## Abstract

Discretized landscapes can be mapped onto ranked surfaces, where every element (site or bond) has a unique rank associated with its corresponding relative height. By sequentially allocating these elements according to their ranks and systematically preventing the occupation of bridges, namely elements that, if occupied, would provide global connectivity, we disclose that bridges hide a new tricritical point at an occupation fraction *p* = *p _{c}*, where

*p*is the percolation threshold of random percolation. For any value of

_{c}*p*in the interval

*p*<

_{c}*p*≤ 1, our results show that the set of bridges has a fractal dimension

*d*≈ 1.22 in two dimensions. In the limit

_{BB}*p*→ 1, a self-similar fracture is revealed as a singly connected line that divides the system in two domains. We then unveil how several seemingly unrelated physical models tumble into the same universality class and also present results for higher dimensions.

## Introduction

Any real landscape can be duly coarse-grained and represented as a two-dimensional *discretized map* of regular cells (e.g., a square lattice of sites or bonds) to which average heights can be associated. This process is exemplarily shown in Figs. 1(a)–(c). As such, the concept of discretized maps has been considered as a way to delimit spatial boundaries in a wide range of seemingly unrelated problems, ranging from tracing water basins and river networks in landscapes^{1,2,3,4,5} to the identification of cancerous cells in human tissues^{6,7}, and the study of spatial competition in multispecies ecosystems^{8,9}. Moreover, previous studies have shown that cracks or surviving paths through discretized maps possess a universal fractal dimension which can be physically realized in terms of optimal paths under strong disorder^{10,11,12,13}, optimal path cracks^{14,15}, loopless percolation^{16,17}, or minimum spanning trees^{18,19,20,21,22,23}. Here we show that all these problems can be understood in terms of the same universal concept of *fracturing a ranked surface*.

We start by defining a ranked surface. Given a two-dimensional discretized map of size *L* × *L*, we generate a list containing the heights of its elements (sites or bonds) in crescent order, and then replace the numerical values in the original map by their corresponding ranks. As depicted in Fig. 1(d), the result is a ranked surface. The process of fracture generation is rather simple. Once the ranked surface is obtained, we sequentially occupy the elements of an empty lattice with the same size following the crescent rank order of the corresponding elements (i.e., in the same position) on the ranked surface. During each step of the allocation process, only bridges, identified as those lattice elements which, once occupied, would create a spanning cluster (i.e., a globally connecting cluster)^{24}, are never occupied. These elements will eventually form a macroscopic fracture.

In Fig. 2 we show the evolution of the fracture line on a large ranked surface with the fraction of occupied bonds *p*. As displayed, the lattice is initially seeded by a set of disconnected bridge elements at low values of *p*, while for *p* → 1 the fracture finally emerges towards a singly connected line that divides the system in two. As we show later in this article, our results reveal that this line is fractal with dimension *d _{BB}* ≈ 1.22. Interestingly, this value is statistically identical to the dimensions of fractures generated from different models previously investigated

^{10,11,12,13}. However, at the percolation threshold value of the classical random percolation model

^{24,25},

*p*=

*p*, the set of bridge bonds appearing in any configuration of our model should be identical to the set of the so-called

_{c}*anti-red bonds*in random percolation

^{26}. As first proposed by Coniglio

^{26}and numerically verified by Scholder

^{27}, at

*p*=

*p*, this set is also fractal, but with dimension 1/

_{c}*ν*( = 3/4 in 2D), where

*ν*is the correlation length exponent.

Motivated by this substantial change in the fractal behavior at distinct stages of our fracturing process, in what follows we address how the set of bridges scales with the fraction of occupied bonds and the system size at *p* = *p _{c}* analogously to a theta point

^{28,29,30}, while for all values of

*p*above

*p*, it has a fractal dimension

_{c}*d*. Moreover, we introduce a new tricritical crossover exponent, which we study up to dimension six, the upper-critical dimension of percolation.

_{BB}## Results

We performed simulations of fracturing ranked surfaces on square lattices. It is worth noting that, despite the similarities with random percolation, the suppressing of connectivity poses a statistically different problem. For example, while for *p* → 1 there is only a single configuration in random percolation (all bonds occupied), in ranked percolation there are *N*!, evenly weighted, possible configurations, where *N* is the total number of bonds. In classical percolation the total number of configurations is 2* ^{N}*. Figure 3 shows the dependence of the number of bridge bonds

*N*on system size, for different fractions of occupied bonds, namely,

_{BB}*p*=

*p*= 0.5,

_{c}*p*= 0.51, and

*p*= 0.8. As expected, at the percolation threshold of classical percolation (

*p*=

*p*), the number of bridge bonds diverges with system size as

_{c}*N*~

_{BB}*L*

^{1/ν}, where

*ν*is the correlation length exponent, with

*ν*= 4/3 in 2

*D*; while for

*p*= 0.8, , with

*d*= 1.215 ± 0.003. The latter is in fact observed at any

_{BB}*p*>

*p*. We found the same result (see

_{c}*Supplementary Information*) for site percolation and on other lattices (star, triangular, and honeycomb), which provides strong evidence for the universality of this exponent. For , like

*p*= 0.51 we can observe, as depicted in Fig. 3, a crossover between the two different regimes. The inset of Fig. 4 shows

*N*, rescaled by , as a function of

_{BB}*p*, for different system sizes. The number of bridge bonds grows with

*p*, such that,

*N*~ (

_{BB}*p*−

*p*)

_{c}*, where*

^{ζ}*ζ*= 0.50 ± 0.03 is a novel exponent, which we call bridge-growth exponent. The overlap of the different curves confirms that the fractal dimension of the bridge bonds above

*p*is

_{c}*d*, for all

_{BB}*p*>

*p*. This result differs from classical percolation where fractality is solely observed at criticality

_{c}^{24,25}while, above

*p*, bridge bonds are only observed for finite systems

_{c}^{26}.

For polymer chains, at high temperatures, the excluded volume prevails over attractive forces and the chain can be described as a self-avoiding walk. When the temperature is reduced, the attractive forces become relevant leading, at a theta-temperature, to a new exponent at the crossover between two dimensions^{28,29,30}. Analogously, in ranked percolation the fractal dimension of the bridge bonds is 1/*ν*, at *p* = *p _{c}*, between

*d*above

_{BB}*p*and zero below

_{c}*p*. For the tricritical scaling we verify the following

_{c}*ansatz*, where for

*x*≠ 0, and is nonzero at

*x*= 0; and the exponent

*θ*is the crossover exponent. Therefore, the following relation is obtained, where φ =

*d*−

*d*. In the main plot of Fig. 4 we see, for 2

_{BB}*D*, the scaling given by equation (1), with

*θ*= 0.93.

The results above disclose a tricritical *p _{c}* below which the fraction of bridges in the bridge line vanishes in the thermodynamic limit. This is identical to a minimum height in the bridge line,

*H*=

*h*

_{min}, in the context of landscapes (Figs. 1(a)–(b)). For a cumulative distribution function of heights

*H*,

*P*(

*H*≤

*h*), the minimum is given by

*P*(

*H*≤

*h*

_{min}) =

*p*. Note that, for uncorrelated landscapes, regardless the distribution of heights, the set of bridges only depends on their position in the rank. To observe the new set of exponents on discretized landscapes (Fig. 1(c)),

_{c}*N*is the number of sites in the bridge line with both neighbors (one at each side) having height lower than

_{BB}*h*, where

*P*(

*H*≤

*h*) =

*p*.

To study the dependence of exponents *ζ* and *φ* on the spatial dimension, we analyze the same problem up to dimension six. On a simple-cubic lattice (3*D*), above *p _{c}*, the set of all bridge bonds has a fractal dimension

*d*= 2.50 ± 0.05 and grows with

_{BB}*ζ*= 1.0 ± 0.1 (see

*Supplementary Information*). Figure 5 shows the size dependence of

*N*, in the limit

_{BB}*p*= 1, for lattices with size

*L*, where 2 ≤

^{d}*d*≤ 6 is the spatial dimension. In the inset, we plot the exponent

*φ*as a function of

*d*. Since the set of bridge bonds blocks connectivity from one side to the other, its fractal dimension must follow

*d*− 1 ≤

*d*≤

_{BB}*d*, i.e., 0 ≤

*φ*≤ 1. With increasing dimension

*φ*decreases. At the upper-critical dimension of percolation,

*d*= 6,

_{c}*φ*= 0.0 ± 0.1 and the set of bridge bonds becomes dense having the spatial dimension

*d*. Table I summarizes the exponents for dimensions 2 to 6. The bridge-growth exponent grows with

*d*and converges to

*ζ*= 1.5 ± 0.7 at the upper-critical dimension. For

*d*> 6, above the critical dimension of percolation, the exponent

*φ*remains zero and the dimension of the set of bridges is equal to

*d*. This can be understood from the fact that above

*d*one has an infinity of spanning clusters

_{c}^{31}and thus many more possible bridges. Since the dimension of the set of bridges at

*p*=

*p*is 1/

_{c}*ν*and above

*p*is

_{c}*d*, the crossover exponent increases with

*d*, with the relation given by equation (2), where

*φ*= 0.

Since one can interchange occupied and empty bonds, there exists a symmetry between bridges and cutting bonds (red bonds), so one can raise the question of what happens when bonds are removed from a percolating system with the constraint that connectivity cannot be broken. Initially all bonds are occupied and at the end, since cutting bonds are never removed, a line of cutting bonds is obtained, which we denote here as the *cutting line*. Above *p _{c}*, as in the classical case, the percolation cluster is compact and there are no cutting bonds. For

*p*<

*p*, the set of cutting bonds is fractal with the same fractal dimension as the bridge-bond set,

_{c}*d*=

_{CB}*d*, whereas at

_{BB}*p*it is 1/

_{c}*ν*. For the crossover scaling a similar

*ansatz*to the one given by equation (1) is verified, where the argument of the scaling function is then (

*p*−

_{c}*p*)

*L*. The same hyperscaling of equation (2) is obtained with

^{θ}*φ*=

*d*−

*d*. At

_{CB}*d*= 2, our numerical results corroborate the hypothesis of the same

*ζ*and

*φ*, for cutting and bridge bonds (see

*Supplementary Information*). For

*d*> 2, the set of cutting bonds is a line with

*d*≤ 2 and the one of bridge bonds has a dimension above

_{CB}*d*− 1, so that the fractal dimensions differ. Above the critical dimension, the set of cutting bonds has dimension two, like the shortest path at

*p*

_{c}^{32}, for any

*p*≤

*p*. Fisher

_{c}^{33}proposed a bond-site transformation to map bond percolation on a lattice onto site percolation on a covering graph. For example, the covering graph of the square lattice is obtained by adding all diagonal edges to every other face

^{34}. Considering such a mapping for ranked percolation and, following the analogy with a random landscape, where sites are sequentially removed from the lowest number (height) and suppressing global disconnection, the obtained cutting line is identical to the bridge one with the constraint applied in the perpendicular direction. The same is also observed for site-ranked percolation on a square lattice. Given the relation between connectivity and disconnection, in both cases, the cutting version needs to be defined on different topologies, namely, the star lattice for the square (on sites) and the same lattice for its covering graph, but with swapped cells of diagonal bonds. For the triangular lattice, the relation between cutting and bridges sites is straightforward without requiring additional connections.

## Discussion

For several different models in 2D the same fractal dimension as the one of bridge bonds has been reported. Here we discuss how some of them can be related with the process of fracturing ranked surfaces. Let us construct ranked percolation configurations on a random landscape starting with the bond with the largest number (height) and then occupying bonds sequentially in order of decreasing number. Each time a chosen bond closes a loop, it is not occupied (loopless). One stops the procedure when, for the first time, a path of connected sites spans from one side to the other (percolation threshold). Since all clusters are trees, the backbone and the shortest path are the same and their fractal dimension is identical to the bridge-bond line, as verified in Fig. 5. In fact, given the connectivity/disconnection relation discussed in the previous section, this line corresponds to the bridge line when bonds are occupied from the lowest to the largest number in the covering graph. This line also corresponds to the line of cutting bonds when bonds are removed from the smallest to the largest number. A similar procedure was also proposed to obtain the minimum spanning tree (MST), for which the same fractal dimension is found for the paths between all pairs of sites^{19}. There bonds are sequentially removed (from the highest to the lowest value) under the constraint that all sites remain connected. If the constraint is relaxed such that only connectivity between two opposite borders is imposed, the cutting-bond line is obtained. Therefore, the cutting-bond line is the path between borders on the MST for which the largest value (height) is minimum, a valid relation in any spatial dimension *d*.

The fractal dimension *d _{BB}* was also observed for the backbone of the optimal path crack (OPC)

^{14,15}. For a random landscape, the sequence of optimal paths between opposite borders is obtained and their highest site removed. Every such path crosses the bridge line. The highest site on successive paths is either on the bridge line itself or is higher than the lowest bridge-line site. Therefore, as in the loopless percolation described before, the removed sites percolate when all sites on the bridge line are removed, which is the backbone of the crack, giving the same fractal dimension

*d*. This is in fact the case for the crack of any sequence of self-avoiding paths between opposite borders. Since in this case the duality between cutting and bridges is not used (only valid in 2D), the relation between OPC and bridge bonds is still true in higher dimensions.

_{BB}Let us now define the optimal minimax path (OMP) in the following way. One starts selecting the set of paths on the landscape for which the highest-ranked site is minimum (minimax paths). Such set is then reduced to include only the paths for which the second highest site is also minimum and one proceeds iteratively to the following sites, until a unique path is obtained. This path is the optimal path in strong disorder^{16,17}, since under such disorder strength each site is higher than the sum over the height of all sites with lower rank. This path is also identical to the backbone of the loopless-ranked-percolation cluster when occupied from the lowest to the largest number and, therefore, the cutting line in any dimension.

In summary, suppressing connectivity (disconnection) between opposite borders on ranked surfaces leads to a fractal set of bridge (cutting) bonds, with a universal fractal dimension, even far away from the critical point of classical percolation. In 2*D*, there is an equivalence between bridges and cutting bonds and *d _{BB}* =

*d*, whereas for

_{CB}*d*> 2 cutting bonds are still a fractal line but bridge bonds form a surface. The discussed models are then split into two groups. The ones suppressing connectivity (e.g., watershed

^{10,12}and optimal path crack

^{14,15}) are in the bridges universality class, while the ones keeping connectivity (e.g., optimal path on the MST or in strong disorder media

^{16}) are in the universality class of cutting bonds. For

*d*> 6,

*d*=

_{BB}*d*and

*d*= 2, so we conjecture that the upper-critical dimension of bridges and cutting bonds is also

_{CB}*d*= 6. Finally, we show that, at the percolation threshold of classical percolation, ranked percolation displays a theta-point-like crossover.

_{c}This work opens up several challenges. Besides the need for a more precise numerical estimation of the bridge-growth exponent, it would be interesting to formulate a renormalization group scheme and to obtain the new set of exponents from analytic treatments such as, e.g., exact results in the mean-field limit and a Schramm-Loewner evolution in two dimensions. Another interesting possibility is to find the corresponding exponents in other related problems with different universality classes like, e.g., the Kasteleyn-Fortuin clusters in the *q*-state Potts model^{26,35,36,37,38} with or without magnetic field. Regarding the fractal dimension of the surface of discontinuous percolation clusters^{39,40}, it would also be interesting to understand how it relates with the herein introduced bridge-bonds universality class. For the cutting bonds, the study of the crossover for higher dimensions represents another computational challenge. Finally, it would also be interesting to try to identify the third scaling field of our theta-like point.

## Methods

All numerical results have been obtained with Monte Carlo simulations. Results have been averaged over 10^{4} samples for 2*D* and 3*D*, and 10^{2} samples for higher dimensions.

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## Acknowledgements

We acknowledge financial support from the ETH Risk Center. We also acknowledge the Brazilian agencies CNPq, CAPES and FUNCAP, and the Pronex grant CNPq/FUNCAP, for financial support.

## Author information

## Affiliations

### Computational Physics for Engineering Materials, IfB, ETH Zurich, Schafmattstrasse 6, CH-8093 Zurich, Switzerland

- K. J. Schrenk
- , N. A. M. Araújo
- , J. S. Andrade Jr
- & H. J. Herrmann

### Departamento de Física, Universidade Federal do Ceará, 60451-970 Fortaleza, Ceará, Brazil

- J. S. Andrade Jr
- & H. J. Herrmann

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### Contributions

K.J.S. and N.A.M.A. carried out the numerical experiments. All authors conceived and designed the research, analyzed the data, worked out the theory and wrote the manuscript.

### Competing interests

The authors declare no competing financial interests.

## Corresponding author

Correspondence to N. A. M. Araújo.

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