glucose, cleavage fragments of caspase-3 (17 kD), caspase-7 (20 kD), and PARP (89 kD) began to appear in the ductus rings. The cleavage fragments increased in abundance by 8 h, and were already waning in appearance by 24 h of exposure to low oxygen/low glucose (Fig. 9A). By 24 h, a marked reduction in the amounts of the uncleaved forms of caspase-7 and PARP was apparent in the low oxygen/low glucose exposed rings (Fig. 9B). In contrast, rings of ductus arteriosus that were incubated in control conditions for 24 h had no reduction in the amount of intact caspase-7 and PARP (Fig. 9B).
Incubating the rings with the nonselective, general caspase inhibitor Z-VAD.FMK before and during the exposure to low oxygen/low glucose inhibited the cleavage of caspase-3, caspase-7, and PARP. Z-VAD.FMK both decreased the abundance of cleavage fragments of caspase-3, caspase-7, and PARP and prevented the loss of intact PARP when compared with tissues that were not incubated with Z-VAD.FMK (Fig. 9A).
Although Z-VAD.FMK inhibited caspase cleavage during the low oxygen/low glucose condition, it did not diminish the amount of DNA fragmentation and TUNEL staining in this condition (Fig. 10).
DISCUSSION
In addition to the presence of DNA fragmentation and the appearance of pyknotic and fragmented nuclei (2, 3, 7) in the postnatal newborn ductus, we found evidence of caspase-3 activation in vivo (Fig. 7). By 24 h after birth, both cleavage of caspase-3 and reduction in the amount of uncleaved PARP were apparent in the newborn ductus. We were unable to detect PARP cleavage products in the newborn ductus. This may be the result of the rapid turnover of PARP fragments in ductus cells (Fig. 9A).
Although postnatal ductus constriction and muscle media hypoxia are associated with cell death in vivo, our studies showed that neither condition is sufficient in vitro to produce the extensive degree of cell death that is observed in vivo. Circumferential shortening of the ductus to <30% of its original diameter has no effect on the incidence of cell death (Fig. 4). Severe hypoxia by itself does produce a significant increase in cell death; however, the rate of TUNEL-positive staining with hypoxia alone (7 ± 3%) is far below the rate that is observed in vivo (>70%) (4). Only the simultaneous deprivation of both oxygen and glucose produces the extensive degree of cell death observed in vivo (Figs. 2 and 3). Exposure of the fetal ductus, in vitro, to the low oxygen/low glucose combination produces a pattern of TUNEL staining, caspase activation, and oligonucleosomal DNA fragmentation (Figs. 2,8,and 9) that is similar to the pattern observed in vivo in the newborn ductus (Fig. 7) (4).
In the late gestation ductus, constriction compresses the intramural vasa vasorum, thereby eliminating oxygen and glucose delivery to the muscle media (4). In contrast with the late gestation ductus, the preterm ductus does not depend on vasa vasorum to nourish its wall. The preterm ductus receives all of its nutrient supply from its luminal blood flow (4). As a result, the preterm ductus must obliterate its luminal flow completely before it can develop the same degree of ischemic hypoxia as found at term. Our in vitro studies show that the preterm ductus is capable of developing an extensive degree of TUNEL-positive staining (54%) when it develops severe hypoxia and hypoglycemia (Fig. 5). This is consistent with recent in vivo observations of DNA fragmentation and cell death in preterm ductus that have undergone complete luminal obliteration during postnatal constriction (5, 7). Despite the presence of extensive cell death in the preterm ductus under conditions of low oxygen/low glucose, the incidence is significantly lower than that found in the late-gestation ductus (Fig. 5). This cannot be explained by developmental differences in tissue oxygen concentrations or glucose utilization rates (Fig. 6). Alternative explanations may include developmental differences in the mechanisms used to normalize intracellular pH during the ischemic challenge (e.g. developmental changes in the Na+/H+ or Na+/Ca++ exchangers, or in the Na+-dependent HCO3−/Cl− antiporter). These possibilities deserve further analysis in the future. Although not tested in our experiments, the lower rate of cell death in the preterm ductus might make the premature ductus more resistant to tissue remodeling at milder degrees of tissue hypoxia and hypoglycemia. The current in vitro studies, in addition to the two in vivo studies cited above (5, 7), underscore the critical importance of initial ductus constriction in triggering the subsequent steps that lead to permanent ductus closure in the preterm infant. They demonstrate that, although the preterm infant must develop a tighter degree of ductus constriction than the full-term infant to produce a similar degree of ischemic hypoxia, once this develops the preterm ductus is fully capable of undergoing anatomic remodeling.
The extensive degree of TUNEL-positive staining after incubation of the isolated rings in low oxygen/low glucose is associated with a marked degree of oligonucleosomal DNA fragmentation (Fig. 8). This is preceded by evidence of caspase-3 and caspase-7 activation (Fig. 9). These changes are similar to those observed in vivo in the ischemic zone of the newborn ductus (Fig. 7) (see Ref. (4)). Although caspase-3 and caspase-7 appear to be activated during hypoxia and hypoglycemia, they may not play an essential role in producing TUNEL-positive staining and cell death. In our experiments, Z-VAD.FMK, the cell-permeable irreversible caspase inhibitor, inhibited caspase-3 and caspase-7 cleavage in the ductus under conditions of low oxygen/low glucose (Fig. 9); however, Z-VAD.FMK did not alter the marked increase in TUNEL-positive staining in this condition (Fig. 10). Because the maximal concentrations of Z-VAD.FMK used in our experiments did not completely eliminate caspase-3 and caspase-7 cleavage, we hypothesize that either very little caspase-3 or caspase-7 activation is necessary to produce DNA fragmentation in the wall of the ductus, or that TUNEL-positive staining and cell death in the ductus may involve additional pathways that are not dependent on caspase-3 or caspase-7 activation (28, 29). Recently, caspase-9 has been shown to direct some nonapoptotic forms of programmed cell death (30). However, in preliminary experiments, we found no evidence of caspase-9 processing in the hypoxic and hypoglycemic ductus (data not shown). Other possible mechanisms that could play a role in this process might involve the mitochondrial apoptosis-inducing factor (AIF) (31), proteins that regulate endogenous caspase inhibitors (32, 33), or other noncaspase proteases like calpains or cathepsins (34, 35). Whether these or other forms of caspase-independent programmed cell death (36) are crucial for ductus remodeling must await further investigation.
Abbreviations
- TUNEL:
-
terminal deoxynucleotidyl transferase nick-end labeling
- PARP:
-
poly (ADP-ribose) polymerase
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Supported, in part, by U.S. Public Health Service National Heart, Lung, Blood Institute grants HL 46691 and HL 56061, and a gift from the Perinatal Associates Research Foundation. S.G. is a research fellow with the Stanley J. Sarnoff Endowment for Cardiovascular Research.
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Goldbarg, S., Quinn, T., Waleh, N. et al. Effects of Hypoxia, Hypoglycemia, and Muscle Shortening on Cell Death in the Sheep Ductus Arteriosus. Pediatr Res 54, 204–211 (2003). https://doi.org/10.1203/01.PDR.0000072519.61060.E5
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DOI: https://doi.org/10.1203/01.PDR.0000072519.61060.E5
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