Introduction

Topological insulators (TI) have exotic conductive states on their surface whereas their interior remains insulating1. These surface states, which arise from a strong spin–orbit coupling, are not sensitive for impurities or lattice defects. As a results the lossless electronic transport is observed which may be used in new spintronic devices2,3,4.

The development of angle resolved photoemission spectroscopy (ARPES) allowed for the direct observation of the electronic dispersion of different materials, including TI, as well as the strength of electron phonon coupling (EPC)5,6. The EPC produces the abrupt change in the screening of lattice vibrations by conduction electron, leading to the well-known Kohn anomaly7 manifested by a discontinuity in the derivative of the surface phonons dispersion relation that occurs at certain high symmetry points of the first Brillouin zone.

Giraud and Egger analyzed the deformation potential linking Dirac fermions and acoustic phonons which allowed them to determine dispersion curves for low-frequency acoustic modes and their contribution to the electrical resistivity8,9.

Another model, which inspired us to run the presented experiment was proposed by Thalmeier10. He replaced the global normal to the surface in the effective Dirac Hamiltonian by the local normal which depends on the position on the surface. This allowed to couple the Dirac states to the surface phonons dynamic.

The family of stoichiometric 3D topological insulatorsBi2Te3, Bi2Se3 and Sb2Te3 is known to possess the surface states consist of a single Dirac cone at the Brillouin zone center. In Bi2Se3 the deep Kohn anomaly was revealed in the helium-atom-scattering experiment (HAS)11.

In our recent paper12 it was shown that the electron–phonon interaction at a conducting interface between a topological insulator thin film and a semiconductor substrate can be directly probed by means of high-resolution Brillouin light scattering (BLS).

Apart from classical crystallographic structure Bi2Te3 shows a superlattice built of quintalayers separated by “empty” van der Waals regions. The superlattice may be treated as a kind of nanocomposite creating the bulk material. Thus, one could expect some interesting features in elastic material response. Since BLS penetrate several dozen of lattice constants the natural consequence was to investigate Bi2Te3 single crystal surface elastic properties in the GHz frequency range. The additional motivation was lack of experimental data covering this frequency range. So far elastic properties of Bi2Te3 have been studied using the ultrasonic method13,14 (MHz range) and local static nanoindetation method15. Herein, we report experimental studies of surface acoustic waves of Bi2Te3 bulk single crystals. The high resolution Brillouin scattering was used, for the first time, to determine the dispersion and anisotropy of surface acoustic waves (SAW). The results of experiment are supported by the simulations of surface phonons frequencies and their anisotropy with the use of finite element method (FEM).

Results

The examples of spectra obtained for different wave vectors are shown in Fig. 1.

Figure 1
figure 1

Brillouin spectra of surface acoustic waves (SAW) obtained from Bi2Te3 (0001) plane with two modes (denotes as R1 and R2) for different wave vectors.

The most recognized surface excitations are: Rayleigh, Lamb, Love, Sezawa, and Stoneley waves16. The occurrence of the last four types of surface waves is possible when a layer of another material is applied to the surface of a given medium. We are then dealing with a layer—substrate system. The mutual ratio of the transverse wave velocity in the layer and in the substrate as well as the ratio of the thickness of the applied layer and the specific components of the tensor of elastic properties determines the type of wave observed17,18,19,20. This of course is not our case since our sample is a bulk single crystal.

What is new in above presented results is the simultaneous appearance of two modes R1 and R2 in the collected spectra. Taking into account the linear angular dependence of frequencies of R1 and R2 modes one it may be concluded that we are dealing with Rayleigh waves (RW1 and RW2) propagating with velocities 1,250 and 1,650 m/s respectively (Fig. 2).

Figure 2
figure 2

The linear dispersion relation for RWs obtained from Bi2Te3 (0001) plane. The measurements were done along [\(0\overline{1}10]\) direction.

The slower one (RW1) is pure surface wave whereas the RW2 mode exhibits features of so called pseudo surface acoustic wave but only on small part of velocity diagram (we discuss it more precisely in Supporting Informations).

The angular dispersion of the two observed Rayleigh waves were also determined. The evolution of frequencies of RW1 and RW2 are presented in the Fig. 3. The spectra were collected for fixed Θ = 60° which correspond to the wave vector q = 0.019 nm−1.

Figure 3
figure 3

The evolution of Brillouin spectra in course of anisotropy measurements. The Θ angle is fixed at 60°.

It is evident that anisotropy of the both modes reflect the trigonal symmetry of Bi2Te3. This can be clearly seen in the velocity diagram (Fig. 4) constructed on the basis of obtained results.

Figure 4
figure 4

Anisotropy of two Rayleigh waves (RW1-red circles and RW2- black squares) on (0001) plane of Bi2Te3. The dashed lines are guided on eye.

The frequency of the modes studied varies—the angular dispersion of the modes frequency were anisotropic for both RW1 and RW2 (Fig. 4). The angular dispersions of RWs are rotated of 30 degrees relative to each other.

Discussion

The Bi2Te3 exhibit a layered rhombohedral lattice structure (space group \(\overline{3}m\)) with three quintuple (QL)—[Te(I)-Bi-Te(II)-Bi-Te(I)]—stacks forming a unit cell. Each quintuple layer consists of five atoms with two equivalent Te atoms, two equivalent Bi atoms and a third Te atom5. The coupling is strong between two atomic layers within one QL while two neighboring QLs the coupling is much weaker mainly because of the van der Waals (VdW) bonding21,22. Because of the layered structure, the crystals show cleavage plane perpendicular to the [0001] direction.

The FEM method is based on division of the medium into small elements for which is possible to approximate the solution of wave equation by a linear function, which permits a transformation of the differential equation into a set of algebraic equations23.

According to the results of x-ray investigations the unit cell used for FEM simulations been constructed as follows: the section of solid layer (brown) is separated with “empty” yellow van der Waals regions (see Fig. 5). FEM requires an accurate determination of elastic properties of each component so the VdW regions were thus replaced by an air layer to feel in the empty space (or sparse matter). The thickness of QL was set to be 1 nm whereas VdW 0.2 nm24.

Figure 5
figure 5

The unit cell of Bi2Te3 (a) and FEM unit cell used in simulations (b).

The boundary conditions of the bottom wall were fixed and the height of the elementary cell used in the simulations was correlated with the wavelength of light used in experiment just to avoid the unwanted reflection of simulated waves from the bottom of the sample. More information can be found in the Supporting Information.

For such structure FEM simulations gave the set of two Rayleigh waves propagating in the direction [\(0\overline{1}10]\) on the plane (0001) with velocities 1,220 and 1,610 m/s (see Table 1).

Table 1 The values of the SAW velocities propagated in [\(0\overline{1}10]\) direction on the (0001) plane of bismuth telluride obtained from FEM simulation and Brillouin scattering experiment.

Within the accuracy of measurements the velocities of these waves are the same as those detected in BLS experiment.

FEM allowed additionally for calculations of surface acoustic wave velocity from the known set of elastic constants. It is obvious that the data in Table 3 refer to the Bi2Te3 as a homogenous bulk material so one can expect only one value of SAW. The obtained results are presented in the Table 2.

Table 2 The values of the RW velocities calculated on base of available literature data of elastic tensor coefficient.

The calculated velocities are closer to velocity of RW2 mode and they are similar within the accuracy of about 6%. What is more interesting we found their dispersion relations as linear function of angle Θ (or wave vector q). This support additionally our previous statement that only Rayleigh waves can propagate on the bulk bismuth telluride surface.

The angular anisotropy of such SAW have been determined experimentally (points on Fig. 6) and based on FEM simulations (lines on Fig. 6). According to the FEM simulation the main directions of SAW propagation on (0001) plane had been determined. The structure of investigated material is trigonal so the typical triple symmetry on angular dependence on (0001) plane is observed (Fig. 6).

Figure 6
figure 6

Elastic anisotropy of Bi2Te3 calculated from the experimental data in Ref.14.

Numerous works have been carried out to clarify the influence of twinning on properties of topological insulators including stacking sequences, thickness and composition of layers in model structures, interface coherence, surface termination and morphology26,27,28,29,30.

The question is still open why two Rayleigh waves are observed from the single crystal of Bi2Te3.

To explain this we have to adopt results of more sensitive, than ours experimental and simulations methods. Medlin et al.29,30 investigated the structure of the (0001) basal twin boundary in Bi2Te3 with the use of high resolution electron diffraction (HAADF-STEM) supported by ab initio calculations. The interfacial atomic structure measurements showed that it is possible for the twin interface to be located at one of three distinct locations: at the Te(2) layer, the Bi layer, or the Te(1) layer. In the Fig. 8 the FEM unit cell with marked regions of different orientations of atoms relevant to the results of Medlin et al.28. The clear twin boundary can be seen in Fig. 7b so the incident light is passing through the two type of domains (marked as a left and right turn rhombs in the Fig. 7a. This results in observation of two separate surface acoustic waves in presented experiment.

Figure 7
figure 7

FEM unit cell with marked regions of different orientations of atoms (left and right oriented rhombs (a). HAADF-STEM image of basal twin of Bi2Te3. High intensity peaks correspond to Bi atomic columns; low intensity peaks correspond to Te atomic columns. Reproduced from Medlin et al.28, with the permission of AIP Publishing (b).

In conclusions, we believe the present work significantly improves the comprehension of mechanical properties of single crystal topological insulator. For the first time Brillouin scattering experiment was used to study the surface elastic properties of Bi2Te3 single crystal. Two Rayleigh waves were observed. Both surface excitation show linear dispersion and thus they are Rayleigh waves. This distinguishes Bi2Te3 from other metals and, in our opinion, results from its unique crystalline structure.

FEM unit cell applied in simulation reflect very well observed in experiment dispersion and anisotropy of two Rayleigh waves. Replacement of “empty” VdW regions by an air layer is reliable in terms of the size of the oxygen and nitrogen molecules.

We believe our results reliably complement the existing data on elastic properties of Bi2Te3 single crystal. This is important when the transition from bulk elastic properties (3D) to thin films behavior is considered (2D). Then the change from linear to nonlinear phonon dispersion is observed and this in turn may be useful for future applications of topological insulators in spintronics or thermo electric energy conversion. We are aware that a complete analysis of elastic properties and phonons dynamic in 3D and 2D material requires new experiments. First of all it would be very informative to investigate the several heterostructures semiconductor/thin films of topological insulator with different thickness31. The quite challenging, but possible, would be experiments on non-supported thin film of Bi2Te3 or its exfoliated forms.

Materials and methods

Sample description

The Bi2Te3 crystals (space group \(R\overline{3}m\), point group \(\overline{3}m\)) were synthesized using modified flux technique to attain large size of the samples (see supplementary (SI) for details). The elastic stiffness tensor of point group \(\overline{3}m\) contains six independent elastic constants: c11 = c22, c33, c44 = c55, c66 = (c11 − c12), c12, c13 = c23, c14 =  − c24 = c56.

So far elastic properties of Bi2Te3 have been studied experimentally using the ultrasonic method13,14 and nanoindentation15 supported by density functional theory (DFT)25, local density approximation (LDA)15 and Perdew–Burke–Ernzerhof (PBE) algorithm15. In the Table 3 we have collected elastic constants obtained with different methods.

Table 3 Elastic constants of Bi2Te3 obtained with different methods.

Experimental setup

The propagation of surface acoustic waves on the (0001) plane of Bi2Te3 single crystal was studied using a six-pass, tandem Brillouin spectrometer (J. Sandercock system, Table Stable Ltd., Switzerland) which ensures a contrast of 101532. The source of light was a Nd:YAG single-mode diode-pumped laser, emitting the second harmonics of light of the length λ0 = 532 nm with the power of 200 mW (Excelsior, Spectra Physics). Measurements were made in the backscattering geometry. The SAW energy is represented by the Brillouin frequency shift Δf of the inelastically scattered laser beam. The wave vector q of the investigated SAW varied from 0.0008 to 0.0233 nm−1. For the measurements of angular dependence of the frequency of SAWs on the investigated plane of the single crystal the Bi2Te3 single crystal was mounted on the rotation stage (see Fig. 8). Both incident and scattered light were polarized vertically. A detailed description of the experimental setup can be found in Refs.33,34.

Figure 8
figure 8

Schematic illustration of the sample holder for the surface phonon investigations.

Vertical rotation (red arrow) allowed for dispersion relation measurements. The velocity of surface acoustic waves VSAW depends on angle Θ between scattered light and normal to sample plane as follows:

$$ \upsilon_{SAW} = \frac{{\Delta f_{SAW} \lambda_{0} }}{2\sin \Theta } $$
(1)

where Θ is the scattering angle, ΔfSAW is the Brillouin frequency shift observed in experiment and λ0 = 532 nm. The wave vector values are calculated from the expression:

$$ q = \frac{4\pi sin\Theta }{{\lambda_{0} }} $$
(2)

Rotation of the sample around the axis perpendicular to sample plane (blue arrow) for fixed Θ gives the information about anisotropy of surface acoustic waves (SAW) in plane under investigation.

FEM

The calculations of the dispersion relation and angular dependence of frequency for the surface phonons propagating in the studied Bi2Te3 single crystal were performed using Finite Element Method (FEM), as implemented in the COMSOL Multiphysics software35. FEM is based on the Floquet–Bloch theory which provides a strategy to obtain a set of solutions of a linear ordinary equations36.