Abstract
Various parental characteristics, including psychiatric disorders and parenting behaviours, are associated with offspring mental health and related outcomes in observational studies. The application of genetically informative designs is crucial to disentangle the role of genetic and environmental factors (as well as gene–environment correlation) underlying these observations, as parents provide not only the rearing environment but also transmit 50% of their genes to their offspring. This article first provides an overview of behavioural genetics, matched-pair, and molecular genetics designs that can be applied to investigate parent–offspring associations, whilst modelling or accounting for genetic effects. We then present a systematic literature review of genetically informative studies investigating associations between parental characteristics and offspring mental health and related outcomes, published since 2014. The reviewed studies provide reliable evidence of genetic transmission of depression, criminal behaviour, educational attainment, and substance use. These results highlight that studies that do not use genetically informative designs are likely to misinterpret the mechanisms underlying these parent–offspring associations. After accounting for genetic effects, several parental characteristics, including parental psychiatric traits and parenting behaviours, were associated with offspring internalising problems, externalising problems, educational attainment, substance use, and personality through environmental pathways. Overall, genetically informative designs to study intergenerational transmission prove valuable for the understanding of individual differences in offspring mental health and related outcomes, and mechanisms of transmission within families.
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Introduction
Parents are considered a driving force in the development of their children and parental factors are associated with various mental health outcomes in offspring, including emotional and behavioural problems1. However, although observed associations between parental factors and offspring outcomes are often interpreted as direct environmental influences, in truth parents provide both the rearing environment and genes to their children. Thus, observed parent–offspring associations may be wholly or partially explained by genetic factors shared between the parent and child; i.e. in a gene–environment correlation (rGE), when exposure to specific environments depends on an individual’s genotype. The potential mechanisms (genetic transmission, environmental transmission and gene–environment correlation) underlying associations between parental characteristics and offspring outcomes are described in detail in Fig. 1. Designs that do not account for the role of genetic factors in parent–offspring correlations can lead to biased estimates and erroneous conclusions about the extent to which these associations are causal. Genetically informative designs that explicitly model or control for potential genetic effects are essential for improving our understanding of the true effect of the parentally provided environment on offspring mental health.
In genetic epidemiology, the classical twin design is generally used to decompose the contribution of genetic and environmental effects underlying human traits2. Twin-based research shows that most mental health and related traits are moderately heritable (under the influence of additive genetic effects), with additional variance explained by the unique environment (which is specific to each individual), and for some traits also the shared environment (environments that the twins have in common)3. However, classical twin studies say little about mechanisms of transmission within families where, in addition to genetic transmission, parental effects may be transmitted through both the shared environment via parentally provided rearing factors, and to a lesser extent, the unshared environment through specific parent–child interactions. Consequently, genetically informative designs that include both the parent and offspring generations are required to disentangle genetic and environmental effects underlying parent–offspring associations.
The present review aims to synthesise literature investigating the association between parental characteristics and offspring mental health and related outcomes in genetically informative designs. An earlier systematic review published in 2014 focused on the children-of-twins method4. However, several novel methodologies that investigate within-family transmission using innovative techniques have emerged in the past few years. Consequently, there is a gap in the literature for a broad systematic overview that incorporates all genetically informative designs that can be applied to study parent–offspring associations. Here, we focus on studies published from 2014 onwards, as these have not been covered by previous reviews. We first provide a brief overview of the types of genetically informative designs that can be employed to investigate parent–child associations. This is followed by a systematic review of studies investigating associations between parental characteristics and offspring mental health and related outcomes, including internalising behaviours (such as anxiety and depression), externalising behaviours (such as attention-deficit/hyperactivity disorder), educational attainment, substance use and personality.
Genetically informative designs
Designs that can be used to separate genetic and environmental mechanisms of transmission from parents to offspring broadly fall into the following three categories: behavioural genetics designs, matched-pair designs, and molecular genetics designs. In this section, we summarise the principles underlying these approaches (Fig. 2), describe specific methods in detail and discuss their application as well as advantages and disadvantages (Table 1).
Behavioural genetics designs
Behavioural genetics designs leverage knowledge of relatedness among individuals within a family to make inferences about the contribution of genetic and environmental factors underlying parent–offspring associations. The adoption5 and children-of-twins4,6 designs (Fig. 2) are key tools used to distinguish the effects of genetic and environmental transmission. Associations between biological parents and their adopted-away offspring suggest genetic transmission as although these parents and offspring are genetically related, the parents do not raise the child and hence have no environmental influence. On the other hand, associations between adoptive parents and offspring suggest environmental transmission as these parents and offspring are genetically unrelated, and are only connected through the environment. In children-of-twins studies, children of monozygotic twins are as genetically similar to their twin aunt/uncle as they are to their twin parent, whereas children of dizygotic twins share less genetic similarity with their aunt/uncle. Higher monozygotic than dizygotic avuncular correlations (between uncle/aunt and niece/nephew) are likely due to the higher proportion of shared genes, suggesting genetic transmission, whereas higher parent–offspring than monozygotic or dizygotic avuncular correlation indicates environmental transmission through the shared parent–child environment. Another key characteristic of adoption and children-of-twins studies is that they can be used to investigate rGE (Table 1). This is particularly important as even within genetically informative designs, unmeasured rGE can inflate estimates of genetic or environmental effects. For instance, if an observed parent–offspring association is present in both biological and adoptive duos, but the correlation is higher in biological (shared genes plus rearing) than adoptive (rearing only) families, this indicates the contribution of both genetic and environmental effects; i.e. passive rGE. If unaccounted for, this rGE, reflected in increased similarity between biological parents and lived-with offspring, could potentially lead to an inflated estimation of genetic transmission in adoption studies.
Due to modern developments in assisted reproductive technology and the availability of large-scale population-based registers, novel pseudo-adoption designs have emerged that apply the same principles (see adoption and related designs in Fig. 1) to investigate genetic and environmental effects in non-adoption families. Within assisted conception7 studies, genetically related or genetically unrelated parents are analogous to the biological and adoptive parents in an adoption design, whereas in triparental family8 and multiple parenting relationships9 designs, the rearing effect of step-parents and genetic effect of not-lived-with biological parents are examined (Table 1).
Matched-pair designs
Matched-pair designs strengthen the causal inference of an observed parent–offspring association by adjusting for all unmeasured genetic and environmental familial effects. In sibling comparison10 studies (Fig. 2), a sibling with no exposure to the parental candidate environment is included in the analysis as a control, as siblings are naturally matched for shared genes and the family environment. Environmental transmission is indicated if the parent–offspring association is observed only in the exposed offspring. Similarly, the case–control11 design includes matched parent–child control pairs who share the same proportion of genetic and environmental factors as the case parent–child pairs, but do not share the candidate exposure. As the matching is done by the researchers here, it is crucial that the process is thorough so that it can be reasonably argued that unmeasured confounders are unlikely to bias the results. Matched-pairs designs cannot be used to investigate rGE, as they do not directly measure genetic effects. However, sibling comparison studies generally rule out passive rGE, as the random distribution of parental alleles across offspring ensures that siblings are equally likely to receive genes associated with the exposure in the parent, and the outcome in the offspring. Evocative rGE can also be ruled out if exposure to the parental characteristic definitively precedes the offspring outcome.
Molecular genetics designs
Recent advances in molecular genetics provide novel ways of investigating genetic and environment effects underlying parent–offspring associations by using genomic data. In molecular genetics studies, the effect of genetic variants transmitted from parent-to-offspring on offspring behaviour indicates the presence of genetic transmission. As described in Figs. 1 and 2, parental genes can also have an indirect effect on offspring, through parental traits that are environmentally mediated but genetically influenced; a process otherwise known as genetic nurture. One way to separate genetic transmission and genetic nurture effects underlying specific parent–offspring associations is the use of polygenic scores. Polygenic scores (PGS) represent an aggregate genetic liability for a trait, determined by the presence and effect sizes of alleles associated with the trait12. In within-family PGS genetic sensitivity analysis, offspring PGS for exposure and outcome traits are included as covariates in the regression analyses to explore whether the association between a parental exposure variable and offspring outcome is attenuated by the offspring’s PGS. If that is the case, genetic transmission explains part of the parent–offspring association13. Although adjusting for PGS does not entirely eliminate genetic transmission as current PGS capture only a small proportion of trait heritability, such sensitivity analyses can show whether shared genes partially account for an observed parent–offspring association. In within-family PGS genetic nurture analyses, PGS can additionally be used to estimate the environmental influence of parental alleles not passed on to the offspring14,15. If PGS based on non-transmitted parental alleles are associated with an offspring trait (transmitted/non-transmitted method in Table 1), the effect of these parental genes on offspring behaviour likely occurs via an environment pathway, i.e. genetic nurture. Similarly, if parental PGS are associated with an offspring trait, after adjusting for the child’s own PGS (statistical control method in Table 1), this also suggests a nurturing effect of parental genes beyond that which is due to transmitted genes (see statistical control method in Table 1). The overall contribution of genetic nurture to offspring traits can be estimated using maternal-effects genome complex trait analysis (M-GCTA)16, relatedness disequilibrium regression (RDR)17 or trio-GCTA18 (Table 1). Each of these methods uses genotyped data from unrelated parent–offspring pairs to estimate the variance in offspring behaviour that is explained by their own genotype (SNP-based heritability; heritability accounted for by differences in measured genetic variants known as single-nucleotide polymorphisms) and genetic nurture (parental additive genetic effects acting via genetically influenced parental behaviours).
It is important to note that as current genetic nurture designs only index parental effects that are captured by their common genetic variation, these designs capture only a part of the overall parent-to-child environmental transmission. Parental traits that are not under the influence of common genetic variation may also influence offspring outcomes. To test whether specific parental behaviours are responsible for observed genetic nurturing effects, the parental phenotype can be included as a covariate in within-family genetic nurture analyses, M-GCTA, RDR or trio-GCTA. If a genetic nurturing effect on offspring behaviour is attenuated with the inclusion of the parental phenotype to the model, the parental phenotype is shown to be involved in the manifestation of the genetic nurturing effect. As with behavioural genetics designs, molecular genetics designs can be used to investigate rGE, by estimating covariance between additive genetic effects and indirect genetic nurturing effects (Table 1).
Methods
We searched for articles investigating associations between parental characteristics and offspring mental health and related outcomes. We defined related traits as those that have an established link to mental health in the literature. The Web of Science database was used to conduct a systematic search of studies published from 2014 to June 2020. The search terms consisted of study design variables (“children-of-twins” or “offspring of twins” or “adoption” or “assisted conception” or “sibling comparison” or “genetic nurture” or “non-transmitted” or “polygenic score”), parent variables (“parent” or “mother” or “father” or “maternal*” or “paternal*”), offspring variables (“offspring” or “child*”) and topic variables (“gene*” or “environment”). The search did not include predictor or outcome-specific search terms, so as not to limit the review to a particular set of traits. We restricted the search to scientific articles published in English. Through the results of the initial search, we identified additional designs that were relevant (Table 1), and ran separate follow-up searches for these study design variables (“extended twin” or “triparental” or “multiple parenting relationships design” or “matched pair” or “genome-wide complex trait analyses” or “relatedness disequilibrium regression”). Aside from the database searches, we scanned the references of papers for relevant studies and checked bioRxiv and medRxiv for relevant preprints.
After removing duplicates, the overall search yielded 2097 hits. Studies were included in the systematic review when the following criteria were met: the association between a parental characteristic and offspring behaviour was examined, a genetically informative design was used, and the phenotype in the offspring was a mental health or related trait. As current literature shows that most complex traits have a polygenic architecture, candidate gene studies were excluded from this review.
Results
After screening and assessment of search results (Fig. 3), we identified 89 articles for inclusion in this review. We present our synthesis of the literature by grouping the studies according to the offspring outcome in the following sections: internalising behaviours, externalising behaviours, educational attainment, substance use and personality. The number of studies and key findings for each outcome are summarised in Table 2. Details of all studies and their results are reported in Tables 3–7. Effect sizes showing the relative contribution of genetic and environmental factors in parent–offspring associations are included in the tables when studies provided standardised, well-interpretable statistics, i.e., odds ratios, percentage of variance explained or standardised betas.
Offspring internalising behaviours
Intergenerational transmission of internalising behaviours
Studies investigating the association between parent and offspring internalising behaviours (Table 3), including depression and anxiety, showed substantial evidence of genetic transmission of depressive symptoms19,20,21,22, and major depressive disorder (MDD) diagnosis23. This is in line with twin literature which shows that depression is a heritable phenotype3. After accounting for genetic effects, parental depression was associated with offspring internalising behaviours through environmental pathways, and these associations were observed throughout childhood20,21,24,25, adolescence19,26, and adulthood23. Similarly, associations between parental anxiety and offspring internalising behaviours also showed evidence of environmental transmission across development, from toddlerhood to early adulthood27,28,29,30,31,32. However, unlike depression, this association was not partly explained by shared genes, as there was no evidence of genetic overlap between parental anxiety and offspring internalising behaviours27,29,30,32. The lack of evidence for genetic transmission of anxiety is at odds with findings from twin literature which estimate that 40% of individual differences in anxiety are explained by genetic factors3. However, there are some possible explanations of why genetic transmission is not evident within the adoption and children-of-twins studies reviewed here. Measures of inherited risk in the adoption studies could lack validity, and may not adequately capture the genetic risk of anxiety from birth parents. Alternatively, as longitudinal studies show that genetic factors involved in anxiety change across the lifespan33, different genes could be relevant for the occurrence of anxiety in early life and adulthood. Therefore, parental anxiety and offspring internalising symptoms may share fewer common genetic factors that are not easily captured using adoption or children-of-twins designs. Even if different genes are involved in childhood internalising symptoms and adult anxiety, the observed environmental association indicates that exposure to an anxious parent is a risk factor for offspring internalising symptoms.
Overall, environmental associations between parental factors and offspring internalising behaviours were generally driven by exposure to concurrent parental anxiety or depression, whereas prenatal and post-natal symptoms did not have a long-lasting effect21,24,31,34. This finding stands in contrast to the substantial body of literature that interprets associations between perinatal maternal distress and offspring mental health outcomes in causal terms35. Based on the current findings, such parent–offspring associations detected in previous observational studies are likely to be attributable to unmeasured rGE, or concurrent parental depression. In investigating the presence of gene–environment correlation, several adoption studies found no evidence of evocative rGE, although some child-to-parent effects were identified19,28,30,32,36. These studies highlight the dynamic nature of parent and offspring relationships, where associations can be bidirectional, with both parent and offspring behaviour influencing the other.
Parenting behaviours
Children-of-twin studies examining genetic overlap between parenting and offspring mental health found that genes involved in parenting behaviours (such as parental criticism, parental affection and parent–child relationship quality) did not overlap with genes involved in offspring internalising behaviours37,38,39,40 (Table 3). After accounting for genetic relatedness, several parenting behaviours were associated with offspring internalising behaviours. Negative parenting behaviours, including over-reactive parenting41, harsh parenting36 and parental criticism37,40 were associated with more offspring internalising behaviours, whereas parental expressed affection and a good parent–child relationship quality were associated with positive offspring self-worth38, and fewer internalising problems39, respectively. Of note, an innovative sibling comparison based on Swedish registry data identified a protective effect of adoptive parenting in children of high-risk biological parents with MDD diagnosis42. In interpreting associations between parenting behaviours and offspring outcomes, it is important to again note that these parent–offspring associations can be bidirectional, with each affecting the other over time. Furthermore, parenting behaviours can be evoked by the offspring’s genetically influenced internalising behaviours. However, three adoption studies found no evocative rGE effects of offspring internalising symptoms32,36,37, although one study reported child-to-parent effects wherein child anger predicted prospective harsh negative parenting36.
Genetic nurture
Genetic nurture is a relatively new topic within psychiatric genetics, and as such, we identified only two studies that investigated environmentally mediated effects of parental genes on offspring internalising behaviours (Table 3). Both studies were based on the Norwegian Mother, Father and Child (MoBa) sample and estimated variance in offspring depression and anxiety symptoms that was explained by indirect parental genetic effects, over and above the transmission of genes from parent to child. The earlier study, with a smaller sample size, found no evidence for genetic nurture43, whereas the subsequent study with three times the sample size identified a genetic nurturing effect on offspring depressive symptoms that was mediated by maternal emotional symptoms44. This finding is in line with the studies reviewed above which showed environmental associations between maternal depression and offspring internalising behaviours20,21,24 and shows that seemingly environmental associations between parental factors and offspring outcomes may nonetheless be driven by genetically influenced parental traits.
Parental educational attainment
A large children-of-twins and siblings study investigating associations between parental educational attainment and offspring depressive symptoms found evidence of genetic, but not environmental transmission45 (Table 3). Genetic overlap between education attainment and depression has been reported previously46, and this study highlights that without the use of genetically informative designs to account for genetic transmission, phenotypic associations between parental educational attainment and offspring internalising symptoms could be misinterpreted as causal.
Parental substance use
A large sibling comparison study investigated associations between maternal alcohol use during pregnancy and offspring emotional problems47 (Table 3). Although exposed children were more emotionally reactive and had more somatic complaints than their unexposed siblings, associations between maternal drinking and offspring anxiety and depressive symptoms seemed to be explained by factors shared by siblings born of the same mother. Previous literature investigating the impact of drinking during pregnancy on offspring internalising behaviours shows mixed findings47, making it difficult to make firm conclusions on whether there is an environmental association.
Offspring externalising behaviours
Intergenerational transmission of externalising behaviours
Several adoption studies investigating the intergenerational transmission of externalising behaviours (Table 4) were based on the Early Growth and Development Study (EGDS) sample. Detection of effects in these studies seemed to correlate with sample size, indicating that power considerations are important in interpreting these results. In studies with fewer participants (up to 361 families), birth parent externalising behaviour, antisocial behaviour and self-regulation were uncorrelated with offspring externalising behaviours48,49,50, suggesting no shared genetic effects. However, studies with more participants (561 families) showed correlations between birth parent and offspring externalising behaviours51, and between birth parent antisocial behaviour and offspring callous–unemotional behaviours52, although oppositional and attentional-deficit behaviours were uncorrelated with birth parent antisociality52. Findings from previous literature show substantial heritability of externalising behaviours3 and highlight the important role of genetic transmission in explaining parent–offspring simarlity4. It is likely that the detection of genetic transmission in adoption studies requires more power, especially if the specific parent and offspring phenotypes under investigation are related, but not identical traits.
The role of environmental transmission in externalising behaviours has also been previously implicated4. Here, we identified one adoption study which found no robust evidence for an association between parent antisociality and offspring disruptive behaviours53. In addition, three large Swedish population-based studies of criminal behaviour found robust evidence of both genetic and environmental transmission of criminal behaviour8,54,55 and showed that risk of criminal behaviour was strongest in families where the same parent provided both the genes and the rearing environment8,55.
Parental anxiety or depression
Evidence from adoption and children-of-twins studies showed genetic overlap between parental depression and offspring externalising behaviours, including ADHD19,20,21,22,56 (Table 4), whereas associations between overall parental internalising symptoms and offspring externalising symptoms showed mixed results in four adoption studies25,41,51,57. Genetic overlap between depression and externalising phenotypes has been reported previously58, and the generalist-gene hypothesis suggests that the same genes may pose genetic vulnerabilities toward multiple distinct psychiatric disorders.
After accounting for genetic relatedness, exposure to parental depression was associated with offspring externalising problems in several studies19,20,21,22,24,25,56, whereas parental anxiety22 and overall internalising symptoms57 were unrelated to offspring externalising behaviours. Combined with the findings described above, this indicates that exposure to a depressed parent is a risk factor for both internalising and externalising behaviours. As with childhood internalising problems, the association between maternal depression and childhood externalising problems was often observed only in relation to concurrent depressive symptoms21,22,24, although one children-of-twins study reported an association between prenatal maternal depression and ADHD in 5-year-olds56. Current results mainly highlight that associations with prenatal depression in observational studies that do not control for genetic effects are likely partly explained by unmeasured rGE. One adoption study investigating rGE reported evocative effects; birth parent depression predicted offspring externalising problems, which in turn predicted adoptive parent depression19. As well as demonstrating how genes and environment work in combination, the study highlights the bidirectional relationship between parent and offspring mental health phenotypes.
Parenting behaviours
Genetic associations between parenting and offspring externalising behaviours were scarcely investigated (Table 4). A children-of-twins study reported no genetic overlap between parental monitoring and offspring externalising problems59, whereas an adoption study reported that birth mother personality characteristics were partially associated with offspring callous–unemotional behaviours60. Previous children-of-twins studies show that it is plausible that parents with a predisposition for negative parenting behaviours have offspring predisposed to psychopathology, and subsequently both phenotypes may share a common aetiology4.
Studies of environmental transmission found associations between both positive and negative parenting and offspring externalising behaviours. Negative parenting behaviours were associated with increased offspring externalising behaviours49,53,60,61,62, but these effects were sometimes inconsistent across raters. For instance, over-reactive parenting was associated with parent-rated41,48, but not teacher-rated50 externalising problems. This could reflect differences in the child’s behaviour observed at home by the parent, or at school by the teacher. Alternatively, these differences could be indicative of rater biases resulting from differences in the interpretation of scale items, a unique perception of the children’s behaviour, or the rater’s own mental health63. More research is required to clarify rater-specific findings. Focusing on positive parenting, factors such as parental knowledge of offspring whereabouts, good parent–child relationship quality, positive reinforcement, and warm parenting were associated with fewer externalising problems50,51,52,59,64, whereas there were no associations between parental positive reinforcement and ADHD symptoms52, or maternal support and offspring delinquent behaviour65. Investigation of possible gene-environmental correlation between parenting and offspring externalising behaviours in adoption samples found no passive or evocative rGE effects in the associations between parental knowledge and offspring externalising behaviours59, whereas one study reported an evocative rGE showing that parental hostility was evoked by genetically influenced offspring behaviour61, and another reported child-to-parent effects on maternal support and negativity65. As well as highlighting the bidirectionality of parent–offspring associations, these studies show that associations between parenting and offspring outcomes vary by phenotype and no single explanation fits all parenting–offspring associations.
Parental substance use
Two studies reported that parental drug abuse66 and smoking67 shared genetic overlap with offspring externalising behaviours (Table 4). These reports of genetic overlap are in line with classical twin studies which suggest that comorbidity between substance use and externalising behaviours is partly due to overlapping genetic factors68,69. After accounting for genetic relatedness, mixed evidence for environmental associations between parental substance use and some offspring externalising behaviours was found. Maternal smoking during pregnancy was linked to offspring oppositional defiant disorder70 and conduct problems70, whereas a larger study showed no association with offspring disruptive behaviours71. Similarly, smoking during pregnancy was associated with parent-reported ADHD symptoms in one sibling comparison study72, but not another70, and was not associated with ADHD diagnosis in a large population-based sample73. Exposure to maternal alcohol use during pregnancy was linked to offspring aggression in one study47, and to offspring ADHD symptoms in another74, but the latter association was not reliably observed across measurement instruments, and moreover, maternal drinking was not associated with ADHD diagnosis74 or attentional problems47. Studies of parental substance use during childhood found no environmental effect of parent alcohol and tobacco use64 or drug abuse66 on offspring externalising behaviours. The overall pattern of results indicates that prenatal exposure to substance use may be associated with some offspring externalising behaviours, but no firm conclusions can be drawn from current or previous work.
Parental education attainment
Three studies found evidence of genetic overlap between parental education attainment and offspring ADHD symptoms13,45,75 (Table 4). Genetic overlap between educational attainment and ADHD is previously known76, and is hypothesised to either suggests a common neurobiological process underlying both inattention symptoms and academic achievement, or an indirect mechanism through which genetically influenced inattention impacts academic achievement77. Both of these scenarios are feasible in the context of the observed parent–offspring associations.
Findings for an environmental pathway were mixed. Although a within-family PGS study estimated that the association between maternal education and offspring ADHD would be null after adjusting for PGS that captured all heritability based on twin-based estimates13, a large children-of-twins study found that maternal education was associated with offspring ADHD symptoms even after accounting for genetic relatedness45. Parental educational attainment has been associated with specific parenting styles78, and it seems plausible that these parenting behaviours subsequently influence offspring ADHD. However, based on what we know from twin literature, where ADHD shows very high heritability, and little effects of the shared or unique environments3, the overall impact of parenting behaviours on ADHD is likely to be small.
Genetic nurture
One within-family PGS study of ADHD found no genetic nurturing effect on offspring ADHD due to ADHD or educational attainment related to parental genes75. Although this finding requires replication, it is compatible with what we know from twin-based literature, discussed above.
Offspring educational attainment
Intergenerational transmission of educational attainment
Studies investigating intergenerational educational attainment showed consistent evidence of genetic overlap between parent and offspring educational attainment13,45,79,80,81 (Table 5). Additional evidence of genetic transmission was provided by several within-family PGS studies showing that parental genetic liability for educational attainment predicted offspring educational attainment13,75,82,83,84,85. After accounting for genetic relatedness, evidence of environmental transmission of intergenerational educational attainment was observed in several studies45,79,80,81,82. Taken together, current literature indicates that as well as passing on education-associated genes, parents may shape the rearing environment in a way that influences the offspring’s subsequent educational attainment. However, these environment influences may nonetheless be partly influenced by parental genes. In line with this, a within-family PGS study provided evidence of passive rGE, showing that individuals with higher PGS for educational attainment tended to grow up in better-educated households than those with lower PGS86.
Genetic nurture
Research into genetic nurture has gained traction in the last two years, starting with the publication of three landmark studies with novel designs to identify genetic nurturing effects on offspring educational attainment14,83,87 (Table 5). These studies have highlighted that parental genes can have an indirect (environmentally mediated) effect on offspring educational attainment through parental traits that are genetically influenced. The genetic nurturing effect on offspring educational attainment has been replicated in several samples15,75,78,84,85,86,88,89, and a few studies reported that the observed effect was partly explained by family socioeconomic status14,15,89. This finding is compatible with an adoption study which found that adoptive parents with higher income had offspring with increased educational attainment90. Other studies reported additional mediating effects of parental IQ88, maternal health during pregnancy89 and parenting behaviours78. The last study was the first to show that specific parenting behaviours are under the genetic influence of education-associated genes, and that these genetically influenced parenting behaviours are subsequently associated with offspring educational attainment. In addition, the study reported evidence of passive rGE, as mothers with higher PGS for education attainment provided home environments that were more conducive to higher educational attainment (greater cognitive stimulation, more warm and sensitive parenting, and less chaotic and safer, tidier homes)78. Evidence of passive rGE was also found for the overall genetic nurturing effect in a within-family PGS study of adoption samples, where parental PGS of educational attainment was more strongly associated with offspring educational attainment in biological families than adoptive families85. This particular passive rGE has also been reported outside of the reviewed work91.
Maternal smoking during pregnancy
A large children-of-twins study reported genetic overlap between maternal smoking during pregnancy and offspring general cognitive ability67 (Table 5). This finding is in line with the known negative genetic correlation between smoking and educational attainment92 and highlights that in observational studies without genetically informative designs, this parent–offspring association explained by unmeasured genetic effects could lead to spurious conclusions. Investigations of environmental transmission did not reveal robust associations; maternal smoking during pregnancy was negatively associated with reading cognition71, but associations with other measures of cognitive functioning71, general cognitive ability67, and academic achievement67 did not remain after accounting for genetic relatedness. Previous literature on genetically informative designs suggests that familial factors, including genetic effects, account for the relationship between smoking during pregnancy and offspring cognition93.
Offspring substance use
Intergenerational transmission of substance use behaviours
Studies investigating intergenerational transmission of substance use behaviours (Table 6) showed consistent evidence of genetic transmission of substance involvement94, alcohol use9,95,96,97, drug abuse8,9,98,99 and smoking initiation100. There was also evidence of environmental transmission of many substance use behaviours, including drinking behaviour101, alcohol use disorder8,9,95,97, drug abuse8,9,11,98,99,102, smoking behaviour100,103 and addiction-prone personalities104, whereas parental dependency on alcohol was not consistently associated with offspring alcohol involvement94,96. Two studies showed no long-term effects of maternal smoking during pregnancy on offspring substance use behaviours67,105. Although parental substance use behaviours were generally associated with an increased likelihood of substance use in offspring, an extended twin study observed negative environmental transmission of smoking behaviours, whereby parental smoking had an inhibiting effect on offspring smoking initiation103. The finding was marginally significant and requires replication. One study found evidence of passive rGE underlying parent–offspring similarity in drinking behaviours, with more similarities in biological parent–child relationships than in adoptive families106.
Parenting behaviours
Studies investigating the associations between parenting behaviours and offspring substance use (Table 6) showed that adoptive parenting behaviours such as parental involvement107, family care104, family cohesion, parental monitoring, parental care and parental support108 were associated with a lowered risk of offspring substance use behaviours, whereas adoptive parents’ overprotectiveness or control had no effect108. In addition, children exposed to adoptive parenting had a lower risk of drug abuse than their unexposed sibling, indicating a protective effect of adoptive parenting on substance use behaviours, which was also reported for MDD above109.
Offspring personality
There was evidence of genetic and environmental influences underlying associations between parental characteristics and offspring personality (Table 7). Parent sociability and offspring positive emotionality110, and parent behavioural motivation and offspring social motivation61 shared common genetic factors, whereas the intergenerational transmission of neuroticism seemed to be environmentally explained29. There was no evidence of an environmental association between parental traits, including anxiety111, sociability110, and smoking during pregnancy71, and offspring personality traits such as sociability and temperament. In addition, an extended twin study found no evidence of environmental transmission or rGE underlying associations between parent and offspring dimensional personality traits112. However, two studies observed evocative effects of offspring social behaviours on parenting; adopted offspring’s genetically influenced social behaviours predicted adoptive parent hostility61 and child-centred parenting111. Overall, current and previous literature indicates that relationships between parental factors and offspring personality vary substantially by phenotype, and can involve both genetic and environmental processes.
Discussion
This review provides a broad overview of genetically informative literature investigating associations between parental characteristics and offspring mental health and related outcomes. This is a topic of substantial interest, with 89 relevant articles published in the past 6 years. Overall, reviewed studies showed reliable evidence of genetic transmission of depression, criminal behaviour, educational attainment, and substance use behaviours from parent-to-child. Additionally, cross-phenotype genetic overlap was observed in several instances; for example, parental depression, substance use, and educational attainment were all associated with offspring externalising behaviours through genetic pathways (Table 2). After accounting for genetic transmission, parental depression or anxiety were associated with offspring internalising or externalising behaviours through environmental pathways. For maternal exposures, these associations were related to concurrent maternal symptoms, with no long-lasting effect of prenatal depression or anxiety on offspring mental health. Other environmental associations and rGEs were observed for parent–offspring similarity in criminal behaviours, substance use behaviours, and educational attainment. In addition, positive and negative parenting behaviours held associations with offspring internalising behaviours, externalising behaviours, substance use behaviours, and educational attainment, with some evidence of rGE. Finally, cross-lagged studies showed bidirectional associations between parenting traits and offspring behaviours, where parenting predicted offspring behaviours, and offspring behaviours predicted parenting.
The reviewed literature highlights that genetically informative designs must be implemented to model or control for genetic effects in studies investigating parental influences on offspring development. There was substantial evidence of genetic overlap between parental and offspring phenotypes for both similar traits (e.g. parental depression and offspring internalising symptoms)19,20,21,22,23 and dissimilar traits (e.g. parental depression and offspring externalising problems)19,20,21,22,56. As well as indicating genetic transmission of similar traits, these findings indicate that the same genetic factors may be relevant for the development of several distinct mental health problems92, and could also partly explain the comorbidity between mental health disorders that is widely observed in literature113. Without accounting for genetic transmission within families, observational studies run a serious risk of misinterpreting these associations as causal environmental influences. For instance, it was observed that after accounting for shared genetic effects, perinatal maternal depression did not hold any long-lasting associations with offspring internalising or externalising behaviours in childhood21,22,24,31,34. This is in contrast to the substantial body of literature that interprets associations between perinatal maternal distress and offspring mental health outcomes in causal terms35. We urge future studies investigating parent–offspring associations to err on the side of caution in interpreting their results and consider evidence from multiple methodologies in forming their conclusions. Even genetically informative designs can be skewed towards non-genetic findings if there is insufficient power in the study. Triangulating evidence from multiple methodologies is required before a general conclusion can be reached on whether a given parent–offspring association is likely to be truly present, after accounting for shared genetic effects or rGE.
Even so, the reviewed studies indicate that both genetic and environmental factors are important in associations between parental factors and offspring mental health outcomes (Table 2). These overall findings raise two important questions; to what extent are parent–offspring associations due to genetic transmission, and to what extent does parenting truly matter? Findings from classical twin literature indicate that between 40 and 80% of individual differences in mental health phenotypes such as internalising and externalising problems between people are explained by additive genetic effects3. This suggests that the largest way through which parents influence offspring mental health outcomes is through the passing on of their genes. In addition, estimates of heritability for mental health phenotypes within classical twin literature tend to increase with age, while the influence of the shared family environment decreases114. From a developmental perspective, this indicates that genetic influences on offspring mental health become increasingly important as the child gets older while the overall environmental impact of parental characteristics on offspring behaviour is likely to be small. In the current review, effect sizes showing the relative contribution of genetic and environmental factors in parent–offspring associations were not consistently reported and the available statistics are hard to compare between studies. Some studies reported higher effect sizes for genetic or environmental transmission, while others reported equal effect sizes for genetic and environmental effects in parent–offspring associations (Tables 3–7). Based on prior knowledge, the overall effect of any single parental environmental exposure is likely to be far lower than the estimated heritability of offspring mental health and related traits, as is the effect of a single genetic variant. It is also worth highlighting that environmentally mediated influences can still be under the influence of parental genes. Previous twin literature shows that parenting behaviours are under genetic influence themselves and reflect heritable individual differences115,116,117. Genetic nurture is a new way to index the environmentally mediated effect of parental genes on offspring behaviour. The reviewed studies provide evidence of genetic nurture effects on offspring internalising symptoms and educational attainment (Table 2). This is a promising area of research and we expect the development and application of genetic nurture designs to continue to expand in the coming years.
As well as demonstrating genetic overlap and environmental transmission within parent–offspring associations, the reviewed studies showed that confounding by passive rGE is also prevalent within genetically informative designs (Table 2). If unmodelled, these unmeasured effects may inflate the estimation of both genetic and environmental factors. Additionally, evocative rGE can also explain parent–offspring associations. The reviewed studies showed evidence of evocative rGEs underlying associations between parental characteristics and offspring internalising symptoms, externalising symptoms and personality (Table 2). These findings are compatible with previous literature which shows a moderate impact of offspring’s genetically influenced behaviours on parenting factors118,119. In instances where evocative rGE effects were not observed, child-to-parent effects were sometimes still present19,28,30,32,36,65. These findings highlight the bidirectional and dynamic nature of parent–offspring associations, with child-to-parent effects, as well as parent-to-child effects, and also show the importance of cross-lagged models in modelling parent–offspring associations over time.
Reviewed findings with clinical implications are worth highlighting further. Parents with depression, anxiety, substance use problems, and externalising behaviours appeared to pass on these traits to the offspring through both genetic and environmental mechanisms. This information can be used to extend preventative and early intervention services to high-risk children of parents with internalising, externalising, or substance use disorders in healthcare settings. Family-based interventions, including cognitive, behavioural, and psychoeducational components, are already shown to be effective in children of parents with internalising and externalising disorders120. In addition, several reviewed studies showed that positive parental environments, such as parental warmth and positive reinforcement, were protective against externalising and substance use behaviours in children with high inherited risk51,52,109. Whilst preventative interventions for externalising problems already include a family component, current preventative strategies for substance use incorporate school-based and skills training approaches121. A family-based approach could be a valuable addition to preventative interventions of substance use behaviours in early life.
To conclude, parental factors are important predictors of offspring mental health and related outcomes. Both genetic and environmental processes are important in these associations. Further clarification of these processes requires more research. Exciting opportunities for parent–offspring research are increasingly present, with the availability of more datasets and ongoing advances in methodologies.
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Acknowledgements
This work was supported by the European Union’s Horizon 2020 research and innovation programme, Marie Sklodowska Curie Actions—MSCA-ITN-2016—Innovative Training Networks (grant number 721567; CAPICE project). Eshim S. Jami was supported by an Academy Ter Meulen grant from the Royal Netherlands Academy of Arts and Sciences, and Anke R. Hammerschlag was supported by the Children’s Hospital Foundation and University of Queensland strategic funding. Meike Bartels is supported by a European Research Council consolidator grant (grant number 771067 WELL-BEING). The authors thank Zainab Humayun for the illustrations used in Figs. 1 and 2.
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Jami, E.S., Hammerschlag, A.R., Bartels, M. et al. Parental characteristics and offspring mental health and related outcomes: a systematic review of genetically informative literature. Transl Psychiatry 11, 197 (2021). https://doi.org/10.1038/s41398-021-01300-2
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DOI: https://doi.org/10.1038/s41398-021-01300-2
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