Abstract
Learning disabilities that affect about 10% of human population are linked to atypical neurodevelopment, but predominantly treated by behavioural interventions. Behavioural interventions alone have shown little efficacy, indicating limited success in modulating neuroplasticity, especially in brains with neural atypicalities. Even in healthy adults, weeks of cognitive training alone led to inconsistent generalisable training gains, or “transfer effects” to non-trained materials. Meanwhile, transcranial random noise stimulation (tRNS), a painless and more direct neuromodulation method was shown to further promote cognitive training and transfer effects in healthy adults without harmful effects. It is unknown whether tRNS on the atypically developing brain might promote greater learning and transfer outcomes than training alone. Here, we show that tRNS over the bilateral dorsolateral prefrontal cortices (dlPFCs) improved learning and performance of children with mathematical learning disabilities (MLD) during arithmetic training compared to those who received sham (placebo) tRNS. Training gains correlated positively with improvement on a standardized mathematical diagnostic test, and this effect was strengthened by tRNS. These findings mirror those in healthy adults, and encourage replications using larger cohorts. Overall, this study offers insights into the concept of combining tRNS and cognitive training for improving learning and cognition of children with learning disabilities.
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Introduction
While 2 to 3 children in every classroom with learning disabilities1 are predicted to endure negative socioeconomic outcomes in adulthood2, few behavioural interventions are effective3, 4. Given the limited success of behavioural interventions in modulating plasticity of the atypically developing brain5, exploration of innovative approaches is timely.
Transcranial random noise stimulation (tRNS) is a form of transcranial electrical stimulation that involves the application of random noise oscillations above selected brain regions to modulate cortical plasticity6. Its application in adults has been considered safe and painless within recommended guidelines7. One of the proposed mechanisms of tRNS is the increase of neuronal excitability via stochastic resonance, whereby weak neural signal detection in the central nervous system is enhanced when ‘noise’ is added8. While tRNS during cognitive training has shown to improve learning of healthy adults with effects that lasted for months9, its practical implications in the real-world (i.e., training and transfer effects on everyday tasks in non-laboratory settings) remain unexplored. In addition, its potential for remediating neural atypicalities in developing brains, which are associated with a greater degree of neuroplasticity10 has been proposed5 and debated11, but not empirically tested.
Here, we compared the effects of combining tRNS during cognitive training and cognitive training alone on the learning of children with MLD. We targeted MLD, as it is under-researched compared to learning disabilities with similar prevalence and socioeconomic impact12. We used tRNS, as growing evidence suggests that it promotes steeper learning and training within the numerical domain in healthy adults compared to cognitive training alone9, 13, 14. Moreover, tRNS effects were more pronounced with increased arithmetic difficulty15, a condition akin to the daily struggles of children with MLD. We applied tRNS over children’s bilateral dlPFCs (F3 and F4 based on the International 10–20 system mapped on a wireless cap, Fig. 1a), shown to be implicated in mathematical learning in neuroimaging16 and tRNS studies on healthy adults9, 15. To examine the practical relevance of tRNS effects, we conducted our study in a school specialized for learning disabilities, and used training and transfer tasks that reflect real-world learning. Children were diagnosed by their school as having MLD based on persistent underachievement in mathematical performance given their age, cognitive abilities and educational experiences (see Supplementary Table S1, Fig. S1). The current cognitive training was on an adaptive number line game. Children moved their body from side-to-side to map the location of a given number on a virtual number line, and registered their responses by raising both of their hands (Fig. 1a). Our training featured number line mapping, a key predictor of mathematical achievement17, which correlates with arithmetic processing even in adults18. Its difficulty levels were automatically adjusted based on children’s performance. Children received feedback on their response in each trial (Fig. 1b). They were pseudo-randomly assigned to receive either “active” or sham tRNS throughout training based on their mathematical performance and WM, which were assessed at school before the start of the experiment (Table 1). We collected data on children’s performance during training, and on cognitive tasks [Mathematical Assessment for Learning and Teaching, (MALT) and working memory (WM)] before and after training. We also recorded their experiences of tRNS using a questionnaire at the end of the study. Based on previous studies on young healthy adults9, 13, 15, we hypothesized that compared to training alone, tRNS during cognitive training would (1) improve the learning of children with MLD and (2) increase transfer effects to a real-life task.
Methods
Participants
Twelve children with MLD aged 8.5–10.9 (mean ± one standard error of the mean: 113.8 ± 7.3 months) without other neurological or psychiatric illness participated in this study. Children were selected from the same school, which was the only school that agreed to participate in our research at this stage given the lack of any records on the use and safety of tRNS for paediatric population. Children were diagnosed as having specific MLD by Fairley House School (London), a specialised school for children with specific learning needs. We trained children in the same room to control for any variance attributed to different learning environments. They were pseudo-randomly assigned to sham and active tRNS groups (Table 1). We obtained informed consent from parents/guardians, and children gave their assent to participate in this study. This study received ethical approval from the National Research Ethics Service Committee South Central-Hampshire B (11/SC/0401). All methods were performed in accordance with the approved guidelines and regulations.
Cognitive training
Children moved their bodies from side-to-side to map numbers on a virtual number line presented on an interactive whiteboard. They registered their responses by raising both hands in front of a time-of-flight camera (KinectTM) that detected body movements (Fig. 1a). Our training integrates bodily movements, as spatial-numerical and embodied learning have been suggested to promote better training effects in children than training without embodiment19,20,21. The game was adaptive, and challenged children with a range of difficulty levels depending on their performance. It featured number mapping of a range of difficulty levels (defined by the range of the number line; 0–5, 0–10, 0–50, 0–100, 0–500, 0–1000, and 0–1500) and a range of precision levels (7%, 6%, 5% and 4%) within each difficulty level. Three consecutive correct answers promoted the next trial to a more difficult level/precision level, while three consecutive incorrect answers demoted the next trial to an easier level/precision level (Fig. 1b). This game yielded three main measures: accuracy (precision of number mapping), response times (RT) and the level of each trial attempted. Children were instructed to move their body from side-to-side to locate the position of the number prompted on the center of the screen above the virtual number line, and to raise both their hands to register their answer. They were asked to respond as quickly and as accurately as they could for each trial. As the game included 7 difficulty levels and 4 precision levels, there were 28 levels in total. Children trained on this game for 9 days, 20 minutes each at school for 2 days per week, over the course of 5 weeks.
Transcranial random noise stimulation (tRNS)
Children in the active tRNS group received 0.75 mA of tRNS (0.1–500 Hz) to their bilateral dorsolateral prefrontal cortices (dlPFCs) via two saline-soaked, 25 cm2 circular sponges, attached under designated electrode positions (F3, F4) of a wireless tRNS cap that followed the International 10–20 system (Neuroelectrics Inc., Barcelona). The dlPFC was chosen, as the bilateral dlPFCs have been implicated in numerical processing in children22, and tRNS to the dlPFC during arithmetic training has shown promising results in healthy adults9, 15. TRNS was applied for 20 minutes per session as in previous tRNS protocols9, 15 and studies on paediatrics using another form of tES, transcranial direct current stimulation (tDCS)23, 24. We ran our study for 5 weeks in total, having considered the practical limitations of collecting data from school; term time, school timetable, and commitment from teachers to accommodate our study requirements (children catching up with lessons after taking part in our training). A light, battery-operated device attached to the back of the child-sized cap delivered electrical current for 20 minutes throughout each training session. As there were no prior studies using tRNS in children, we followed the recommendation of applying at least half of that administered to adults25; we applied 75% of 1mA9, 13, 26, shown to be well tolerated in adults without adverse effects. This dosage is estimated to equal that of 1 to 1.5 mA in adults, based on previous modeling of tDCS25. This decision was made after considering the parameters that would influence current distribution and density at the site of stimulation such as thinner scalp, less cerebrospinal fluid, and smaller head size of the paediatric population27, 28. A similar dosage using tDCS was well tolerated by children, and was not associated with adverse effects29. Despite stronger results with stimulation on consecutive days shown in a previous study on adults30, stimulation was applied during training twice a week, as a cautious approach to prevent and minimise any potential adverse effect of tRNS on paediatric population11, which are unknown at this stage. Children in the control group who did not received tRNS (no stimulation at all) wore the wireless cap to control for any placebo effects associated with wearing the tRNS cap. All children were blinded to their stimulation condition.
Mathematical assessment
Children’s mathematical performance were assessed using MALT, a standardized diagnostic tool calibrated to the UK National Curriculum levels31. MALT is commonly used by schools to monitor the performance of their students. Children were given 45 minutes to solve as many mathematical problems as they could, using pencil and paper. MALT was administered before and immediately after the 9 days of training.
Working memory
Given the link between mathematical achievement and working memory32 and findings of a previous study using tDCS33, we assessed children’s verbal and visuospatial working memory capacity using digit span and Corsi blocks respectively. We also examined performance on these indices to monitor for any changes associated with training effects, as well as any potential cognitive side effects linked with stimulation34, 35. In the digit span task, children listened to a series of digits read aloud by the experimenter and were asked to repeat the sequence. The first trial consisted of 2 digits, and the span increased by one digit with every 2 trials. In the Corsi blocks task, children observed the experimenter tapped a sequence on a series of blocks, and were asked to repeat the tapped sequence. Similar to the digit span task, the first sequence consisted of 2 blocks, and the tap sequence increased by one block with every 2 trials. Each task was terminated by 2 consecutive incorrect trials. The standard score of each task was the maximum number of items recalled in 2 consecutive spans.
Statistical analysis
In the main text, we report the results based on linear mixed effects models, which accounts for within-subject correlations more optimally compared to Analysis of Variance (ANOVA) i. For the interested reader, we also report the results of ANOVA and Bayesian analysis in the Supplementary Information, which show converging results. Due to our limited sample size however, we recommend these inferential statistics to be interpreted carefully.
Video game
Number line ranges increased as a function of Levels (e.g., Level 1: 0–5, Level 2: 0–10, Level 3: 0–50 etc.). To allow for comparison across Levels, we standardised accuracy responses across all Levels [Absolute deviation from Target/Number range*100], in line with previous studies17. We log-transformed (natural log) these scores twice to achieve a normal distribution of the residuals in mixed effects model analysis. For the ANOVA analysis in the Supplementary Information, these scores were log-transformed only once.
Transfer effects
As a measure of the accuracy of training performance, we used the normalised absolute percentage error as specified by the equation in the previous paragraph. We calculated the rate of gain in these accuracy values over the 9 days for each subject according to the following equation: [(Day 9–Day 1)/Day 1] and correlated it with children’s rate of improvement in MALT measures using the following equation: [(Post-training score − Pre-training score)/Pre-training score]*100.
Accuracy, Overall Levels and Response Times (RT)
We used R (R Core Team, 2016) and nlme 36 to perform a linear mixed effect analysis with maximised log-likelihood on the accuracy, overall levels and mean RT. The limits of the 95% of the bootstrapped distribution (R = 10,000) of beta coefficients were obtained using the package boot 37 [bootstrapped percentile interval, BPI). We set Group, Day (as continuous variable) and the interaction Group x Day as fixed effects and random intercepts for participants.
The effect of training on mathematics assessment
We then used regression analysis to examine how Group (tRNS vs. sham) affected the transfer from training to mathematics performance. This analysis was performed using Amos 22 (Arbuckle, 2013) using the maximum likelihood estimator.
Children’s experience of tRNS
Children were given a questionnaire at the end of training (9th Day), in which they were asked the following questions:
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1.
Did you receive brain stimulation? (A. During all sessions; B. Sometimes; or C. Not at all).
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2.
Do you think wearing the cap helps you to do well in maths? (A. Yes; B. Maybe; or C. Not at all). Why?
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3.
How did you feel when you wore the hat? (Open-ended question).
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4.
Did you feel uncomfortable wearing the hat? (A. Yes; B. Sometimes; or C. Not at all).
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5.
If the hat can help you with maths, will you wear it? (A. Yes; B. Maybe or C. Not at all).
Long-term effects
To assess for any long-term effects of tRNS, a one-off assessment of performance on the training and MALT was conducted without tRNS four months later (see Supplementary Results).
Results
Performance in cognitive training
Accuracy
The main effect of Day was statistically significant (B = −0.02, SE = 0.008, 95%BPI = [−0.036, −0.005], p = 0.012) whereas the main effect of the Group was not (B = 0.13, SE = 0.09, 95%BPI = [−0.01, 0.27], p = 0.183). Crucially, the interaction between the Group and Day was statistically significant (B = −0.046, SE = 0.012, 95%BPI = [−0.07, −0.02], p < 0.001), thereby suggesting that the decrease of error as a function of day was larger for the real tRNS group compared to the sham group (Fig. 2). The residuals of the model were normally distributed as confirmed by visual inspection and a non-significant Shapiro test (p = 0.62).
Overall Levels
The main effect of Day was statistically significant (B = 0.64, SE = 0.13, 95%BPI = [0.41, 0.87], p < 0.001) whereas the main effect of Group was not (B = −1.53, SE = 1.75, 95%BPI = [−3.39, 0.27], p = 0.402). Notably, the interaction between Group and Day was statistically significant (B = 0.47, SE = 0.18, 95%BPI = [0.13, 0.82], p = 0.01), suggesting that the increase in achieved level as a function of day was larger for the real tRNS group compared to the sham group (Fig. 3). The residuals of the model were normally distributed as confirmed by visual inspection and a non-significant Shapiro test (p = 0.62).
Response times
The main effect of Day (B = −0.11, SE = 0.13, 95%BPI = [−0.31, 0.11], p = 0.405) and the main effect of Group did not reach significance (B = 0.42, SE = 1.5, 95%BPI = [−1.66, 2.65], p = 0.788). However, the interaction between Group and Day was statistically significant (B = 0.40, SE = 0.18, 95%BPI = [0.04, 0.78], p = 0.028). The response times of the sham group tended to decrease slightly, whereas the real tRNS group increased as a function of day (Fig. 4). The residuals of the model were normally distributed as confirmed by visual inspection and a non-significant Shapiro test (p = 0.11).
Speed accuracy trade-off
For each participant, we calculated the regression coefficients respectively for the mean response times and accuracy as a function of day. Then, we added the individual regression coefficients for response times as fixed factor into the previously run mixed effects model on accuracy and the individual regression coefficients for accuracy as fixed factor into the mixed effects model on response times. In both cases, the interactions between day and group remained significant.
Please see Supplementary Information for ANOVA and Bayesian analyses that show similar results.
Working memory
We performed a linear mixed effects analysis on working memory scores with Time (pre- and post-training), Task (Verbal WM, Visuospatial WM), Order (Forward, Backward) and Group (tRNS, sham) as fixed effects and random intercepts for participants. There were no significant interactions with Group (all p > 0.35).
The effect of training on mathematics assessment
We found a positive correlation between percentage change in accuracy during training and change in age-equivalence in mathematics based on the MALT [non-parametric (Spearman) correlation: r s = 0.75, p = 0.005, 95% confidence intervals (CI) with bias-corrected and accelerated percentile bootstrap method with 10,000 resampling to exclude potential effects of outliers [0.12, 0.97]] (Fig. 4a). In contrast, the correlation between RT and MALT was not significant [r s = 0.23, p = 0.47, 95% CI [−0.53, 0.83]]. The same correlation between accuracy and MALT was significant when we analysed raw scores instead of age-equivalence in mathematics, or parametric (Pearson) correlation analysis (all r > 0.64, all p < 0.03). This consistent relationship indicated that greater improvement in accuracy, which was improved by tRNS was correlated with improved maths performance.
To understand how coupling tRNS with cognitive training affected MALT scores (i.e., transfer effect), we constructed a path model (Fig. 4b). We predicted that improvement in accuracy, which was observed for Days 6 to 9 for tRNS group only (see ANOVA results in Supplementary Results), would have translated to higher MALT scores. Prior to this set of analyses, we z-standardized all scores (to allow for inference of effect sizes) and created the interaction term from these standardized scores.
As predicted, in Model 1 (Fig. 4b), Group was not associated with gain in accuracy scores across Days 1 to 5 (β = 0.11, p = 0.71) or change in MALT scores (β = 0.31, p = 0.28). Furthermore, gain in accuracy across Days 1–5 was not associated with gain in MALT (β = −0.05, p = 0.87), and Group did not moderate the relationship between gain in accuracy across Days 1 to 5 and gain in MALT scores (β = −0.27, p = 0.32).
In contrast, in Model 2, Group was negatively associated with gains in accuracy across Days 6 to 9 (β = −0.77, p = 0.001), indicating that children who received tRNS showed larger gains in accuracy between Days 6 to 9 compared to those in the sham group. Group was not significantly directly associated with MALT scores (β = 0.13, p = 0.77). Similarly, the simple main effect of gains in accuracy across Days 6 to 9 was not significantly associated with MALT scores (β = −0.22, p = 0.62). Importantly, we found that Group moderated the relationship between gains in accuracy across Days 6 to 9 and gain in MALT (β = −0.99, p = 0.01, Fig. 5). We used an online interaction tool38 to decompose the interaction term. Simple slopes analysis indicated that the relationship between gains in accuracy across Days 6 to 9 was associated with improved MALT scores (i.e., transfer effect) only for the tRNS group (tRNS: β = −1.61, p = 0.02; sham: β = 0.28, p = 0.6). The results were not altered when we included working memory scores as a covariate.
3.4 Children’s experience of tRNS
Children did not discriminate between active and sham tRNS; all children thought that they received stimulation [χ²(1) = 0, p = 1] and none thought that wearing the cap did not help. These responses suggested effective blinding, despite our single-blind design. This is in line with previous studies on adults, indicating the high cutaneous threshold of tRNS15, 26 and possibly, the lower current used in our study (0.75 mA). When asked if they thought wearing the cap helps, 4 out of 6 children in the tRNS group responded ‘Yes’, 5 out of 6 children in the sham group responded ‘Yes’, and the rest answered ‘Maybe’ (χ²(1) = 0.44, p = 0.51). From the tRNS group, one child felt uncomfortable wearing the hat and three children mentioned that sometimes they felt uncomfortable. From the sham group, two children mentioned that an uncomfortable feeling occurred sometimes (χ²(1) = 1.33, p = 0.25). This discomfort was attributed to itchiness caused by the strap around the chin. When asked if they would wear the cap if it could help them with maths, all children in the sham group answered ‘Yes’, while those from the tRNS gave varied responses (Yes: 3/6, Maybe: 2/6, No: 1/6). Notably, the child who answered “No” from the tRNS group explained that he did not want to look weird). Multinomial logistic regression indicated that there is no statistical difference between groups (Wald chi-square = 5.18, p = 0.8). Overall, children’s responses did not indicate any physical side effects that they attributed to tRNS. As the evidence so far on the relative safety of tES for children has been mainly based on the lack of adverse effects using tDCS27, 39,40,41, these responses provide preliminary data on the tolerability of tRNS for this population.
Discussion
In the current study, we investigated whether compared to training alone, tRNS during cognitive training would (1) improve the learning of children with MLD and (2) increase transfer effects to a real-life task.
Our preliminary data suggests that children with MLD who received tRNS showed more accurate performance across training days compared to those who received sham tRNS. This trend resembles that of a previous study on healthy adults that showed active tRNS over bilateral dlPFCs improved arithmetic performance compared to sham tRNS9. More generally, we found that tRNS was associated with a steeper learning rate compared to sham, corroborating previous findings on healthy adults within the mathematical9, 13, 15 and non-mathematical domain42.
Aside from improved training outcomes, there is an indication of a positive transfer from training to children’s achievement on MALT, a standardized diagnostic test that is calibrated to the national curriculum. Similar to findings of cognitive training involving healthy children in another cognitive domain43, the greater the training outcome, the more children improved in their mathematics performance. Notably, this transfer appear to be modulated by tRNS, consistent with accumulating evidence suggesting that tRNS during training increases the transfer of numerical training gains to related materials amongst healthy adults9, 13, 15 (Fig. 4b). Similar to tRNS studies on healthy adults9, 13, 15, we did not find transfer effects on working memory, suggesting the absence of transfer beyond trained domain44. Given the link between training gains and standardised diagnostic tool, these findings may offer implications for special education.
Of potential value for future replications, our study offers lessons on the practical difficulties and sample size constrains common to early-stage innovative clinical and translational research45. At the time of our study, the stimulation software was not developed with a double-blinding function. With limited resources, it was not feasible to conduct a double-blind study, as the sole experimenter was required for study design, participant recruitment, selection, and testing with the support of the school’s occupational therapist. However, the current data is unlikely to have been biased by the experimenter for three reasons. First, training was computerized and therefore limited the involvement of the experimenter. Second, observed behavioural changes did not occur at the beginning of training but rather, towards the end. Third, the observed improvement was not general; it was specific to maths, and was not observed in working memory performance. Given the novelty of tRNS for paediatric use and hence, the lack of safety records and scientific precedent of its application (especially in a cognitive training context, where tRNS is applied for longer, i.e., more than a single session), the lack of collaborations with other schools prevented the recruitment of a larger sample size at this stage. This contributed to the practical difficulties of power-based sample size planning, common to novel experimental approaches46. Nonetheless, it has been suggested that neglecting such practical difficulties in early-stage research may pose barrier to innovation and translation45. As part of our effort to reduce error variance, we controlled for several parameters across groups in our study and conducted recruitment and training in the same school (Table 1). Given the exploratory nature of the current study, these preliminary evidence encourage further replications using larger samples with greater power47.
Overall, the current study contributes insights into the novel concept of combining tRNS and cognitive training for mitigating developmental disorders. This approach addresses the ethical dilemma of depriving a considerable population of children of potentially improved cognitive abilities, which could have important individual and socioeconomic implications5. These experimental data is a first step towards addressing current debates that lacked empirical evidence, while raising open questions that are fundamental to understanding the workings and potential of brain stimulation use on children11, 48. Addressing these questions would require systematic replications involving randomised double-blinded controlled studies on larger samples, different educational/cultural systems, physiological data on the underlying neural and cognitive mechanisms49, and children with other atypical developmental conditions5, 50. Cognisant of the growth in public interest and do-it-yourself (DIY) application of brain stimulation for cognitive enhancement51, we emphasize that the current early-stage findings serve as impetus for further scientific investigations, but not support or justification for tRNS application outside the experimental context. While we did not find any evidence that would raise safety concerns, children in our sample were carefully selected and strictly assessed for their eligibility to receive brain stimulation. Randomised-controlled studies with larger sample sizes that are more likely to be achieved by multi-site collaborations, would be more sensitive to detect any side effects attributed to other forms of non-invasive brain stimulation34. The potential and value of tRNS as a tool for understanding and intervening with atypical neurodevelopmental conditions such as learning disabilities warrants further research.
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Acknowledgements
The authors wish to thank the editor and two anonymous reviewers for their constructive feedback, Dr. Daniel Lunn for consulting on the statistical analysis, and Fairley House School (London), parents and children for their support throughout the study. This work was supported by a British Academy/Leverhulme Trust Small Research Grant. RCK was supported by a Wellcome Trust Research Career Development Fellowship (WT88378).
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R.C.K. conceived the idea. C.Y.L. and R.C.K. contributed to the conception and design of this study, data analysis, interpretation and writing of the manuscript. C.Y.L. executed the study with the assistance of J.Y.L. F.S. and S.L. contributed to the data analysis. C.Y.L., J.L., F.S., S.L., M.D., A.A.A., and R.C.K. contributed to the design of the methodology and revision of the manuscript.
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R.C.K. serves on the scientific advisory boards of Neuroelectrics Inc., InnoSphere Inc. and The Cognitive Enhancement Foundation (non-profit organisation). The other authors declare no conflicts of interest.
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Looi, C.Y., Lim, J., Sella, F. et al. Transcranial random noise stimulation and cognitive training to improve learning and cognition of the atypically developing brain: A pilot study. Sci Rep 7, 4633 (2017). https://doi.org/10.1038/s41598-017-04649-x
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DOI: https://doi.org/10.1038/s41598-017-04649-x
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