Abstract
Theta-burst stimulation (TBS) represents a brain stimulation technique effective for treatment-resistant depression (TRD) as underlined by meta-analyses. While the methodology undergoes constant refinement, bilateral stimulation of the dorsolateral prefrontal cortex (DLPFC) appears promising to restore left DLPFC hypoactivity and right hyperactivity found in depression. The post-synaptic inhibitory serotonin-1A (5-HT1A) receptor, also occurring in the DLPFC, might be involved in this mechanism of action. To test this hypothesis, we performed PET-imaging using the tracer [carbonyl-11C]WAY-100635 including arterial blood sampling before and after a three-week treatment with TBS in 11 TRD patients compared to sham stimulation (n = 8 and n = 3, respectively). Treatment groups were randomly assigned, and TBS protocol consisted of excitatory intermittent TBS to the left and inhibitory continuous TBS to the right DLPFC. A linear mixed model including group, hemisphere, time, and Hamilton Rating Scale for Depression (HAMD) score revealed a 3-way interaction effect of group, time, and HAMD on specific distribution volume (VS) of 5-HT1A receptor. While post-hoc comparisons showed no significant changes of 5-HT1A receptor VS in either group, higher 5-HT1A receptor VS after treatment correlated with greater difference in HAMD (r = −0.62). The results of this proof-of-concept trial hint towards potential effects of TBS on the distribution of the 5-HT1A receptor. Due to the small sample size, all results must, however, be regarded with caution.
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Introduction
Major depressive disorder (MDD) is a common, debilitating psychiatric illness that – along with personal suffering and psychosocial strain – represents an immense socioeconomic burden worldwide [1, 2]. MDD is a treatable disorder with pharmacological and psychotherapeutic interventions constituting the fundamental pillars of antidepressant treatment. Nevertheless, up to 60% of the patients do not satisfactorily respond to first-line pharmacological treatments [3]: This subgroup of patients is conventionally labeled as treatment-resistant, which implies the failure of response to at least two adequate antidepressant trials [4]. The significant amount of affected persons calls for an improvement of treatment outcomes by exploring alternative treatment strategies, such as novel rapid-acting antidepressants like esketamine and improved brain stimulation techniques [5,6,7].
Theta-burst stimulation (TBS), an enhanced derivative of repetitive transcranial magnetic stimulation (rTMS), is an effective non-pharmacological treatment option for MDD, combining the approved efficacy of rTMS while offering better practicability with significantly shorter therapy duration [8, 9]. Several double-blind, sham-controlled, multicenter trials as well as meta-analyses have provided evidence for the antidepressant effects of rTMS [10, 11], which has been approved by the United States Food and Drug Administration (FDA) as a therapeutic option for treatment-resistant depression (TRD) since 2008 [12, 13]. Since the development of this noninvasive brain stimulation technique in the 1980s [14], research into therapeutic TMS for a multitude of neurological and psychiatric disorders, particularly depression [15], has dramatically increased; its principle lies in the induction of electrical currents inside the brain by electromagnetic pulses applied on the scalp, causing neuronal depolarization and functional alteration of brain activity in specifically targeted regions.
A key variable in TMS is the application frequency of electromagnetic pulses. While low frequency or single pulses were shown to decrease brain activity in the stimulated region [16], high-frequency pulses exhibit excitatory properties e.g., the FDA-approved 10-Hz or high-frequency (HF) TMS over the left dorsolateral prefrontal cortex (DLFPC) in depression [17]. Similarly, two protocols of TBS with opposing effects on cortical excitability have been proposed; intermittent (iTBS) and continuous TBS (cTBS) with excitatory and inhibitory consequences, respectively. Bilateral TBS, which combines iTBS to the left, alleged hypoactive DLPFC and cTBS to the right, alleged hyperactive DLPFC holds promise to be the most efficacious neuromodulation measure in TRD [18, 19].
Though the exact neurobiological mechanisms by which TMS alters mood remain to be elucidated, the commonly acknowledged explanation involves therapeutic neuroplasticity through long-lasting modulation of cortical excitability that go beyond the stimulated brain region [20,21,22]. To investigate the TMS-induced changes in neural activity patterns, several neuroimaging studies have been performed to identify brain networks involved in its antidepressant effects and inform personalized approaches in the future [23,24,25,26,27]. The vast majority of the trials using positron emission tomography (PET) focused on measures of cerebral blood flow [28,29,30,31] and cerebral glucose metabolism [32], showing changes in neural network dynamics beyond the cortical site directly targeted by the electromagnetic pulse. Regarding effects on modulatory neurotransmitter systems, rTMS was shown to be accompanied by increases in extracellular dopamine in the stimulated hemisphere (basal ganglia, anterior cingulate and medial orbitofrontal cortex) measured using [11C]raclopride [33,34,35], significant changes in regional serotonin synthesis capacity in limbic areas assessed using alpha-[11C]-methyltryptophan [36] as well as a serum serotonin level enhancement [37]. Preclinical investigations in rats indicate that TMS might exert its antidepressant effects via modulation of the serotonergic system [38, 39], particularly the inhibitory serotonin-1A (5-HT1A) [39,40,41,42]. This receptor is prone to profound changes in mood and anxiety disorders [43,44,45,46] and represents an important player of antidepressant pharmacotherapy and electroconvulsive therapy in humans as shown previously by our group [47,48,49,50]. Based on this evidence, we aimed at assessing the impact of bilateral TBS on 5-HT1A receptor distribution in a sample of TRD patients using the radioligand [carbonyl-11C]WAY-100635 to probe the hypothesis of a 5-HT1A receptor reduction in the DLFPC – as seen with other antidepressant treatments – by this non-invasive brain stimulation technique in vivo.
Material and methods
Subjects and study design
35 subjects suffering from treatment-resistant depression (defined as failure to respond for the current episode to two adequate medication trials of at least 4 weeks in sufficient dosage) were recruited via the outpatient department and the hospital wards of the Department of Psychiatry and Psychotherapy at the Medical University of Vienna, Austria, and enrolled in the study (ClinicalTrials.gov Identifier NCT02810717). 24 subjects dropped out of the study, mainly due to technical and schedule planning issues, leaving a final sample size of 11. In this randomized and double-blind clinical trial patients received either bilateral theta-burst (n = 8) or sham (n = 3) stimulation. Each participant underwent PET measurement with [carbonyl-11C]WAY-100635 once before (PET1) and once after TBS treatment (PET2). In addition, structural images were recorded using magnetic resonance imaging (MRI) scans at each PET scanning session, which were used for neuro-navigation and co-registration of dynamic PET data.
Subjects were carefully screened by a psychiatrist and included in the trial when fulfilling criteria for a single or recurrent major depression (using the Structural Clinical Interview for DSM IV Diagnosis, SCID IV) and a 17-item Hamilton Rating Scale for Depression (HAMD) score ≥18 (at least moderate depression) assessed at the inclusion as well as on the individual measurement days. Concomitant antidepressant treatment was allowed, if stable, four weeks prior study enrollment und during study participation. Exclusion criteria were major systemic (untreated) or neurological disorders, including brain injuries, current substance abuse (ruled out using SCID IV and a urine drug screening), current psychotic symptoms, pregnancy and any contraindication for magnetic resonance imaging or TMS [51]. Also, intake within four weeks prior the first examination visit or current intake of psychotropic drugs targeting the 5-HT1A receptor (i.e. clozapine, aripiprazole, quetiapine (>100 mg), ziprasidone, amitriptyline, nebivolol, propranolol, mirtazapine, triptans, trazodone) was considered as an exclusion criterion. A causal relationship of mood disturbances and general medical conditions was further ruled out by clinical examination, routine laboratory measurements (complete blood cell count, chemistry, thyroid hormones) and an electrocardiogram.
Study data were collected and managed using REDCap electronic data capture tools hosted at the Department of Psychiatry and Psychotherapy, Medical University of Vienna, Austria [52, 53]. The study was approved by the ethics committee of the Medical University of Vienna, Austria (1761/2015). Each subject provided written informed consent and was financially reimbursed for the participation in the study. The authors assert that all procedures contributing to this work comply with the ethical standards of the relevant national and institutional committees on human experimentation and with the Helsinki Declaration of 1975, as revised in 2008.
Theta-burst stimulation treatment
Patients were treated with bilateral TBS or sham TBS using MagPro X100 model (MagVenture, Tonica Elektronik A/S, Denmark, www.tonika.dk) and a Cool-B70 Butterfly coil. Patients were assigned to one of the two treatment arms using a computer-generated random allocation created using R (RStudio, Inc.). For each treatment session intermittent TBS (iTBS) was applied to the left dorsolateral prefrontal cortex (DLPFC), whereas continuous TBS (cTBS) was applied to the right DLPFC at an intensity of 120% resting motor threshold for the first dorsal interosseous muscle [54]. The iTBS consisted of 2-second trains with an inter-train-interval of 8 s. Trains (30 pulses, 10 bursts) were repeated 20 times to reach a total number of 600 pulses per session. The cTBS comprised uninterrupted bursts reaching a total number of 600 pulses per session. For both iTBS and cTBS 3-pulse 50-Hz bursts were given every 200 ms [9]. Two sessions, each lasting ~5 min, were scheduled daily, given 60 min apart [55], Monday to Friday, for 3 weeks resulting in a minimum of 30 sessions per subjects. Coil placement to the left and right DLPFC was performed using neuro-navigation (Brainsight, LOCALITE® TMS Navigator, Germany [56]) based on MNI coordinates x = ± 38, y = 44, z = 26 from individual MR images. Sham TBS comprised bursts as given above with the coil set at 90° against the skull. Thus, sham stimulation was accompanied by similar auditory (clicking noise) and somatosensory (i.e. pricking) artefacts. Patients were blind to the individual group assignment. Efficacy outcome measures were assessed by blinded raters, who were not permitted access to the treatment sessions. Un-blinding of both patients and raters happened after the second PET measurement.
Neuroimaging
Each PET scan was conducted using a GE Advance PET scanner (General Electric Medical Systems, Milwaukee, Wisconsin) at the Department of Biomedical Imaging and Image-guided Therapy, Division of Nuclear Medicine, Medical University of Vienna, Austria as previously described [49, 50, 57, 58]. To correct for tissue attenuation, 5-min transmission scan was carried in 2-D mode (retractable 68Ge rod sources). Afterwards, PET measurement started with the bolus administration of [carbonyl-11C]WAY-100635 (injection dose 4.6 MBq/kg body weight) in cubital vein. All scans were acquired in 3-D mode for 90 min (51 frames: 12 × 5 s, 6 × 10 s, 3 × 20 s, 6 × 30 s, 9 × 60 s, 15 × 300 s) and were reconstructed (iterative filtered back-projection algorithm) to final images comprising a spatial resolution of 4.36 mm full-width at half-maximum 1 cm next to the center of the field of view (matrix 128 × 128, 35 slices). The radioligand [carbonyl-11C]WAY-100635 was prepared according to previously published methods [59] at the Cyclotron Unit of the PET Center.
Each PET scan was complemented with arterial blood samples for the quantification of [carbonyl-11C]WAY-100635 that were automatically drawn for first 10 min (ALLOGG, Mariefred, Sweden) and manually at 2, 5, 6, 7, 8, 10, 20, 40, and 60 min of the measurement.
Structural T1-weighted MR image were acquired at both PET measurements with the magnetization prepared rapid gradient echo sequence (MP-RAGE with TE/TR = 4.21/3000 ms, voxel size 1 × 1 × 1.1 mm3) using a 3 T PRISMA MR Scanner (Siemens Medical, Erlangen, Germany).
Data processing and quantification
Following correction for tissue attenuation, PET scan of each patient was corrected for head motion, co-registered to the structural T1-weighted image. The latter was afterwards normalized to the Montreal Neurological Institute (MNI) space producing a transformation matrix that was further applied to normalize co-registered PET data to MNI space. All preprocessing steps were done using SPM (Wellcome Trust Centre for Neuroimaging, London, United Kingdom; http://www.fil.ion.ucl. ac.uk/spm/) and Matlab 2018a (The Mathworks Inc., Natick, MA, USA). Subsequently, time activity curves (TACs) were extracted for selected regions of interest (ROIs) - left and right DLPFC and cerebellar white matter (CWM). DLPFC ROIs were defined as a sphere with diameter of 10 mm around the MNI coordinate representing the individual application point of TBS treatment. The CWM ROI was extracted using an in-house created atlas [60]. To reduce the noise induced by short frames in the beginning of the scan, the first 2 min (frames 12 × 5 s and 6 × 10 s) of the measurement were resampled to 20-s frames.
The arterial input functions representing non-metabolized radioligand in plasma were obtained as product of the whole blood activity, plasma-to-whole blood ratio (average) and fraction of intact radioligand in the plasma (fitted with the Hill-type function). Afterwards, the specific volume of distribution (VS), representing the amount of radioligand bound solely to the target 5-HT1A receptor in the investigated target tissue, i.e. in DLPFC. Here, distribution volume VS is equal to the binding potential (BPP) of 5-HT1A receptor as defined by Innis et al. 2007 [61]. Quantification of 5-HT1A receptor VS was carried out utilizing a constrained two-tissue compartment model. Here, CWM was fitted and the ratio of K1/k2 (K1 - rate constant for transfer from arterial plasma to tissue, k2 - rate constant for transfer from tissue to arterial plasma) was fixed for the DLPFC regions [62]. Model fitting and quantification of [carbonyl-11C]WAY-100635 was carried out in PMOD 4.201 (PMOD Technologies Ltd., Zurich, Switzerland; www.pmod.com).
Statistical analysis
All statistical analyses were performed in SPSS version 28 for Windows (SPSS Inc., Chicago, Illinois, USA; www.spss.com). A linear mixed model was used to assess the effect of TBS treatment on 5-HT1A receptor VS in the DLPFC in TRD patients using group assignment (TBS or sham), time point of measurement (PET1 or PET2) and hemisphere of ROI as fixed factors and HAMD scores, representing a scale predictor, as covariate. Of note, the factor hemisphere was introduced in the statistical model as iTBS and cTBS to the left and right DLPFC, respectively, are presumed to display opposing effects on brain activation, thereby potentially bearing lateralized effects on 5-HT1A receptor distribution.
The Mann–Whitney U-test was utilized to assess possible difference in the baseline HAMD score between both groups. Post-hoc exploratory tests for the interactions were done using Wilcoxon Signed Ranked Test. The relationship between VS and HAMD was investigated using the Spearman’s Rank correlation via change in HAMD (\({\Delta}HAMD = HAMD_{PET2} - HAMD_{PET1}\)) and the change in VS (\({\Delta}V_S = V_{S\_PET2} - V_{S\_PET1}\)) for the verum group.
In addition, lateralization quotient (LQ) [63] describing the difference between the activation in left and right hemisphere was calculated for each time point (PET1 and PET2) for TBS group for DLPFC (see Table 2).
Afterwards, a Wilcoxon Signed Ranks Test was used for possible changes in LQ between PET1 and PET2. All statistical tests were assessed on the significance level 0.05. No further corrections for multiple testing were done, as the analysis is of exploratory nature.
Results
Data from eleven TRD subjects were available to examine the impact of three weeks of TBS on 5-HT1A receptor VS in the left and right DLPFC. The sample’s demographics are summarized in Table 1. Eight subjects (five women) aged 35.9 ± 8.4 received i/cTBS, three subjects (only women) aged 40.3 ± 8.0 received sham stimulation. Mean baseline HAMD scores were 18.5 ± 3.6 and 22.0 ± 2.7, respectively, and comparable in both groups (Mann–Whitney U test, p = 0.18). Concomitant medication of the participants is subsumed in the Supplementary table S1.
Response to treatment was defined as a reduction of baseline HAMD ≥ 50%. 2 out of 8 (25%) TBS-treated subjects fulfilled these criteria at PET2 (after TBS), 1 out of 3 (33%) in the sham group.
Linear mixed model analysis using group (TBS vs. sham), time (PET1 vs. PET2), hemisphere (left vs. right) and HAMD score showed a main effect of group (F = 6.75, p = 0.019), time (F = 7.45, p = 0.015), and HAMD (F = 11.00, p = 0.004) on 5-HT1A receptor VS as well as two-way interactions between group*time (F = 6.24, p = 0.024), time*HAMD (F = 7.30, p = 0.015), group*HAMD (F = 6.10, p = 0.025), and a three-way interaction between group*time*HAMD (F = 6.02, p = 0.025). All other two- or three-way interactions and the main effect of hemisphere were non-significant. Post-hoc comparisons using Wilcoxon Signed Ranks test revealed no significant changes of 5-HT1A receptor VS at PET2 compared to PET1 in the TBS (p = 0.67) and sham group (p = 1.00). The estimates of 5-HT1A receptor VS (averaged over hemispheres) were 3.21 ± 1.40 at PET1 and 3.42 ± 0.80 at PET2 in the TBS group, and 3.13 ± 2.05 at PET1 and 3.46 ± 0.52 at PET2 in sham group (see Fig. 1).
Spearman’s rank correlation between change of 5-HT1A receptor VS and ΔHAMD between both PET measurements revealed a negative correlation in the TBS group (r = −0.62, p = 0.0999; see Fig. 2). Due to the small sample size, this correlation is not reported for the sham group (n = 3).
LQ was computed separately for each group (see Table 2) and did not change following treatment in the TBS group (Wilcoxon-Signed Rank test, p = 0.069). Due to the small sample size, we did not perform this test in the sham group (n = 3).
Discussion
Specific distribution volumes of 5-HT1A receptor in the stimulation epicenters located in the left and right DLPFC as assessed using [carbonyl-11C]WAY-100635 appeared to be differentially affected by three weeks of bilateral TBS treatment (iTBS over the left and cTBS over the right DLPFC) compared to sham stimulation in a sample of eleven TRD patients. Given the small sample size particularly in the sham group, the results of this longitudinal PET study should be considered exploratory and must therefore be interpreted carefully.
Based on earlier imaging findings published by our group using the same radioligand (see below), we expected a reduction of 5-HT1A receptor VS in the target region upon completion of TBS. In fact, a reduced availability of 5-HT1A receptors might represent a common neural ground for pharmacological and non-pharmacological antidepressant treatments. Three months of escitalopram intake in patients with anxiety disorders were accompanied by significant reductions in binding potentials in limbic regions [48]. The same direction of change was shown in the raphe in a medication-free depressed sample after SSRI treatment [64]. Interestingly, reductions of 5-HT1A receptor binding were also observed in cortical brain regions following eight weeks of daily intake of Silexan®, an anxiolytic herbal compound of lavender essential oil [50]. Most pronounced and widespread cortical reductions of 5-HT1A receptor binding (~30%) were reported following a course of ECT [49]. However, in none of the studies mentioned above was the degree of binding reductions over time correlated with treatment outcomes. Also, contrasting results regarding 5-HT1A receptor binding might arise through differences in the methodology used, including the choice of reference region and modeling [65, 66].
In the present study, though post-hoc tests did not reveal significant differences in 5-HT1A receptor VS between both PET scans, absolute numbers indicate a slight and unexpected increase of outcome measures in the stimulation epicenters located in the DLPFC in both groups. In addition, the Spearman’s rank correlation between the change of 5-HT1A receptor VS and HAMD after the treatment course suggests the greater the increase of Vs after the treatment course, the greater the reduction of HAMD scores (and the greater the response). Since we did not find significant differences between hemispheres, left iTBS and right cTBS seem to similarly affect the distribution of the 5-HT1A receptor. Given the general assumption that activation of 5-HT1A receptors in projection areas mediates a hyperpolarizing response to serotonin on pyramidal neurons and GABA-ergic neurons [67], an increase of 5-HT1A availability in the DLPFC might result in a disinhibition of neurotransmission and increase in neuronal activity. Though highly speculative, in theory, this constitutes the desired effect of iTBS to the left DLPFC in depression [18]. Currently, no previous in vivo data exists to explain our results; however, novel cellular models might be promising to test this hypothesis [68].
Still, there is a high level of preclinical evidence supporting our hypothesis of TMS-induced changes within the serotonergic system. Several animal studies have indicated that rTMS may affect the serotonergic system through the 5-HT1A receptors, the most important inhibitory receptor subtype within the serotonergic receptor family, either expressed as an autoreceptor on presynaptic serotonergic neurons or as a heteroreceptor on postsynaptic neurons in projection sites [46]. Single rapid-rate rTMS exposure led to significant increases in 5-HT1A receptors in the frontal cortex as quantified by in-vitro autoradiography 24 h after the intervention in rats [39]. Chronic rTMS reduced the ability of OH-DPAT, a full 5-HT1A receptor agonist, to decrease serotonin levels in projection sites, which is indicative of a reduced sensitivity of 5-HT1A autoreceptors [41]. Investigations using intracerebral microdialysis indicate the selective release of monoamines following rTMS, however not necessarily of serotonin [39, 69, 70]. Only few reports show an rTMS-induced serotonin level increase in the rat hippocampus [38, 71] and nucleus accumbens [72], an effect that was also reported in humans [37]. In contrast to the 5-HT1A receptor, the major excitatory serotonin receptor 5-HT2A was shown to be downregulated by chronic rTMS in rats [73]; interestingly, in humans, decrease of 5-HT2A receptors in the hippocampus and the bilateral DLPFC was correlated with treatment response to HF rTMS [74]. Finally, evidence retrieved from genetic investigations emphasizes the association of the 5-HT1A receptor and TMS, as the genotype of the 5-HT1A receptor promoter region polymorphism (rs6295) was shown to influence the outcome of HF TMS in patients suffering from a major depressive episode [75, 76]. It has been suggested that a greater load of G alleles in a 5-HT1A receptor promotor polymorphism might be associated with lower serotonin release, resulting in a post-synaptic upregulation of the 5-HT1A receptor [65]. This polymorphism was, however, not assessed in our study sample. Recently, a PET study in dogs showed a reduction of serotonin transporter binding and therefore availability in the subgenual anterior cingulate cortex (sgACC) one month after a four-day accelerated rTMS stimulation protocol of the prefrontal cortex [77]. The study thus highlights the importance of the serotonergic system in the mechanisms of TMS and might hint towards an involvement of the 5-HT1A receptor, since the sgACC and the DLPFC are both 5-HT1A receptor rich regions and share dense, reciprocal connections [78, 79].
The effect of TMS in TRD is also frequently associated with plastic changes affecting synapse formation, long-term potentiation (LTP) and depression (LTD) [80, 81]. In a study in mice, Cambiaghi et al. have shown, for example, that high-frequency rTMS leads to an increase in dendritic complexity in layer II/III pyramidal neurons of the primary motor cortex [82]. The 5-HT1A receptor, in combination with 5-HT signaling, has been repeatedly implicated in plastic changes, including alterations in gray matter volumes [83, 84]. Since the receptor is also located on pyramidal neurons in layers III [85], rTMS might influence its expression and thus mediate its effect on synaptogenesis. Of note, rTMS of glial cells affects neuronal excitability and might, through the presence of 5-HT1A receptors on glial cells [86], lead to alterations in 5-HT1A availability and thus contribute to neuroplasticity [87]. Data on the interplay of rTMS and 5-HT1A receptors in pyramidal and glial cells in cell cultures is however missing up until now [86].
According to the chosen treatment protocol in this study, applying (excitatory) iTBS to the left DLPFC and (inhibiting) cTBS to the right DLPFC, we would have expected a clearer change in LQ between PET1 and PET2 in the TBS group. However, the latter was not significant. Considering the absolute values of the computed index, the LQ was positive at baseline in both groups, implying a higher 5-HT1A receptor binding on the left compared to the right hemisphere in symptomatic, depressed patients, and negative following three weeks of treatment, corresponding to a 5-HT1A distribution reversal that seems more pronounced in the TBS group. This is in accordance with the presumed left and right hemispheric divergence of metabolism and neuronal activation in depression [88, 89] suggesting that our results might have shown clearer trends in the TBS group in a larger sample [90].
Regarding the clinical data of our population, the HAMD scores at baseline in both the verum and sham groups were somewhat lower than in other studies investigating TMS in TRD [55, 91, 92], but are still reflective of an at least moderate depressive episode. The response rates were 25% in the verum group (2 out of 8), and 33.3% in the sham group (1 out of 3). While these rates seem to differ from recent studies by Berlim et al. and Voigt et al. [19, 93], a meta-analysis of Lepping et al. also finds high sham response rates [94]. The technology of transcranial magnetic stimulation undergoes constant refinement, hence studies on effects of TMS show great heterogeneity in treatment protocols (and duration) and inclusion criteria. Of note, in the current study recruitment was limited to patients currently not receiving treatment with mirtazapine, trazodone, quetiapine, aripiprazole, compatible for PET imaging of the 5-HT1A receptor, as well as patients not receiving antiepileptic drugs or benzodiazepines on a regular basis regarding TBS treatment. Also, trajectories of remission and response to TMS seem to depend on specific characteristics, including age, benzodiazepine use and baseline depression severity [95]. An adequate level of functioning represents one condition for TBS, particularly in an outpatient setting, allowing for the inclusion of less severely depressed TRD patients (in comparison to, for example electroconvulsive therapy [96]). In addition, daily sessions might provide for a certain level of activation that could influence depression scores and symptom improvement over the treatment course. While treatment protocols for TBS are continuously refined based on new evidence, the herein reported response rates must be considered with caution, especially with our comparatively small sham group.
The size of the sham group (comprising female subjects only), but also the general sample size of 11 subjects constitutes the most important limitation of this study, restricting the generalizability of our data [97]. Screening and recruitment were performed based on previous power considerations to observe effects of iTBS on symptom reduction and group differences in PET data [49, 55, 98]. Bearing in mind the specific inclusion and exclusion criteria (including TRD and PET imaging), 35 subjects could be enrolled before the study had to be terminated early. Data of 24 of these 35 subjects could not be used since they had to be dropped out due to technical, medical, and personal reasons, including reconstruction errors, missing arterial input functions or withdrawal of consent for PET measurements. The dropouts were necessary for quality control, to maintain the gold-standard of PET analysis and reduce data variability [99]. To increase statistical sensitivity, we focused our analysis on the bilateral DLPFCs where TBS was administered. However, other ROIs, especially the raphe, but also the sgACC, the hippocampus and amygdala, where changes in 5-HT1A receptor might be expected, are missing in this analysis. Also, we did not account for potential effects of concomitant antidepressant pharmacotherapy in our analyses [100]. All patients had taken at least two antidepressive medications in sufficient duration and dosage before inclusion and currently received one or more agents acting on the serotonergic system (see Supplementary Table 1). Different classes of antidepressant medication affect the functioning of 5-HT1A receptors. SSRIs, MAO inhibitors, α2-antagonists and electric shocks seem to increase tonic activation of postsynaptic serotonin-1A receptors in the hippocampus [101]. However, the extent varies depending on the substance and the brain region [102]. Also, the effects on 5-HT1A functioning seem to be independent of changes in receptor density [99]. We therefore expect the effects of the concomitant medication to be negligible especially since treatment regimens had been stable for at least for weeks and had to remain unchanged throughout study participation.
In conclusion, we could show an effect of three-week bilateral TBS treatment on the distribution volumes of the 5-HT1A receptor in a group of patients suffering from treatment-resistant depression. While these results appear indicative of a connection of the 5-HT1A receptor with the mechanisms of action of theta-burst stimulation, they must be interpreted with caution, particularly because of the small sample and sham group size.
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Acknowledgements
This research was funded in whole, or in part, by the Austrian Science Fund (FWF) [Grant number KLI 551, PI: S. Kasper]. MMu is funded by the Austrian Science Fund (FWF) [Grant number DOC 33-B27, Supervisor R. Lanzenberger]. MBR is a recipient of a DOC fellowship of the Austrian Academy of Sciences at the Department of Psychiatry and Psychotherapy, Medical University of Vienna. We would like to express our gratitude towards Jonathan Downar for his assistance in the conceptualization of the study. We would further like to thank Gregor Gryglewski, Marius Hienert, Marie Spies, Christoph Kraus, Alexander Kautzky, Arkadiusz Komorowski, Paul Michenthaler, and Richard Frey for clinical support, and Lucas Rischka and Sebastian Ganger for technical support, and all additional staff and students from the Neuroimaging Lab (NIL) involved in the realization of this research. Moreover, we would like to thank radiotechnologists, Ingrid Leitinger, and Harald Ibeschitz, for operating PET. Preliminary findings of this study were submitted as a poster to the 33rd CINP Hybrid World Congress of Neuropsychopharmacology. The present manuscript represents an updated version of the article “Effects of bilateral sequential theta-burst stimulation on 5-HT1A receptors on dorsolateral prefrontal cortex in treatment resistant depression” published on the preprint server medRxiv (https://www.medrxiv.org/content/10.1101/2022.02.18.22271165v1).
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GSK, SK and RL conceptualized the study and wrote the study protocol. GMG, JU and TV were in charge of patient care and contributed to the data collection. CP, LN, CV were responsible for the production and quality control of the study-specific radioligand while WW, MMi and MH provided the necessary infrastructure for as well as supervision of the PET measurements. MMu, PS and MBR analyzed the imaging data under supervision of AH. MMu undertook the statistical analysis. JU, MMu and PBM wrote the first draft of the manuscript. RL, GSK and SK supervised the data analysis and significantly contributed to the manuscript. All authors contributed to and have approved the final manuscript.
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In the past three years SK has received grant/research support from Lundbeck; he has served as a consultant or on advisory boards for Angelini, Biogen, Esai, Janssen, IQVIA, Lundbeck, Mylan, Recordati, Sage and Schwabe; and he has served on speaker bureaus for Abbott, Angelini, Aspen Farmaceutica S.A., Biogen, Janssen, Lundbeck, Recordati, Sage, Sanofi, Schwabe, Servier, Sun Pharma and Vifor. Without any relevance to this work, RL declares that he received travel grants and/or conference speaker honoraria within the last three years from Bruker BioSpin MR and Heel, and has served as a consultant for Ono Pharmaceutical. He received investigator-initiated research funding from Siemens Healthcare regarding clinical research using PET/MR. He is a shareholder of the start-up company BM Health GmbH since 2019. GSK declares that he received conference speaker honorarium from Roche, AOP Orphan and Pfizer. TV has served on speaker bureaus for Janssen. Without relevance to this work, WW received within the last 3 years research grants from ITM Medical Isotopes GmbH (Munich, Germany) and Scintomics (Fürstenfeldbruck, Germany). He is a part-time employee of CBmed GmbH (Graz, Austria) and a co-founder of MINUTE medical GmbH (Vienna, Austria). Without relevance to this work, MM is scientific advisor for ROTOP Pharma GmbH. The other authors do not report any conflict of interest.
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Murgaš, M., Unterholzner, J., Stöhrmann, P. et al. Effects of bilateral sequential theta-burst stimulation on 5-HT1A receptors in the dorsolateral prefrontal cortex in treatment-resistant depression: a proof-of-concept trial. Transl Psychiatry 13, 33 (2023). https://doi.org/10.1038/s41398-023-02319-3
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DOI: https://doi.org/10.1038/s41398-023-02319-3