Light-mediated transformations with CO2 have recently attracted great attention, with the focus on CO2 incorporation into C–C double and triple bonds, organohalides and amines. Herein is demonstrated visible light -mediated umpolung imine reactivity capable of engaging CO2 to afford α-amino acid derivatives. By employing benzophenone ketimine derivatives, CO2 fixation by hydrocarboxylation of C=N double bonds is achieved. Good to excellent yields of a broad range of α,α–disubstituted α-amino acid derivatives are obtained under mild conditions (rt, atmospheric pressure of CO2, visible light). A procedure that avoids tedious chromatographic purification and uses sustainable sunlight is developed to highlight the simplicity of this method.
Sunlight is the most plentiful form of energy on the surface of the Earth, and therefore an attractive power source to drive chemical reactions. Indeed, photosynthesis is the prime example, wherein Nature converts carbon dioxide (CO2), an abundant and renewable feedstock, into organic molecules with many applications in nature, including storing energy. Chemists have long sought methods to emulate Nature’s ability to harness light for the conversion of CO2 into value-added organic compounds1,2,3,4,5,6,7. The challenge lies in carbon dioxide’s high kinetic and thermodynamic stability, typically requiring the use of very reactive reagents for direct incorporation of CO2 into organic molecules8,9,10,11,12,13. The emergence of photoredox catalysis, however, has enabled the incorporation of CO2 into organic compounds, fueling this budding research area14,15,16,17,18,19,20,21.
Since photoredox catalysis with CO2 often involves one electron reduction processes, olefins are the common radical acceptors in this chemistry. Photoredox catalysis mediated hydrocarboxylations of olefins have been demonstrated to yield linear22 and branched23 selective products by the Iwasawa and Jamison groups, respectively (Fig. 1a). Under dual photoredox/nickel catalysis ligand-controlled regioselective hydrocarboxylation of olefins was developed by König and coworkers (Fig. 1a)24. Difunctionalization of olefins using photoredox catalysis and CO2 have been realized by the Yu group25 (thiocarboxylation, Fig. 1a) and the Martín group26 (carbocarboxylation, Fig. 1a). The Zhao and Wu groups recently revealed that alkynes can undergo cobalt(II) catalyzed photoredox hydrocarboxylations to yield cis-α,β-unsaturated carboxylic acids (Fig. 1a)27. Aryl and alkyl halides were reported to react with CO2 using visible light photoredox in combination with transition metal catalysis by Iwasawa and Martin28 and by König29 and their coworkers (Fig. 1b).
A related CO2 research area with great potential is the photoredox-catalyzed fixation of CO2 to forge unnatural α-amino acids30,31,32,33,34,35. In pioneering work, Jamison and coworkers reported the coupling of tertiary amines with CO2 to afford α-amino acids mediated by >280 nm light using p-terphenyl (Fig. 1c, CO2•–)36. While our manuscript was under review, an example of photoredox catalytic hydrocarboxylation of enamides and imines using CO2 was reported by the Yu group, affording unnatural α-amino acids in good yields37.
Imines are known to participate in photoredox catalyzed processes, typically undergoing reduction followed by radical coupling reactions at the formerly carbonyl carbon38,39,40,41,42,43. In contrast to this expected reactivity pattern, we44, and Polyzos et al.45, have recently discovered that under visible light catalysis, benzophenone-based ketimines undergo one electron reductions to generate carbanions that abstract protons from water (or deuterium from D2O) via an umpolung reactivity (Fig. 1d)46. Based on this reaction, we hypothesized that the nucleophilicity of this intermediate might be sufficient to engage CO2 providing α-amino acids. Herein, we report a visible light and sunlight mediated photoredox hydrocarboxylation of imines and the synthesis of α,α-disubstituted α-amino acids (Fig. 1e).
Reaction development and catalyst screening
At the outset of this work, we decided to limit ourselves to convenient conditions, so all reactions were conducted with atmospheric pressure of CO2 using a balloon at room temperature. Benzophenone imine 1a was used as the standard substrate to test our abovementioned hypothesis. A mixture of 1a, CO2 gas and Cy2NMe (N,N-dicyclohexylmethylamine) as sacrificial electron donor in acetonitrile was subjected to irradiation under blue LED in the presence of various photoredox catalysts (2 mol%). Unfortunately, the desired α-amino acid 2a was not detected when the common photoredox catalysts [Ru(bpy)3](PF6)2 (bpy: 2,2′-bipyridine) or [Ru(bpz)3](PF6)2 (bpz: 2,2′-bipyrazine) were employed (Ru-1 and Ru-2, Table 1, entries 1 and 2). fac-Ir(ppy)3 (Ir-1, ppy: 2-phenylpyridine) and its derivatives (Ir-2 and Ir-3) were tested next, but 2a was not observed after 24 h (entries 3–5). We then focused on [Ir(ppy)2(bpy)]PF6 type catalysts, as they generally showed higher catalytic activity in our previous study44. To our delight, the target product 2a was observed with 29% assay yield (AY, determined after reaction workup by 1H nuclear magnetic resonance (NMR) integration) when [Ir(2′,4′-F2-ppy)2(4,4′-tBu2-bpy)]PF6 (Ir-4, tBu: tertiary butyl) was used (entry 6). Improved yields were observed with catalysts Ir-5 or Ir-6 (36 and 78% AY, entries 7 and 8, respectively). Finally, it was found that [Ir(ppy)2(4,4′-tBu2-bpy)]PF6 (Ir-7) efficiently promoted the hydrocarboxylation of 1a with CO2, affording the desired product 2a in 92% AY (entry 9).
Sacrificial electron donor study
Interestingly, when sacrificial electron donors trimethylamine (TMA), triethylamine (TEA), or N,N-diisopropylethylamine (DIPEA) were used, we noticed that the reaction solutions remained homogeneous over the course of the reactions. In contrast, with Cy2NMe the reaction mixture was initially homogeneous, but a precipitate was observed as the reaction time increased (see Supplementary Figure 1). 1H NMR analysis of reactions using TMA, TEA, or DIPEA (entries 10–12) showed that 1a was completely consumed and the main product was the reduction product shown in Fig. 1d. This is possibly caused by the photocatalysis promoting the decarboxylation of the amino acid product, which has been previously reported in other systems47,48,49,50. The success of Cy2NMe is likely due to the precipitation of the product, which serves to protect it from decarboxylation. Indeed, when the product salt [Ph2C(CO2)NHBn•H2NCy2] was dissolved in DMF and then irradiated with blue LED in the presence of catalyst Ir-7 (0.5 mol%) for 20 h, 85% of the amino acid product was decarboxylated. In contrast, only 30% decarboxylation was observed upon irradiation of a heterogeneous solution of Ph2C(CO2)NHBn•H2NCy2 with MeCN and Ir-7 in the absence of CO2.
Catalyst loading study
Excellent AY was observed with catalyst loading as low as 1 mol% (91% AY, entry 13) or even 0.5 mol% (92% AY and 89% isolated yield, entry 14). Further reducing the loading to 0.1 mol%, however, furnished only 63% AY (entry 15). No desired product was detected in the absence of either catalyst Ir-7 or light (entries 16–17).
Substrate scope evaluation
With the optimized conditions in hand (Table 1, entry 14), we next examined the substrate scope. To avoid the problematic purification of the highly polar α-amino acid products, their carboxyl groups were transformed into methyl esters 3 by treating the crude products 2 with TMSCHN2. In the event, the methyl ester of 2a was isolated without loss of product yield (Figs. 2 and 3a, 89% yield). Substrates with benzyl groups bearing electron-withdrawing 4-F, or electron-donating 4-Me or 4-OMe groups were smoothly hydrocarboxylated with CO2 and esterified, affording the products in good to excellent yields (3b–3d, 75–87% yield).
Substitution of the N-benzyl’s phenyl group for 2-pyridyl gave 3e in 95% yield and the 3-pyridyl analogue (3f) was obtained in 75% yield. Excellent yields were observed for the 2-thiophenyl (3g, 93%) and 2-furanyl substrates (3h, 95%). Alkyl ketimines were tested next, with 81% yield obtained for the n-butyl ketimine (3i). Interestingly, use of N-allyl ketimine 1j provided the N-allyl α-amino ester (3j) in 85% yield, indicating that the olefin group is tolerated under the reaction conditions. N-Aryl substrates were also examined. The N-Ph substrate reacted to provide the desired product (3k) in 80% yield. Introduction of substituents into the N-phenyl group, e.g., 2-F, 3-Cl, 4-Cl, or 4-CF3, did not dramatically affect their reactivity (3l–3o, 63–82% yields). Reaction with the heterocyclic substrate, N-3-pyridyl ketimine, afforded the hydrocarboxylated product 3p in 73% yield. In cases where yields were lower, byproducts derived from imine reduction were observed44,45.
Substrates derived from various benzophenone derivatives were next examined. Thus, benzophenone imines containing a 2-F or 2-Cl substituted aryl reacted smoothly with CO2 to give the α-amino esters 3q and 3r in 86% and 89% yield, respectively. The 4,4′-dichloro derivative 1s afforded the amino ester 3s in 75% yield. The electron-donating 4-Me and 4-OMe groups on the benzophenone imines did not affect their reactivity. The desired products were obtained in 82% for 3t and 78% for 3u. Heterocyclic substrates were also tolerated. The 2-thiophenyl and 2-furanyl substrates reacted with CO2 to yield the hydrocarboxylation products 3v and 3w in 74% and 71% yield, respectively. To our delight, the alkyl ketimine derived from 2-naphthylmethyl ketone reacted with CO2 to afford 3x in 61% yield (catalyst loading 2 mol%). However, attempts to perform the hydrocarboxylation of N-phenyl dimethylketimine failed, yielding a complex mixture with no observation of the desired product.
Purification using chromatographic methods is often challenging and costly, particularly on larger scales. As noted above, hydrocarboxylation reactions led to the formation of precipitates. Thus, in the case of 1a, upon reaction completion, the precipitate was easily isolated by filtration. Analysis using NMR and mass spectroscopy led to the assignment of the precipitate as the Cy2NH2+ salt of α-amino carboxylate (4aa, Fig. 3). Isolation of the precipitate in this fashion provided 4aa in 91% yield with high purity. Additional substrates were tested to examine the generality of this method. Good to excellent yields with high purities were obtained in all cases simply by filtration of the reaction mixtures (65–95% yields, 4ab–4al, Fig. 3).
The two key advantages of this method are: (1) atmospheric pressure of CO2 gas is used so that special equipment, such as autoclaves, is not required, and (2) chromatographic purification can be avoided, enabling large scale reactions to be easily conducted. Thus, gram scale reactions with two substrates were performed. Upon reaction completion, the hydrocarboxylation products were isolated by filtration in good yields (87% for 4aa, 92% for 4ak, Fig. 4) (also see Supplementary Figure 2).
Sunlight powered reactions
We next desired to test the use of sunlight to drive our photocatalytic amino acid synthesis. Thus, 1g scale reactions of these substrates were performed outdoors with sunlight instead of blue LED. The reactions were complete in 10 h, and the resulting amino acids were obtained by filtration in high yields (91% for 4aa, 90% for 4ak, Fig. 4) (see Supplementary Figure 3). Given the straightforward and practical nature of this method, we were curious if it could be further scaled. Thus reaction with 10 g of 1a was conducted with outdoor sunlight. The reaction was complete in 18 h, affording the product in 87% yield (Fig. 4, Supplementary Figure 4). The success of these experiments indicates the great practicality of fixation of the greenhouse gas CO2 by harvesting sustainable sunlight energy, affording fine chemicals.
Hydrocarboxylation of enantioenriched amino acid derivatives
The diarylacetic acid group can be easily anchored to amines using our method. For instance, hydrocarboxylation of the diphenylketimine of d-valine ethyl ester under standard conditions led to the d-valine iminodiacetic acid derivative in 74% overall yield (5a, Fig. 5). Note that the enantiomeric excess (ee) was maintained (99%). Likewise, L-leucine, d-phenylalanine, and l-tyrosine iminodiacetic acid derivatives were obtained in good to high yield with high ee (5b–5d, 67–80% yield, >97% see, Supplementary Figures 47–50). Iminodiacetic acid derivatives have been broadly used as tridentate chelating ligands for metals51.
Utility of the products
α,α-Diaryl α-amino acids have recently been shown to be excellent amino sources in transamination reactions for the synthesis of bioactive nitrogen-containing compounds52. α,α-Diaryl α-amino acids can also be used to prepare phenytoin and its derivatives (Fig. 6a), which is a clinical anticonvulsant drug (Dilantin®) on the WHO’s list of essential medicines53. Many other biologically active compounds are synthesized using α,α-disubstituted α-amino acids. For instance, these products are used to synthesize imidazol-4-one type molecules, which are BACE1 inhibitors for treating Alzheimer’s disease54. Other bioactive molecules, including ELA2 inhibitors for treating obesity55,56, and α1A receptor antagonists57, are also synthesized from α,α-disubstituted α-amino acids (Fig. 6a). The free amino acid 6aa, which would be used to make the abovementioned compounds, was easily obtained by debenzylation employing hydrogen and catalytic palladium on carbon in 89% yield after filtration and precipitation (Fig. 6b). It is noteworthy that both the hydrocarboxylation and deprotection steps were performed without chromatography, highlighting the practicality of this method for large scale applications.
We next conducted preliminary investigations to probe the mechanism. UV–vis spectra indicated that only [Ir]3+ catalyst is capable of absorbing visible light, so the reaction is likely initiated by irradiation of [Ir]3+ by light to give its excited state [Ir]3+* (see Supplementary Figure 51). Stern–Volmer fluorescence quenching experiments indicate that Cy2NMe acts as electron donor and reduces [Ir]3+* to [Ir]2+ and generating the radical cation [Cy2NMe]+ (see Supplementary Figure 52). On the basis of previous reports, the resulting amine radical cation coordinates with imines to form a 2-center-3-electron bond58,59,60, facilitating reduction by [Ir]2+ to form the radical anion intermediate A/B and regenerating [Ir]3+60,61. Due to the high reactivity of the N-radical in resonance form B, it is quickly quenched by the amine radical cation via HAT, to give the α-amino carbanion intermediate C. C acts as a strong nucleophile and attacks CO2 to give the product. The iminium ion [Cy2N = CH2]+ reacts with advantageous water to generate Cy2NH, which forms insoluble salts 4 with α-amino acid (Fig. 7a). The key factor controlling reactivity in this system is the significant contribution of resonance form B. We previously presented computational evidence that the radical anion intermediate has greater spin density on nitrogen (0.37) than on the carbon labeled C3 (0.18) in Fig. 7, indicating that the C3 carbon carries more anion character (Fig. 7b)62. In addition, previous experimental results on electrochemical reduction of ketimines by Reed et al.63, as well as our photochemical reduction of ketimines also indicated that C3 carbon carries more anionic character44.
Carboxylation reactions employing CO2 have attracted considerable attention, because CO2 is an abundant, renewable, low cost, and nontoxic C1 source. Recent advances include photoredox catalyzed additions of CO2 to olefins, alkynes, aryl halides, alkyl halides and C–H functionalization of amines to afford a variety of useful carboxylic acids (Fig. 1). The conceptual advance of this work is that stabilizing groups at the carbonyl carbon can invert the reactivity of the ketiminyl radical anion, enabling nucleophilic addition to CO2. Such additions are usually observed with reactive organometallic reagents possessing Lewis acidic metal centers capable of activating CO2 toward addition (i.e., Grignard and organolithium reagents).
Our efficient photoredox catalyzed reaction of imines with CO2 produces unnatural α-amino acids under mild conditions (rt, atmospheric pressure of CO2, visible light, 0.5 mol% air-stable commercial catalyst) accessible in the vast majority of laboratories world-wide. The mildness of these conditions allows the direct use of the sunlight to promote the fixation of CO2 gas. Additionally, a straightforward procedure avoiding chromatographic purification of the α-amino acid products has been developed that involves filtration of the reaction mixture. The simplicity of this method is demonstrated by conducting the hydrocarboxylation on scale using both LED and outdoor sunlight. The practicality of this method was further evaluated by synthesizing the α,α-diphenylglycine (6aa, a commercial compound that is frequently used as a pharmaceutical drug precursor) on scale using procedures that avoid chromatographic purification.
Based on our interests in protein/peptide modifications using unnatural amino acids32,33, the α,α-disubstituted α-amino acids prepared herein are viewed as excellent candidates for further study. In particular, modification of GLP1, which is a peptide drug for the treatment of type 2 diabetes is currently under investigation by genetic code expansion techniques30,33 and chemical synthesis in our laboratories (see Supplementary Methods). It has been reported that the replacement of Ala2 of GLP1 with an α,α-disubstituted α-amino acid improves its stability against enzymatic degradation64. The straightforward nature of our method for the synthesis of these unnatural amino acids is facilitating investigations onto protein/peptide modifications, which will be reported in due course.
Typical procedure for the gram-scale synthesis of 4 using visible light
Ketimine 1a (1.0 g, 3.7 mmol), catalyst Ir-7 (16.6 mg, 0.0185 mmol, 0.5 mol%), Cy2NMe (1.58 mL, 7.4 mmol), MeCN (37 mL), and a magnetic stirring bar were charged into an oven-dried 50 mL Schlenk tube under nitrogen. The tube was sealed with a septum. CO2 gas in a balloon was bubbled into the mixture under stirring for 2 min through a needle, which was then lifted up out of the solution and was kept in the tube. The mixture was placed under a 20 W blue LED light source and stirred at ambient temperature (15–20 °C). A white precipitate appeared as the reaction proceeded. Upon completion of the reaction as monitored by thin-layer chromatography, the tube was opened and cooled down in an ice bath. The precipitate was collected by filtration, and washed using cold MeCN (3 × 4 mL). The desired compound 4aa was obtained after drying under reduced pressure (1.6 g, 87%, see Supplementary Figure 2).
The authors declare that the data supporting the findings of this study are available within the article and its Supplementary Information files.
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P.J.W. is grateful to the NSF (CHE-1464744) for support. X.F. thanks the Young Scientists Fund of the National Natural Science Foundation of China (21708020) and the Natural Science Foundation of Jiangsu Provence (BK20170969) for financial support.
The authors declare no competing interests.
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Fan, X., Gong, X., Ma, M. et al. Visible light-promoted CO2 fixation with imines to synthesize diaryl α-amino acids. Nat Commun 9, 4936 (2018). https://doi.org/10.1038/s41467-018-07351-2
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