Abstract
The existence of a background spin current under thermodynamic equilibrium is an interesting phenomenon in the two-dimensional electron gas with Rashba spin-orbit coupling (RSOC). Here we study the equilibrium spin current (ESC) in graphene with RSOC. For an infinite graphene with uniform RSOC, we found that the ESC is proportional to λ2 with λ the Rashba strength and mainly comes from the energy window [−λ, λ] near Dirac points. In the regime of energy far away from Dirac points, the λ3 dependence as that in a normal two-dimensional electron gas is recovered. In a system with a normal graphene strip inserted between two Rashba graphene sheets, we found that the ESC can penetrate through the normal graphene layer (perpendicular to the interface). This unique effect can be understood by considering the spin-filtered scattering from the normal region to the RSOC region. The finding of the ESC through the normal region without RSOC advances the understanding of ESC and provides a new way to generate a pure spin current in graphene. For an experimentally accessible strength of Rashba spin-orbit coupling, the ESC remains over room temperature.
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Introduction
Graphene is a promising candidate for spintronics and related applications due to weak intrinsic spin-orbit coupling1,2,3 and low hyperfine interactions4. The measured values of the spin-coherence length in graphene reach 1.5–2 μm5, which promotes graphene as a spin current conductor of high performance. Furthermore, externally induced large Rashba spin-orbit coupling (RSOC) was reported recently6, which is opening the possibility of using graphene in active elements of spintronics devices. The reported giant Rashba splitting reaches 100 meV in the Au-intercalated graphene-Ni system. Motivated by the experimental developments, a lot of theoretical works7,8,9,10,11,12,13,14,15,16 were devoted to investigating the effect of RSOC on the transport properties of graphene.
Generating spin currents in graphene17,18,19 is one of the central goals of graphene-based spintronics. In the normal two-dimensional electron gas (2DEG) with RSOC, the existence of a background spin current under thermodynamic equilibrium has caused much controversy about the spin-current concept20,21,22,23,24. The spin current in equilibrium was regarded as a byproduct of the application of standard spin-current definition in the Rashba medium where the spin is not conserved20. A wide discussion was triggered on the spin-current definition25,26,27,28,29. And many proposals were designed to observe the equilibrium spin current (ESC)26,30,31,32,33. The ESC found in this work may be detected by the induced mechanical torques on a substrate at edges of the Rashba medium30, spin-current-induced electric field31, a polarized light beam32 and the induced second-order nonlinear optical effect33. The reported giant Rashba splitting in graphene made this field revitalized. In graphene, RSOC is dominated by the coupling between real spin and pseudospin instead of the orbital momentum near Dirac cones8,34. Consequently, a graphene-bilayer-like spin-splitting is caused in graphene and is very different from that in a normal 2DEG. Some unusual behaviors of ECS could, therefore, be expected in graphene with RSOC. To the best of our knowledge, the relevant study is still lacking.
In this work, the ESC in graphene with RSOC is studied by employing both analytical and numerical calculations. It is shown that the dependence of ESC on Rashba strength λ is of the second order in graphene, which is significantly different from a λ3 dependence in the normal 2DEG20. The ESC comes mainly from the energy region [−λ, λ] near the Dirac points where only one spin subband exists. Consequently, the ESC depends dramatically on the chemical potential μ and reaches the maximum at the charge-neutral Dirac point. We found that the ESC can penetrate through a Rashba-normal-Rashba (RNR) graphene junction in which a normal graphene strip is sandwiched by two Rashba graphenes (see Fig. 1 (a) and (b)). The phenomenon of ESC through a region without RSOC can be understood as the effect of spin-filtered scattering from the normal region to the Rashba region and is related to the formation of discrete bound states which transfer spin in the normal region. This ESC through a region without RSOC where the definition of spin current is unambiguous indicates that the existence of ESC is not concerned with the conservativeness of spin. It advances the understanding of ESC and provides a new way in the generation of a pure spin current in graphene systems.
Results
States near Dirac points
The energy region [−λ, λ], where only one spin subband exists, plays an important role in producing the ESC. The band spectrum, especially the spin structure near Dirac points in graphene with RSOC is crucial to the produced ESC. Near Dirac points, the Hamiltonian for graphene with RSOC is given by8
where γ = ℏv and v ≈ 108 cm/s. Here σ and s are Pauli matrices representing the pseudospin and the real spin, respectively. τ = ±1 describes states at two inequivalent Dirac cones.
The eigenstates of the four subbands are found as
where σ = ±1 describes electrons or holes and s = ±1 describes two spin subbands, θ is the orientation angle of k, and the subscript R denotes the presence of RSOC. They correspond to the eigenvalues
where . In the limit , Eq. (3) reduces to , which is similar to the parabolic spectrum for a bilayer graphene. The term manifests the effect of coupling between real spin and pseudospin in a Zeeman splitting. Conversely, in the limit , . The linear spectrum is recovered and the spin-splitting has a form as that in the normal 2DEG.
Employing the eigenstates, the spin averages for the four subbands are found as
Thus, k · s = 0. It means that the spin is perpendicular to the wavevectors for every subband as illustrated in Fig. 1 (c). Eq. (4) indicates that the band-average spin vector is independent of both σ and τ.
The spin current of a given state |ψσs,k〉 is defined by
where the velocity operator , i = x, y, z represent the spin components and j = x, y represent the transfer directions of spin carriers. There exist some symmetric properties among the components of the total spin current as follows
So we need to consider Jyx only. Because and σx commutes with sy, the spin current operator takes form as . For a given k, the contribution from subband Eσs is found to be
This implies that K and K′ valleys have the same contribution to the total spin current Jyx. The total contribution of each subband |σs〉R to Jyx in a given energy region can be obtained by integrating Eq. (7) over an annulus in the k space
where γ2k2 = E2 − σsEλ is used. Here k1 and k2 are two arbitrary positive real numbers and k1 < k2, so that E2(k2) − E2(k1) > 0 is guaranteed.
Only the subband Eσ,s = −1 occurs in the energy window [−λ, λ]. The contribution from |σ, s = −1〉R to Jyx is found as −σλ2/16πγ in the energy window [−λ, λ]. Obviously, its dependence on the chemical potential μ for T = 0 manifests a down opening parabola and reaches the maximum at μ = 0. It shows a λ2-dependence in the spin current. Out of the energy window [−λ, λ], both subbands with s = ±1 exist. Their contributions to Jyx are cancelled. In the energy region far away from Dirac points, the contribution to the ESC should be proportional to λ3, similar to that in a normal 2DEG. Therefore, the contribution from the energy window [−λ, λ] is dominant in the ESC. This will also be demonstrated in the following numerical calculations. It is noticeable that the Rashba strength is supposed to be positive (λ > 0) throughout this paper. In the case of λ < 0, all the results of spin current will acquire a sign change because the subband Eσ,s = 1 occurs in the energy window [−|λ|, |λ|] instead according to Eq. (3).
There exists also a spin-filtering effect occurring at the normal/RSOC interface which leads to the penetration of the ESC into the normal graphene region in a RNR junction. The spin-filtering effect also stems from the fact that only one spin subband is open in the energy window [−λ, λ]. We consider an electron incident from a normal graphene region (x < 0) towards to the RSOC region (x > 0) along the x-axis. The state is described by , where T stands for a transpose of the matrix. Its spin is either parallel or antiparallel to the y-axis. The modulus of the overlap between this incident state and the existing state |σ′ − 1〉R in the energy window [−λ, λ] reads
which is independent of τ. For simplicity, we consider the case of normal incidence, i.e., ky = 0 and assume σ = σ′. This implies θ = θ′ = 0, π. Consequently, the modulus then becomes
where ν = ±1 is the sign of the velocity. For electrons, σ = 1, Eq. (10) implies that only right-going spin-down (with respect to the y-axis) and left-going spin-up electrons can enter the RSOC region. The right-going spin-up and left-going spin-down electrons are forbidden. For holes, σ = −1, the situation is reversed.
Equilibrium spin current
The ESC is numerically calculated based on the tight-binding model. For an infinite graphene with uniform RSOC, Fig. 2 (a) shows the dependence of energy-resolved ESC jyx on the energy E for various λ. jyx is the summation of single-state contribution over the momentum space for a fixed energy. Numerically, jyx is evaluated by Eq. (13) using Green's function technique described in the Methods section. The unit is j0 = 1/24aπ2. For a given energy, jyx includes the contributions from all the modes. The curves clearly indicate three region for the energy dependence of ESC. Firstly, the contribution from the energy range [−λ, λ] is dominant. jyx behaves in a linear dependence on E near Dirac point. Away from the range [−λ, λ], jyx almost vanishes until the neighborhood of E = ±t. These features are consistent with the previous conclusion from the discussion on Eq. (8). Besides the energy window [−λ, λ], there are some contributions to ESC for the energies around E = ±t (M points) and near E = ±3t (Γ points). We plot total ESC Jyx against the chemical potential μ in Fig. 2 (b) at room temperature where the unit is J0 = meV/6πa. In the energy window [−λ, λ], Jyx exhibits a down opening parabola and reaches its maximum value at μ = 0 as we have discussed previously. The maximum at μ = 0 is proportional to λ2. The value of Jyx just outside the energy window [−λ, λ] is proportional to λ3. Such a λ3-dependence reflects the contribution from the neighborhood of M and Γ points. The temperature dependence of Jyx has also been shown in the inset of Fig. 2 (b) for λ = 90 meV.
ESC through RNR junctions
More important, the ESC can penetrate through the normal graphene layer without RSOC in a RNR graphene junction. Fig. 3 shows jyx for various number of columns in the normal region. The sharp dips or peaks in jyx correspond to the bound states emerging at ky = 0 because the component of ky = 0 is dominant. As will be discussed later, the bound states consist of right-going spin-up and left-going spin-down electrons when E > 0. If the width of normal graphene strip is very small, there exists only one bound state on the edges of the energy window [−λ, λ]. Thus, the contribution to the ESC from the bound states is weak. With increasing width of the normal region, the bound state moves to the central E = 0 and makes more contribution to Jyx. Consequently, Jyx is partly suppressed. When the width is up to N = 100, the second bound state is involved in the energy window [−λ, λ] and with the result that Jyx is reduced sensitively.
Fig. 4 (a) plots Jyx in the normal region versus μ for different widths of the normal region N at T = 300 K. We found that the contribution from the energy window [−λ, λ] is again dominant in Jyx. With increasing N, Jyx decreases exponentially as shown in Fig. 4 (b). For larger N, Jyx in the normal region can be reversed in sign by tuning μ. When N is up to 50, Jyx at μ = 0 decreases to 1/1000 of the value for N = 0. The spatial distribution of Jyx in the whole RNR junction is shown in Fig. 4 (c). The ESC shrinks rapidly before entering into the normal region. It keeps constant in the normal region due to the absence of spin source. The temperature dependence of Jyx in the normal region is shown in Fig. 4 (d) for μ = 0 and λ = 90 meV. Because the contribution from E > 0 is opposite to that from E < 0 (shown in Fig. 3), Jyx decreases with increasing temperature due to the Fermi-Dirac distribution. It is shown that Jyx decreases more quickly for larger N. This is because that more bound states result in heavier oscillation in jyx as the function of energy. For smaller N, the ESC in the normal region can remain over room temperature.
We have also investigated the effect of imperfect interfaces by considering a finite interface barrier at two interfaces between the normal graphene and Rashba graphene. The spin current Jyx with various interface barrier strength VB is shown in Fig. 5. It shows that Jyx can survive even with a strong interface barrier. At chemical potential μ = 0, Jyx experiences a sign change when the interface barrier increases because the propagation state is suppressed and the position of bound state moves.
Discussion
All the main results of this paper can be understood by the analysis of the states near Dirac points. As we have seen, the numerical results of ESC in an uniform Rashba graphene agree very well with our analytical result (Eq. (8)) which is based on the states near Dirac points.
Furthermore, the novel ESC through the normal region can be understood by considering the spin-filtered scattering from the normal region to the RSOC region and is related to the formation of discrete bound states which transfer spin in the normal region. For simplicity, we focus on behaviors of electrons, which corresponds to the energy range [0, λ]. For holes, the situation is reversed. From Eq. (10) we have learned that right-going spin-down (with respect to the y-axis) and left-going spin-up electrons can be well transmitted into the RSOC region while right-going spin-up and left-going spin-down electrons would be reflected completely. The analytical calculations show that right-going spin-up electrons are completely reflected to left-going spin-down electrons and vice versa. Therefore right-going spin-up and left-going spin-down electrons form bound states with discrete energies in the strip of normal graphene (illustrated in Fig. 1 (d)). For ky = 0, the energies of these bound states satisfy the condition
where L is the width of the normal region and n is an arbitrary integer. This analytical expression of bound states gives the dependence of bound state energies on the length of the normal layer and agrees very well with the numerical calculation.
The continuous states, right-going spin-down and left-going spin-up electrons, make negative contribution to Jyx while the discrete bound states make positive contribution to Jyx. When the length of the normal graphene increases, more bound states occur in the energy windows [−λ, λ] and make more compensative contribution. Hence the ESC through the normal region is suppressed more heavily. Outside the energy window, there only exist the continuous states for electrons with arbitrary spin and momentum. Far from the energy window, the transmission from the normal region to the Rashba region has no difference between spin-up and spin-down electrons, i.e., the spin-filtering effect vanishes. Then the ESC through the normal region also vanishes. This penetration effect of the ESC into the normal graphene in a RNR junction is also attributed to the properties of the states near Dirac points.
In summary, the properties of ESC in graphene with RSOC is studied. It is shown that the ESC is proportional to λ2 with λ the Rashba strength, which differs from a λ3-dependence in the normal 2DEG. Our analytical and numerical calculations show unambiguously that the main contribution to the ESC comes from the energy window [−λ, λ]. For the region far away from Dirac points, the λ3-dependence is recovered because of the transition from Dirac particles to nonrelativistic particles. What is more interesting is that the ESC can penetrate through a region without RSOC in the RNR graphene junction. This unique effect is related to the formation of discrete bound states which transfer spin in the normal region. The finding of the ESC though the normal region without RSOC in this work advances the understanding of ESC and provides a new way to generate a pure spin current in graphene.
Methods
To take into account the states far away from Dirac points in the calculations of the ESC, we employ the tight-binding Hamiltonian on honeycomb lattice with RSOC34,35,36
where 〈i, j〉 denotes the summation over the nearest neighbor sites, t ( = 3 eV) is the hopping integral for nearest neighbors and (ci) represents the creation (annihilation) operator of electrons on the site i neglecting the spin degree of freedom. In the Rashba term, dij is the displacement vector between the lattice sites i and j and a is the c-c bond length.
We use a unified formalism, the lattice Green's function, to calculate the ESC in graphene with uniform RSOC and the RNR junction (see Fig. 1 (a) and (b)). Obviously, ky is a conservative quantity. For a given E, the spin current from column n to column n + 1 (the labelling is shown in Fig. 1 (b)) is37
where is the hopping matrix from column n to column n + 1. In equilibrium, the lesser-than Green's function is given as G< = Ga − Gr. The advanced (retarded) Green's function Ga(r) can be calculated by the recursive method. At finite temperature, the total spin current Jyx is obtained by
with f (E) the Fermi-Dirac distribution function. Except for the effect of Fermi-Dirac distribution, other types of scattering processes such as electron-phonon interaction may also affect the spin current at a high temperature. Here we focus on the temperature range below the room temperature and suppose that the the Rashba-splitting is much larger than the temperature broadening. Thus we only consider the effect of Fermi distribution and ignore other high temperature effects.
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Acknowledgements
The work described in this paper is supported by the National Natural Science Foundation of China (NSFC, Grant No. 11204187, 11204185, 11274013) and NBRP of China (2012CB921300).
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J.F.L. conceived the study and made the analytical calculation. H.Z. performed the numerical calculations. Z.S.M. gave scientific advice. J.F.L. wrote the main manuscript text and Z.S.M. made an improvement. H.Z. prepared all the figures. All authors contributed to discussion and reviewed the manuscript.
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Zhang, H., Ma, Z. & Liu, JF. Equilibrium spin current in graphene with Rashba spin-orbit coupling. Sci Rep 4, 6464 (2014). https://doi.org/10.1038/srep06464
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DOI: https://doi.org/10.1038/srep06464
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