Polarization-based control of phonon laser action in a Parity Time-symmetric optomechanical system


Realizing a convenient way to control the phonon laser action is of great importance and may find applications in phonon laser devices engineering. Here we propose a vector parity time (PT)-symmetric optomechanical system to study the phonon laser action. We find that there is a specific region for the optimum mechanical gain appearing in parameter areas of the cavity gain and loss. The intensity of phonon laser action can be well controlled by adjusting the polarization of the pump field. The threshold value of phonon laser action manifests as a function relationship of the polarization direction θ. Furthermore, an ultralow threshold (even if threshold less) can be obtained around the exceptional point with the gain–loss balance. Our results indicate that the intensity and threshold of the phonon laser action can be continuously adjusted by only tuning the photon polarization, which provides a new degree of freedom to realize phonon laser regulation.


Just like optical lasers, recent research into phonon lasers has been increasingly rapid. With the development of on-chip devices, the phonon laser has also made spectacular advances by means of microfabricated architectures, these are not only theoretical investigations but numerous experimental proposals have also been put forward to produce a phonon laser via coherent amplification of stimulated emission of phonons in various physical systems. Many years ago, Chen and Khurgin analyzed the feasibility of phonon lasers and pointed out a promising scheme to achieve phonon laser action1. Next, based on prominent advances in experimental realization on the nanoscale, single trapped ions2 and quantum dots3,4 have been utilized to study phonon lasers. Recent experimental phonon laser platforms including semiconductors5, nanomechanics6, and an electromechanical resonator7 have made significant progress. And phonon-stimulated emission also has been observed experimentally in cryogenic ionic compounds8,9,10,11, semiconductor superlattices12, and electromagnetically trapped ions13, which builds a vital system to produce phonon lasers theoretically and experimentally. Furthermore, phonon lasers also have attracted wide interest in matching the significant utility of its optical cousins such as medical imaging and high-precision measurement devices.

Cavity optomechanics (COM)14, characterized by exploring the radiation–pressure interaction between optical modes and mechanical modes, have received great attention in combining nanomechanics with nanophotonics. The unique optomechanical nonlinearity of the system has revealed abundant intriguing physical phenomena, including numerous interesting quantum15,16,17,18,19 and classical20,21,22,23,24,25,26,27,28,29 nonlinearity phenomena. Significantly, considering orthogonally polarized modes in a whispering-gallery-mode resonator has revealed important physical mechanisms, for example, based on orthogonally polarized modes in a whispering-gallery-mode resonators, we can observe couplings between orthogonally polarized modes in a birefringent whispering-gallery-mode resonator, which can be used for beneficial effect in sensing and optomechanical experiments30. In addition, due to the effect of the polarization coupling occurring in the ring waveguide, the single-ring phase shifter can be realized experimentally31. Recently, the concept of vector cavity optomechanics32,33 has been put forward, where the polarization behavior of light is introduced to achieve optomechanical control, which can manipulate the on-chip light propagation with nanobeam optomechanical crystal.

Parity time (PT)-symmetric optomechanical system has recently undergone extensive research to achieve distinctive optical behavior, which is unattainable with ordinary optomechanical systems34,35,36,37. It is known that the transition from an unbroken PT-symmetric phase (real eigenvalue spectra) to a spontaneously broken PT-symmetric phase (complex eigenvalue spectra) emerges as the system parameters in the Hamiltonian are properly modified36,38. Non-Hermitian degeneracies known as exceptional points occuring in open physical systems have recently been utilized to enhance sensitivity in an optical microcavity 39,40, which suggests that the sensitivity enhancement conforms to square-root and cube-root decay law. Furthermore, observation of sub-Poissonian phonon lasing in a three-mode optomechanical system41, and the discovery of phonon lasing action in a compound whispering-gallery-microcavities (WGM) system42, have received increasing attention. More strikingly, a significative regime of phonon lasing in a PT-symmetric system has been reported43, which reveals the PT-symmetric system has been proved to be an excellent platform for exploring phonon laser action.

In this work, inspired by the vector cavity optomechanics, we present the vector PT-symmetric-coupled resonators to study phonon laser action. In contrast to other conventional phonon lasing regimes42,43, where the phonon laser action can only be adjusted by the intensity of coherent pump field, the polarized PT-symmetry system proposed here provides a new degree of freedom to realize phonon laser regulation based on the mechanical effect of light. Our regime is pumped by a linear polarized light field, in close analogy to a two-level laser system, the phonon laser is formed through the coherent amplification of the stimulated emission phonons arising from the interaction between photon and phonon. The theoretical analysis of our results was formulated by Heisenberg–Langevin equations. First of all, we find that there is an optimal region for mechanical gain G in a certain parameter range of the gain and loss of the active and passive cavity. Moreover, our regime provides a novel way to improve the performance of controlling a phonon laser, that is achieved by tuning the polarization state of pump light, instead of only regulating the intensity of the pump field42,43. Furthermore, the strong polarization dependence of the phonon laser action may offer insight into the understanding of nonlinear optomechanical interactions and find applications in photon and phonon manipulation. Specifically, the phonon laser action is a polarization-dependent effect instead of a polarization-independent effect when the polarization-dependent optomechanical nonlinearity are taken into account and this polarization-controlled phonon laser action may reveal nonlinear optomechanical interactions in a more robust way. Recently, on-chip manipulation and control of light propagation has made remarkable progress by means of PT-symmetric systems, for instance, non-reciprocal light transmission in the PT-symmetry-breaking phase can be observed in the PT-symmetric whispering-gallery microcavities35. We believe that the polarization-related phonon laser action can stimulate further remarkable applications in polarization-controlled on-chip optical architectures due to the improvement of nanofabrication techniques.


Physical setup and dynamical equation

Figure 1a gives the schematic of the system we propose, a vector parity time (PT)-symmetric COM system which is composed by two directly coupled microcavities consisting of orthogonally polarized cavity modes. In this setup, one of cavities is fabricated from silica doped with Er3+ ions, and gain in this cavity is derived from optically pumping the doped Er3+ ions, whereas another cavity has passive loss without dopants, which was identified experimentally as the PT-symmetry system35. The passive cavity is formed by one fixed mirror which is partially transparent and located to the left, and one movable, totally reflecting mirror placed to the right. The movable mirror is pushed by the radiation pressure, which is produced by the photon’s momentum transfer. Consequently, the movable mirror is modeled as a harmonic oscillator with effective mass m, eigenfrequency ωm, and decay rate Γm. As Fig. 1b shows, each resonator has two modes of TE and TM, and a set of orthogonal basis vectors of polarization (\(\vec e_ \updownarrow\), \(\vec e_ \leftrightarrow\)) corresponding to TE and TM modes can be introduced32. For entirely arbitrary polarized orientation of input light (so long as it is perpendicular to the direction of propagation), the vector \(\vec e\) can be disintegrated as \(\vec e = \alpha \vec e_ \updownarrow + \beta \vec e_ \leftrightarrow\) with |α|2 + |β|2 = 1 (shown in Fig. 1b), and α and β are complex. In this letter, our system is pumped by linearly polarized optical field, viz. α and β are real. Figure 1c shows that the optical supermodes ω± are coupled by the mechanical mode b.

Fig. 1

Schematic diagram of the polarization-controlled PT-symmetric optomechanical system. a A schematic illustration of the vector PT-symmetric COM system, which includes an active cavity a1 and a passive COM carries cavity mode a2 and a mechanical mode b. The system is pumped by a linear polarized optical field. b \(a_{1 \updownarrow }\left( {a_{1 \leftrightarrow }} \right)\) and \(a_{2 \updownarrow }\left( {a_{2 \leftrightarrow }} \right)\) are the TE (TM) modes of the cavity 1 and cavity 2. The included angle between the polarization of pump field and the vertical mode is θ for the two cavities. The coupling strength (also called photon-tunneling rate) of coupled microresonators with regard to two orthogonal modes are J and J, respectively, which can be adjusted by the relative separation of the microresonators. c Scheme depicting the corresponding optical supermodes are coupled by phonon, and two-level phonon laser energy-level diagram

We consider that a dual-mode active cavity couples to a dual-mode passive optomechanical cavity via optical tunneling, i.e., the vector PT-symmetric COM system (see Fig. 1a). In view of the generic optomechanical system44, the Hamiltonian of our system pumped by linearly polarized optical field can be described by32

$$H = H_{\mathrm{c}} + \hbar \omega _{\mathrm{m}}b^\dagger b + H_{{\mathrm{int}}} + H_{{\mathrm{drive}}}$$

where \(a_{1{\mathrm{j}}}{\kern 1pt} (a_{1{\mathrm{j}}}^\dagger )\), \(a_{2{\mathrm{j}}}{\kern 1pt} (a_{2{\mathrm{j}}}^\dagger )\), and \(b{\kern 1pt} (b^\dagger )\) are the annihilation (creation) operators of the orthogonal cavity modes of the two resonators and the mechanical mode, respectively. The commutation relations are \(\left[ {a_{1{\mathrm{j}}},a_{1{\mathrm{j}}}^\dagger } \right] = 1\), \(\left[ {a_{2{\mathrm{j}}},a_{2{\mathrm{j}}}^\dagger } \right] = 1\), and \(\left[ {b,b^\dagger } \right] = 1\). The cavity mode a1j coupling to a2j (with the same resonance frequency ωc) is pumped by a light field with frequency ωd and amplitude εd. Considering the case of resonance, i.e., ωd = ωc, \(\varepsilon _{\mathrm{d}} = \sqrt {P_{{\mathrm{in}}}/(\hbar \omega _{\mathrm{d}})}\) where Pin is the input power. As depicted in Fig. 1b, the linearly polarized input field can be expressed as \(\varepsilon _{\mathrm{d}}e^{ - i\omega _{\mathrm{d}}t}\vec e\), and \(\vec e\) is the unit vector of polarization of the input field, which can be decomposed as \(\vec e = a\vec e_ \updownarrow + b\vec e_ \leftrightarrow\), with a = cosθ and b = sinθ being the projections of \(\vec e\) at the vertical and horizontal modes, respectively, while θ is the included angle between \(\vec e\) and the vertical mode, hence \(\varepsilon _{{\mathrm{d}} \updownarrow } = \varepsilon _{\mathrm{d}}\,{\mathrm{cos}}\theta e^{ - i\omega _{\mathrm{d}}t}\), \(\varepsilon _{{\mathrm{d}} \leftrightarrow } = \varepsilon _{\mathrm{d}}\,{\mathrm{sin}}\theta e^{ - i\omega _{\mathrm{d}}t}\). The Hamiltonian of the cavity part can take the form \(H_{\mathrm{c}} = \hbar \omega _{\mathrm{c}}\left( {a_{1 \updownarrow }^\dagger a_{1 \updownarrow } + a_{1 \leftrightarrow }^\dagger a_{1 \leftrightarrow } + a_{2 \updownarrow }^\dagger a_{2 \updownarrow } + a_{2 \leftrightarrow }^\dagger a_{2 \leftrightarrow }} \right)\). The Hamiltonian of the interaction part can be given as \(H_{{\mathrm{int}}} = - \mathop {\sum}\nolimits_{j = \updownarrow , \leftrightarrow } \hbar \left[ {J_{\mathrm{j}}\left( {\hat a_{1{\mathrm{j}}}^\dagger a_{2{\mathrm{j}}} + a_{2{\mathrm{j}}}^\dagger a_{1{\mathrm{j}}}} \right) + gx_0\left( {a_{2{\mathrm{j}}}^\dagger a_{2{\mathrm{j}}}} \right)\left( {b + b^\dagger } \right)} \right]\), therein the first term of Hint represents the interaction between the active cavity and the passive cavity with coupling strength Jj, and the second term expresses optomechanical interaction induced by the radiation pressure of both TE and TM modes in the passive cavity with coupling coefficient g = ωc/R44, and R is the cavity size. The last term in Eq. (1) \(H_{{\mathrm{drive}}} = i\hbar\left[{\sqrt {2\kappa }({a_{1 \updownarrow}^\dagger \varepsilon _{d \updownarrow } - {\mathrm{H}}{\mathrm{.c}}{\mathrm{.}}}) + \sqrt {2\kappa \prime}({a_{1 \leftrightarrow }^\dagger \varepsilon _{{\mathrm{d}} \leftrightarrow} - {\mathrm{H}}{\mathrm{.c}}{\mathrm{.}}})}\right]\) describes the optical driving of the active cavity modes.

To study the temporal evolution of the system, we use the Heisenberg–Langevin equations of motion which give an evolutionary description of the cavity fields and mechanical motion: (in a rotating frame at ωc where the system Hamiltonian is transformed by a unitary transformation \(U(t) = {\mathrm{exp}}\left( { - i\omega _{\mathrm{c}}a^\dagger at} \right)\))

$${\dot{\mathrm \Psi }} = M{\mathrm{\Psi }} + \xi$$


$$M = \left( {\begin{array}{*{20}{l}} \kappa \hfill & {iJ_ \updownarrow } \hfill & 0 \hfill & 0 \hfill & 0 \hfill \\ {iJ_ \updownarrow } \hfill & { - \gamma } \hfill & 0 \hfill & 0 \hfill & {iga_{2 \updownarrow }} \hfill \\ 0 \hfill & 0 \hfill & {\kappa \prime } \hfill & {iJ_ \leftrightarrow } \hfill & 0 \hfill \\ 0 \hfill & 0 \hfill & { - \gamma {\prime}} \hfill & {iJ_ \leftrightarrow } \hfill & {iga_{2 \leftrightarrow }} \hfill \\ 0 \hfill & 0 \hfill & 0 \hfill & 0 \hfill & \Omega \hfill \end{array}} \right),\\ \xi = \left( {\begin{array}{*{20}{c}} {\sqrt {2\kappa } \left( {\varepsilon _{\mathrm{d}}\,{\mathrm{cos}}\theta + a_{{\mathrm{in}}}} \right)} \\ {\sqrt {2\kappa } a_{{\mathrm{in}}}} \\ {\sqrt {2\kappa \prime } \left( {\varepsilon _{\mathrm{d}}{\mathrm{sin}}\theta + a_{{\mathrm{in}}}} \right)} \\ {\sqrt {2\kappa \prime } a_{{\mathrm{in}}}} \\ {\frac{{\hbar g}}{{m{\mathrm{\Gamma }}_{\mathrm{m}}}}\left( {a_{2 \updownarrow }^\dagger a_{2 \updownarrow } + a_{2 \leftrightarrow }^\dagger a_{2 \leftrightarrow }} \right) + \sqrt {2{\mathrm{\Gamma }}_{\mathrm{m}}} b_{{\mathrm{in}}}} \end{array}} \right)$$

\({\mathrm{\Psi }} = ( {a_{1 \updownarrow },{\kern 1pt} a_{2 \updownarrow },{\kern 1pt} a_{1 \leftrightarrow },{\kern 1pt} a_{2 \leftrightarrow },x} ),{\mathrm{\Omega }} = \frac{1}{{m{\mathrm{\Gamma }}_{\mathrm{m}}}}( { - \frac{{d^2}}{{dt^2}} - \omega _{\mathrm{m}}^2} ),\) the noise correlators are defined as \(\langle {a_{{\mathrm{in}}}(t)a_{{\mathrm{in}}}^\dagger (t\prime )} \rangle = \delta \left( {t - t\prime } \right),\langle {a_{{\mathrm{in}}}^\dagger (t)a_{{\mathrm{in}}}(t\prime )} \rangle = 0,\langle {b_{{\mathrm{in}}}(t)b_{{\mathrm{in}}}^\dagger (t\prime )} \rangle = \left( {n_{{\mathrm{th}}} + 1} \right)\delta \left( {t - t\prime } \right),\) and \(\langle {b_{{\mathrm{in}}}^\dagger (t)b_{{\mathrm{in}}}(t\prime )} \rangle = n_{{\mathrm{th}}}\delta ( {t - t\prime } ),\) with the average number of mechanical quanta nth ≈ kBT/ωm. In this case, using the semiclassical approximation, e.g., 〈AB〉 = 〈A〉〈B〉 with A and B being optical or mechanical operators, the Heisenberg–Langevin equations can be reduced to a group of nonlinear evolution equations in which the noise has been ignored due to the fact that we consider the mean values of all the operators. The position of the mechanical oscillator is defined as \(x = x_0\left( {b^\dagger + b} \right)\), \(x_0 = \sqrt {\hbar /\left( {2m\omega _{\mathrm{m}}} \right)}\) is the zero-point fluctuation amplitude of the mirror, and the operator \(\hat b\) denotes the phonon mode. κ(κ′) and γ(γ′) are the optical gain and decay of the vertical and the horizontal modes in cavity 1 and cavity 2, respectively. Γm is the mechanical damping rate.

The distribution of steady-state photon number in the passive cavity

Recently, PT-symmetric whispering-gallery microcavities have been demonstrated experimentally, where low-power optical isolation and non-reciprocal light transmission have been observed under the balanced gain and loss35,45. In addition, the experimental observation of PT-symmetry in optically induced atomic lattices with periodical gain and loss profiles38, and an anti-PT-symmetric potential has been experimentally produced in a pair of optically induced waveguides coupled by steady-state flying atoms46. These experimental facts indicate that the steady state of PT-symmetric systems can be observed in a short period of time via current experimental technology. First, we analyze the property of the steady-state situation of our system. Setting the time differential in dynamical Eqs. (2) to zero, thus the steady-state solutions can be obtained, i.e., the steady-state intracavity photons a1j,s and a2j,s (j = ↕, ↔). Their analytical expressions are

$$\begin{array}{l}a_{1 \updownarrow ,{\mathrm{s}}} = f_1\left( {\kappa ,\gamma } \right){\mathrm{cos}}\theta ,a_{1 \leftrightarrow ,{\mathrm{s}}} = f_1\left( {\kappa \prime ,\gamma \prime } \right){\mathrm{sin}}\theta ,\\ a_{2 \updownarrow ,{\mathrm{s}}} = f_2\left( {\kappa ,\gamma } \right){\mathrm{cos}}\theta ,a_{2 \leftrightarrow ,{\mathrm{s}}} = f_2\left( {\kappa \prime ,\gamma \prime } \right){\mathrm{sin}}\theta ,\end{array}$$


$$f_1\left( {x,y} \right) = \frac{{\sqrt {2x} \varepsilon _{\mathrm{d}}\left( {y - igx_{\mathrm{s}}} \right)}}{{J_{\mathrm{j}}^2 - xy + ig\kappa x_{\mathrm{s}}}},f_2\left( {x,y} \right) = \frac{{iJ_{\mathrm{j}}\sqrt {2x} \varepsilon _d}}{{J_{\mathrm{j}}^2 - xy + igxx_{\mathrm{s}}}},$$

and the displacement of the mechanical resonator \(x_{\mathrm{s}} = \frac{{\hbar g}}{{m\omega _{\mathrm{m}}^2}}\left( {\left| {a_{2 \updownarrow ,{\mathrm{s}}}} \right|^2 + \left| {a_{2 \leftrightarrow ,{\mathrm{s}}}} \right|^2} \right)\). It can be inferred that the steady-state value of intracavity photons is a fifth-order polynomial equation, thus, there are at most five real roots. But the pump field is too weak to reach the multiple steady states in our regime, so there is only one real root under the weak pump power. Figure 2a shows how the steady-state populations of the intracavity photons in the cavity 2 vary with input power due to the Eq. (3). It is obvious that the photon number N acquires giant enhancement with the weak pump power \(\left( {P_{{\mathrm{in}}} \le 10\,\mu {\mathrm{W}}} \right)\) increasing. Specifically, the rise of photon number in the case of θ=π/2 (the violet line) features linear responses, while the significant nonlinear enhancement appears in other polarization states, leading to the appearance of the accompanied giant enhancement of COM interactions. Interestingly, the polarization state of the pump light serves as a sensitive controller for the physical phenomenon, namely, the photon number experiences distinct rising tendency with the different polarization state of pump light. In other words, the photon-tunneling effect is equivalently controlled by the polarization states of the pump field. From this phenomenon, we can work out that the gain-to-loss ratio may also affect the behavior of photon tunneling, then we plot how the photon number varies with γ/κ at a fixed input power Pin in Fig. 2b. As γ/κ increases, the change of N has a obvious peak value at γ/κ = 1 (the gain–loss balance) and the vicinity of γ/κ = 0.6 for θ = 0 and θ=π/2, which indicates a giant enhancement of the intracavity field intensity at the gain–loss balance and the vicinity of γ/κ = 0.6. The remaining curves show N have two peak values at the two points for 0 < θ < π/2, owing to the projections of linearly polarized pump light onto the vertical and horizontal modes. The two extreme values of N satisfy \(J_ \updownarrow ^2 = \kappa \gamma\) and \(J_ \leftrightarrow ^2 = \kappa \prime \gamma \prime\) resulting from the fact that first derivative of N is equal to 0, and the point of κ/γ = 1 is the exceptional point (EP) for θ = 0. We proceed to study the remarkable influence of the photon polarization on the intracavity photons with the balanced gain and loss (κ/γ = 1), and the intracavity photons in the passive cavity is shown in Fig. 2c. Clearly, the photon number can be significantly enhanced in the vicinity of θ = 0, π, which coincides well with the EP, while the slight enhancement appears around θ = π/2, 3π/2 due to the considerable shift away from the actual EP. Physically, the field localization induces the dynamical accumulations of photon energy, in addition, the unidirectional energy transfer from the active cavity to the passive cavity. Hence, the enormously enhanced photon number can be generated at the EP. The proposed mechanism is especially suited for the condition of the gain–loss balance, where the intensity of intracavity photon can be significantly enhanced. Then leading to a giant enhancement of both optical pressure and mechanical gain. This fact provides a route for achieving a low-power optomechaical amplifier in the presence of polarization-optomechaics EP.

Fig. 2

The steady-state photon number in cavity 2. a The steady-state photon number N in cavity 2 varies with the input power. System parameters we take here are, the wavelength of the cavity field is 1550 nm, g = ωc/R,R = 34.5 × 10−6 m, m = 5 × 10−11 kg, γ/κ = γ′/κ′ = 1.5, κ = 6 MHz, κ′ = 10 MHz, Γm = 2.5 × 105 Hz, ωm = 2.5 × 23.4 MHz, \(J_ \updownarrow = 6\,{\mathrm{MHz}},J_ \leftrightarrow = 1.3J_ \updownarrow\), respectively. b The photons number N varies with γ/κ(γ′/κ′), Pin = 10 μW, γ/κ = γ′/κ′, other parameters are same as a. c Calculated the intracavity photons in the passive cavity as a function of the polarization angle θ under the balanced gain and loss (κ/γ = 1), other parameters are same as a. These parameters are derived from ref. 43

Polarization-based control of phonon laser action

In order to explore the specific relationship between the gain (loss) and the mechanical gain G, we have investigated the gain G of the mechanical mode in a parameter map of the optical gain κ and loss γ in Fig. 3. The system is in the PT-symmetric phase when we choose \(J_ \updownarrow = \omega _{\mathrm{m}}/2\) and \(J_ \leftrightarrow = 1.3J_ \updownarrow\). We find that the optimum mechanical gain can be reached by choosing the proper optical gain κ and loss γ. As shown in Fig. 3, the optimum mechanical gain formation starts at a critical point κ = γ = 15 MHz, namely, the mechanical gain is very small even close to zero until the κ and γ arrive at this point. Obviously, we can get a clear description that the mechanical oscillator cannot possess gain when κ > γ above the critical point, in contrast to the fact that the mechanical gain can be produced in an optimal area of κ < γ below the critical point. This result indicates that optical gain and loss within the optimal area can significantly contribute to the supermode population inversion for magnifying the stimulated phonon number. Such that we find the phonon laser action can achieve its optimal solution in the specific parameter region while can not be acquired in other wide range of gain κ and loss γ. It is worth noting that the optimal parameter area can guide us to design more efficient phonon laser devices.

Fig. 3

The optimal area of mechanical gain G. Mechanical gain G versus the optical gain κ and loss γ. We use the parameters here are κ′ = 1.5, κ,γ′ = 1.5γ, Pin = 10 μW and \(J_ \leftrightarrow = 1.3J_ \updownarrow\)

In Fig. 4, we present the dependence of the phonon number n on the pumped light field Pin for different polarizations, which clearly shows that the phonon number n can be controlled by the polarization of the pump field. Based on ref. 42, only above the threshold can the phonon lasering action occur, Fig. 4a shows that the phonon laser is not triggered where γ/κ = 0.8. As γ/κ goes up in Fig. 4b–d, i.e., γ/κ = 4/3, 5/3, 2, the polarization state of pump light can directly influence the intensity of the phonon laser action for different loss–gain ratio γ/κ(γ′/κ′). As shown in Fig. 2, the photon number in cavity 2 can be adjusted by tuning the polarization of the pump field, and this phenomenon can be explained by the fact that the vertical and horizontal modes in cavity 2 have different photon number according to the fact that the two orthogonal components of linearly polarized pump light act as two different intensities of driving field, resulting in different optomechanical nonlinear strength. Moreover, the two orthogonal modes can produce two different intensities of the phonon laser action, which means that the phonon laser action in our regime possesses the polarization-related property. As a transversely oscillating electromagnetic wave, polarization is a fundamental property of light, and optical polarization is often a major consideration in the construction of many optical systems, such as optical biomedical imaging, communication, and sensor systems47,48. This demonstrates that it is very important and achievable to utilize the polarization nature of light field to study phonon laser action. Recently, the photon polarization degree of freedom has been introduced to achieve optomechanical control in the vector cavity optomechanics32, which may enable on-chip optical control of polarization management with remarkable applications in nanophotonic polarization-related devices, such as optomechanical polarizers33. Compared with previous studies of the phonon laser action42,43, as shown in Fig. 4, our scheme provides a new degree of freedom to adjust the intensity of coherent phonon laser action by varying the polarization angle of pump light without changing other system parameters. This fact opens the way for polarization-controlled phonon lasing and may thus be applied to engineer on-chip phonon laser devices.

Fig. 4

Polarization-controlled phonon laser action in our regime. Calculation results of the stimulated emission phonon number n vary with input power Pin when a γ/κ = 0.8, b γ/κ = 4/3, c γ/κ = 5/3, and d γ/κ = 2 under different angles θ at t = [Γm/2]−1, respectively. The phonon number n is expressed by n = exp[2(G − Γm/2)/(Γm/2)]. Setting the threshold condition G = Γm/2, viz. n = 1, the dotted line denotes the threshold value Pth of the phonon laser for different angles θ, respectively. We choose \(2J_ \updownarrow = \omega _{\mathrm{m}},J_ \leftrightarrow = 1.3J_ \updownarrow\), γ/κ = γ′/κ′, κ = 6 MHz, κ′ = 10 MHz

In Fig. 5, we plot the phonon number n versus the polarization angle θ in the PT-symmetric phase under different pump power Pin, which shows the role of the light field polarization behavior on the control of phonon laser action more clearly. We can see that the phonon number has a Lorentzian-like-shape dependence on the polarization direction θ, which indicates that the intensity of phonon laser action can be continuously adjusted by only tuning the photon polarization behavior without changing other parameters of the device. Compared with the conventional phonon laser regime41,42,43, our scheme provides an additional degree of freedom to control phonon laser action. In addition, the slight enhancement of the pump power leads to the fact that the maximum value of the phonon number increases dramatically arising from the population inversion of the supermodes, corresponding to the exponential growth of phonon number in Fig. 4. Compared with the pump-power-controlled method, the change of phonon number induced by the light polarization is slower, which can boost the feasibility of controlling the intensity of phonon laser action quite accurately. This result is a manifestation of the intrinsic merit of polarization-dependent optomechanics, and we can utilize the light polarization to realize all-optical switcher of phonon-lasing devices. On the other hand, our work may offer a useful platform to convert the information carried by optical polarization into the stimulated emission of phonons while preserving their intrinsic coherence, which is of great importance in communication systems and modern communication networks.

Fig. 5

Phonon number varies with polarization angle θ. Calculated results of phonon number n as a function of the polarization direction θ under different pump power Pin. The parameters we used here are \(\kappa \prime = 2\kappa ,\gamma \prime = 2\gamma ,\kappa = 6 \times 10^6\,{\mathrm{Hz}},\gamma = 9 \times 10^6\,{\mathrm{Hz}},J_ \updownarrow = \omega _{\mathrm{m}}/2\), and \(J_ \leftrightarrow = 1.3J_ \updownarrow\), respectively

We next explore the impact of polarization on the phonon laser threshold value Pth, which behaves as a function relationship of the polarization direction θ as shown in Fig. 6. Remarkably, unlike previously reported observations of phonon lasing effects in microcavity structures42,43, in which the phonon laser threshold value can only be adjusted by changing the system parameters, in our scheme the threshold value of phonon laser action can also be controlled by adjusting the polarization direction of the pump field. In this work, the threshold condition and the threshold power of phonon laser action are G = Γm/2 and Pth = N+(γ + γ+)ω+42,43, respectively. Therefore, the thresholds of the vertical and horizontal modes yield \(P_{{\mathrm{th}} \updownarrow } = 4{\mathrm{\Gamma }}_m\omega _{ + \updownarrow }\left[ {\left( {{\mathrm{\Delta }}\omega _ \updownarrow - \omega _{\mathrm{m}}} \right)^2 + \left( {\frac{{\kappa - \gamma }}{2}} \right)^2} \right]/\left( {gx_0} \right)^2,P_{{\mathrm{th}} \leftrightarrow } = 4{\mathrm{\Gamma }}_{\mathrm{m}}\omega _{ + \leftrightarrow } \left[ {\left( {{\mathrm{\Delta }}\omega _ \leftrightarrow - \omega _{\mathrm{m}}} \right)^2 + \left( {\frac{{\kappa \prime - \gamma \prime }}{2}} \right)^2} \right]/\left( {gx_0} \right)^2\). Clearly, \(P_{{\mathrm{th}} \updownarrow } \to 0\) and Pth↔→0 under the conditions \((a){\kern 1pt} {\mathrm{\Delta }}\omega _ \updownarrow = \omega _{\mathrm{m}},{\mathrm{\Delta }}\omega _ \leftrightarrow = \omega _{\mathrm{m}},(b)\kappa = \gamma ,\kappa \prime = \gamma \prime\), and this implies that an ultralow threshold (even threshold less) phonon laser action can be obtained by tuning the parameter configuration of the system in the vector PT-symmetric regime. As shown in Fig. 5, the threshold values become much smaller as the value of γ/κ approaches 1, as expected, phonon lasing can be enhanced greatly in the vicinity of EP. Interestingly, we can regulate the threshold value of phonon laser action via modifying the polarization of pump light in our regime. This attribute offers a promising approach to engineer polarization-controlled on-chip phononic devices in practical applications.

Fig. 6

The threshold value of phonon laser action. Numerical calculation of the threshold value Pth as a function of the polarization direction θ. The parameters we used here are \(\kappa \prime = 2\kappa ,\gamma \prime = 2\gamma ,\kappa = 6 \times 10^6\,{\mathrm{Hz}},\,\gamma = 9 \times 10^6\,{\mathrm{Hz}},\,J_ \updownarrow = \omega _{\mathrm{m}}/2\), and \(J_ \leftrightarrow = 1.3J_ \updownarrow\), respectively


We propose a feasible scheme to realize a polarization-controlled phonon laser in a vector PT-symmetric system based on the mechanical effect of light. Different from the phonon laser action previously discussed, our results have shown that the generation and the intensity regulation of phonon laser action can be well controlled by only tuning the polarization of the pump field while keeping other parameters unchanged. This indicates a novel way to improve the performance of controlling a phonon laser, that is by tuning the polarization state of the pump light, instead of only adjusting the intensity of the pump field. Moreover, the threshold value of phonon laser action behaves as a function relationship of the polarization direction θ. Furthermore, an ultralow threshold (even threshold less) phonon laser action can be obtained around EP with the gain–loss balance. The underlying physical mechanism can be explained as follows: the dynamical accumulations of photon energy result in drastic population transition processes from the up-supermode level to down-supermode level, which accompany the phonon emission. This is reminiscent of random-defect-induced phonon lasing at EPs49 and the loss-induced suppression and revival of lasing at EPs50. Physically, the enormously enhanced photon number can induce the great reinforcement of radiating pressure, consequently resulting in stronger phonon laser action. These attributes may inspire the exploration of engineering new polarization-related phonon laser devices featuring lower-threshold power and convenient regulation ways. In addition, our research which associates the vector regime and PT-symmetric optomechanics may induce more opportunities in both areas and provide new possibilities to develop the corresponding applications.

Finally, we present some discussions on the experimental implementation of our proposal with coupled optical cavity systems. Specifically, it is achievable to implement our proposal experimentally in the PT-symmetric optomechanical system with current accessible technology. First, we introduce a group of orthogonal basis vectors of polarization corresponding to TE and TM modes in the coupled whispering-gallery mode (WGM) optical microcavities32. Considering the system is pumped by linearly polarized light field, whose orthogonal components obey Malus law toward orthogonally polarized directions in the vector regime which reveals a nontrivial phenomenon in analogy to optomechanical polarizer. Second, the cavity gain \(\kappa \sim 10\,{\kern 1pt} {\mathrm{MHz}}\) and coupling strength \(J\sim 20\,{\mathrm{MHz}}\) can be realized in the PT-symmetric system, which was identified experimentally as the experimental arrangement in ref. 35, leading to the system reaching PT-symmetric phase required here. Last, the active cavity is fabricated from silica doped with Er3+ ions, and the Er3+ ions can emit photons in the 1550 nm band arising from optical pump with a light in the 1460 nm band. This leads to the amplification of weak signal light in the 1550 nm band35, and the microtoroids are ~34.5 μm in radius43. Due to the fact that the two different polarizations have two different photon-tunneling values which are determined by geometry size and material properties as well as the index contrast between the cavity core and cladding51,52, the tunneling between the two resonators of the two orthogonal polarizations we choose are different, viz. \(J_ \leftrightarrow = 1.3J_ \updownarrow\) where J and \(J_ \updownarrow\) denote the tunneling values of horizontal and vertical directions, respectively. Consequently, all parameter values in our scheme are taken from current experiments, implying that our system is well within the phonon laser regime based on the above discussion42. In summary, the experimental implementation of our scheme is feasible under currently existing experimental techniques, i.e., all relevant system parameters and experimental techniques used in our scheme are well within the reach of the current experimental level. With regard to controlling the phonon laser action, we can employ nanophotonic polarizer33 to tune the polarization direction of light field, which can be utilized to achieve optomechanical control and regulate the behavior of the phonon laser action.


Derivation of the polarization-controlled phonon laser

The polarization-dependent character possesses important practical application. Here, we integrate the feature of vector cavity optomechanics into PT-symmetry, and introduce the vector PT-symmetric phonon laser. According to ref. 43, PT-symmetric-coupled resonators provide a coherent phonon amplification by phonon-mediated transitions between optical supermodes in parallel with a two-level laser by the electronic transitions. On this basis, we propose a controllable phonon laser via tuning the polarization of pump field. Before proceeding further, we illuminate the important influence of the cavity coupling intensity J in the regime. To be specific, the non-Hermitian Hamiltonian of general PT-symmetric optical system is \(\hbar \omega _{\mathrm{c}}\left( {a_1^\dagger a_1 + i\kappa } \right) + \hbar \omega _{\mathrm{c}}\left( {a_2^\dagger a_2 - i\gamma } \right) + \hbar J\left( {a_1^\dagger a_2 + a_2^\dagger a_1} \right)\), which can be diagonalized as \(\hbar \left( {\omega _ + + i\gamma _ + } \right)o_1^\dagger o_1 + \hbar \left( {\omega _ - + i\gamma _ - } \right)o_2^\dagger o_2\), with \(\omega _ \pm = \omega _{\mathrm{c}} \pm \sqrt {J^2 - \left( {\kappa + \gamma } \right)^2/4} ,\gamma _ \pm = \left( {\kappa - \gamma } \right)/2\). For the case of J ≥ (κ + γ)/2, the system is in the \({\cal P}{\cal T}\)-symmetric phase. And only in this regime can the two nondegenerate supermodes exchange energy through the phonon and possess the population inversion, and then generating the phonon lasing43. Note that the situation J < (κ + γ)/2 corresponds to degenerate supermodes \(\omega _ \pm = \omega _{\mathrm{c}},\gamma _ \pm = \left( {\kappa - \gamma } \right)/2 \pm \sqrt {J^2 - \left( {\kappa + \gamma } \right)^2/4}\), thus this situation which has no supermode splitting results in no phonon lasing action.

TE and TM modes are independent of each other in our regime, we can use the same method to deal with the two modes, respectively. Derived from Eq. (1), the optical supermodes \(a_{ \pm {\mathrm{j}}} = \left( {a_{1{\mathrm{j}}} \pm a_{2{\mathrm{j}}}} \right)/\sqrt 2\), \(\left( {j = \updownarrow , \leftrightarrow } \right)\) correspond to the energy levels \(\omega _{ \pm \updownarrow } = \omega _{\mathrm{c}} \pm \sqrt {J_ \updownarrow ^2 - \left( {\kappa + \gamma } \right)^2/4} ,\omega _{ \pm \leftrightarrow } = \omega _{\mathrm{c}} \pm \sqrt {J_ \leftrightarrow ^2 - \left( {\kappa \prime + \gamma \prime } \right)^2/4}\) can be introduced. Looking at one of the two orthogonal modes, the Fig. 1c describes the transition between the upper level ω+ and the lower level ω while absorbing or emitting a phonon simultaneously, that is the eigenfrequencies ω+ and ω can exchange energy through the phonon mode. In analogy to a two-level laser system, the stimulated emission of phonon can be generated by virtue of optical pumping of the upper level, then leading to the appearance of coherent phonon lasing. Additionally, the stimulated emission linewidth which describing the first-order coherence above the threshold is much narrower in comparison with that below the threshold42,43. The interaction is provided by radiation pressure within the optomechanical system. Applying the rotating-wave approximation (RWA), the optomechanical interaction of Hamiltonian can be converted to another form43, i.e.,

$$\begin{array}{l} - \hbar gx_0\left( {a_{2{\mathrm{j}}}^\dagger a_{2{\mathrm{j}}}} \right)\left( {b^\dagger + b} \right)\\ \to \frac{{\hbar gx_0}}{2}\left( {a_{ - {\mathrm{j}}}^\dagger a_{ + {\mathrm{j}}}b^\dagger + a_{ - {\mathrm{j}}}a_{ + {\mathrm{j}}}^\dagger b^\dagger - a_{ + {\mathrm{j}}}^\dagger a_{ + {\mathrm{j}}}b^\dagger - a_{ - {\mathrm{j}}}^\dagger a_{ - {\mathrm{j}}}b^\dagger + {\mathrm{H}}{\mathrm{.c}}{\mathrm{.}}} \right)\\ \to \frac{{\hbar gx_0}}{2}\left( {\Re _{\mathrm{j}}b^\dagger + b\Re _{\mathrm{j}}^\dagger } \right),\left( {j = \leftrightarrow , \updownarrow } \right)\end{array}$$

\(\Re _{\mathrm{j}} = a_{ - {\mathrm{j}}}^\dagger a_{ + {\mathrm{j}}}\,\left( {j = \leftrightarrow , \updownarrow } \right)\) is the population inversion of the supermodes. And the partly diagonalizable form of the Hamiltonian H in Eq. (1) is:

$$\begin{array}{*{20}{l}} {\tilde H} \hfill & = \hfill & {\hbar \omega _{\mathrm{m}}b^\dagger b + \mathop {\sum}\limits_{j = \updownarrow , \leftrightarrow } \left( {\hbar \omega _{ + {\mathrm{j}}}a_{ + {\mathrm{j}}}^\dagger a_{ + {\mathrm{j}}} + \hbar \omega _{ - {\mathrm{j}}}a_{ - {\mathrm{j}}}^\dagger a_{ - {\mathrm{j}}}} \right)} \hfill \\ {} \hfill & {} \hfill & { + \frac{{\hbar gx_0}}{2}\mathop {\sum}\limits_{j = \updownarrow , \leftrightarrow } \left( {b\Re _{\mathrm{j}}^\dagger + \Re _{\mathrm{j}}b^\dagger } \right),} \hfill \end{array}$$

where ω±j are the optical frequencies of the supermodes and defined to be blue and red, respectively. The third term of the Hamiltonian \(\tilde H\) describes the absorption of one phonon, which leads to transition from the red supermode to the blue supermode and the reverse process. Using the Hamiltonian in Eq. (5), we can rewrite the evolution equations for the mechanical mode and the operator \(\Re _{\mathrm{j}}\) as follows:

$$\begin{array}{*{20}{l}} {\dot b} \hfill & = \hfill & {\left( { - i\omega _m - \frac{{{\mathrm{\Gamma }}_{\mathrm{m}}}}{2}} \right)b - ig\frac{{x_0}}{2}\Re _ \updownarrow - ig\frac{{x_0}}{2}\Re _ \leftrightarrow + \Xi _1(t),} \hfill \\ {\dot \Re _ \updownarrow } \hfill & = \hfill & {\frac{{igx_0{\mathrm{\Delta }}\aleph _ \updownarrow }}{2}b + \left( { - i{\mathrm{\Delta }}\omega _ \updownarrow + \Theta } \right)\Re _ \updownarrow + \Xi _2(t),} \hfill \\ {\dot \Re _ \leftrightarrow } \hfill & = \hfill & {\frac{{igx_0{\mathrm{\Delta }}\aleph _ \leftrightarrow }}{2}b + \left( { - i{\mathrm{\Delta }}\omega _ \leftrightarrow + \Theta {\prime}} \right)\Re _ \leftrightarrow + \Xi _2(t),} \hfill \end{array}$$

\(\Theta = \left( {\kappa - \gamma } \right)/2,\Theta \prime = \left( {\kappa \prime - \gamma \prime } \right)/2,{\mathrm{\Delta }}\aleph _{\mathrm{j}} = a_{ + {\mathrm{j}}}^\dagger a_{ + {\mathrm{j}}} - a_{ - {\mathrm{j}}}^\dagger a_{ - {\mathrm{j}}},\) \({\mathrm{\Delta }}\omega _{\mathrm{j}} = \omega _{ + {\mathrm{j}}} - \omega _{ - {\mathrm{j}}},\,\Re = \Re _ \updownarrow + \Re _ \leftrightarrow\). We ignore the influence of Ξ1(t), Ξ2(t), which represent fluctuation operators correspond to the supermodes and the mechanical resonator. In order to solve Eq. (6) and obtain the mechanical gain, we introduce the slow varying amplitudes: \(\tilde b = be^{i\omega _{\mathrm{m}}t},\tilde \Re _ \updownarrow = \Re _ \updownarrow e^{i{\mathrm{\Delta }}\omega _ \updownarrow t},\tilde \Re _ \leftrightarrow = \Re _ \leftrightarrow e^{i{\mathrm{\Delta }}\omega _ \leftrightarrow t}\), and substituting these into Eq. (6), we can get

$$\mathop {b}\limits^{\dot \sim } = {\mathrm{\Delta }}\tilde b,$$

\({\mathrm{\Delta }} = - \frac{{{\mathrm{\Gamma }}_{\mathrm{m}}}}{2} + G + i\eta ,\) where the mechanical gain G is given by

$$G = G_ \updownarrow + G_ \leftrightarrow$$

\(G_ \updownarrow = \frac{{\left( {gx_0/2} \right)^2{\mathrm{\Delta }}\aleph _ \updownarrow \left( { - \Theta } \right)}}{{\left( {{\mathrm{\Delta }}\omega _ \updownarrow - \omega _{\mathrm{m}}} \right)^2 + \left( \Theta \right)^2}}\) and \(G_ \leftrightarrow = \frac{{\left( {gx_0/2} \right)^2{\mathrm{\Delta }}\aleph _ \leftrightarrow \left( { - \Theta \prime } \right)}}{{\left( {{\mathrm{\Delta }}\omega _ \leftrightarrow - \omega _{\mathrm{m}}} \right)^2 + \left( {\Theta \prime } \right)^2}}\) indicate that the mechanical gain of orthogonally polarized modes. According to the expression of G, the mechanical gain of the mechanical oscillator can be modified by varying the gain κ or loss γ of cavities 1 and 2. Finally, we can work out that the phonon number n is expressed by n = exp[2(G − Γm/2)/(Γm/2)] at t = [Γm/2]−1. As shown in Fig. 4, we can achieve the polarization-controlled phonon laser action in the vector PT-symmetric optomechanical systems.

Data availability

The data that support the findings of this study are available from the corresponding author on request.


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The work was supported by the National Basic Research Program of China (Grant No. 2016YFA0301203) and the National Science Foundation (NSF) of China (Grant Nos. 11375067, 11405061, and 11574104).

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B.W. carried out the calculations, wrote the main manuscript text and prepared all figures. Z.-X.L., X.J., H.X., and Y.W. participated in the discussions. All authors reviewed the manuscript and contributed to the interpretation of the work and the writing of the manuscript.

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Correspondence to Hao Xiong or Ying Wu.

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Wang, B., Liu, Z., Jia, X. et al. Polarization-based control of phonon laser action in a Parity Time-symmetric optomechanical system. Commun Phys 1, 43 (2018). https://doi.org/10.1038/s42005-018-0042-3

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