Abstract
Nature harbors crystals of dimensionality (d) only up to three. Here we introduce the notion of projected topological branes (PTBs): Lower-dimensional branes embedded in higher-dimensional parent topological crystals, constructed via a geometric cut-and-project procedure on the Hilbert space of the parent lattice Hamiltonian. When such a brane is inclined at a rational or an irrational slope, either a new lattice periodicity or a quasicrystal emerges. The latter gives birth to topoquasicrystals within the landscape of PTBs. As such PTBs are shown to inherit the hallmarks, such as the bulk-boundary and bulk-dislocation correspondences, and topological invariant, of the parent topological crystals. We exemplify these outcomes by focusing on two-dimensional parent Chern insulators, leaving its signatures on projected one-dimensional (1D) topological branes in terms of localized endpoint modes, dislocation modes and the local Chern number. Finally, by stacking 1D projected Chern insulators, we showcase the imprints of three-dimensional Weyl semimetals in d = 2, namely the Fermi arc surface states and bulk chiral zeroth Landau level, responsible for the chiral anomaly. Altogether, the proposed PTBs open a realistic avenue to harness higher-dimensional (d > 3) topological phases in laboratory.
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Introduction
Crystals foster periodic structures, characterized by a set of discrete symmetries, such as translations, rotations and reflections, with their dimensionality limited to three in nature. In crystalline materials electrons experience periodic potential generated by the underlying periodic lattice, which in turn yields a rich manifold of electronic band structures. The latter can exhibit nontrivial topological properties, giving birth to topological crystals with remarkably universal features, such as boundary gapless modes, encoding the hallmark bulk-boundary correspondence1,2,3,4,5,6,7,8,9,10,11,12,13. By now the role of crystalline symmetries has been explored exhaustively, giving rise to general classifications of insulating and gapless topological states, as well as their material realizations, which are naturally limited to three spatial dimensions14,15,16,17,18,19,20,21,22. However, the pursuit of extending the jurisdiction of topological crystals beyond three spatial dimensions in real materials thus far remained elusive.
Here we propose a novel solution to this practical challenge by introducing the notion of Projected topological branes (PTBs): Holographic images of higher-dimension topological crystals on lower-dimensional branes. Depending on the orientation of such branes in the parent crystal, they can either manifest an emergent lattice periodicity or aperiodic quasicrystals, as illustrated in Fig. 1. The latter give birth to topoquasicrystals within the larger territory of PTBs. In particular, the PTBs are constructed by implementing the top-bottom geometric cut-and-project procedure on the lattice models of the parent topological crystals. Remarkably, the PTBs inherit and manifest the key topological features of parent crystals: the bulk-boundary [Fig. 2] and the bulk-lattice defect [Figs. 3 and 4] correspondences, and topological invariant [Fig. 5] for insulators. Topological semimetals on PTBs inherit the bulk-boundary correspondence [Fig. 6] and topological response [Fig. 7] of the parent phase.
General framework
PTBs are described by the Hamiltonian for sharp quasiparticles with infinite lifetime
realized by integrating out the sites living outside the lower-dimensional brane. Here H11 and H22 are the Hamiltonian for the sites residing within and falling outside such brane, respectively, and H12 captures the coupling between them, with \({H}_{21}={H}_{12}^{{{{\dagger}}} }\). The Hamiltonian for the parent crystal thus takes the block form
By construction, this framework is insensitive to the dimensionality and symmetry class of the parent system, the range of hopping and the slope of the brane therein, as long as the inverse of H22 exists. The latter condition can be satisfied as possible singularities (zero modes of H22) are always isolated, and therefore can be regularized by taking a proper limiting procedure23. See Supplementary Note 1 of the Supplemental Information (SI). Therefore, gapped phases on the parent crystal yield gapped states on the branes, while here we conjecture that the PTBs possibly inherit gapless topology from the parent gapless phase, as a specific example with isolated point nodes (Weyl semimetal) suggests [Figs. 6 and 7]. Notice that both Hparent and HPTB are Hermitian, thereby always yielding real energy eigenvalue spectra.
From the structural point of view, when such a brane is inclined with a rational and irrational slope within the parent crystal, the projected lattice constitutes a lower-dimensional crystal with an emergent periodicity and a quasicrystal, devoid of the translational symmetry, respectively24,25. If the parent Hamiltonian (Hparent) contains only nearest-neighbor hopping elements, each of the components is schematically shown in Fig. 1.
In the context of quasicrystals, here we bridge a long-standing gap between the description of their quantum-mechanical electronic and geometric properties by introducing the notion of topoquasicrystal that realizes the dimensional descendent in the Hilbert space of the electronic wavefunctions through the projection of the parent Hamiltonian onto the quasicrystalline brane. This approach is fundamentally different than earlier works, either implementing specific topological models directly on quasicrystal networks26,27,28,29 or allowing access to specific quasicrystals in the presence of aperiodic potentials30,31,32,33. Most importantly, as we demonstrate here, both crystal and quasicrystal branes inherit the electronic topology of the parent crystal, opening a path to explore the electronic topology of higher-dimensional crystals, otherwise inaccessible in laboratory.
Key results
Here we illustrate generic features of PTBs by focusing on a paradigmatic and possibly the simplest example: parent 2D Chern insulator on a square lattice. By implementing the geometric cut-and-project procedure on the corresponding lattice regularized Hamiltonian, we showcase its footprint on an emergent 1D crystal as well as on the 1D Fibonacci quasicrystal. In particular, we find that in the entire parameter regime of the parent 2D Chern insulator, the projected 1D chain hosts topological endpoint modes [Fig. 2]. In addition, when the 2D Chern insulator is translationally active, featuring finite momentum band inversion, e.g., at the M point of the 2D Brillouin zone, dislocation lattice defects harbor robust topological modes around its core, as long as the defect core is confined within the projected 1D chain [Figs. 3 and 4]. In addition, both parent 2D Chern insulator and 1D Chern insulator on PTBs possess quantized local Chern number [Fig. 5]. Finally, by stacking such 1D projected Chern insulators we construct Weyl semimetals in two dimensions, bearing hallmarks of a parent 3D Weyl semimetal. Specifically, we show the existence of gapless Weyl nodes, Fermi arc surface states [Fig. 6], as well as the chiral zeroth Landau level. The latter is responsible for chiral anomaly, which we anchor by numerically computing the associated universal coefficient [Fig. 7].
Results
Model
We consider the spinless Bernevig-Hughes-Zhang model for 2D insulators4
Here k = (kx,ky) is the spatial momentum and a is the lattice spacing. The vector Pauli matrices τ = (τx,τy,τz) operate on sublattice index. This model harbors topological insulator for 0 < m/t0 < 8. Otherwise, the system describes a trivial or normal insulator. Within the former regime, there are two distinct phases. Namely, (a) the Γ phase for 0 < m/t0 < 4, with the band inversion at the Γ = (0,0) point of the Brillouin zone, and (b) the M phase for 4 < m/t0 < 8, featuring the band inversion at the M = (π, π)/a point. These two phases are characterized by the nontrivial bulk topological invariant, the first Chern number C = − 1 and + 1, respectively, while C = 0 for normal insulator. See Supplementary Note 2A and Supplementary Fig. 1 of the SI.
Bulk-boundary correspondence
We numerically diagonalize H [Eq. (3)] upon implementing it on a square lattice with open boundary conditions, which yields one-dimensional edge modes only when 0 < m/t0 < 8, manifesting the bulk-boundary correspondence. Next, we construct the effective Hamiltonian (HPTB) following the prescription shown in Eq. (1) on the 1D chain, embedded in the parent square-lattice crystal. See Supplementary Note 2B of the SI. In the entire topological regime we find near zero-energy in-gap modes, which are highly localized at the end points of such a 1D chain. By contrast, in the trivial regime the spectra of HPTB are devoid of such endpoint modes. To anchor this claim, we repeat this procedure in a system with periodic boundary condition, for which the edge and end-point in-gap modes therefore disappear from the spectra of H and HPTB, respectively. The results are displayed in Fig. 2. We arrive at identical conclusions irrespective of the slope of the embedded 1D chains in the parent square lattice. These observations in turn strongly suggest the existence of insulating PTBs on 1D crystals and Fibonacci quasicrystals from the bulk-boundary correspondence, with the endpoint in-gap modes as the holographic images of the 1D edge modes of parent Chern insulators on 2D square lattice.
Dislocations
To further corroborate the topological nature of the 1D projected brains, we study their response to the bulk-dislocation defects, known to be sensitive to the electronic topology34,35,36,37,38,39. In particular, despite supporting robust gapless edge modes, the Γ and M phases are distinguishable by the first Chern number. Furthermore, the band inversion is at different momentum (Kinv) in these two phases. Therefore, the bulk dislocation lattice defects, being sensitive to Kinv, are instrumental to distinguish them.
A dislocation on the parent 2D square lattice is created by removing a line of atoms up to a site, known as its core or center, and subsequently joining the sites across the missing line of atoms: Volterra cut-and-paste procedure. As a result, any closed loop around the dislocation core features a missing translation by the Burgers vector b, with b = aex in Fig. 3. See also Supplementary Fig. 2 of the SI. Consequently, an electron in a topological insulator encircling the dislocation core picks up a hopping phase \(\exp [i{{\Phi }}]\), where Φ = Kinv ⋅ b (modulo 2π)34. Thus in the Γ phase Φ = 0, while Φ = π in the M phase, implying that the dislocation defect hosts a zero energy mid-gap state in the M phase35. As dislocation defects are associated with the breaking of lattice translational symmetry, the M phase is referred to as translationally active16.
Next we numerically diagonalize the projected Hamiltonian HPTB [Eq. (1)] in the presence of a single dislocation on the parent 2D square lattice, such that the core or center of the defect resides within the embedded 1D chain [Fig. 3]. See Supplementary Note 3 of the SI. Irrespective of its slope, we find zero-energy dislocation mode in the M phase of the 2D Chern insulator. The local density of states of the dislocation mode is strongly localized around the center of this defect even when projected onto the 1D chain. Nor the Γ phase neither the trivial insulator accommodate zero-energy dislocation modes. See Fig. 4.
A comment is due at this stage. Recall Fibonacci quasicrystal is devoid of translational symmetry. Still it continues to accommodate robust dislocation modes when the M phase is projected onto the quasicrystalline brane. By contrast, when the Hamiltonian in Eq. (3) is directly implemented on an amorphous or a 2D quasicrystalline network, both of which lack the translational symmetry, the system only features a Chern insulator with C = − 1, the shadow of the Γ phase, and a normal insulator with C = 040. However, the footprint of the M phase disappears. In this regard, 1D PTBs are genuine holographic images of the 2D Chern insulator, harnessing all the phases of the original topological crystal with dislocations as the smoking gun probe of translationally active phase therein, as long as its core resides within the brane.
Topological invariant of PTBs
To establish a one-to-one correspondence between the parent 2D Chern insulator on a square lattice and its realizations on 1D PTBs, finally we show that both of them possess the same topological invariant, namely the on site or local Chern number (CL)41. The details are discussed in Supplementary Note 2C and 2D of the SI. The local Chern number is quantized to CL = − 1 and + 1 respectively for 0 < m/t0 < 4 and 4 < m/t0 < 8, when computed on the sites that are buried in the interior of the square lattice. On 1D PTBs, CL also takes the same quantized values, when computed on the sites that are residing at middle of two confining lines, defining the boundaries of the PTBs within the parent square lattice. These sites are shown in blue, which fall on a line shown in green in Fig. 5a, c. The variation of CL along these lines is shown in Fig. 5b, d, when the PTB is inclined at a rational and an irrational slope, respectively. For additional results, see Supplementary Fig. 1 of the SI.
Weyl branes
Translationally invariant stacking of topological insulators in the out of the hyperplane direction give rise to weak topological phases. Generically, they inherit the topological invariant of the underlying insulator. As such weak topological phases can be insulating or gapless, with 3D Weyl semimetal as its prominent representative42, which we now use to illustrate a rather simple example of a weak PTB.
Weyl semimetal can be constructed by stacking 2D Chern insulators on a cubic crystal, captured by the Hamiltonian Hweak = H + Hz, where
and tz is the interlayer hopping in the z direction. This model accommodates both Weyl semimetals and weak Chern insulators in the (m/t0,tz/t0) plane43. For example, we find Weyl semimetals with two Weyl nodes at \({{{{{{{\boldsymbol{k}}}}}}}}={{{{{{{{\boldsymbol{k}}}}}}}}}_{\pm }^{\star }\), where \({{{{{{{{\boldsymbol{k}}}}}}}}}_{\pm }^{\star }=(\pi /a,\pi /a,\pm {k}_{z}^{\star })\), with \({k}_{z}^{\star }=\pi /(2a)\) for m = 4 and t = tz = 2t0 = 1. See Supplementary Fig. 3 of the SI. Next we search for analogous Weyl systems in two spatial dimensions by stacking 1D projected Chern insulators in the z direction, thus named projected Weyl semimetal (PWSM) hereafter.
Treating kz as a good quantum number, we construct HPTB(kz) from the parent Hamiltonian Hweak following the prescription from Eq. (1), with periodic boundary conditions in the x and y directions. See Supplementary Note 4 of the SI. The resulting energy spectra display two Weyl nodes at \({k}_{z}=\pm {k}_{z}^{\star }\) for m = 4 and t = tz = 2t0 = 1. Thus 2D PWSM hosts Weyl nodes exactly at the same points in the 1D Brillouin zone as its parent 3D counterpart [Fig. 6a, d].
Fermi arcs
The bulk-boundary correspondence of Weyl semimetal is encoded by the Fermi arc states between two Weyl nodes42. See Supplementary Fig. 4 of the SI. Notice a PWSM is constructed by stacking 1D projected Chern insulators between the Weyl nodes (\(| {k}_{z}| \le {k}_{z}^{\star }\)), beyond which trivial insulators occupy the 1D Brillouin zone along kz. Each copy of such 1D projected Chern insulator supports endpoint modes, a locus of which constitute the Fermi arc states, when \(| {k}_{z}| \le {k}_{z}^{\star }\). Also notice that for each kz, the localization length of the endpoint modes is inversely proportional to the bulk gap of the underlying 1D projected Chern insulator. The latter is maximum for kz = 0 and decreases symmetrically as we approach the Weyl nodes at \({k}_{z}=\pm {k}_{z}^{\star }\), where it vanishes. Consequently, the Fermi arc is maximally localized at the end points of the underlying 1D chain for kz = 0, while it is completely delocalized and leaks through the bulk Weyl nodes at \({k}_{z}=\pm {k}_{z}^{\star }\), where opposite ends of the 1D chain of the PWSM get connected. These features are shown in Fig. 6b, e. Extended Fermi arcs are also observed, when we implement open boundary condition along all three directions. See Supplementary Note 4B of the SI. We show their localization along the brane in each 2D layer in Fig. 6c, f. These outcomes are qualitatively insensitive to whether 1D chain displays emergent crystalline or quasicrystalline order.
Chiral anomaly
Yet another hallmark of 3D Weyl semimetals is the chiral anomaly, stemming from the 1D chiral zeroth Landau level44. Specifically, when a Weyl semimetal is immersed in a quantizing magnetic field (B) the electronic bands quench onto a set of Landau levels that are dispersive in the field direction (say \(\hat{z}\)), along which momentum (kz) is a conserved quantity. Of particular interest is the zeroth one, the only Landau level that crosses the zero energy at the Weyl nodes. See Supplementary Fig. 5 of the SI. Then in the presence of an external electric field (E), applied in the direction of the B field, the zeroth Landau level causes pumping of electric charge from the left to the right chiral Weyl nodes, respectively located at \({{{{{{{{\boldsymbol{k}}}}}}}}}_{\pm }^{\star }\), for example. Consequently, the number of the left and right chiral fermions is not conserved individually, leading to the celebrated chiral anomaly in quantum crystals44,45,46. The total charge, however, remains conserved.
Next we show that the concept of chiral anomaly remains equally operative in PWSM, as it continues to host chiral zeroth Landau level crossing the zero energy at \(\pm {k}_{z}^{\star }\). To this end we introduce a uniform magnetic field in a 3D Weyl semimetal via the Peierls substitution \(\exp \big [\frac{2\pi i}{{{{\Phi }}}_{0}}\int\nolimits_{{{{{{{{{\bf{r}}}}}}}}}_{i}}^{{{{{{{{{\bf{r}}}}}}}}}_{j}}{{{{{{{\bf{A}}}}}}}}\cdot d{{{{{{{\bf{r}}}}}}}} \big]\) to the hopping amplitudes between the sites at ri and rj, where Φ0 = 2πℏ/e is the magnetic flux quantum, ℏ = 1 is the Planck’s constant, \({{{{{{{\bf{A}}}}}}}}=-By\hat{x}\) is the vector potential, and \({{{{{{{\bf{B}}}}}}}}={{{{{{{\boldsymbol{\nabla }}}}}}}}\times {{{{{{{\bf{A}}}}}}}}=B\hat{z}\). We impose periodic (open) boundary condition in the x (y) direction and set B = 1/Ly, where Ly is the linear dimension of the system in the y direction. Subsequently, we construct the effective Hamiltonian for PWSM \({H}_{{{{{{{{\rm{PTB}}}}}}}}}({k}_{z},B\hat{z})\), following Eq. (1). See Supplementary Note 4C of the SI. Numerical diagonalization of \({H}_{{{{{{{{\rm{PTB}}}}}}}}}({k}_{z},B\hat{z})\) reveals chiral zeroth Landau level in 2D PWSM, crossing the zero energy exactly at \({k}_{z}=\pm {k}_{z}^{\star }\), irrespective of whether the projected 1D system features lattice periodicity or Fibonacci sequence, as respectively shown in Fig. 7a, c, inheriting the signatures of parent 3D Weyl semimetal. Thus 2D PWSM is expected to feature chiral anomaly.
To quantify chiral anomaly in PWSM, we note that parent time-reversal symmetry breaking 3D Weyl semimetal supports anomalous Hall conductivity, which is captured by a Chern-Simons term47,48,49,50,51. Its temporal component for a B-field in the z direction yields a charge density \(\rho ={e}^{2}({k}_{z}^{\star }a| {{{{{{{\bf{B}}}}}}}}| )/(2{\pi }^{2})\). To this end we insert a singular magnetic flux tube in the Hamiltonian for parent 3D Weyl semimetal Hweak(kz), such that B = Bδ(r − r0), where r and r0 are measured in units of the lattice spacing a. See Supplementary Note 4D of the SI. The accumulated charge δQ (in units of e/π) in the close vicinity of such magnetic flux tube in a 3D Weyl semimetal is predicted to be50,51 (see Supplementary Note 5 and Supplementary Fig. 6 of the SI)
Next we project Hweak(kz) to construct the corresponding HPTB, such that the core of the flux tube resides within the underlying projected 1D chain. We compute δQ in a 2D PWSM for Φ/Φ0 ≪ 1, such that the magnetic length is sufficiently large and field theoretic predictions remain operative. The results are shown in Fig. 7b, d, respectively when the underlying 1D chain shows lattice periodicity and Fibonacci sequence. Within the numerical accuracy the straight lines in the (Φ/Φ0,δQ) plane display a slope equal to π/2, confirming the chiral anomaly in 2D PWSMs, with its universal coefficient quantitatively matching the field theoretic prediction.
Discussions
Considering simple, but paradigmatic representatives of topological insulators and semimetals, namely 2D Chern insulator and 3D Weyl semimetal on parent crystals, here we demonstrate their incarnations as, respectively, 1D and 2D PTBs that feature either emergent crystalline or aperiodic quasicrystalline order. Most importantly, the proposed mechanism is sufficiently general to open a vast unexplored territory of higher-dimensional (d > 3) topological phases that can now be harnessed in three-dimensional world. For example, topological phases defined on five- and six-dimensional cubic lattices can be realized on 2D Penrose and 3D icosahedral topoquasicrystals, respectively. This is so because the construction of the effective Hamiltonian HPTB is insensitive to the dimensionality of the parent topological crystal and PTB. As such, the concept of PTBs should motivate systematic symmetry-based investigations of electronic band structures in d > 3. The proposed methodology should also be applicable to driven or Floquet crystals, where similar outcomes will lead to the construction of projected Floquet topological branes, hosting nondissipative topological quasimodes on lower-dimensional dynamic branes. In addition, this construction can be useful to study the interaction and/or disorder effects on higher-dimensional crystals by focusing on their lower-dimensional branes. These novel avenues will be explored systematically in the future.
As far as the experimental realizations of PTBs are concerned, the designer electronic materials stand as a promising platform52,53,54,55, where our proposal can be tested by tailoring requisite hopping elements of HPTB. Robust topological modes on designer PTBs can be detected using a scanning tunneling microscope. Moreover, the projected Hamiltonian HPTB is equally germane to classical systems. Therefore, PTBs can also be engineered on various metamaterials, among which topolectric circuits56,57,58, phononic59,60 and photonic61 lattices are the most promising ones. Topological modes on projected circuit branes can be detected from a diverging electrical impedance, while those in projected photonic (phononic) branes can be identified from two-point pump probe or reflection spectroscopy (mechanical susceptibility). In future it will be worthwhile to investigate the robustness of PTBs on the range of hopping therein, given that longer-range hopping elements are generated by the projection. Such analysis will further increase the prospect of material realizations of PTBs at least in designer and metamaterials. Indeed, longer-range hoppings have recently been engineered on topolectric circuits62, which can possibly be also implemented on photonic and phononic lattices.
Methods
To capture topological properties of PTBs featuring either emergent crystalline or quasicrystalline Fibonacci order [Fig. 1], we compute the corresponding effective Hamiltonian (HPTB) from the parent higher-dimensional crystal, described by the Hamiltonian Hparent. This procedure is summarized in Eqs. (1) and (2). For the sake of concreteness, here we focus on 2D square lattice quantum anomalous Hall insulator and capture its footprints on 1D PTBs. Then from the energy spectra and the spatial distribution of the near zero energy modes of HPTB we demonstrate the bulk-boundary [Fig. 2] and bulk-dislocation [Fig. 4] correspondences. For the latter, we ensure that the dislocation core resides within the PTB [Fig. 3]. The local Chern number for PTBs is computed from the eigenfunctions of all the filled states at negative eigenenergies of HPTB [Fig. 5]. While constructing the effective Hamiltonian for projected Weyl branes in two dimensions from the parent 3D Weyl semimetals, realized by stacking layers of 2D Chern insulators in the z direction in a translationally invariant fashion, we treat kz as good quantum number and therefore the projection is performed only on the xy plane. This procedure is employed to compute the effective band structure and Fermi arcs [Fig. 6], as well as Landau level spectra and chiral anomaly [Fig. 7] of 2D projected Weyl branes. To compute the universal coefficient associated with the chiral anomaly, we ensure that the core of the magnetic flux tube threads the PTB. To capture the real space structure of the Fermi arcs [Fig. 6], we also consider a parent 3D system with finite linear dimension in the z direction. Still then we perform the projection only on the xy plane to construct 2D Weyl brane. Additional technical details for each scenario are discussed in the Supplemental Information.
Data availability
The data and software code for generating the figures presented in the main text and supplementary materials are available at https://doi.org/10.5281/zenodo.6851134.
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Acknowledgements
A.P. acknowledges support from the KVPY program, and thanks Arghya Ranjan Das for technical support. V.J. acknowledges the support from the Swedish Research Council (VR 2019-04735). B.R. was supported by the Startup Grant from Lehigh University. Nordita is supported in part by Nordforsk.
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A.P. performed all the numerical calculations. V.J. and B.R. conceived and structured the project, performed analytical calculations and wrote the paper. B.R. supervised the project.
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Panigrahi, A., Juričić, V. & Roy, B. Projected topological branes. Commun Phys 5, 230 (2022). https://doi.org/10.1038/s42005-022-01006-x
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DOI: https://doi.org/10.1038/s42005-022-01006-x
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