Abstract
Homeostatic control of neuronal excitability by modulation of synaptic inhibition (I) and excitation (E) of the principal neurons is important during brain maturation. The fundamental features of in-utero brain development, including local synaptic E–I ratio and bioenergetics, can be modeled by cerebral organoids (CO) that have exhibited highly regular nested oscillatory network events. Therefore, we evaluated a 'Phase Zero' clinical study platform combining broadband Vis/near-infrared(NIR) spectroscopy and electrophysiology with studying E–I ratio based on the spectral exponent of local field potentials and bioenergetics based on the activity of mitochondrial Cytochrome-C Oxidase (CCO). We found a significant effect of the age of the healthy controls iPSC CO from 23 days to 3 months on the CCO activity (chi-square (2, N = 10) = 20, p = 4.5400e−05), and spectral exponent between 30–50 Hz (chi-square (2, N = 16) = 13.88, p = 0.001). Also, a significant effect of drugs, choline (CHO), idebenone (IDB), R-alpha-lipoic acid plus acetyl-l-carnitine (LCLA), was found on the CCO activity (chi-square (3, N = 10) = 25.44, p = 1.2492e−05), spectral exponent between 1 and 20 Hz (chi-square (3, N = 16) = 43.5, p = 1.9273e−09) and 30–50 Hz (chi-square (3, N = 16) = 23.47, p = 3.2148e−05) in 34 days old CO from schizophrenia (SCZ) patients iPSC. We present the feasibility of a multimodal approach, combining electrophysiology and broadband Vis–NIR spectroscopy, to monitor neurodevelopment in brain organoid models that can complement traditional drug design approaches to test clinically meaningful hypotheses.
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Introduction
Homeostatic control of neuronal excitability by modulation of synaptic inhibition (I) and excitation (E) of the principal neurons during brain maturation is important to avoid runaway excitability conditions1. The neuronal activity gives rise to transmembrane currents that can be measured in the extracellular medium2, where local synaptic E–I balance can be inferred non-invasively from local field potentials (LFPs)3. The power spectrum of LFPs has been reported to scale as the inverse of the frequency4, where Gao et al.3 showed that E–I changes could be estimated from the power-law exponent (or slope). Besides LFPs, the spiking output of neurons can also be detected in the extracellular medium2. In early brain development, high excitability of the principal neurons may be beneficial to respond to low-input currents5; then, the initial phase of postnatal brain development involves a rapid decrease in the E–I ratio with a disproportional increase of inhibitory conductance1. Prior work6 has also shown that this rapid neurodevelopment of cortical circuits occurs in an environment of altered energy availability. It can be postulated that the cortical circuit dynamics starts in a reverberating regime with a high E–I ratio, and then need to self-organize to different points in the reverberating regime7 with a decrease in the E–I ratio based on homeostatic plasticity, external inputs8, and the energy landscape of the developing brain9. Here, GABAergic inhibitory cells locally control the activity of numerous excitatory principal cells, so that the postnatal cortical circuit dynamics can maintain local E–I balance10. In fact, E–I balance has been postulated to be an organizing framework for investigating mechanisms in neuropsychiatric disorders10. Here, any runaway excitation or quiescence in brain development can lead to abnormal regulation of the E–I balance, which can lead to nervous system disorders, including schizophrenia11. In fact, in-utero brain development has been implicated in the pathophysiology of schizophrenia12; however, the first symptoms of schizophrenia have been shown to manifest only in early adulthood13. Here, recent works have shown that brain organoid models can provide an understanding of the fundamental features of in-utero neurodevelopment in health and disease14. In principal accordance, we present a 'Phase Zero' clinical study platform to investigate changes in the E–I ratio in conjunction with the bioenergetics in health and disease15.
Brain bioenergetics in health and disease is driven by mitochondrial function15. Mitochondria occupies about one-tenth of the total gray matter volume and plays an essential role in the synaptic information processing determining the neuronal performance16,17. Maintenance of the neuronal activity requires maintained energy supplies, including synaptic transmission – the main energy consumer18. The activity of mitochondrial Cytochrome-C Oxidase (CCO), an activator of adenosine triphosphate (ATP) synthase – a marker of mitochondrial function19, has been found higher in GABAergic neurons than in the surrounding pyramidal cells20. In fact, it has been shown that synaptic boutons with higher synaptic activity contained higher levels of respiratory chain protein cytochrome-c (CytC)16 that indicated that the synaptic performance needed to be locally matched with bioenergy supply. Also, mitochondria have been found to regulate neuronal energy metabolism21,22. CCO (also known as complex IV) is the terminal complex of the mitochondrial respiratory chain. CCO is comprised of 13 different subunits encoded by three mitochondrial genes (COX subunits I, II, and III) and ten nuclear genes (COX subunits IV, Va, Vb, VIa, VIb, VIc, VIIa, VIIb, VIIc, and VIII) for the molecular pathways involved in mitochondrial energy production. Energy cost in the cortical layers depends on the overall state of homeostatic regulation of global firing rates of neurons determined by the dynamic interaction between the principal cells and the interneurons20. Here, E–I ratio is postulated to be related to the CCO concentration that can be measured non-invasively using broadband (490–900 nm) spectroscopy in humans19,23, as well as in the intact cells and tissues in-vitro24,25 using a proposed 'Phase Zero' clinical study platform26,27. Bioenergetics is crucial during neurodevelopment since interneuron precursors need to migrate toward the neocortex and hippocampus28 that is postulated to be fueled by mitochondrial oxidative phosphorylation29. We leveraged partial least square processing of the Vis–NIR spectra using redox calibration data for the quantification of CCO activity in the cerebral organoids. In this proof-of-concept 'Phase Zero' study, we investigated CCO activity in the cerebral organoids during the initial phase of healthy neurodevelopment, where a decrease in the E–I ratio was expected1.
In schizophrenia, prior works30,31,32 have shown alterations of molecular pathways involved in mitochondrial energy production. Specifically, a defect in the mitochondrial oxidative phosphorylation33 with decreased activity of the electron transport chain (ETC) complexes, including the reduced activity of complex IV, has been observed32. Our cerebral organoid studies using induced pluripotent stem cells (iPSCs) from schizophrenia patients and healthy control individuals revealed improperly clustered immature neurons in cortical layers II, III, and V, and a decreased intracortical connectivity with disrupted orientation and morphology of calretinin interneurons12—a subpopulation of GABAergic cells. Since calretinin interneurons play a crucial role in the generation of synchronous, rhythmic neuronal activity by interacting with other interneurons34; therefore, we investigated the E–I ratio in conjunction with CCO activity in the cerebral organoids from schizophrenia patients and healthy controls. Here, GABAergic interneuron defects in schizophrenia12 were postulated to increase the power-law exponent and the E–I ratio (away from E–I balance hypothesis10) and reduce the signal-to-noise ratio (SNR) in the neuronal circuits10 that may be related to the bioenergetics35. Low SNR can make information processing less efficient10 that can manifest as cognitive deficits in early adulthood13. Importantly, antipsychotics are not very effective in reversing cognitive deficits in adulthood36. Moreover, dysfunctional calretinin interneurons can lead to increased excitatory transmission (increased E–I) and excitotoxicity, leading to delayed pyramidal cell death37. Here, characterizing the mechanisms of the pathogenesis of cognitive deficits in schizophrenia is crucial to develop drug treatments36. A recent study36 provided evidence that restoration of mitochondrial function was accompanied by a reversal of deficits in cortical interneurons in schizophrenia. It has been postulated that promoting mitochondrial function, including ETC, would rescue cortical interneurons towards healthy neurodevelopment in the brain susceptible to schizophrenia. Here, prior work38 on dietary phosphatidylcholine (CHO)38 supplementation starting in the second trimester has shown to activate the timely development of cerebral inhibition based on electrophysiological recordings. At the same time, Idebenone (IDB)39, and R-alpha-lipoic acid plus acetyl-L-carnitine (LCLA)36,40 are mitochondrial drugs that are proposed to have an effect on the neonatal pathophysiology related to later schizophrenia risk. In this proof-of-concept study, we investigated the feasibility of capturing drug effects of CHO38, IDB39, and LCLA36,40, on cerebral organoids from schizophrenia patients using a 'Phase Zero' clinical study platform.
Methods
Protocol for organoid development and drug treatment
Cerebral organoids were generated using two healthy control and two schizophrenic cell lines following previously established protocol12. The two commercial healthy control cell lines (23,476*C: Female and 3651: Female), and the two commercial schizophrenic cell lines (1835: Female and 1792: Male) were developed and characterized for human cerebral organoids in our prior studies12,41,42. These representative lines were selected from six control and four schizophrenic cell lines which showed consistent differences in neuronal development, and multi-gene transcriptomes12,41,43, and in organoid corticogenesis between the apparently healthy and diverse schizophrenic patients. To generate Embryoid Bodies (EBs), confluent induced Pluripotent Stem Cells (iPSC) were maintained on Vitronectin-coated surfaces in combination with Essential 8 (E8) medium in a feeder-free condition. They were then dissociated using EDTA and plated on a 6-well ultra-low attachment plate (Corning, USA) in E8 medium and maintained in the E8 media for 2–3 days. Then, the media was changed to N2/B27 media with dual SMAD inhibitors (which rapidly increases neural differentiation) exchanged daily for 3–4 days. Then, the EBs were transferred into a 24-well low attachment plate (1–2 EBs per well) and grown in neural induction medium for four days. To generate cerebral organoids, neurosperes/neuroepithelium (with visible bright marginal zones) were embedded in matrigel droplets and transferred to 6 cm plates in cerebral organoid media without vitamin A for four days, followed by transfer to an orbital shaker and in cerebral organoid media with vitamin A. After ten days in the shaker (14 days after matrigel embedding), the cerebral organoids were treated with (a) Vehicle (control), (b) Idebenone (IDB), (c) Lipoic acid + Acetyl l-carnitine (LCLA), and (d) choline (CHO). Media was changed every 2 days, and then the cerebral organoids at various timepoints of maturity were embedded to the center of 3.5 cm plate using matrigel, and the broadband Vis/near-infrared spectroscopy and electrophysiological investigation were performed. The time points were 34 days for the schizophrenic cerebral organoids, and 23 days, two months, three months for the healthy controls cerebral organoids.
Experimental setup for broadband Vis/near-infrared spectroscopy and electrophysiological investigation
Figure 1 shows the experimental setup that we developed for broadband Vis/near-infrared spectroscopy and electrophysiological investigation. The setup consisted of a 32-channel tetrode (eight polyimide-coated nickel-chrome tetrode wire of diameter ~ 50 µm arranged in a circular grid of ~ 2 mm diameter) microdrive44 integrated with Intan RHD2132 amplifier (Intan Technologies, USA) and Open Ephys data acquisition system45. The tetrode array was driven into the matrigel matrix46 in close proximity to the organoid surface using the microdrive (without penetrating the organoid). The electrical resistivity of the matrigel matrix was found47 to be comparable to the skin around 300 Ω.cm in the 100–1000 Hz range48. Intan RHD2132 amplifier (Intan Technologies, USA) supported sampling 32 amplifier channels at 30 kSamples/s each and provided a fully integrated electrophysiology amplifier array with on-chip 16-bit analog-to-digital converter (ADC). Open Ephys acquisition board can read from to 8 Intan amplifier chips using low-voltage differential signaling (LVDS) connected to a computer's USB port45. We used the Open Ephys GUI along with the LFP viewer and Spike Detector plugins to record in the fault-tolerant Open Ephys data format in blocks of 1024 samples, each of which included a timestamp and a readily identifiable 'record marker'45. Here, the network events related to the start trigger to synchronize with the broadband Vis–NIR spectroscopy system that was read from the TCP port. Broadband Vis–NIR spectroscopy system consisted of the SILVER-Nova spectrometer (Stellarnet, USA) over the 190–1110 nm wavelength range with 200um slit for high sensitivity, SL1 high stability Tungsten Halogen light (350-2500 nm) source (Stellarnet, USA), and R600-8-VisNIR Reflectance Probe (Stellarnet, USA) for VIS–NIR spectroscopy with seven optical fibers bundled around one 600 μm fiber. We used the SpectraWiz spectrometer software (Stellarnet, USA) for recording the Broadband Vis–NIR spectroscopy data in conjunction with the electrophysiological recording with Open Ephys GUI.
First, we calibrated the Broadband Vis–NIR spectroscopy system using a colorimetric assay kit (CYTOCOX1, Sigma-Aldrich, USA). We used the broadband (490–900 nm) spectroscopy for the determination of CCO activity (molecular weight 200,000 at pH 749) in the standard 2 ml sample at various concentrations of 2.5 μg/ml, 1.25 μg/ml, 0.625 μg/ml, 0.3125 μg/ml, 0.1562 μg/ml, 0.0781 μg/ml, 0.05 μg/ml, 0.1 μg/ml, 0.15 μg/ml, 0.2 μg/ml, 0.25 μg/ml, 0.125 μg/ml, 0.175 μg/ml, as well as in the buffer solution. Principal component regression and partial least square processing of the Vis–NIR spectra were investigated to develop a multivariate regression model for the determination of the CCO activity in the organoid—see Appendix 1. We recorded spontaneous neuronal activity for a total of 10 min from 32-channel tetrode along with Vis–NIR spectroscopy in a staggered manner over ten trials each. The spontaneous neuronal activity is a combination of multi-unit activity (MUA) and LFPs that were saved by the Open Ephys GUI (Spike Detector plugin). The electrodes that did not record at least five spikes/min were discarded50. More than 50% of the electrodes recorded at least five spikes/min, so 16 best electrodes with most spikes/min were used for LFP analysis. LFPs were resampled at 500 Hz, and then processed by power spectral density (PSD) estimates computed using Welch's method with a window length of 2 s and overlap of 1 s50. Then, the spectral exponent51 of non-oscillatory PSD background was computed (fitPowerLaw3steps.m) from the PSD under the assumption that LFPs decays according to an inverse power-law: PSD(f) ∼1/fα. Here, the spectral exponent β = − α indexes the steepness of the decay of the PSD background, typically ranging from − 4 to − 1.552. It is important to take the non-oscillatory PSD background for the power-law fitting (fitPowerLaw3steps.m) since a forward LFP computational model showed that the oscillatory peaks in the PSD could reduce the correlation of the power-law exponent with the E–I ratio3.
In our LFP recordings, both prominent oscillatory peaks, as well as aperiodic signal characteristic, have been observed50—see Appendix 2. Therefore, a three-step fitting procedure51 discarded the oscillatory peaks prior to estimating the background slope where fitting was done in 5 Hz windows. The average slope in the 30–50 Hz frequency range is postulated to be positively correlated with the synaptic E–I ratio based on forwarding LFP computational model3. Here, change in the slope at the higher frequency band (> 30 Hz) can occur separately than the change in the slope at a lower frequency band (< 30 Hz) based on prior work on the human cortex53. So, we also investigated the average slope in the lower frequency band of 1–20 Hz as a control since the lowest frequency oscillatory activity was primarily in the 10–15 Hz band3. We recorded from a 23 day old, two months old, and three months old cerebral organoids from healthy controls, and a 34 day old cerebral organoid from schizophrenia patients where it was postulated that older organoids from healthy controls would have a higher ratio of inhibitory neurons50 (i.e., lower E–I ratio and lower slope). Also, we investigated drug (CHO, IDB, LCLA) treated 34 days old cerebral organoids from schizophrenia patients, which was postulated to have a higher ratio of inhibitory neurons50 (i.e., lower E–I ratio, lower slope) when compared with the vehicle-treated control.
Statistical analysis
In this proof of concept study, the statistical analysis was performed to determine the feasibility of our combined Vis/near-infrared spectroscopy and electrophysiology approach to capture the age effects of the healthy controls iPSC CO and the drug effects on the 34 days old CO from SCZ patients’ iPSC. We used a nonparametric version of the analysis of variance, nonparametric Friedman's test, that make only mild assumptions about the data, and are appropriate when the distribution of the data is non-normal. Specifically, Friedman’s tests the null hypothesis that the age effects of the healthy controls iPSC CO from 23 days to 3 months are all the same on the CCO activity and spectral exponent. Also, Friedman’s tests the null hypothesis that the drug (vehicle-treatment, CHO, IDB, LCLA) effects on the 34 days old CO from SCZ patients’ iPSC are all the same on the CCO activity and spectral exponent.
Results
Characterization of human cerebral organoids
The organoids formed polarized structures with forebrain-like upper region containing multiple rosettes, as shown in an example of DAPI stained control iPSC cerebral organoid in Appendix 4. Such polarized structures have been observed in previous studies12,54. At 5 weeks, we found that few rosettes of both control and schizophrenia organoids had residual lumen. The rosettes have been shown to contain proliferating Neuronal Stem/Progenitor cells12,42. The cortical zone has been shown to contain a network of neurons and underlying subcortical calretinin interneurons12,42.
Electrophysiology and broadband Vis/near-infrared spectroscopy of the cerebral organoids without drug treatment
Multivariate regression modeling using partial least square regression (PLSR) as well as principal component regression (PCR) found that three components accounted for greater than 99% of the variance in the calibration data—see Fig. A1(A) in Appendix 1. Also, ten components accounted for 99.99% of the variance and provided an R-squared (the proportion of the variance in the dependent variable that is predictable from the independent variable) goodness-of-fit of 0.9906 for the PLSR model (compared to R-squared PCR10 = 0.9707—see Fig. A1(B) in Appendix 1). We used ten component PLSR model (PLS10—see Fig. A1(C) in Appendix 1) for estimating the CCO activity (in nM for molecular weight 200,000 at pH 749) across ten trials, as shown in Fig. 2A as a violin plot. The violin plot allowed the visualization of the distribution of the data and its probability density where the box plot (with median, interquartile range, upper adjacent value, lower adjacent value) is combined with the probability density placed on each side. Friedman's test showed a significant (χ2 (2, N = 10) = 20, p = 4.5400e−05) effect of the age of the control cerebral organoids on the CCO activity. Here, the CCO activity decreased with increasing maturity of the cerebral organoids from healthy controls. The CCO activity in the vehicle-treated 34-day old cerebral organoids from the schizophrenia (SCZ) patients was found to be comparable to the CCO activity in the two months old healthy control. The corresponding average spectral exponents for the 16 best (most spikes per min) tetrode channels are shown as the violin plot in 1–20 Hz frequency band in Fig. 2B, and 30–50 Hz frequency band in Fig. 2C, which were calculated from the corresponding PSDs (shown in Appendix 2). Friedman's test showed an insignificant (χ2 (2, N = 16) = 3.13, p = 0.2096) effect of the age of the healthy cerebral organoids on the spectral exponent in 1–20 Hz frequency band; however, a significant (χ2 (2, N = 16) = 13.88, p = 0.001) effect of the age of the healthy cerebral organoids was on the spectral exponent in 30–50 Hz frequency band. Here, the spectral exponent in the 30–50 Hz frequency band decreased with increasing maturity of the cerebral organoids from the healthy controls, which indicated a decreased E–I ratio. Also, the spectral exponents of the vehicle-treated 34-day old cerebral organoids from the SCZ patients were found to be comparable to that of the two months old healthy control.
Electrophysiology and broadband Vis/near-infrared spectroscopy of schizophrenia (SCZ) patients' cerebral organoids with drug treatment
We used a ten component PLSR model (PLS10) for estimating the CCO activity (in nM) across ten trials of 34-day old cerebral organoids from the schizophrenia (SCZ) patients with drug and vehicle treatment, as shown in Fig. 3A as violin plot. Friedman's test showed a significant (χ2 (3, N = 10) = 25.44, p = 1.2492e−05) effect of drugs on the CCO activity for the cerebral organoids from the SCZ patients. Here, the CCO activity decreased in the case of CHO and IDB while increased in the case of LCLA when compared to the vehicle-treated one. The corresponding average spectral exponents for the 16 best (most spikes per min) tetrode channels in 1–20 Hz frequency band and in the 30–50 Hz frequency band are shown as the violin plot in Fig. 2B and C respectively, which were calculated from the corresponding PSDs (shown in Appendix 2). The oscillatory peak between 10–15 Hz was found to be decreased by the drugs, especially in the case of IDB, when compared to the healthy controls—see Figure A2(D–G) (Appendix A2). Friedman's test showed a significant (χ2 (3, N = 16) = 43.5, p = 1.9273e−09) effect of drugs on the spectral exponent in the 1–20 Hz frequency band for the cerebral organoids from the SCZ patient. Also, Friedman's test showed a significant (χ2 (3, N = 16) = 23.47, p = 3.2148e−05) effect of drugs on the spectral exponent in 30 – 50 Hz frequency band; however, the effects were different from the 1–20 Hz frequency band. While the spectral exponent in the 1–20 Hz frequency band was decreased by IDB and LCLA, the spectral exponent increased in the 30–50 Hz frequency band when compared to the vehicle-treated one. CHO slightly increased the spectral exponent in both the frequency bands when compared to the vehicle-treated one.
We also investigated the effects of the drugs on the cerebral organoids from healthy controls that are presented in Appendix 3. All the three drugs reduced the CCO activity in the healthy controls; however, IDB and LCLA had opposite effects on the spectral exponent in the 30–50 Hz frequency band and no effect on the spectral exponent in the 1–20 Hz frequency band in the healthy controls when compared to the drug-treated SCZ cerebral organoids at 34 days. CHO had a similar effect on the spectral exponent in the 1–20 Hz frequency band; however, it increased the spectral exponent in the 30–50 Hz frequency band in healthy controls when compared to the vehicle-treated condition in the cerebral organoids at 2 months. In general, the spectral exponent in the 30–50 Hz frequency band was most responsive to the drug treatment.
Discussion
In this proof-of-concept study, we showed the feasibility of a 'Phase Zero' clinical study platform to investigate changes in the E–I ratio based on the spectral exponent of LFPs in conjunction with changes in the bioenergetics based on the mitochondrial CCO activity. This proof-of-concept study assessed the feasibility of our combined Vis/near-infrared spectroscopy and electrophysiology approach, and not any clinically meaningful hypotheses55. This feasibility study provided preliminary evidence that showed a significant effect of the age of the healthy cerebral organoids on the spectral exponent in 30–50 Hz frequency band (χ2 (2, N = 16) = 13.88, p = 0.001) as well as on the CCO activity (χ2 (2, N = 10) = 20, p = 4.5400e−05) based on Friedman's test. Here, the spectral exponent in the 30–50 Hz frequency band was found (see Fig. 2C) to decrease with increasing maturity of the cerebral organoids in the healthy controls, which indicated a decrease in the E–I ratio in the early phase of healthy neurodevelopment1. This interpretation of the E–I ratio from the spectral exponent of LFPs is based on a published computational model3, where E–I ratio from 1:2 to 1:6 correlated positively with the PSD slope of the LFPs between 30 and 50 Hz. In the current in-vitro study, the spectral exponent in the 30–50 Hz frequency band reached a median around − 2.5 at three months (see Fig. 2C); however, Beggs and Plenz56 showed that the propagation of spontaneous activity obeys a power law with an exponent of − 1.5 for event sizes when close to the critical dynamics. During neurodevelopment, cerebral organoids exhibited periodic and highly regular nested oscillatory network events50; and, the difference between in-vitro and in-vivo power-law exponents is postulated due to a lack of homeostatic plasticity57 in-vitro that needs to be driven by external inputs8 to transition to a more in-vivo cortical circuit dynamics. Beggs and Plenz56 presented other works that have shown an exponent around − 1.5 to be characteristic of the cortical circuit dynamics. Here, an optimal value of E–I ratio (i.e., E–I balance) has been proposed to be determined following healthy neurodevelopment by the (near) criticality of the cortical circuit dynamics, which is a regime that maximizes information processing7,56,58,59. Additionally, we found that CCO activity decreased with increasing maturity of the cerebral organoids from healthy controls, as shown in Fig. 2B. This is postulated to be due to an increased inhibition in the cortical circuit dynamics, as found from a decrease in the spectral exponent in the 30–50 Hz frequency band (see Fig. 2C), with increasing maturity of the cerebral organoids. During healthy neurodevelopment, a metabolic shift of cells from glycolysis to oxidative phosphorylation is necessary for bioenergetics60,61, and for orchestrating nuclear transcriptional program62,63. When comparing the CCO activity as well as the spectral exponents of the vehicle-treated 34-day old cerebral organoids from the SCZ patients with that from healthy controls, we found 34-day old SCZ cerebral organoids comparable to two-months-old healthy cerebral organoids. In the absence of age-matched healthy controls, we can only postulate that the vehicle-treated 34-day old SCZ cerebral organoids suffered a faster decrease in the CCO activity and E–I ratio when compared to healthy controls, possibly due to excitotoxic cell death37—see Fig. 2B and C. Here, energy supply from mitochondria is essential and can be limiting for synaptic activity during neurodevelopment in schizophrenia, which may reciprocally modulate the motility and fusion/fission balance of mitochondria in the dendrites22 as well as homeostatic plasticity64. In fact, Ma et al.58 showed that the criticality in excitatory networks is established by the inhibitory plasticity and its circuit architecture that is fueled by mitochondrial oxidative phosphorylation29.
Our proof-of-concept study did not aim to determine clinically meaningful hypotheses55 of CHO38, IDB39, and LCLA36,40 drug effects on cerebral organoids from schizophrenia patients. Nevertheless, our provided insights into the feasibility of our combined Vis/near-infrared spectroscopy and electrophysiology approach to measure drug effects on cerebral organoids from the SCZ patients based on Friedman's test that showed a significant effect (χ2 (3, N = 10) = 25.44, p = 1.2492e−05) on the CCO activity that decreased in the case of CHO and IDB while increased in the case of LCLA when compared to the vehicle-treated one. This indicated the restoration of mitochondrial function by LCLA in agreement with prior work36. Furthermore, preliminary evidence based on Friedman's test showed a significant effect of drugs on the spectral exponent in the 1–20 Hz frequency band (χ2 (3, N = 16) = 43.5, p = 1.9273e−09) as well as 30–50 Hz frequency band (χ2 (3, N = 16) = 23.47, p = 3.2148e−05) of cerebral organoids from the SCZ patients; however, the effects were different for different drugs. While the spectral exponent in the 1–20 Hz frequency band was decreased by IDB and LCLA, the spectral exponent increased in the 30–50 Hz frequency band for the same drugs when compared to the vehicle-treated one. The increased spectral exponent in the 30–50 Hz frequency band and decreased spectral exponent in the 1–20 Hz frequency band may be due to the reversal of arborization deficits in cortical inhibitory neurons36 that needs further investigation in the future based on microscopy. In contrast, CHO slightly increased the spectral exponent in both the frequency bands when compared to the vehicle-treated one. Therefore, the spectral exponent increased in the 30–50 Hz frequency band for all the three drugs, which may be related to an increase in the E–I ratio3 in the drug-treated cerebral organoids from the SCZ patients when compared to the vehicle-treated one. However, CCO activity decreased in the case of CHO and IDB while increased in the case of LCLA when compared to vehicle-treatment. These results may reflect the underlying mechanism of action of different drugs on the E–I ratio and CCO activity that necessitates a larger sample size for testing clinically meaningful hypotheses55. The contrasting effect of CHO, when compared to IDB and LCLA, was found in the cerebral organoids from healthy controls at two months that was comparable in maturity to the 34-day old SCZ cerebral organoids (see Fig. 2). Here, we found that CHO significantly reduced the CCO activity in the healthy cerebral organoid at two months when compared to the vehicle-treatment condition (Appendix 3, Fig. A3.1(A)) in agreement with the SCZ results. However, CHO effects on the spectral exponent in the 1–20 Hz frequency band were different in the healthy controls than SCZ. Here, CHO did not significantly affect the spectral exponent in the 1 – 20 Hz frequency band (Appendix 3, Fig. A3.1(B)) but increased the spectral exponent in the 30–50 Hz frequency band (Appendix 3, Fig. A3.1(C)) when compared to the vehicle-treatment condition in the healthy cerebral organoid at two months. A similar effect was found in the CHO treated cerebral organoids from SCZ patients at 34 days when compared to the vehicle-treatment condition (see Fig. 3A). Therefore, CHO reduced the CCO activity while increasing the oscillatory activity in the 30–50 Hz frequency band in healthy cerebral organoids that was similar to SCZ results.
Limitations of this proof-of-concept study is small sample size such that this feasibility study was not statistically powered for testing clinically meaningful hypotheses55 on drug treatments in schizophrenia. So, our proof-of-concept study descriptively assessed the feasibility of our method55 where we used two healthy control lines and two schizophrenia lines from our prior published works12,41,42. We evaluated the CCO activity using broadband (490–900 nm) absorption spectroscopy, although the state of other complexes in the mitochondrial respiratory chain (complexes I–IV) may also be relevant in the drug effects. For example, IDB mediates electron transfer to complex III in the mitochondrial inner membrane, which was observed in this study based on the state of the complex IV since IDB can restore oxygen consumption at complex IV (and ATP production)65. Also, LCLA treatment has been shown to lead to the recovery of the activity of complex I and IV40. Since CCO is the terminal enzyme of the mitochondrial respiratory chain, so the activity of CCO can provide a measure of bioenergetics (ATP production). Here, ATP production by mitochondria at the pre-synapse and the post-synapse supplies energy for the synaptic transmission at the dendrites where the interactions are in both directions22. Although synaptic activity, as well as spikes together, can provide the energy budget66; however, we only investigated the synaptic E–I ratio in this study that was measured based on LFPs' spectral exponent. Here, the unidimensional E–I balance hypothesis may provide an incomplete picture, as found from the drug responses in this study, where more dimensions, including neural firing rates and correlations, may be relevant67. Nevertheless, most brain energy is used on synaptic transmission18, and neuropsychiatric disorders frequently involve deficits in synaptic E–I balance10 and synaptic energy supply18 so they were found crucial for this proof-of-concept study.
Data availability
Data available on request from the authors.
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Acknowledgements
The technology development to combine broadband Vis/near-infrared spectroscopy and electrophysiology for preclinical and clinical studies using human cerebral organoids is funded by the Community for Global Health Equity Seed Funding, University at Buffalo, Department of Biotechnology (DBT), Government of India, the Bill and Melinda Gates Foundation & IKP Knowledge Park, India, United States National Science Foundation (CBET-1555720; CBET-1706050) and New York State Department of Health (NYSTEM C026415, C026714). Mancheung Cheung and Mahasweta Bhattacharya were partly funded as interns by the Community for Global Health Equity Seed Funding, University at Buffalo. The work by Justyna Augustyniak was a result of research project no. ETIUDA 6 2018/28/T/NZ3/00525 financed by the National Science Center, Poland.
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A.D. conceived the microelectrode arrays (MEA) drive for electrophysiology and broadband vis/near-infrared spectroscopy experiments. M.S. and E.S. conceived the protocol for organoid development and recordings, histological analyses, and drug treatment. M.L., J.A., and E.S. conducted organoid development and drug treatment. A.D., M.B., S.S.K., and M.C. conducted the electrophysiology and broadband Vis/near-infrared spectroscopy experiments. A.D., M.B., S.S.K. performed the statistical analysis and figure generation. A.D. wrote the manuscript. All authors reviewed the manuscript.
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Dutta, A., Karanth, S.S., Bhattacharya, M. et al. A proof of concept ‘phase zero’ study of neurodevelopment using brain organoid models with Vis/near-infrared spectroscopy and electrophysiology. Sci Rep 10, 20987 (2020). https://doi.org/10.1038/s41598-020-77929-8
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DOI: https://doi.org/10.1038/s41598-020-77929-8
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