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# Programming nonreciprocity and reversibility in multistable mechanical metamaterials

### Subjects

A Publisher Correction to this article was published on 29 July 2021

## Abstract

Nonreciprocity can be passively achieved by harnessing material nonlinearities. In particular, networks of nonlinear bistable elements with asymmetric energy landscapes have recently been shown to support unidirectional transition waves. However, in these systems energy can be transferred only when the elements switch from the higher to the lower energy well, allowing for a one-time signal transmission. Here, we show that in a mechanical metamaterial comprising a 1D array of bistable arches nonreciprocity and reversibility can be independently programmed and are not mutually exclusive. By connecting shallow arches with symmetric energy wells and decreasing energy barriers, we design a reversible mechanical diode that can sustain multiple signal transmissions. Further, by alternating arches with symmetric and asymmetric energy landscapes we realize a nonreciprocal chain that enables propagation of different transition waves in opposite directions.

## Introduction

Nonreciprocity—asymmetric transmission of energy between any two points in space—is receiving increasing interest in many areas of physics1,2, including optics3,4, electromagnetism5,6, elasticity7,8, and acoustic9,10,11,12. Focusing on elastic systems, nonreciprocity has been successfully exploited to realize selective signal transmission13,14,15,16,17, logic elements18,19, direction-dependent insulators20,21, and switches22. To achieve such remarkable behaviors, both active and passive strategies have been proposed. On the one hand, nonreciprocity for linear waves has been obtained either by imparting a rotation to the medium23 or by introducing activated materials with time-modulated properties in space and time24,25,26 to break time-reversal symmetry. On the other hand, nonreciprocity has also been demonstrated in passive media by harnessing nonlinear phenomena27,28,29,30. In particular, mechanical metamaterials with two or more stable equilibrium states have recently emerged as a powerful platform to realize nonreciprocity, as they support only unidirectional transition wave propagation when comprising an array of bistable building blocks with asymmetric energy wells19,31,32,33,34. However, although this strategy is appealing for its simplicity and robustness, it typically leads to nonreversible wave propagation since these systems release a net amount of energy upon propagation of the pulses and needs to be manually “recharged” (i.e., all elements need to be reset to their higher energy well) to sustain a second wave.

Here, we demonstrate the realization of a multistable mechanical metamaterial for which nonreciprocity and reversibility can be independently programmed. Such control of the dynamic response is made possible by the rich and highly tunable behavior of shallow arches, as their energy landscape can be easily adjusted to exhibit target energy barriers as well as symmetric or asymmetric wells. We first show that chains comprising identical arches with symmetric energy wells support the propagation of nonlinear pulses that sequentially switch the elements to their inverted stable configuration. However, although such signal propagation is reciprocal and reversible, it is not stable (Fig. 1a), as the wave evolves during propagation. Then, we demonstrate that by carefully designing the arches and their arrangement to break symmetry either at the structural or element level, we can enable not only stable propagation of the signal but also a wide range of nonreciprocal behaviors. For example, a reversible diode can be created by connecting shallow arches with symmetric but graded on-site energy potentials (Fig. 1b). Further, a tunable 1D nonreciprocal chain, which enables propagation of different transition waves in opposite directions, can be obtained by alternating shallow arches with symmetric and asymmetric energy potentials (Fig. 1c). As such, our work opens avenues for the design of the next generation of nonlinear structures and devices with robust, nonreciprocal elastic wave-steering capabilities.

## Results

### Symmetric elements—symmetric array

We consider 1D chains comprising N shallow arches connected via rotating hinges that impose continuity of rotations between adjacent elements. All arches have end-to-end distance L = 120 mm and are made of spring steel shims with thickness h = 0.3048 mm, width b = 10 mm, length l [103.1, 105.0] mm, volumetric density ρ = 7850 kg/m3 and Young’s modulus E = 170 GPa (see Supplementary Information “Fabrication” section for details). To excite the system, we move with an indenter the midpoint of either the first or last arch in the array at a constant speed α = 15 mm/s. We then monitor the response of the chain with a high-speed camera and track the position of the central point of the j-th arch, wj(L/2, t), as a function of time t (see Supplementary Information “Testing” section for details).

We start by focusing on an array comprising three arches (i.e., N = 3) with rise ej = wj(L/2, t = 0) = 12.4 mm (j = 1, 2, 3) realized by elastically buckling flat metallic shims of length l = 105 mm (see Supplementary Information “Fabrication” section for details). The results reported in Fig. 2a, b for a test in which the indenter acts on the leftmost arch show two key features. First, as recently observed for individually hinged arches under displacement control35, the indenter makes the leftmost arch snap to its symmetric stable configuration through the activation of the first asymmetric deformation mode (see Fig. 2a). Second, and most important, this reconfiguration does not remain localized as the energy released by the arch upon snapping is transmitted to the neighboring element through the rotation of the hinges. As a result, the snapping of the first arch triggers a cascade of snapping events that sequentially switches the other two elements to their symmetric stable configuration (see Supplementary Movie 1). This response is fully reciprocal and reversible since actuating the first or the last arch (i.e. left-to-right vs. right-to-left), from the top or the bottom (i.e., up-to-down vs. down-to-up) always produces the same dynamic behavior (see Supplementary Fig. 8 for details). However, if a fourth arch is added to the chain (i.e., for N = 4), the input provided by the indenter is not sufficient to generate a signal that switches all the elements of the lattice (Fig. 2c, d, see Supplementary Movie 1).

### Predictive numerical model

To get a deeper understanding of the snapping signal transmission through the chain, we establish a numerical model. We focus on the j-th arch, use Euler-Bernoulli beam theory36 to describe its response35,37,38,39,40,41,42 and impose continuity of rotations between neighboring elements43,44

$$\frac{\partial {w}_{j-1}}{\partial {x}_{j-1}}\bigg| _{{x}_{j-1} = L} = \frac{\partial {w}_{j}}{\partial {x}_{j}}\bigg| _{{x}_{j} = 0},$$
(1)

where xj [0, L] represents the local axial coordinates and wj(xj, t) denotes the time-dependent profile of the j-th arch. Importantly, the constraints described by Eq. (1) introduce concentrated moments at both ends of the j-th arch, $${M}_{{L}_{j}}$$, and $${M}_{{R}_{j}}$$ (Fig. 2e), and these satisfy

$${M}_{{R}_{j-1}}=-{M}_{{L}_{j}},\ \ \ \ {M}_{{R}_{j}}=-{M}_{{L}_{j+1}}.$$
(2)

It follows that the response of a chain comprising N arches can be described by

$$\begin{array}{ll}\rho A\frac{{\partial }^{2}{w}_{j}}{\partial {t}^{2}}\;+\;\beta \frac{\partial {w}_{j}}{\partial t}\;+\;EI\left(\frac{{\partial }^{4}{w}_{j}}{\partial {{x}_{j}}^{4}}-\frac{{d}^{4}{w}_{0j}}{d{{x}_{j}}^{4}}\right)\;+\;{p}_{j}\frac{{\partial }^{2}{w}_{j}}{\partial {{x}_{j}}^{2}}+\\ {Q}_{1}{\delta }_{1j}+{{M}_{L}}_{j}\left(1-{\delta }_{1j}\right)+{{M}_{R}}_{j}\left(1-{\delta }_{Nj}\right)\;=0\\ \quad\,{{{\mbox{for}}}}\,\quad j=1,...,N\end{array}$$
(3)

where A and I are the area and moment of inertia of the arches’ cross-section, ρ and E are the volumetric density and Young’s modulus of the material, β represents the viscous damping coefficient and δ1j and δNj are Kronecker delta functions. Moreover, Q1 is the reaction force measured at the indenter, and w0j and pj are the initial unstressed position of the midsurface and the midplane force produced by the stretching of the midsurface of the j-th arch, respectively (see Supplementary Information “Mathematical model” section for more details). For our system, wj(xj, t) can be expressed as a series of sine functions35

$${w}_{j}({x}_{j},t)={w}_{0j}({x}_{j})+\mathop{\sum }\limits_{n=1}^{{N}_{t}}{\psi }_{nj}(t)\sin \left(\frac{n\pi {x}_{j}}{L}\right).$$
(4)

Substitution of Eq. (4) into Eqs. (3) leads to a system of Nt × N coupled ordinary differential equations that we numerically solve to obtain the modal amplitudes ψnj. As shown in Fig. 2b, d, the numerical predictions are in very good agreement with the experimental results when choosing Nt = 3 and β = 1.4 kg/(ms) (see Supplementary Information “Mathematical model” section for details and Supplementary Movie 2) and capture both the propagation of the snapping signal through the entire chain for N = 3 and its arrest for N = 4.

To understand the absence of a stable propagation in the system comprising N = 4 elements, we focus on a single hinged arch and use Euler-Bernoulli beam theory to determine its energy landscape when one of its ends is forced to rotate (see Supplementary Information ‘Mathematical model’ for details). As observed in our experiments, we find that it is energetically more favorable for the arches to activate the first antisymmetric mode when snapping between the two stable states (see cyan path in Fig. 2f). However, despite the asymmetric deformation path, the on-site energy potential of the arches is symmetric and characterized by two wells of equal height at wL/2 = ±ej separated by an energy barrier Vb = 26 mJ. As such, there is no net-release of energy when the arches snap between their two stable configurations, and the stable propagation of the snapping signal is only possible in unrealistic systems without any form of dissipation (see numerical results for β = 0 in Supplementary Fig. 9).

### Symmetric elements—graded and asymmetric array

To achieve stable wave propagation as well as to independently control reciprocity and reversibility, we then introduce asymmetry into the system both at the structural and arch levels. To begin with, we build a 1D non-symmetric array by assembling elastically deformed shallow arches with monotonically decreasing rises (Fig. 3a and Supplementary Table 1 for details). Since the energy barrier Vb monotonically decreases as ej becomes smaller (Fig. 3b, c), the effect of dissipation can be counteracted by tuning the rises to make $${{\Delta }}{V}_{j}^{b}={V}_{j-1}^{b}-{V}_{j}^{b}$$ larger than the energy dissipated by the j-th arch during snapping. As shown in Fig. 3d, when the indenter excites the leftmost arch with the highest rise, a stable snapping wave propagates from left-to-right. Importantly, such wave propagation is reversible and nonreciprocal. Since all the arches have a symmetric energy landscape, the wave can be excited by snapping the first arch both up-to-down and down-to-up and there is no need to “manually” recharge the system to propagate a new signal (i.e., the behavior is fully reversible—see Supplementary Fig. 10). However, when the indenter excites the arch with the lowest rise the energy released upon its snapping is not enough to make the next arch jump. As such, there is no wave propagation from right-to-left and the system acts as a mechanical diode (see Supplementary Movie 3).

Although in Fig. 3d, we focus on a specific system with N = 10 and Δej = ej − ej+1 ~ 500 μm, we next use our model (which nicely captures the experimental results of Fig. 3d) to systematically investigate the effect of Δej on the signal propagation in 1D arrays of graded shallow arches. We find that Δej plays a very important role, as it directly affects the difference in an energy barrier between neighboring elements, $${{\Delta }}{V}_{j}^{b}$$ (see Fig. 3b). More specifically, the numerical results reported in Fig. 3e show that for Δej ≤ 150 μm, the velocity of the transition wave (calculated by monitoring the time at which the arches reach the inverted stable configuration—see Supplementary Fig. 11 for details) monotonically decreases during propagation and eventually vanishes. For such small values of Δej, $${{\Delta }}{V}_{j}^{b}$$ is not sufficient to overcome the effects of dissipation of the system, and stable wave propagation is not supported. By contrast, for Δej > 150 μm the difference in energy barriers between consecutive arches is larger than the dissipation upon snapping and the signal propagates through the entire chain. Further, our numerical results indicate that the waves accelerate during propagation. This is because the energy that the arches need to absorb to overcome the energy barrier and snap monotonically decreases along the chain, causing a faster transition rate.

### Symmetric/asymmetric elements—asymmetric array

The results of Fig. 3 indicate that graded 1D arrays of shallow arches with symmetric energy landscape can support stable, reversible, and unidirectional propagation of transition waves. Next, to achieve additional control on nonreciprocity, we introduce elements with asymmetric on-site energy potential. Such asymmetry at the arch level can be easily realized by plastically deforming the metallic shim into the target shape, $${e}_{j}\sin (\pi x/L)$$. As shown in Fig 4a, the plastic deformation makes the two energy minima different. Specifically for arches with ej = 12.4 mm, our model predicts that the transition between the two stable states involves a net change ΔV = 34.8 mJ in stored potential energy. Depending on the direction of the transition, the arch either absorbs energy45 or releases it, enabling unidirectional propagation of transition waves over long distance19,32. Although previous studies have considered arrays of purely asymmetric elements19,31,32,33, here we investigate the dynamic response of systems comprising a mixture of symmetric and asymmetric elements. This is possible because the plastically and elastically deformed arches, despite their different energy landscape, share the same shape and, therefore, are geometrically compatible and can be easily combined to form arrays. For example, in Fig. 4b we consider a chain comprising seven arches with symmetric on-site potential (i.e., elastically deformed arches—see blue arches in Fig. 4b) and three with asymmetric energy profile (i.e., plastically deformed arches—see purple arches in Fig. 4b) set in their higher energy well—all with rise ej = 12.4 mm. When the arches are arranged as in Fig. 4b (with one plastically deformed arch every two elastically deformed ones), the energy released upon snapping by the plastically deformed arches enables signal propagation through the entire array both left-to-right and right-to-left (see Fig. 4c). However, because of the structural asymmetry of the chain, the energy is released by the asymmetric elements at different locations when the wave travels left-to-right and right-to-left, leading to different signal propagation in the two directions. When the indenter acts on the leftmost unit, the second arch reaches the inverted stable configuration at $${t}_{2}^{{{\rm{snap}}}}=0.89$$ s, whereas the last one snaps at $${t}_{10}^{{{\rm{snap}}}}=0.93$$ s. By contrast, when the rightmost unit is excited, the pulse is initiated at $${t}_{9}^{{{\rm{snap}}}}=0.62$$ s and arrives at the other end of the chain at $${t}_{1}^{{{\rm{snap}}}}=0.66$$ s. Interestingly, while for left-to-right propagation the arches snap in sequence (i.e., the leftmost arch snaps first and the rightmost one snaps as last), for right-to-left propagation the arch excited by the indenter is the last one to snap at $${t}_{10}^{{{\rm{snap}}}}=0.85$$ s. Finally, it is important to note that the signal propagation in this system is nonreversible as the plastically deformed arches can only snap from the high energy well to the lower energy well. As such, the chain needs to be manually recharged to support the propagation of a new signal (see Supplementary Fig. 13 and Supplementary Movie 4).

Next, to better understand how the global structural asymmetry affects the nonreciprocity of wave propagation, we numerically investigate the response of chains comprising N = 48, 49, and 50 (Fig. 5a and Supplementary Fig. 14) elastically and plastically deformed arches periodically arranged according to the pattern shown in Fig. 4b. We find that for all considered chains the pulses propagate at a speed cglobal ~ 243 unit/s in both directions. However, the time at which the signal is initiated for left-to-right and right-to-left propagation can be programmed by altering the asymmetry of the chain through N. More specifically, in a symmetric chain with N = 50 the snapping signal is initiated at the same time for both propagation directions (i.e., $${t}_{2}^{{{\rm{snap}}}}=$$ 0.89 s and $${t}_{49}^{{{\rm{snap}}}}=$$ 0.89 s for left-to-right and right-to-left propagation, respectively). Differently, for N = 49 and 48 the system is asymmetric (as there are either one or no elastically deformed arches separating the rightmost plastically deformed one from the right end) and the wave starts at $${t}_{48}^{{{\rm{snap}}}}=$$ 0.62 s and $${t}_{47}^{{{\rm{snap}}}}=$$ 0.80 s when the rightmost arch is excited.

While asymmetry enables as to tune the time at which the pulses are initiated from the left and right end, control on the speed of the pulses can be achieved by varying the density of plastically deformed elements in the chain. To demonstrate this point, in Fig. 5b we report the numerically predicted velocity for left-to-right propagation in chains with N = 49 plastically and elastically deformed arches arranged according to different periodic patterns. First, we find that stable wave propagation is only possible when the plastically deformed arches are separated by three or less elastically deformed ones. Second, the results indicate that cglobal monotonically increases with the density of plastically deformed arches and approaches ~497 units/s in the limit of a chain comprising only plastically deformed elements. Note that cglobal can be evaluated by balancing the total transported kinetic energy, Ed, the difference ΔV between the higher and lower energy well for the asymmetric elements, and the energy dissipated as ref. 46

$${c}_{{{\rm{global}}}}=\frac{2\beta L{E}_{d}}{{{\Delta }}V}.$$
(5)

where Ed can be estimated as

$${E}_{d}=\mathop{\sum }\limits_{j=1}^{{n}_{sc}}\frac{1}{2}{\left(\frac{1}{n}\mathop{\sum }\limits_{i = 1}^{n}{v}_{(j-1)n+i}\right)}^{2}nL,$$
(6)

n denoting the number of arches in the super-cell that captures the periodic pattern of elastic/plastic arches and nsc being the number of super-cells in the chain. Moreover, vj is the speed at which the j-th arch snaps (i.e., the snapping-speed), which can be computed as

$${v}_{j}=\frac{| {w}_{j}(L/2,{t}_{{{\rm{in}}}})| +| {w}_{j}(L/2,{t}_{{{\rm{end}}}})| }{{t}_{{{\rm{end}}}}-{t}_{{{\rm{in}}}}}$$
(7)

tin and tend denoting the instants of time at which the snapping of the j-th arch starts and ends, respectively (see Supplementary Fig. 15). In Fig. 5b we compare the predictions from Eq. (5) with the numerical results for chains with varying density of plastically deformed elements and find that the model nicely captures the wave speed observed in the simulations. Finally, it is interesting to point out that the alternation of elastically and plastically deformed elements leads to pulses with locally modulated speed. This is because the energy released upon snapping by the plastically deformed arches makes the following elastic element to snap faster, whereas the absence of released energy between consecutive elastically deformed ones delays their snapping.

## Discussion

To summarize, we have shown that in 1D multistable systems nonreciprocity and reversibility can be programmed independently and easily realized. A reversible diode can be created by assembling elements with symmetric on-site energy potentials but decreasing energy barriers. On the other hand, chains capable of sustaining nonreciprocal transition waves traveling in opposite directions can be realized by alternating arches with symmetric and asymmetric energy wells. Although the dynamic response of the reversible diode is controlled by the difference in rise between the arches, the behavior of the nonreciprocal chain can be tuned by varying the arrangement of the symmetric and asymmetric elements and is negligibly affected by their rise (see Supplementary Fig. 16). Further, all the considered systems are input-independent, as the speed of the supported waves is insensitive to the loading rate α at which the indenter moves the first arch (see Supplementary Fig. 17). Although in this study we verified the concept for 1D chains, our findings can be easily generalized to 2D and 3D networks of arches to realize passive smart systems with enhanced selective signal transmission and wave guidance capabilities.

## Methods

Details on the geometry, design, fabrication, testing, analytical model, and numerical solutions of the 1D chains comprising shallow arches are provided in the Supplementary Information.

## Data availability

The experimental and numerical data in support of the findings in this study are available from the corresponding author upon request.

## Code availability

All numerical codes used to study the nonreciprocity and reversibility of 1D chains of shallow arches are available from the corresponding author upon request.

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## Acknowledgements

K.B. acknowledges support from NSF grants EFMA-1741685 and DMR-2011754 and Army Research Office Grant W911NF-17-1-0147. E.T. acknowledges support from the University of Maryland, College Park - startup package. G.L. and E.T. acknowledge John Hutchinson and Lakshminarayanan Mahadevan for interesting conversations and helpful suggestions.

## Author information

Authors

### Contributions

G.L., E.T, and K.B. designed research and analyzed data; G.L. performed experiments; G.L. and E.T. developed the model; E.T. and K.B. jointly supervised this work; G.L., E.T, and K.B. wrote the paper.

### Corresponding authors

Correspondence to Eleonora Tubaldi or Katia Bertoldi.

## Ethics declarations

### Competing interests

The authors declare no competing interests.

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Librandi, G., Tubaldi, E. & Bertoldi, K. Programming nonreciprocity and reversibility in multistable mechanical metamaterials. Nat Commun 12, 3454 (2021). https://doi.org/10.1038/s41467-021-23690-z

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• DOI: https://doi.org/10.1038/s41467-021-23690-z

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