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# Spring arctic oscillation as a trigger of summer drought in Siberian subarctic over the past 1494 years

## Abstract

Rapid changes in the hydrological and temperature regimes over the past decades at the northern latitudes enhance significantly permafrost degradation accelerating carbon release, increase the frequency of drought events and extensive wildfires. However, the mechanisms and dynamics driving drought events and their influence on Siberian forests are currently the subject of numerous research activities. Newly developed and annually resolved stable carbon and oxygen isotope chronologies of larch tree-ring cellulose (δ13Ccell and δ18Ocell) for the period 516–2009 CE allowed the reconstruction of July precipitation and Arctic Oscillation (AO) in May, respectively. Unprecedented drought events occurred towards twentieth–twenty-first centuries as indicated by the July precipitation reconstruction. Positive AO phases in May were most pronounced during the second part of the first millennium, but also increased in frequency in the modern period of the twentieth–twenty-first centuries. Negative AO phases are associated with cold anomalies and show a remarkable decrease in the nineteenth century caused by a series of major volcanic eruptions. Our findings help explaining the increased frequency of Siberian forest fires over the past decades in Central Siberia consistent with a reduction of summer precipitation, triggered by a positive phase of the Arctic Oscillation in May.

## Introduction

Over the past two decades, heatwaves occur more often in the Eurasian north and particularly in the Siberian subarctic. Larch forests growing in these regions are highly sensitive to climatic changes due to severe environmental conditions1,2,3. Recent rapid changes in the hydrological and temperature regimes affect significantly permafrost degradation4 accelerating carbon release, increase frequency of drought events and extensive wildfires expanded over a large territory in Siberia5,6,7,8. However, the mechanisms leading to drought events in the permafrost region with available thawed water for Siberian forests remain unknown.

Siberian weather stations observation covers mainly the last 100 years, with the best quality data back to 1966 CE only. To obtain information about past climatic changes it is, therefore, necessary to consider indirect climatic archives like tree rings9,10. Tree rings have been proven to be a valuable tool for climate reconstructions from the Eurasian subarctic back in time up to several millennia11,12,13,14. Tree-ring width chronologies from the Siberian subarctic record mainly June-July air temperature signal11,12,13. The variation of stable carbon isotopes in tree rings can provide complementary information about changes in precipitation15,16,17,18,19, sunshine duration20, vapor pressure deficit21 and cloud cover22, while oxygen isotopes can record information about atmospheric circulation patterns16,23,24,25,26,27.

The Arctic Oscillation (AO) has an impact on winter temperature and precipitation patterns over Eurasia and North America28 and particularly in Siberia29. A positive AO phase (AO+) indicates higher pressure at mid-latitudes, which brings higher than average temperatures to northern Eurasia, leading to enhanced greening conditions over large regions, which is confirmed by satellite-derived vegetation indices30. A study by Baltzer et al.31 showed a significant relationship between annual burned forest areas in Central Siberia and AO, while Kim et al.7 showed that positive Arctic Oscillation (AO) phases lead to an increasing fire activity in Asian regions. A high-pressure of the AO circulation was related to a high-temperature anomaly in late winter and spring during the past decade32.

Opposite to the AO+, a negative AO brings cold weather anomaly, storms, and wetter conditions at the high-latitude regions28. Reconstructions of AO may, therefore, provide information on past temperature and precipitation patterns with annual and seasonal resolutions.

To apply any measure and mitigation strategies to decrease carbon release in Siberia under rapid temperature and hydrological changes, it is urgent to obtain information about fluctuation rates of climatic changes over the past. To reach this goal we built continuous annually-resolved stable carbon and oxygen isotope chronologies from larch tree rings and used multiple linear correlation analysis to test for the driving factors leading to precipitation changes in Siberian forests over the past 1494 years.

## Results

### Millennial stable carbon and oxygen isotope chronologies

The δ13C and δ18O tree-ring cellulose (δ13Ccell and δ18Ocell) chronologies based on the 42 larch trees for the period from 516 to 2009 CE were developed (Fig. 1). A clear increase in the δ13Ccell trend accelerating towards recent decades is detected (Fig. 1a), which is not the case for the δ18Ocell (Fig. 1b).

The increasing trend in δ13Ccell starts in the 1800s (Fig. 1a). The maximum values and high variability of δ13Ccell were detected mainly for the twentieth century, specifically in 1979 (− 21.7‰; + 3.9σ), 1980 (+ 3.9σ) and 2009 CE (+ 3.8σ) (Supplementary Table S1a) in relation to the mean (− 24.9‰, SD = 0.8, SE =  ± 0.02) for the whole study period from 516 to 2009 CE (Supplementary Table S1a). Low δ13C values were found during the twelfth-fourteenth centuries, with a minimum value in 1194 CE (− 27.3 ‰; − 3σ).

Maximum δ18O values were recorded during the tenth and twenty-first centuries, with most extreme values in the years of 923 CE (25.9‰; 4.2σ) and 2009 CE (24.01‰; 3.8 σ). Minimum δ18O values were recorded during the eleventh, twelfth and nineteenth centuries with the minimum value in 1822 CE (18.1‰; − 3.3 σ) compared to the average (21.6‰. SD = 1.04, SE ± 0.03) over the whole analyzed period (Supplementary Table S1b).

#### Stable isotopes vs. climatic parameters

Significant Pearson correlations (P < 0.001) were revealed between summer air temperature [June, July, averaged July–August and June–July–August (JJA)] and δ13Ccell (Fig. 2a) as well as δ18O cell (Fig. 2b). Positive significant correlations were found between δ13Ccell and June (r = 0.43), July (r = 0.44), averaged July–August (r = 0.54), JJA (r = 0.49) temperatures, respectively, while a negative significant correlation between δ13Ccell and July precipitation (r = − 0.50, P < 0.001) was revealed (Fig. 2a). Less pronounced was the summer air temperature signal in δ18Ocell, expressed in marginally significant relationships between δ18Ocell and July air temperature (r = 0.36, P < 0.05), July–August (r = 0.39) and JJA (r = 0.35), respectively (Fig. 2b). A negative correlation with April temperature was found with the δ18Ocell. The strongest influence on δ18Ocell was AO index. The AO in May correlates significantly with δ18Ocell (r = 0.38) for the common period 1969 to 2009 CE.

#### July precipitation reconstruction

Based on the correlation (Fig. 2) and multiple linear regression (Eq. 2) analyses, and calibration and verification statistics (P < 0.0001), July precipitation reconstruction was computed for the period from 516 to 2009 CE (Fig. 3, Supplementary Fig. S2, Supplementary Table S2).

The average amount of precipitation for the period from 516 to 2009 CE is 58.15 mm (SE =  ± 0.19). A significant decrease of July precipitation from 60.4 mm for the period 516–1799 CE (r2 = 0.01, P < 0.05) to 44.3 mm for the period 1800–2009 CE (r2 = 0.46, P < 0.001) was observed (Fig. 3). Several periods characterized by low amounts of July precipitation, particularly during the sixth, ninth–tenth, thirteenth–sixteenth, eighteenth and the twentieth–twenty-first centuries, were revealed (Table 1). High amounts of July precipitation are recorded in the late 6th, 12th and the sixteenth centuries with the maximum wet extreme in 1194 CE relative to the whole study period 516–2009 CE (Table 1). A reduction in July precipitation is clearly observed since the early nineteenth century.

#### Reconstructed arctic oscillation (AO) index in May

Significant correlation between AO index in May and δ18Ocell (r = 0.46, P < 0.05) for the period 1969–2009 CE and for the period (r = 0.26, P < 0.05) 1948–2009 were found (Fig. 2b, Supplementary Fig. S3) and based on the multiple linear regression analysis AO index in May was reconstructed (see Eq. (3), Fig. 4a).

Positive phases of the AO in May during the twentieth–twenty-first centuries were revealed. However, during the modern twentieth–twenty-first centuries the AO fluctuations do not exceed the amplitude of the second part of the first millennia and the medieval time (ninth–tenth centuries).

AO positive (AO+) phases in May (Fig. 4a) bring along warm and often dry conditions (Fig. 3). AO+ show higher fluctuation rates and amplitude during early Medieval Period compared to the recent one. A comparison with a proxy-based reconstructed NAO25 (Fig. 4b) showed significant correlation with AO in May (r = 0.38, p < 0.0001) for the period 1049–1969 CE. The chronologies agreed significantly mainly during the Little Ice Age (LIA, 1350–1800 CE) a positive anomaly during Late Antique Little Ice Age (LALIA, 516–600), early Medieval Climatic Anomaly (MCA, 700–1000 centuries) are well recorded in seasonal AO reconstructed index (Fig. 4b), while a divergence is apparent for the most recent part of the record.

Starting from the twentieth century a clearly increasing trend of the AO+ towards twenty-first century is observed. Along with AO+ a rapid decrease in precipitation is recorded in the July precipitation reconstruction (Fig. 3). A significant reduction of precipitation (> 80%) from the averaged mean and increasing summer temperature (daily maximum > 30 °C) correspond with extremely dry phases in July (> 3σ) in 1717, 1732, 1957, 1979, 1980, 2008, 2009 CE (Table 1). A positive AO phase during 2000–2009 CE was detected, which was opposite to the negative phase in the nineteenth century (1810–1820 CE) (Table 1).

The most pronounced negative phase of the AO was revealed during the past millennia (Fig. 4a,b, Table 1), which corresponded with major volcanic eruptions with a volcanic explosivity index (VEI ≥ 4). For example, Unknown or El Chichon (536, 541–542 CE, VEI ≥ 7), Samalas (1257 CE, VEI ≥ 7), La Soufrière 1812 CE and Mayon 1814 CE (VEI ≥ 4), Tambora (1815 CE, VEI ≥ 7), Galunggung (1822 CE, VEI ≥ 5), Cosiquina 1835 CE (VEI ≥ 5), Krakatoa 1883 (VEI ≥ 6) eruptions, which led to abnormally cold years. Some specific years (537–542, 1259, 1814–1815, 1818–1820, 1822–1828, 1831, 1834–1838 CE) recorded not only cold but also extremely wet conditions (Table 1).

### Spatial correlation analyses vs. climatic parameters

Spatial correlation analyses showed a positive significant correlation between reconstructed AO in May and CRU TS4.04 maximum May–July air temperature (Fig. 5a) and July precipitation (Fig. 5b) (P < 0.01) computed for the common period of observation (1969–2009 CE) for both proxies.

The AO index in May correlated significantly with the May–July air temperature and shows a wide distribution from 80° N to 60° N, and from 95° E to 150° E (Fig. 5a) compared to the local distribution of July precipitation (Fig. 5b).

## Discussion

Oxygen isotopes in Siberian tree rings record not only a temperature signal15,16,17,23,36,37 but also capture information about air humidity and water origin, showing teleconnections with the Arctic Oscillation16,22 or North Atlantic Oscillation (NAO)25,27 via precipitation patterns. For instance, reconstructed NAO25 based on 48 proxy data with annual resolution distributed around the Atlantic Ocean showed similarities to our AO May reconstruction. Our AO reconstructed data agreed with NAO25 mainly during Little Ice Age (LIA, 1300–1800), emphasizing cold and dry conditions, while there was a disagreement for the recent decades. The Western part of Eurasian subarctic, which include Scandinavian regions, is strongly affected by internal variation and impact of North Atlantic Ocean, which brings wetter climate conditions during the recent period similar to the medieval time27.

In the Siberian north, the Medieval Warm Period during the tenth century was warmer but wetter compared to the recent period derived from our results. This is opposite to the northeastern part of Siberia, where recent atmospheric drought events significantly increased compared to the past21. Earlier warming in springs lead to earlier snowmelt1, developing a water shortage for trees by increasing the evapotranspiration in the Siberian subarctic21. Early warming caused by AO+ in May along with lack of precipitation and ground water availability (active soil layer at the top of 10 cm is still frozen) at the beginning of the growing season (late May–early June) in Taimyr Peninsula increases drought stress for larch trees. Recent severe fire periods were reported to occur early June–late July with a fire duration of 1.5 months38. Kharuk et al.5 showed that at high-latitude sites (> 70° N) extensive fires occurred in 1700–1999 CE based on fire scars and data of tree natality. This is in line with our July precipitation reconstruction, which indicates the development of drought, supporting the hypothesis that recent climatic warming will result in an increase of fire frequency at the Siberian subarctic. Furthermore, shifts of the growing period to earlier dates predicted by the process-based vegetation models39 will prolong the forest fire season.

We have therefore clear evidence that AO+ phases further promote the frequency of forest fires and fire spreading in boreal forests. Recent studies by Kirdyanov et al.8 confirm that lack of water during modern dry summers as well as pre-growing season precipitation can lead to the development of drought for trees and increase the frequency of fires. A study by Kim et al.7 revealed extensive fires in inner-Asian region linked to preceding positive Arctic Oscillation over the recent decades. An increase of atmospheric drying over the Siberian north21 and fire activity over the past decades5,6,8,31,34,38 can lead to long-term ecological consequences, where the main trigger are changes in the atmospheric circulation processes.

The increase in drought events may have started in the eighteenth century already, reaching a maximum and unprecedented values in twenty-first of century as shown with the July precipitation reconstruction. AO reconstruction based on the tree rings only40 suggests a strong positive phase of AO in the twentieth century, which is in line with our study. Recent drought anomalies were recorded also in other regions, like in European Alps and Central Europe41,42, however, not so pronounced compared to the Siberian subarctic regions. This can be explained by the impact of NAO index43, which responds more to a regional component and variability, than to the hemispheric one.

Our findings are consistent with an increased frequency of Siberian forest fires over the past decades in Central Siberia, very likely caused by the ongoing reduction of summer precipitation and triggered by a positive phase of the Arctic Oscillation in May.

## Material and methods

### Study site

Our study site is situated on the eastern part of the Taimyr Peninsula (TAY), where samples from living larch trees and rest of the stem wood on the ground surface were collected (TAY, 70–72° N, 100°–103° E, 200–300 m asl) (Supplementary Fig. S1).

All wood samples, including subfossil wood were well preserved due to severe cold climatic conditions and permafrost. The maximum permafrost thawing depth is recorded in middle of August but does not exceed 40–60 cm in depth, depending on slope exposition and soil composition44.

The eastern part of the Taimyr Peninsula is represented by tundra forests, which include zonal lowland forest tundra, pre-tundra and sub-alpine and open forests13. Larch stands and sparse forests of Ary-Mas occupy floodplain and floodplain terraces in the middle reaches of the Novaya River. Wood vegetation is represented by Gmelin larch (Larix gmelinii Rupr. Rupr.). Larch trees growing at this site can reach an age of 600 years, which is represented by the generation that appeared at the turn of twelfth–thirteenth centuries and are found in fresh and flowing-wet habitats (Supplementary Fig. S1b,c). Larch forests are represented by single trees growing in an open place with a distance between trees 5–8 m. The tree crowns closeness is up to 0.545. Tree increment cores were collected from the living larch trees (n = 20). A larger number of larch wood samples from preserved dead trees (n = 138) and subfossil wood (n = 27) was collected. Sampling was carried out at the present upper timberline in the Stow Ary-Mas (72° 28′ N) and at the present upper timberline at 200–300 m a.s.l. in the Kotuy River valley (70° 30′ N–71° 00′ N).

### Khatanga weather station observation

Khatanga weather station (WSG 84, 71° N, 102° E, 33 m asl, http://climexp.knmi.nl) is the only one climate station located near the study site with available measurements from 1966 to 2009 CE. According to the Khatanga station data, the average annual temperature is − 12.8 °C. The warmest month is July with the maximum temperature plus 12.6 °C. The amount of precipitation is up to 280 mm per year. The vegetation period is rather short and does not exceed 85–90 days (early June-middle/end of August). Precipitation data from the local Khatanga weather station were used for the regression analysis and climate reconstruction.

### Arctic oscillation (AO) index

The seasonal Arctic Oscillation (AO) index is the leading mode in empirical orthogonal function analysis of wintertime monthly mean sea level pressure anomalies and is characterized by a seesaw of atmospheric mass between middle (20–30° N) and high (60–90° N) latitudes. The AO is also referred to as the Northern Hemisphere annular mode (NAM). The summertime atmospheric pattern hints at the link between the winter and summer NAM patterns46. Seasonal AO index (SV NAM index)46 is available from https://www.bio.mie-u.ac.jp/kankyo/shizen/lab1/AOindex.htm for the period from 1948 to 2020 CE. Year-round monthly anomaly and seasonal variability correlates significantly (r = 0.89; p < 0.0001) from 1969 to 2009 CE46. The seasonal dataset was used for the climate analysis with newly developed stable carbon and oxygen isotope chronologies in tree rings for the common period 1948–2009 CE.

### Selection of samples

Cross-dated 42 wood samples from larch trees with pointer years marked with steel needles were selected for the stable carbon and oxygen isotope analyses based on the following criteria: (i) similar age patterns; (ii) no missing rings; (iii) visually healthy trees without damages and scars. The average age of trees used for the analysis was 300 years. The first 50 years were not used for the analysis due to the possible juvenile period47. At least four sub-samples for the overlapping periods were used.

### Stable carbon and oxygen isotope analyses

Each annual tree-ring was split manually using a scalpel under the Leica stereo microscope (Leica, Germany). Each tree-ring was put in a filter bag with the identification number for the cellulose extraction according to the standard inter-laboratory protocol48. Each extracted tree-ring cellulose sample was homogenized, dried and weighted (0.2–0.3 mg) into the tin capsule for the 13C/12C analysis and into the silver capsule (0.5–0.8 mg) for the 18O/16O analysis. An isotope ratio mass spectrometer delta-S (Finnigan MAT, Bremen, Germany) linked to two elemental analyzers (EA-1110 Carlo Erba, Italy) via a variable open split interface (CONFLO-II, Finnigan MAT, Bremen, Germany) was used. The 13C/12C was determined by combustion and the 18O/16O by pyrolysis.

Samples for the periods 1110–1250, 1280–1630, 1670–1795 CE, were analyzed with a vario-PYRO cube (Elementar, Hanau, Germany) via thermal decomposition at 1450 °C and conversion to CO under O2 exclusion in helium. This system was linked to an IRMS (Delta plus XP, Thermo Finnigan, Bremen, Germany).

Both systems the EA-IRMS and the PYRO cube yielded very similar precisions (± 0.2‰) and values from two instruments were in high agreements49.

### Atmospheric δ13C of CO2 correction

Correction of δ13Ccell is necessary because the combustion of fossil fuels and biomass has resulted in a decrease of δ13C of the atmospheric CO2 over the last 150 years. By calculating the differences for each year to the pre-industrial value (1850 CE) for δ13C of atmospheric CO2 obtained from ice cores and direct atmospheric measurements at the Mauna Loa Observatory, Hawaii50 we subtracted these differences from the raw stable carbon isotope series from tree rings for each year. We did not apply any other corrections for the industrial period and back in time.

### Statistical analysis

To determine which climatic parameter or combination of climatic parameters impact stable carbon and oxygen isotopes in tree rings we applied multiple linear regression analyses.

Statistical characteristics such as Pearson correlation coefficient (r), reduction of error (RE), coefficient of efficiency (CE), and Durbin–Watson statistics (DW), coefficient of synchronicity (Ks)10 were computed. Calibration and validation statistics are illustrated with their 2.5 and 97.5 percentiles and the reconstruction is given with its 95%-confidence intervals.

To reconstruct the climate back in time we applied a regression analysis, where climatic variables were the dependent variables, while stable isotope values were independent9 based on the equation (Eq. 1):

$${\text{Rec}}_{t} = a \cdot {\text{I}}_{t} + b + \varepsilon_{t} ,$$
(1)

where Rect is the reconstruction of the climate variable; et is the component of temperature variability, which is not explained by the variability of the stable isotope variation; It is the tree-ring parameter (δ13Ccell or δ18Ocell), while a and b are intercept variables.

The variables resulting from the regression analyses are provided as equations (Eq. 2) for the period 1966–2009 CE for reconstruction of July precipitation based on the δ13Ccell chronology (Supplementary Fig. S2) and Eq. (3) is for reconstruction of the Arctic Oscillation (AO) index in May based on the δ18Ocell chronology for the period 1969–2009 CE (Supplementary Fig. S3). The regression variables for the calibration (1990–2009 CE) and verification (1969–1990 CE) periods are presented in the Supplementary Tables S2, S3.

$${\text{P}}_{{{\text{July}}}} = ( - 357.791 + ( - 16.723 \cdot \delta ^{{13}} {\text{C}}_{{{\text{cell}}}} )) + 0.15,$$
(2)
$$\text{AO}_{{{\text{May}}}} = \, ( - 7.075 + (0.320 \cdot \delta^{{{18}}} {\text{O}}_{{{\text{cell}}}} )) \, + \, 0.15.$$
(3)

Time series, Pearson correlation and multiple linear regression analyses were performed with the Statistica Software 13.0 (Statsoft Europe, Hamburg, Germany).

### Spatial correlation analysis

Climate explorer (World meteorological organization KNMI climexp.knmi.nl) was used for computing spatial correlations CRU TS4.04 (P < 0.01) between newly obtained annually-resolved climate reconstructions and climate parameters within 60°–80° N, 10°–150° E and a grid net 0.5°.

The Arctic Oscillation index in May and July precipitation reconstructions were correlated with a field of averaged May–July air temperature and July precipitation for the common period of instrumental measurements from 1966 to 2009 CE.

### Ethical approval

Relevant permits/permissions/licences were obtained: Wood sampling in the study site is complied with institutional and national guidelines and legislation. All methods were carried out in accordance with relevant guidelines and regulations.

## Data availability

The datasets generated during and/or analysed during the current study will be available up on publication of the manuscript in Zenodo research data repository (https://doi.org/10.5281/zenodo.5426606).

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## Acknowledgements

This work was supported by the Marie Curie International Incoming Fellowship [EU_ISOTREC 235122] related to stable carbon and oxygen isotope measurements and data analyses. The Russian Science Foundation (RSF) Grant number 21-17-00006 (https://rscf.ru/en/project/21-17-00006/) supported the study for climatological analysis and July precipitation reconstruction. Analysis of extreme events and Arctic Oscillation reconstruction was supported by the RFBR, Krasnoyarsk Territory and Krasnoyarsk Regional Fund of Science, project number 20-44-240001.

## Author information

Authors

### Contributions

O.V.C. designed the experiment, prepared and analyzed samples and data; R.T.W.S. and M.S. provided access to the stable isotope facility, performed sample and data analyses; M.V.F. preselected wood samples for the stable isotope analyses, performed data analyses; E.A.V. performed data analysis. All authors contributed to writing the manuscript.

### Corresponding author

Correspondence to Olga V. Churakova Sidorova.

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Churakova Sidorova, O.V., Siegwolf, R.T.W., Fonti, M.V. et al. Spring arctic oscillation as a trigger of summer drought in Siberian subarctic over the past 1494 years. Sci Rep 11, 19010 (2021). https://doi.org/10.1038/s41598-021-97911-2

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