Abstract
Rupture of the plate boundary fault during the 2011 Tohoku-oki earthquake with moment magnitude 9.0 is thought to have propagated to the trench. Surface exposure of the fault has not yet been confirmed because of great depths that are challenging to access and study. Using a manned submersible in the Japan Trench, we explored and visually assessed the seafloor near the epicenter. On the eastern slope of a thrust ridge 59 m high, which appeared after the earthquake, we found a 26 m high subvertical cliff regarded as the fault scarp. Cross-section analysis suggests an 80–120 m slip on the fault when assumed to dip at 45–30°, to build up the observed relief. The estimated larger displacement in the trench than in more proximal parts can be attributed to local enhancement of the slip by extension of the wedge above a subducting graben on the Pacific plate.
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Introduction
Multi-beam echo sounding (MBES) and multi-channel seismic (MCS) surveys1,2, undersea geodetic records3, and inverted coseismic slip models4,5,6 based on seismic waves, geodetic, and tsunami observations, all proposed that the fault rupture of the 2011 Tohoku-oki earthquake propagated to the trench with a coseismic slip as large as 50 m or more (Fig. 1). The estimated displacements near the trench considerably vary depending on models7. It was also found that the previously flat, sediment-filled trench bottom was partly uplifted during the earthquake, resulting in new thrust ridges as high as 50 m2. Such a juvenile and large (for a single event) seafloor feature of evidently coseismic origin had however never been directly observed, because it is situated at a depth of ~7500 m, which is beyond the operational depth range of most scientific submersibles and remotely operated vehicles. Therefore, the detailed topography, geological structure, and accurate amount of coseismic displacement at the shallower tip of the rupture is left unconfirmed, despite having great importance in relevance in understanding the processes of the great tsunami disaster.
The Tohoku-oki earthquake occurred on March 11, 2011, due to a rupture along the interface between the subducting Pacific plate and the hanging-wall Okhotsk plate, on which the northeastern part of the Honshu Island of Japan is located. On-land GPS stations8 in northeastern Honshu and seafloor geodetic stations3,9,10 in the forearc coseismically moved eastward, with horizontal displacements progressively larger toward the east. On the lower trench slope, displacement as great as 65 m7 was estimated based on the difference in bathymetry before and just after the earthquake1,2.
MBES and MCS surveys1,2 also revealed prominent local subsidence and uplift both as much as 50 m on the lower trench slope and the trench floor, respectively (Fig. 2). The uplifts (thrust ridges) appeared on the previously flat trench floor (Fig. 3). Eastern margin of each ridge is bounded by a corresponding thrust fault dipping to the west2. The thrusting has been regarded as a result of the earthquake fault movement2, or of the coseismic landslide together with the subsidence on the lower trench slope11.
According to drilling on the NW Pacific12,13,14,15, the incoming oceanic sediments consist of Early Cretaceous chert (~70 m), unfossiliferous brown pelagic clay (~30 m), and Neogene to Quaternary siliceous mudstone (170–360 m), in stratigraphically ascending order. In MCS profiles2,16, this oceanic sequence is tilted and dissected by normal faults of the horst-and-graben structure on the flexured Pacific plate (Fig. 2). A subducting graben is now present around the dive site at the Japan Trench axis. Horizontally settled trench sediments onlap the tilted oceanic sediments. JFAST C0019 drilling penetrated the frontal wedge overlying the subducting horst17. According to the drilling results, the wedge consists of tilted and faulted mudstone. The basal fault (décollement) beneath the wedge is identified as a shear zone <5 m thick18, and was formed at a horizon in the brown pelagic clay just above the chert section correlative to the incoming oceanic sequence19,20. In the trench above the graben, the décollement transits into an upper stratigraphic horizon near the base of the trench sediments, from which imbricate thrust faults branch up to the flank of the thrust ridges2,16.
In September 2022, the privately-owned full-ocean depth rated (11,000 m) submersible DSV Limiting Factor was used to dive to the bottom of the Japan Trench near the epicenter of the 2011 Tohoku-oki earthquake (Fig. 1). A high-definition video transect was made starting from the deepest part in the trench and ascended to the crest of a thrust ridge. Here, a large (26 m high) subvertical cliff was found and attributed to the surface expression of the 2011 earthquake fault tip. If the assignment is correct, it represents, to the best of our knowledge, the first direct observation and visual record of a fault scarp caused by a trench-type mega-earthquake that occurred along a subduction interface. Here we report on the dive results and discuss the events that occurred at the bottom of the Japan Trench and adjacent slopes during the earthquake.
Results
Topographic features around the dive site
The bathymetric map acquired in 200521 (Fig. 3c) shows that the Japan Trench axis at 38°02′ 05′N around the dive site was a flat basin floor without any obvious relief before the earthquake. The trench floor to the south of 38°03.5′ (southern area) was 20–30 m shallower than that in the north (northern area), perhaps reflecting the basement structure. Longitudinal thrust ridges appeared within the trench floor in the 2011 map (Fig. 3b) acquired 11–12 days after the earthquake22, and the same features are still present in the 2022 map (Fig. 3a). The ridge in the northern area is convex westward and has asymmetric profiles with gentler slopes in the east and relatively steep slopes in the west. It is associated with lineaments corresponding to two west-dipping thrust faults (F3 and F4), and also potentially with an east-dipping back thrust (F2), referring to the MCS profile2 (Fig. 2). Each of these lineaments shows a 20–30 m gap in elevation (Fig. 3b). In the southern area, the thrust ridge changes its shape to an arch convex eastward, with an asymmetric profile of the opposite polarity with steep slopes in the east and gentler ones in the west. Lineaments of the F3 and F4 faults in the northern area seem to merge to a single lineament (F4’) bounding the eastern margin of the ridge in the southern area, with greater gaps of 40–50 m. The F2 lineament becomes indistinct toward the south. The difference in the ridge topography probably reflects the difference in fault geometry between the north and south areas. In the northern area, the total slip was probably distributed to two or three thrust faults (F2–F4) each having lesser displacement, whereas the slip seems to have concentrated to a single thrust fault (F4') with greater displacement in the southern area. Therefore, we expected that the thrust faults, if they really reached the surface, could more distinctly appear on the seafloor in the southern area than in the northern area, where traces of the faults could be indistinct or even blinded.
Dive results
We selected the dive site of the submersible Limiting Factor (dive #123) at a point in the southern area where the thrust ridge on the trench axis is singular and its relief is the most evident (Fig. 3). It lies ~2.5 km to the south of the MCS section line which depicted the thrust ridges2, and ~12 km to the north of the JFAST C0019 drill site17. The submersible landed on the seafloor to the east of the ridge flank at a depth of 7545 m as recorded by twin pressure sensors (see “Methods”). It traveled on a heading of 280°, except for the part heading 320°, where it had to face perpendicular to steep slopes (Fig. 4). The submersible transited up to the ridge crest with a depth of 7486 m, and left the bottom at 7490 m deep having completed a near 700 m horizontal transect (Supplementary Table 1).
The dive track was divided into 6 zones on the basis of topographic features (Fig. 4 and Supplementary Table 2). Zone 1 was a mud flat very gently inclined to the east at ~2°. Zone 2 was characterized by an undulating seafloor with many mounds of a few to several meters high (Fig. 5a), and partly with fissures and rifts several meters wide (Fig. 5b). Exposures on the rift wall suggested that the mounds consisted of somewhat damaged but still stratified mud beds (Fig. 5a). The average slope very gently inclined to the east at ~3°. Zone 3 was a slope with increasing dip (~13° on average) occupied by abundant angular blocks and clasts of somewhat compacted but soft mud (Fig. 5c). The mud blocks were characteristically polyhedral with sharp edges and planar to curviplanar surfaces (Fig. 5d), on which hackle marks were occasionally seen. Jigsaw cracks were common. All the blocks were covered by very recent mud no thicker than 1–2 cm (Fig. 5c, d). Zone 4 comprised subvertical cliffs (Figs. 5e–g and 6) totaling 26 m high and consisting of compacted soft mud beds, which were sub-horizontally stratified locally with thin sand layers (Fig. 6b). The cliff surfaces were planar to curviplanar with sharp edges (Fig. 6d). No trace of slip such as slickenside was seen, whereas hackle marks were common on the surfaces (Fig. 6d, e). Major fractures were subvertical and subparallel to the general cliff trend (Fig. 6c–e), and low-angle fractures were absent. Zone 5 above the cliff, comprising the ridge crest, was a smooth mud flat (Fig. 5h) gently inclined to the west at ~2°. Zone 6 was marked by rifts several meters wide among mud flats. The submersible left the bottom at the head of a west-dipping slope or cliff.
Discussion
Significance of topographic features
Comparison of bathymetry before and after the earthquake (Fig. 3) shows that the thrust ridges were formed between 2005 and 2011, no later than 11 days after the earthquake. Because no large earthquake other than the 2011 event occurred in this area during the period, it is reasonable to attribute the uplifting of the thrust ridge on the dive site to the coseismic movement in 2011. As seen in the 2005 map (Fig. 3c), the seafloor of zones 5 and 6 was originally situated on the deepest level of the trench floor, and was elevated as high as 59 m due probably to the earthquake. The zone 4 cliff marks the eastern edge (lineament F4’ in Fig. 3) of the ridge as a continuation from the ridges with thrust faults (F3 and F4) in the MCS section (Fig. 2). Therefore, the zone 4 cliff is regarded as a surface expression of the F4’ thrust fault, which lifted the seafloor of zones 5 and 6. However, no low-angle fault was observed, only subvertical fractures, and no slickensides but hackle marks are present on the cliff. Hackle marks are traces of propagating tensile fracture without slip23. Therefore, the cliff surfaces are not the fault plane, but joint surfaces probably formed by the collapse of the elevated beds. Rock fall or topple rather than slides are compatible with the absence of any trace of slip on the surface.
The mud block debris observed in zone 3 was probably supplied from the zone 4 cliff. Highly angular block shapes (Fig. 5d) of the soft mud suggest that the blocks scarcely collided with or grinded against each other, and the abundant jigsaw fractures indicate fragmentation in situ with minimal subsequent rotation and transportation. These features support the idea that the mud block debris is the result of rock fall or topple rather than debris flow or a landslide. Because all the blocks are blanketed by thin mud, the fragmentation occurred very recently but is probably not currently active. Sedimentation rates near the dive site have been estimated as ~1 mm/year based on piston core analysis24. Therefore, 1–2 cm thick uncompacted mud covers are not inconsistent with the interpretation that most of the debris was provided during the earthquake in 2011.
The undulating gentle slopes of zone 2 were also probably affected by the earthquake. The mounds consist not of debris but of somewhat damaged mud beds (Fig. 5a) and are thus considered as a feature of deformed beds such as small-scale folding. The deformation in zone 2 seems pervasive without any localization, in marked contrast to zones 4 to 6, where non-deformed sediments were uplifted by a deformation presumably localized to the underlying thrust fault. Contraction of the trench sediments in front (on the east) of the thrust fault (Fig. 7) could be responsible for the deformation. The undulation seems to have overprinted fissures (Fig. 5b) and was not observed on the elevated trench sediments of zones 5 and 6. These occurrences imply that the feature in zone 2 was formed by a slow and plastic deformation postdating the rapid upheaval of the thrust ridge. Slight tilting of the seafloor in zone 1 could also be faintly affected by the same contraction. Although little constraint is available for the origin of the deformation, here we suggest a possibility of sluggish uplift by plastic yielding of the soft mud bed to reduce the gradient of overburden owing to the rapid build-up of the thrust ridge (see also Supplementary Note 2 and Supplementary Fig. 3).
Thrust geometry and displacement
Based on the pressure sensor of the submersible, the difference in elevation between the basin floor and the thrust ridge crest was measured as 59 m with a presumable error of ca. ±1 m owing to uncertainty in the altitude of the vehicle (see the method). According to MBES acquired in 2011 and 2022, the gap was measured as 47 ± 6 m and 45 ± 8 m, respectively, which were significantly lower than the measurement by the submersible pressure sensor. The difference probably owes to the limited spatial resolution (no smaller than 130 m) of MBES at great depths, which could average the depths of the highest and surrounding lower parts. Considering the flat ridge crest observed during the dive (Fig. 4) and the small along-strike variation in MBES profiles (Fig. 3d), the 59 ± 1 m gap measured by the submersible can so far be regarded as a representative of the actual vertical displacement of the thrust fault around the dive site.
No reliable constraint is available for the dip angle of the thrust fault (F4′) at the dive site. One of the simplest assumptions regards that the F4′ fault dips at ~30° as the F4 fault in the MCS profile does (Fig. 2). Because the dip angle of a fault beneath an initially flat surface (i.e., under purely horizontal compressive stress) is a function of frictional strength of the sediments, which may not greatly differ within a single basin (for detail, see Supplementary Note 2). Larger dip angles cannot still be rejected. However, they are considered as less plausible, because a steeper thrust fault forms in weaker sediments, and a 45°-dipping thrust fault requires zero friction.
Figure 7 shows a balanced cross section applied to the topography based both on MBES and submersible dive log, with an assumed thrust dip of 30°. A somewhat listric thrust fault fits better to the asymmetric profile of the ridge. The depth to the décollement, as a function of the thrust fault dip angle θ and the width of the ridge (see Supplementary Note 2), is estimated as ~230 m at θ = 30° compatible with that determined by the MCS profile2 but could also be as deep as 320 m when steeper θ up to 45° is assumed. Folding at the thrust front (fault-bend fold25) is a common feature of thrust belts, but was not present here because all the exposed beds were scarcely tilted (Fig. 6b). Instead, abundant mud block debris occurs around the fault tip. The beds elevated by the fault were thus not folded but collapsed. Folding in soft sediments requires internal flow. Therefore, the absence of folding, coupled with brittle fracturing and fragmentation, implies that the stress increased so quickly that there was no time for viscous flow to release it. It supports the coseismic fast movement of the thrust fault. The mud block debris, whose volume should be balanced with that of the collapsed part, inferably comprises a small prism overridden by the thrust sheet (Fig. 7).
With an assumed dip angle of 30°, the 59 ± 1 m uplift of the thrust ridge is achieved by 118 ± 2 m slip along the fault. When a larger dip up to 45° is assumed, the slip necessary for the gap could be reduced to 83 ± 1 m. The amount of slip can also be estimated from mass balance of the uplifted volume with the depth to the décollement (Fig. 7 and Supplementary Fig. 2). With an assumption of 30°-dipping thrust fault, the uplifted mass is measured as 26,900 ± 500 m2 (23,600 m2 for the hanging wall, and 3300 m2 for the footwall: see Supplementary Table 3) can be achieved by 116 ± 6 m slip on the décollement at the graphically estimated level of 232 ± 10 m below seafloor. Assuming a 45°-dipping thrust fault, the amount of slip is estimated as 79 ± 4 m. These mass balance-based slip values are in good accordance with the values based on the topographic gap. Therefore, the amount of coseismic slip at the trench axis can so far be estimated as large as 80–120 m, although the values should be tested by acquiring data of on-site sub-bottom structures and more detailed topography in the future.
The cause of the large slip
Our in situ observations support the idea that the fault rupture propagated to the surface in the trench1,2,3,4,5,6. However, our estimation of the displacement as large as 80–120 m in the trench is greater than most of the previous estimates of coseismic slip in more proximal parts7. Overall, coseismic surface movements1,2,3,8,9,10 and the deduced slips on the plate interface4,5,6 were progressively larger toward the trench (Fig. 8d). This trend suggests that the bulk forearc of the upper plate was laterally extended (Fig. 8a–c) during the earthquake, as the work of long-term subduction traction stored as gravity potential of the thickened wedge was released. This rebound could be analogous to an expanding spring releasing its internal elastic energy. Further large slip in the trench, as we estimated, is thus consistent with this general trend. The gradient of increasing slip, however, is quite large near the trench compared to more proximal parts of the wedge: ca. 65 m slip7 at the foot of the lower trench slope was increased to 80–120 m in the trench within several kilometers (Fig. 8e). Therefore, it is better to consider that the coseismic slip was locally enhanced near the trench axis. The lateral extension of the wedge toe, represented by subsidence on the lower trench slope (Fig. 2), probably led to local enhancement of the basal slip. This slope deformation, which has been formerly regarded as a landslide1,11, occurred above the subducted graben margin, where the advancing wedge materials overpass the oceanward-dipping décollement. Here, the wedge materials are rotated forward, and over-steepened their surface slopes causing extensional failure26,27 (Fig. 8e, also see Supplementary Note 3 and Supplementary Fig. 4). The slope failure itself could have acted like a landslide. However, the failure occurred not independently but linked with the coseismic slip of the wedge, being destabilized by transported materials into the slope. Therefore, it represents a locally extensional deformation in the frontal part of the entire advancing wedge.
Another factor that could stretch the wedge is the reduction of the basal friction28 from static to dynamic (Supplementary Table 4). In more proximal parts, the décollement is planar lying in the horizon of smectite-rich pelagic clay18,19 with very low coseismic friction29. Coseismic strain localizes into this lubricant décollement, whereas the overlying wedge supported by its higher internal friction is resistant and may not deform (see Supplementary Note 3), even if the basal friction decreased. The over-steepened lower trench slope in mechanical failure can sensitively deform applying to the reduced basal friction.
Both the effects of uneven décollement and reduced friction selectively stretch the wedge toe parts, resulting in local enhancement of the coseismic slip in the trench. Even if the graben was not present and local extension did not occur, the sediments in the trench would have been pushed by the frontal wedge, which advanced as far as ~65 m near the trench7 (Fig. 8e). Therefore, an estimated two-thirds (~65 m) of the total slip in the trench (80–120 m) was likely inherited from coseismic slip at the base of the frontal wedge, and the remaining one-third resulted from local enhancement by extension above the subducting graben wall.
Conclusions
This study is summarized as follows:
-
(1)
The manned submersible dive was conducted in the Japan Trench axis near the epicenter of the 2011 Tohoku-oki earthquake. We observed and visually recorded a subvertical cliff 26 m high and abundant mud block debris in the lower slope on the eastern edge of a thrust ridge.
-
(2)
The thrust ridge on the dive site was not present before the 2011 earthquake. The observed features suggest a very recent but currently inactive episode with fast movement explaining the origin of the cliff and debris. These lines of evidence all support the idea that the cliff was formed by the coseismic thrust fault movement, which uplifted the trench floor.
-
(3)
We measured the height of the ridge in situ as 59 m by the pressure sensor of the submersible. Assuming various thrust fault dip angles from 45° to 30°, the coseismic slip ranging from 80 to 120 m in the trench is deduced for the measured gap. These values are compatible with the uplifted volume of the thrust ridge.
-
(4)
The coseismic slip near the trench was probably enhanced by local extension above a subducting graben, in addition to the general trend with a progressively larger slip toward the trench suggesting a bulk extension of the entire wedge.
-
(5)
Although it is still under debate whether the thrust movement in the trench was a direct continuation of the plate boundary rupture or not, our in situ observation verified that the coseismic slip reached the surface.
Methods
Submersible dive
Manned submersible dive (#123 on 4 Sep.) was undertaken using a two-person vehicle DSV Limiting Factor (Triton 36000/2) with the support vessel DSSV Pressure Drop during the Ring of Fire Expedition 2022 Japan Cruise Leg 2 (29 Aug. to 19 Sep. 2022). A bathymetric site survey was conducted using Kongsberg EM124 multi-beam echo sounder (Kongsberg Maritime, Norway; 1° × 2° beam angle) with depths consequently corrected by the CTD (conductivity, temperature, and depth) data acquired during the submersible dive30. A transponding underwater modem (GPM300 Acoustic Modem, L3 Oceania, Fremantle, Australia) equipped on a lander SKAFF deployed onto the designated dive point was used for relative positioning of the submersible. Time, heading, depth, and distance from the lander were manually logged at key points (Supplementary Table 1). Depth and temperature were recorded by twin CTD probes (SBE 49 FastCAT, SeaBird Electronics, Bellevue, WA). The depth was measured with a resolution of 0.14 m and an accuracy of ±7 m. Positions and depths in the other points were interpolated assuming constant velocities. Altitude (the distance between the vehicle and the sea bottom) was not logged, and the depths of the seafloor are represented by those of the vehicle itself. Downward camera images suggest that the actual seafloor was 0–5 m (1.5 m on average) deeper than the submersible (see Supplementary Note 1 and Supplementary Fig. 1). No difference in height of the thrust ridge, measured as the topographic gap between the lowest and the highest points, was found between the cases with and without correction of altitudes. The difference in height could contain ca. ±1 m error propagated from the uncertainty of altitudes of two points in addition to the resolution of the pressure sensor. Video data were acquired using one externally mounted High-Definition (HD) video camera (IP Multi SeaCam 3105; Deep Sea Power and Light, San Diego, CA) and one 4K camera (IP Optim SeaCam–IPOSC-2080; Deep Sea Power and Light, San Diego, CA), illuminated by ten 15,500 lumen LED lights (LED-1153-A3-SUS; Teledyne Bowtech, Aberdeen, UK).
Cross section analysis
In the cross section, topography after the earthquake is represented by a combination of projections from the submersible dive track and MBES data acquired in 2011. Depths obtained by the submersible pressure sensor were adjusted to the MBES profile to ensure that the depth of the deepest point on the basin floor was identical, in order to remove any inconsistencies in our data due to the differing methods of measurement. Because both the lander and the submersible seemed to have drifted during descent, their landing positions were also adjusted to the MBES topographic map, so as sum of squared differences between the MBES profile and the moving averages of the submersible profile to be minimized. Topographies before and just after the earthquake were represented by MBES data acquired in 2005 (KR05-07 cruise)21 and in 2011 (KR11-05 Leg2 cruise)22 using R/V Kairei of Japan Agency of Marine Science and Technology (JAMSTEC). They were collected by SEABEAM 2112 (2 × 2° beam angle) equipped with the research vessel R/V Kairei with correction by XBT (expendable bathythermograph) profiles. Bathymetric grid data were generated using the "nearneighbor" command of GMT 6.431. A grid interval of 0.075 min (~140 m) and a search radius of 0.25 km were applied to all of the 2005, 2011, and 2022 MBES data.
The balanced cross section in Fig. 7 was drawn using the kink approximation25. The position of the frontal thrust fault was constrained by balancing the volumes of the collapsed part and mud block debris. Displacements of the thrust sheet above the décollement and the frontal thrust faults were set constant. Inferred volumes of collapsed parts and mud block debris are also balanced. More detailed explanations are given in Supplementary Note 2.
Data availability
Data and model outputs are available in the figshare repository: https://doi.org/10.6084/m9.figshare.24460756.
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Acknowledgements
Caladan Oceanic LLC and Inkfish LLC provided this precious chance and fully supported our research. Captain Alan Dankool, Expedition Leader Ian Strachan (EYOS Expeditions), and all the crew of DSSV Pressure Drop facilitated our activities. Successful dives would not have been achieved without an operation by the submarine team conducted by Tim MacDonald. Christopher May was the pilot, who led to, and first saw the fault cliff during dive#123. The first author also thanks Kenichiro Tani for yielding his opportunity for embarkation. Suggestions by Akito Ogawa greatly helped us to estimate the altitude of the vehicle from video images. JAMSTEC kindly provided MBES archive data for our request. This study was supported by the European Research Council (grant no.669947), the Danish National Research Foundation (grant DNRF145), and JSPS KAKENHI (grant JP20H02013).
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H.U. made observations and geological mapping as the dive scientist and wrote the draft of the manuscript. H.K. and A.J. designated and conducted the geological surveys and the entire research project of the cruise, respectively. All the members of the Pressure Drop Ring of Fire Expedition 2022 Japan Cruise Leg2 science team contributed to onboard research activities, discussions, and editing of the manuscript.
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Communications Earth & Environment thanks Tianhaozhe Sun, Takeshi Tsuji, Toshiya Fujiwara, and the other anonymous reviewer(s) for their contribution to the peer review of this work. Primary handling editors: Sylvain Barbot and Joe Aslin. A peer review file is available.
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Ueda, H., Kitazato, H., Jamieson, A. et al. The submarine fault scarp of the 2011 Tohoku-oki Earthquake in the Japan Trench. Commun Earth Environ 4, 476 (2023). https://doi.org/10.1038/s43247-023-01118-4
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DOI: https://doi.org/10.1038/s43247-023-01118-4
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