Introduction

Amorphous materials have an excess vibrational density of states (VDOS), g(ω), over that predicted by the Debye theory in the terahertz frequency range. This excess VDOS manifests as a larger heat capacity (Cp) than the Debye T3 law in the low-temperature region and a hump, a so-called “boson peak,” appears in the Cp/T3T plot (T: temperature in Kelvin)1. The boson peak also appears as a broad band in the low-energy region of Raman/inelastic-neutron scattering spectra2,3 and is a universal feature in amorphous matter because the boson peak is obtained regardless of the components, e.g., inorganic, organic and metal substances4,5,6. Although the boson peak is closely related to transverse acoustic phonons7,8,9, its origin is still debated and many theoretical and experimental studies have been conducted in order to elucidate the mechanism of the boson peak. Theoretical simulations have indicated that thermal history governs the boson-peak feature, e.g., the height and position10,11. In addition, it has been experimentally found that thermal annealing decreases the boson-peak intensity in the low-temperature heat capacity of oxide, organic and metallic glasses5,12,13.

It is known that some crystals also show excess Cp in the low-temperature range similar to that of the boson peak in the Cp/T3T plot4,14. The excess Cp of a crystal is associated with an increase in VDOS at the critical points, i.e., the so-called “van-Hove singularity,” at which the Brillouin-zone boundary is situated in phonon dispersion4,14. In addition, the position of the excess VDOS at the van-Hove singularity shifts to a lower frequency when the force constant gets into a disorder8,9. According to Chumakov, the excess-DOS distribution of sodium iron silicate glass approaches that of the corresponding crystal phase as the glass is subjected to high-pressure conditions15. These studies encouraged us to consider the anomalous Cp behavior due to excess VDOS of the glassy state originating through a similar mechanism as that observed in the crystal state. Therefore, comparison between the boson peak in the glassy state and the excess modes of its crystal-state counterpart, is a direct and decisive method of understanding the nature of the boson peak. Some studies have experimentally shown the comparison of the excess heat capacities between glass and its counterpart and crystallization effect on the excess heat capacity in oxide, inorganic and metallic materials14,15,16,17,18,19,20. In terms of the oxide glass, although the crystal counterpart is often obtained through thermal crystallization in the parent glass15,16,17, the effect of annealing conditions on the excess Cp and/or VDOS have not been dealt with. Therefore, it is significant to employ an oxide glass, in which the crystal fraction is controllable, to elucidate the effect of crystallization on the excess heat capacity (VDOS). In this paper, we examine the effects of structural relaxation and subsequent crystallization processes, on low-temperature excess heat capacity by thermal annealing of a glass and discuss the relation of the excess Cp between the glass and its crystal counterpart. We chose fresnoite (Ba2TiSi2O8) glass for this study because the isochemical Ba2TiSi2O8 phase is crystallizable through homogenous nucleation21 and there is adequate knowledge concerning structural and physical properties of fresnoite-type Ba2TiSi2O8 crystal22,23. Thus, fresnoite glass/crystal is a suitable system in this study.

Results

Figure 1 shows the volume fraction of the Ba2TiSi2O8 crystal as a function of annealing temperature, which is obtained on the basis of TEM observation in the test samples. The fractions in the test samples at 1003 K and 1023 K were estimated to be ~1–2% and ~35%, respectively. The sample annealed at 1073 K consisted of an almost crystalline phase, i.e., ~95% of Ba2TiSi2O8 crystal.

Figure 1
figure 1

Relation between volume fraction of fresnoite phase and annealing temperature (annealing period of 1 h).

The fraction was estimated via TEM observation in samples.

In Fig. 2, we show the heat capacities (Cp) as a function of temperature (T) in the studied samples. Although the obtained data seem to be ordinary curves [Fig. 2(a)], the difference in Cp between the glassy and annealed samples, i.e., ΔCp, exhibited a positive value in the region below ~30 K [Fig. 2(b)]. The positive ΔCp indicates that the excess Cp of the glassy sample is larger than that of the annealed samples in this temperature range because this region is affected by the excess heat capacity beyond that corresponding the Debye T3 law. However, above ~30 K, the ΔCp of the sample at 1003 K is positive, while that of samples at 1023 K and 1073 K are negative. It is known that over a few tens of K, Cp of as-prepared glass tends to be larger than that of the annealed (relaxed) glasses24. Since the sample annealed at 1003 K was almost in the glassy state, as seen in Fig. 1, the decrease in Cp by annealing at 1003 K, which gives the positive value of ΔCp, is due to relaxation of the glassy phase. On the other hand, the samples at 1023 K and 1073 K involve the crystalline phase and therefore the negative values of ΔCp strongly suggest that above ~30 K, Cp of the Ba2TiSi2O8 crystal is larger than that of the parent glass. According to Richet, in many silicate systems, the heat capacity difference between the glass and the corresponding crystal possess positive ΔCp values above ~30 K, whereas the CaAl2Si2O8 system has negative values25. Therefore, the ΔCp < 0 in Ba2TiSi2O8 is a rare case, similar to that in the CaAl2Si2O8 composition. Richet has also described that the degree of structural ordering of the crystalline phase is related to the value of ΔCp25.

Figure 2
figure 2

Heat capacity (Cp) measurements in as-prepared and annealed glasses: (a) Measured Cp as a function of temperature (as-obtained data). (b) Difference in Cp between as-prepared and annealed samples, i.e., ΔCp.

In Fig. 3, we show the Cp/T3 and ΔCp/T3 curves as functions of temperature in the studied samples. In all measured samples, broad peaks could be observed in the Cp/T3T plot around 10 K–20 K [Fig. 3(a)] and the intensity of these peaks decreased with the increase in the annealing temperature. In addition, below 4 K, ΔCp/T3 increased as the temperature decreased [Fig. 3(b)]. Generally, the heat capacity of glass is attributed to by the two-level tunneling states, which appear at lower temperatures than boson-peak contributions19,26. Therefore, the difference in ΔCp/T3 below 4 K by the annealing temperature might be related to the disappearance of the tunneling contribution in the glassy phases19.

Figure 3
figure 3

Heat capacity measurements in studied samples: (a) Cp/T3 versus temperature in fresnoite glass and annealed samples (open symbols). The solid lines correspond to the fitting curves (see text). Data for quartz, cristobalite and silica glass are also included (closed symbols). (b) Difference in Cp/T3 between as-prepared glass and samples annealed at different temperatures, i.e., ΔCp/T3 as a function of temperature.

Discussion

We noticed that Cp/T3 of the sample obtained at 1003 K was smaller than that of the as-prepared glass [Fig. 3(a)], indicating that Cp/T3 decreased via relaxation of the glassy phase by annealing at 1003 K. Singh et al. have simulated the VDOS of glass based on the potential energy landscape theory and have suggested that the boson peak shifts to a higher frequency and decreases in height when the cooling rate is slower (from the liquid state)11. In other words, the boson peak of glass, in which the energy state is trapped at a deeper minimum in the landscape, shows a higher frequency and lower intensity. In this study, the as-prepared glass could have a higher energy than the sample annealed at 1003 K because the sample is adequately relaxed. Therefore, it is reasonable that the boson peak in the sample at 1003 K appears at a higher frequency and with a smaller intensity than the as-prepared glass. Cp is known to be expressed as

where N is the number of atoms, ħ is Planck's constant, kB is Boltzmann's constant and vD is the Debye frequency27. Taking Eq. (1) into account, one can see that the decrease in Cp/T3 is due to the reduction of excess g(ω) by annealing at 1003 K, in accordance with the prediction obtained by the simulation11. The annealing (or thermal relaxation) effect on Cp/T3 is also confirmed in metallic and organic materials5,13.

In terms of Cp/T3, the values of the samples annealed at 1023 K and 1073 K, in which crystalline Ba2TiSi2O8 is main the phase, were lower than those of the as-prepared precursor and sample annealed at 1003 K, in which the glass is in the total/main phase [Fig. 3(a)]. According to Crupi et al., the low-temperature heat capacity measurement revealed that the boson-peak intensity in CsB3O5 glass is higher than the excess heat capacity in the CsB3O5 crystal16. In addition, Chumakov also demonstrated that the boson peak of the Na2FeSi3O8.5 glass has higher amplitude than the excess VDOS of its NaFeSi2O6 crystal counterpart15. Therefore, taking their reports into account, the results in this study are reasonable.

In Fig. 3(a), we include the data from SiO2 with different states, i.e., quartz and cristobalite (polymorphs) and silica glass to compare the Cp/T3 values between SiO2 and fresnoite samples. In Fig. 4, we show the relation between (Cp/T3)max and Tmax in these samples. The data from the SiO2 samples were cited from references18,28,29. Figs. 3(a) and 4 brings to our notice that the values of Cp/T3 in the SiO2 samples satisfy cristobalite > glass > quartz. Richet found that the difference in the Cp/T3 values between SiO2 glass and the cristobalite is considerably small compared with the difference between other glass-forming oxides (B2O3 and GeO2) and their corresponding crystals18. In addition, it was found that when the difference in density between them is small, Cp/T3 of the glass approaches that of the crystal. Relative-density differences between the SiO2 glass and quartz were determined to be ~20%, while the cristobalite was determined to be ~6%18. In stoichiometric Ba2TiSi2O8, the difference between the glass and crystal is ~3.5%30 and its value is smaller than those mentioned above. Chumakov et al. suggested that the excess VDOS of the Na2FeSi3O8.5 glass (density: 2.714 g/cm3) approached that of the NaFeSi2O6 crystal counterpart (density 3.631 g/cm3) via high-pressure densification, suggesting that the boson peak also appears in other similar phenomena, which is seen in the crystal state, i.e., piling up of the acoustic states at the Brillouin-zone boundary15. Taking the descriptions into account, the results in this study strongly suggest that if the difference in density between the glass and crystal is small, the difference in the excess Cp (or VDOS) is also small. Furthermore, we found considerable similarity in not only Cp/T3 but also Tmax between the glass and crystal in fresnoite composition (Fig. 4). Since Cp is expressed as an integration of g(ω), according to Eq. (1), the similarity of excess Cp between the glass and crystal does not necessarily mean that the same is true for distribution of g(ω). However, Safarik experimentally reveals that the Tmax values are associated with the Brillouin-zone boundary frequency in metallic systems14. In oxide systems, the compositional dependence of (Cp/T3)max and Tmax is consistent with the dependence of the intensity and position for the excess VDOS31. Furthermore, very recently, it is demonstrated that the SiO2 glass and a SiO2 polymorph, which has a similar density to the glass, have the same number of the excess state in VDOS and show the same heat capacity32.These studies indicate that the analysis of excess Cp is helpful for understanding excess VDOS. Since the comparison between the glassy fresnoite and its corresponding crystal indicated that the minimum change in Cp/T3 and Tmax is due to glass–crystal transformation, it is reasonable to conclude that the excess-VDOS distribution of the glass closely resembles that of the crystal.

Figure 4
figure 4

Relation between (Cp/T3)max and Tmax in glassy and crystalline states for fresnoite (Ba2TiSi2O8) and silica (SiO2).

In summary, we measured the low-temperature heat capacity of the as-prepared, relaxed and fresnoite-crystallized glasses, which have a stoichiometric fresnoite (Ba2TiSi2O8) composition. The Cp/T3T plot revealed a broad peak around 10 K–20 K, corresponding to excess heat capacity. Particularly, the relaxed/crystallized samples possessed a lower value of Cp/T3 and higher maximum position situated at a high temperature, compared with the as-prepared sample. Furthermore, although the as-prepared glass undergoes a drastic structural transformation after crystallization, i.e., a glass–crystal transition, Cp/T3 of the crystallized sample was almost identical to that of the relaxed sample. This strongly suggests that the distribution of excess VDOS of the glassy fresnoite is considerably similar to that of the crystalline Ba2TiSi2O8. Therefore, comparison of excess heat capacity (or VDOS) in fresnoite glass and crystal, which have same composition (stoichiometry), can be useful to understand the origin of boson peak.

Methods

Test sample preparation

Ba2TiSi2O8 glass, i.e., the glassy state of stoichiometric fresnoite phase, was synthesized by a conventional melt-quenching method. The synthesis was processed at 1723 K using a platinum crucible and finally we acquired the transparent and colorless glassy sample having a glass-transition temperature Tg ~ 990 K, which is estimated through differential thermal analysis (heating rare: 10 K/min). Test samples were obtained via annealing the glass at 1003 K, 1023 K and 1073 K for 1 h. The x-ray diffraction analysis in the as-prepared glass and sample annealed at 1003 K showed a halo pattern, indicating the amorphous state. On the other hand, sharp diffraction peaks due to the formation of Ba2TiSi2O8 crystals were confirmed in the samples at 1023 K and 1073 K.

Characterizations

We also conducted transmission electron microscopy (TEM) to evaluate crystal fractions for each sample. Low-temperature heat capacity measurements were performed via a relaxation method using a physical properties measurement system (Quantum Design Inc.). The obtained data were plotted as a function of temperature, i.e., a Cp/T3T plot and then were analyzed by the sum of a Debye contribution and Einstein modes to evaluate the maximum (Cp/T3)max and its position Tmax16,33,34. For evaluation of the measured samples, we additionally took a quantum tunneling term into account16,19,26.