Abstract
Anderson localization derived from randomness plays a crucial role in various kinds of phase transitions. Although treated as a free variable parameter in theory, randomness in electronic materials is hard to control experimentally owing to the coexisting Coulomb interaction. Here we demonstrate that the intrinsic anion disorder in a mixed-anion system of SrNbO2N induces a significant random potential that overwhelms the Coulomb potential while maintaining the lattice structure. A metal-to-insulator transition is triggered by a chemical modulation of the electron density where the critical electron density is more than three orders of magnitude greater than that predicted by the well-known Mott criterion. The localized electrons show characteristic electrical properties such as temperature-dependent multiple crossovers of conduction mechanisms and a positive magnetoresistance above 50% at low temperature. The large magnetoresistance is attributed to wave-function shrinkage of the localized states and clearly visualizes the anisotropy in the band structure, which indicates a compatibility of the periodicity and randomness.
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Introduction
A doped semiconductor shows a divergence of the electrical resistivity toward absolute zero temperature when the Fermi energy is less than a threshold known as the mobility edge. The origin of the insulating behaviour, despite the existence of electrical carriers, was successfully explained as a result of carrier localization by the random potential generally formed by the disorder of the dopants or defects, which was initially proposed by Anderson1,2,3,4. After more than 50 years of investigations to understand the localization and delocalization phenomena, Anderson localization theory has been extended to various phase transitions in addition to the simple metal-insulator transition (MIT) in semiconductors. A typical example of an Anderson transition is the steep change of resistivity observed in quantum Hall effects of two-dimensional systems3,4. Recent studies showed that disorder can stabilize not only insulating states but also functional phases such as superconductors5,6 and topologically non-trivial states7,8,9. It was also found that the ferromagnetism in diluted magnetic semiconductors is mediated by localized electrical carriers10,11.
One of the focuses in the theoretical studies on Anderson localization is phase control using disorder as a variable, which has been in part realized experimentally for non-interacting waves such as ultracold atoms and light8,9. However, it is still challenging to control the electronic phase of materials by using a random potential owing to the presence of the Coulomb interaction, which is another possible origin for MIT as proposed by Mott12. In both systems dominated by disorder and a Coulomb interaction, MIT occurs at a critical carrier concentration nc by varying the carrier concentration n. Although random and Coulomb potentials coexist in actual doped semiconductors, MITs are generally triggered by the latter, which follows the Mott criterion nc1/3a0 = 0.26, where a0 is the effective Bohr radius in the non-doped state13.
It is essential to introduce significant randomness that can overwhelm the Coulomb interaction to achieve a disorder-induced Anderson insulator. Recently, polycrystalline thin films of a phase-change material GeSb2Te4 with the significant structural disorder were reported to show a disorder-induced MIT at an nc that was orders of magnitude higher than that expected by the Mott criterion14. This implies that a large number of electrical carriers were localized compared with other materials. Later, a similar disorder-induced MIT was observed in single crystals of Li doped Fe7Se815. In these materials, the strong disorder originated not from dopants but the cation vacancies, thus n was modulated without significant change in the random potential. However, such a strategy for introducing significant randomness requires robustness of the crystalline framework against local strain and thus is not widely applicable to other systems. Additionally, significant local lattice deformations caused by randomly distributed vacancies would change the band structure significantly, making it difficult to understand the physical properties based on the band theory. Thus, a route to introduce a strong electronic disorder to a crystal without significant lattice deformation is required to understand localization phenomena from a microscopic point of view and to apply them to phase control.
In this study, we report on Anderson localization of electrons induced by an intrinsic disorder of anions in epitaxial thin films of a mixed-anion system of SrNbO2N. SrNbO2N is a perovskite-type oxynitride semiconductor with a simple band structure and preferably forms a complicated chain-like bonding network of Nb and X anions (X = O2− and N3−) as shown in Fig. 1a16,17, which leads to significant random potential in the –X–B–X– electrical pathway. It should be noted that both X anions are expected to contribute to the electrical conduction almost equally considering the similar hybridizations between the Nb 4d and O/N 2p orbitals18, maintaining the electrical conduction three-dimensional. We demonstrate disorder-induced MIT triggered by a slight modulation of n through the anion composition without significant change in the crystal structure, where nc is three orders of magnitude higher than that expected from the Mott criterion. A small Coulomb gap totally encapsulated in the localized state originated temperature-dependent multiple crossovers in the conduction mechanisms. Meanwhile, the survival of the periodicity of the perovskite lattice structure was indicated by the anisotropic large magnetoresistance.
Results and discussion
Metal-insulator transition in SrNbO3−xNx films
We investigated SrNbO2N in the form of an epitaxial thin film, which was beneficial for the suppression of extrinsic disorders, such as grain boundaries, and an accurate examination of the electrical conduction and crystallographic anisotropy. For comparison, SrNbO3−xNx (0 ≤ x ≤ 1.02) (001) epitaxial thin films with various nitrogen contents x were grown on KTaO3 (001) single crystals with nitrogen-plasma-assisted pulsed laser deposition18,19,20,21,22,23,24. An almost ideal nitrogen content x of 1.02 was observed for the SrNbO2N epitaxial thin film. Epitaxial growth on the KTaO3 (001) substrates with a cube-on-cube manner was confirmed by spot X-ray diffraction peaks of both symmetric 002 and asymmetric 101 diffractions in two-dimensional detector images for all the films (Supplementary Figs. 1 and 2). Reciprocal space mapping for the SrNbO2N thin film also showed a spot 103 diffraction peak (Supplementary Fig. 3). Unlike the coherently grown SrNbO325, the SrNbO2N thin film showed partial relaxation from the substrate, resulting in lattice constants of a = 4.03 Å and c = 4.06 Å and a tetragonal distortion of c/a = 1.007. Flat surfaces with root mean square roughness less than 1 nm were observed by atomic force microscope (Supplementary Fig. 4). The detail of the crystal growth and the room-temperature properties of the films have been reported elsewhere18,25,26.
First, we observed the effect of nitrogen substitution on the electrical conductivity in SrNbO3−xNx from the temperature T dependence of the resistivity ρ (Fig. 1b). Reflecting the change of the band filling from the 4d1 metallic state of SrNbO3 (x = 0) to the 4d0 semiconducting state of SrNbO2N (x = 1), ρ and its differential dρ/dT decreased with increasing x, where the carrier polarity was always n-type. The sign of dρ/dT was changed from positive to negative at the boundary composition of x = 0.38, whose ρ value of 451 μΩ cm at 300 K well corresponded to the saturation resistivity of 500 μΩ cm at the phenomenological Mott-Ioffe-Regel (MIR) limit27,28. Indeed, the MIR limit lied between x = 0.38 and 0.55 by using the criterion kF le ≈ π, where kF is the Fermi wave number and le is the electron mean free path (see Supplementary Note 1 for detail)29. The film thickness and the grain size were much larger than le for all the films (Supplementary Table 1), confirming that the composition-dependent change of electrical conductivity was not induced by extrinsic electron scattering. The systematic composition dependence of the electrical conductivity without any sign of dimensionality change indicated that the electrical pathway was maintained three-dimensional from SrNbO3 to SrNbO2N. In stark contrast with the gradual change in ρ and dρ/dT by variation of the composition from x = 0 to 0.96, a divergence behaviour toward 0 K suddenly emerged at x = 1.02, which indicated MIT between x = 0.96 and 1.02. In the composition range from x = 0 to x = 0.56, the carrier density n corresponded to the number of 4d electrons18. Meanwhile, n of the thin films with x = 0.96 and 1.02 was around 1 × 1021 cm−3, which was much higher than the value expected from the nominal Nb valence. This indicated electron doping by the corresponding number of oxygen vacancies. Considering the nitrogen density of around 1.5 × 1022 cm−3 was one order of magnitude larger than n, the disorder caused by the vacancies could be ignored.
Metal and insulator phases were distinguished by positive and negative slopes of the ρ–T curves, respectively, in the previous reports on the disorder-induced MIT14,15. Nevertheless, such assignments cause significant overestimation of nc, being not appropriate in the regime of Anderson localization theory constructed for ground states30. Instead, we confirmed MIT between x = 0.96 and 1.02 by examining the conductivity at absolute zero temperature with the two kinds of plots shown in Fig. 1c, d. The conductivities at absolute zero temperature, which were extrapolated from the T1/2 dependence of conductivity σ, were positive and negative for x = 0.96 and x = 1.02, respectively (Fig. 1c). This indicated that the former was metal and the latter was an insulator in the framework of the localization theory31. This assignment was further confirmed by the more accurate analysis using the quantity w = d(ln σ)/d(ln T) as a function of T1/2 shown in Fig. 1d32. The positive and negative slopes at low temperatures indicated metallic and insulating conduction of the films with x = 0.96 and 1.02, respectively. Considering the similar degree of disorder derived from the similar density of nitrogens, the MIT was triggered by the change of n in the electron-doped regime. Accordingly, nc corresponding to the mobility edge of SrNbO2N was between 1.36 × 1021 cm−3 and 1.61 × 1021 cm−3.
Band edge structure of SrNbO2N film
The band edge structure including the energetic position of the mobility edge was estimated from the thermal excitation processes of the localized electrons in the SrNbO2N epitaxial thin film. Typically, T dependence of ρ in a localization system is formulated as follows33,34
where ρ0 is the resistivity coefficient and T0 is the characteristic temperature. While the Efros-Shklovskii (ES)- and Mott-variable range hopping (VRH) conduction mechanisms show the exponent s of 0.5 and 0.25, respectively, the thermal activation (TA) mechanism is described by s = 1. Because Eq. (1) leads to the relationship w = s(T0/T)s, the exponent s is experimentally determined from the slope in the ln w vs. ln T plot (Supplementary Fig. 5). The variation of the slope indicated crossovers of four types of conduction mechanisms as shown in Fig. 2a (see Supplementary Note 2 for detail). The exponent s ~0.45 for the region I (T < 8 K) corresponded to ES-VRH expressed by ρ = ρ0 exp (TES/T)1/2, implying the presence of a Coulomb gap at the Fermi level, unlike the previously reported disorder-induced Anderson insulators14,15. This assignment was strongly evidenced by the large magnetoresistance (MR) mentioned below. The fitting for the ρ-T curve yielded TES = 28.1 K and the Coulomb gap ΔC = 0.5(TESTc)1/2 = 0.62 meV (Fig. 2b), where Tc = 8 K is the crossover temperature from the ES-VRH to another conduction mechanism33. In principle, crossovers to Mott-VRH and TA behaviour are expected when the temperature is raised beyond the values corresponding to ΔC and mobility edge, respectively, as reported for various semiconductors35,36,37,38,39. As expected, the regions III (100 K < T < 160 K) and IV (T > 160 K) showed T dependence assignable to Mott-VRH and TA with s = 0.25 and 1, respectively. The energy difference between the mobility edge and the Fermi level was estimated to be 17 meV (197 K) from the TA behaviour in region IV (Fig. 2b). Indeed, the resistivity of the SrNbO2N thin film was close to that of the SrNbO3−xNx (x = 0.96) in the metallic regime with differences within 50% above 197 K (Fig. 1a), confirming that EF crossed the mobility edge lied between these two compositions.
Characteristic temperature dependence was observed in region II (8 K < T < 100 K) between the ES- and Mott-VRH for the SrNbO2N thin film. Unlike the other regions, the slope in the ln w vs ln T plot was positive and the T dependence of ρ was concave up (Fig. 2a), indicating accelerating enhancement of electrical conduction with increasing T. Such an acceleration is assigned to inelastic hopping tunnelling conduction in resonance between distinct localized states, described by the following power law40,41
where σres is the residual conductivity, CN is the temperature coefficient, and N is the number of multiple localized states. As in the present case, the inelastic hopping conduction often shows crossover to Mott-type VRH depending on the sample size and the localization length as a function of n and T40. Assuming a power-law dependence, the T exponent was analytically determined to be 1.312 for region II (Supplementary Fig. 6), which was in good agreement with the exponent of 4/3 for the hopping conduction expressed by Eq. (2) with the lowest order hopping channel (N = 2). Because the inelastic hopping conduction was observed in the T region above that for ES-VRH, the two localized states would be attributed to the upper and lower localized bands separated by the Coulomb gap (Fig. 2b). In contrast to the nm-scale barriers in the previous reports, we observed the resonance behaviour for the mm-scale hole-bar patterned thin film. This suggested that the electrical conduction in region II was composed of a repetition of inelastic hopping processes taken place in closely similar local structures homogeneously distributed in the perovskite oxynitride, being a characteristic for the intrinsically disordered system in stark contrast to the general doped semiconductors with various local structures around the dopants.
Investigation on the Mott criterion for SrNbO2N film
The trigger of the MIT was examined by estimating the effective Bohr radius aH of SrNbO2N from MR at low temperatures close to 0 K. It should be noted that we did not use the room-temperature parameters to determine aH because they reflect the electronic states beyond the mobility edge30. Accompanied by the ES-VRH conduction, the SrNbO2N showed large positive magnetoresistance (MR), which increased monotonically with decreasing T and reached a value of over 50% at 9 T below 2 K (Fig. 2a). The exponentially increasing MR with different slopes in the low and high magnetic field regions (Supplementary Fig. 9) was common with MR reported for semiconductors with hopping conduction33,39,42,43,44, which have been explained by the wave function shrinkage (WFS) model using the following equation by means of percolation theory33,45
where ξc(B,T) is the percolation parameter, which was formulated especially for ES-VRH as described in Supplementary Note 3 in detail33,45,46. The normalized percolation parameter ξc(B,T)/ξc(0,T) is a function of the normalized magnetic field B* = B/Bc with the normalization factor Bc ≡ 6ħ/eaH2(n)ξc(0,T), ħ is the Planck constant divided by 2π, e is the elementary charge, and aH(n) is the effective Bohr radius as a function of n, where aH(n) is the only free parameter. As shown in Fig. 3, the MR curves for SrNBO2N at 1.3, 2, 5, and 10 K were well explained by the above equation, which indicated the validity of the WFS models and yielded an aH(1.36 × 1021 cm−3) of 115(6) Å. Accordingly, the large MR is attributed to the large Bohr radius enhanced by the scaling rule described below.
We further derived a0 = aH(0) for SrNbO2N from the following equations predicted by the scaling theory
with
and
where ε(n) is the dielectric constant, ε0 is the permittivity of a vacuum, m* is the electron effective mass in the clean limit without distribution of the on-site energy of electrons, and ν and ζ are the critical indices with empirically derived values of ~1/2 and ~1, respectively47. ε(1.36 × 1021 cm−3) was determined to be 145 from the relationship TES = βe2/4πε(n)ε0aH(n)kB, where β is a numerical factor around 2.845, and kB is the Boltzmann constant. Considering that MIT was observed from x = 0.96 to 1.02 and ε(0) of SrNbO2N is larger than that for Sr2Nb2O748,49, boundary conditions are given as 1.36 × 1021 cm−3 < nc < 1.61 × 1021 cm−3 and ε(0) > 10, which yielded the possible ranges for parameters a0, ε(0), m*, and nc from the simultaneous Eqs. (4–6) (Supplementary Table 2). m* of ca. 0.2m0 was close to the previous theoretical prediction50, which supported the validity of the analysis. In addition, the electron effective mass of 0.85m0 previously determined by optical spectroscopy at room temperature was in the same order as m*, albeit higher due to the disorder, reflecting the thermally excited electrons from the shallow donor level. a0 = 3.0–4.6 nm led to the expectation of nc = 2–7 × 1017 cm−3 from the Mott criterion nc1/3a0 = 0.26, which was more than three orders of magnitude lower than the observed nc. This indicated that the SrNbO2N was a disorder-dominated Anderson insulator (Supplementary Fig. 10). Therefore, localization of a significantly large number of electrical carriers was realized by the strong anion disorder.
Anisotropy in the wave function of the localized electrons in SrNbO2N film
Finally, we demonstrated the survival of the band structure, which originated from the periodicity of the perovskite lattice, even in the highly disordered SrNbO2N by using the anisotropy in MR. According to the WFS theory, the MR anisotropy in the real space roughly corresponds to the wave function distribution of the localized electrons in k-space indicated by inverse Bohr radius (see Supplementary Note 3 for detail). In a high magnetic field, ξc(B,T) in Eq. (3) is approximated as follows33,45,46
with
where aB is the Bohr radius in the direction parallel to field B. It should be noted that WFS-derived MR is independent of the current direction as observed for MR in the present SrNbO2N film (Supplementary Fig. 12). We measured the anisotropy in MR for the SrNbO2N epitaxial thin film in the geometry illustrated in Fig. 4a. Figure 4b, c, d shows three-dimensional plots of the angle dependence of MR at 2, 5, and 10 K in 9 T, respectively. The distributions of MR were spherical, reflecting the pseudo-cubic lattice of the perovskite structure, similar to cubic Ge33. The more spherical shape at lower temperatures indicated the progress of the localization effect, which generally transforms the distribution of waves to be granular and spherical even in periodic lattices51,52. On the other hand, the precise features clearly reflected the perovskite-type lattice structure shown in Fig. 4e. In the present SrNbO2N epitaxial thin film, the out-of-plane [001] and [00\(\bar 1\)] directions are not equivalent to the in-plane [100], [\(\bar 1\)00], [010], and [0\(\bar 1\)0] directions due to the small tetragonal distortion of c/a = 1.007 induced by the epitaxial stress as mentioned above. Comparing the amplitude at the characteristic lattice directions of <001> , <100> and <110> , MR decreased in the order of <110>→ <100>→ <001> , <100>→ <001>→ <110> , and <001>→ <100>→ <110> at 2, 5, and 10 K, respectively (Fig. 4b–d, Supplementary Fig. 12). The temperature-dependent variation of the anisotropy indicated thermal excitation of the conducting electrons between bands with different symmetries against the crystallographic coordinate system. Such multiple bands were derived from the small band splitting at the bottom of the conduction band in the tetragonal geometry because the crystallographic difference between the in-plane <100> and out-of-plane <001> directions was only in the lattice constant. It should be noted that the influence of such a small strain on the anion arrangement is negligible in perovskite oxynitrides as we previously reported23.
We investigated the distribution of the conduction band in k-space under the tetragonal strain by first-principles calculation. A technical issue regarding first-principles calculation on perovskite oxynitride is that the limited size of the cell requires an assumption of a certain ordered arrangement of nitrogen18,53. Any assumption of nitrogen ordering inevitably reduces the crystal symmetry, which causes discrepancy from the experimentally observed high-symmetry structure with the random nitrogen distribution and hinders the effect of the tetragonal distortion. That is why we used a simple model of perovskite oxide SrTiO3 with the same d0 configuration as SrNbO2N in this study. This is a reasonable approximation because the band structure around the conduction band minimum is common for d0 perovskite systems54,55,56. Figure 4f–h shows the calculated band structures without (Fig. 4h) and with (Fig. 4f, g) the tetragonal distortion of c/a = 1.007. While degenerate light- and heavy-mass bands were observed in the former as previously reported55,56, the latter showed an energy level splitting. Figure 4i–k shows the constant energy surfaces of the three bands composing the bottom of the conduction band in the distorted lattice (blue, red, and green curves in Fig. 4h, respectively). While the blue and red bands were degenerate at the Γ-point, the contribution of the former to the electrical conduction is greater than that of the latter at the bottom of the conduction band because of the lighter mass of the former. Indeed, the spatial distribution of MR at 2 K (Fig. 4b) well corresponded to that of the blue band (Fig. 4i) with a square-like distribution in the kx-ky plane (Fig. 4f). Because the electrons were excited more to the red band with the larger density of states (i.e. larger volume in k-space as shown in Fig. 4j), electrical conduction in the red band became dominant at 5 and 10 K. At 10 K, MR along the <001> direction became slightly larger than that along the <100> direction because of the additional contribution of the green band with a spatial distribution elongating to the kz axis (Fig. 4k). These good correspondences between the anisotropy in MR and the calculated band structure indicated survival of the periodic nature of the perovskite lattice even under the existence of the strong disorder of the anions.
Conclusions
Anderson localization of electrons with more than three orders of magnitude higher density than that expected from the Mott criterion was induced by intrinsic anion disorder in perovskite oxynitride SrNbO2N. The formation of a small Coulomb gap encapsulated in the localized state resulted in temperature-dependent multiple crossovers of the conduction mechanisms. The localized electron showed large magnetoresistance, which reflected the topology of the wave functions constructing the conduction band bottom split by a small lattice strain. Such intrinsic disorder free from lattice defects is beneficial for not only experimental control of the random potential but also a theoretical investigation on localization phenomena, as indicated by the good correspondence between the anisotropy in the MR and the first-principles calculations. Thus, the present study contributes to a better understanding of electron localization and paves a way for electronic phase control by using the degree of localization as a variable parameter.
Methods
Film growth and characterization
SrNbO3−xNx thin films were synthesized on KTaO3 (001) substrates (a = 3.989 Å; MTI corporation) at the substrate temperature of 630 °C by the nitrogen-plasma-assisted pulsed laser deposition method18. We controlled the nitrogen content x in the films with the operation current of the electron cyclotron resonator (Tectra, Gen2) to generate nitrogen plasma. Nuclear reaction analysis was conducted to evaluate the nitrogen content x in the films by using the 15N(p,αγ)12C resonance reaction at 898 keV in a 1 MV tandetron accelerator at Tandem Accelerator Complex, University of Tsukuba. A perovskite-type crystal structure without any impurity was confirmed by X-ray diffraction using a four-axis diffractometer (Bruker AXS, d8 discover). Surface morphology was observed by an atomic force microscope (SII NanoTechnology, SPI4000 with SPA400). Resistivity ρ, carrier density n, and Hall mobility μ of the films were examined by the conventional 4-probes method and Hall effect measurements with silver electrodes using a Physical Property Measurement System (Quantum Design, PPMS Model 6000).
Computational calculation
We conducted the first-principles calculation based on density functional theory to elucidate the band structure of SrTiO3 using the all-electron full-potential linearized augmented plane-wave + local orbitals approach implemented in the WIEN2k software package57,58. We employed cubic and tetragonal unit cells with space groups of Pm\(\bar 3\)m and P4/mmm with relative atomic positions of Sr (0.5, 0.5, 0.5), Ti (0, 0, 0), and O (0.5, 0, 0), (0, 0.5, 0) and (0, 0, 0.5) for non-strained and strained structures, whose lattice parameters were optimized to be a = 3.9458 Å, and a = 3.937 Å and c = 3.966 Å, respectively, under the constant c/a ratio. We used RMT × Kmax = 7.0 and muffin-tin radii of 2.5, 1.96, and 1.74 a.u. for Sr, Ti, and O, respectively. Band energies were obtained on a 10,000 k-point mesh, using the Perdew-Burke-Ernzerhof generalized gradient approximation. The constant energy surfaces were depicted with the XCrySDen software package59.
Data availability
All relevant data are available from the corresponding author upon reasonable request.
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Acknowledgements
We thank K. Sasa, S. Ishii, H. Naramoto, and D. Sekiba of the University of Tsukuba for their assistance with the NRA measurements. We also thank H. Kawasoko of Tohoku University for his technical assistance on the first-principles calculations. This study was supported by JSPS KAKENHI (Grant No. 20H02704 and 19K22227). We thank Edanz Group (https://en-author-services.edanz.com/ac) for editing a draft of this manuscript.
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D.O. and Y.H. conceived the idea and designed the study under the supervision of T.H. D.O. performed the film growth, electrical measurements, data analyses, and first-principles calculations with assistance from Y.H., S.N., T.F., and T.H. All authors contributed to write the article.
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Oka, D., Hirose, Y., Nakao, S. et al. Electron localization induced by intrinsic anion disorder in a transition metal oxynitride. Commun Phys 4, 269 (2021). https://doi.org/10.1038/s42005-021-00777-z
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DOI: https://doi.org/10.1038/s42005-021-00777-z
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