Introduction

Follicular lymphoma (FL) ranks among the most prevalent indolent non-Hodgkin lymphoma (NHL) and is incurable by a continuous pattern of relapse.1 Some patients progressed within 2 years (POD24) or relapsed after an initial response to first-line anti-CD20 monoclonal antibody-based chemotherapy regimens and eventual development of refractory disease2; generally, patients with POD24 or refractory FL had poor prognosis, which challenged positive clinical treatment.3 Despite available treatments (including chemoimmunotherapy, and targeted and cellular therapies) for subsequent relapses, successive relapses may lead to declining response rates and survival, progressively shortening remissions, and increased risk of cumulative toxicity.4,5,6,7,8 Thus, given the long natural history of relapsed and/or refractory (R/R) FL, paramount therapeutic focus for R/R FL is on increased objective response rates (ORR), prolonged survival, and reducing toxicities, ultimately improving patients’ quality of life.9,10

The dysregulation of PI3K signaling in hematological malignancies underscores the potential significance of PI3K inhibitor development.11 Several phosphatidylinositol 3-kinase (PI3K) inhibitors with idelalisib,12 copanlisib,13 duvelisib,14 and umbralisib15 target the abnormal PI3K pathways that drove lymphoma progression and are approved by FDA for third- or later-line R/R FL (Supplementary Table S1). Nonetheless, limited ORR ranging from 45.3%-59.0% and complete response rate (CRR; 1.6%-6.0%), and tolerability issues with high frequencies of serious toxicities (hepatic and gastrointestinal toxicity, colitis, pneumonitis, and infection) reported in these agents compromise treatment.12,14,15,16 Currently, the investigations on structural optimization, effective toxicity management, and predictive biomarkers partly mitigated the toxicities limiting the PI3K inhibitor development17,18; while there remains an unmet need for new PI3K inhibitors in balancing the enhanced activity with mitigated toxicities.

Preclinical evidence suggested that simultaneous blockade of PI3Kα and PI3Kδ could eliminate constitutive activation of PI3K and compensatory signaling-related mechanisms of resistance, thus increasing the activity.19,20 Considering the functionally dominant role of PI3Kδ in lymphocytes, isoform-specific inhibitors may result in reduced toxicity than less specific pan-PI3K inhibitors.21 Besides, the therapeutic effects of PI3Kδ blockade on FL arises from causing a less supportive and tolerogenic immune microenvironment and subsequently interfering with the tumor-promoting micro-environmental crosstalk.22 Thus, all these rationales suggested that dual blockade of PI3Kα/δ may be an attractive target. The mode of intravenous infusion of copanlisib, a potent pan-PI3K inhibitor predominantly targeting both isoforms of PI3K-α and PI3K-δ, may lead to high-risk hyperglycemia (41% grade ≥3) and hypertension (24% grade ≥3).13 Consequently, a need remains for oral improved PI3Kα/δ inhibitor that ideally optimize safety.

TQ-B3525, a selective orally PI3K α/δ inhibitor, is newly developed by China. Preclinical characterization with kinase activity indicated that the TQ-B3525 half maximal inhibitory concentration (IC50; unpublished data) of each class I PI3K isoform was much lower than idelalisib and duvelisib, and comparable with copanlisib.23,24,25 More thrillingly, TQ-B3525 has shown preliminary promising clinical activities and favorable safety (10.0% grade ≥3 hyperglycemia and 3.8% grade ≥3 hypertension) in advanced malignancies, especially R/R lymphoma.26

Although tazemetostat (enhancer of Zeste homolog 2 [EZH2] inhibitor), mosunetuzumab (CD20xCD3 bispecific T-cell engager antibody), and chimeric antigen receptor (CAR)-T therapies represent major advances in three or later lines R/R FL treatment, such issues, like cytokine release syndrome (CRS), immune effector cell-associated neurotoxicity syndrome (ICANS), and secondary T-cell malignancies of CAR-T therapies,27 still raise wide concerns. We reasoned that TQ-B3525, as a PI3K inhibitor with a different mechanism of action from those three drugs, may serve as a valuable treatment addition and feasible therapeutic option for R/R FL patients, particularly for those in China. Besides, the oral modality of TQ-B3525 may also create convenience and accessibility for cancer therapy compared with CAR-T therapies.28,29,30,31 In this phase II registration study, we assessed the clinical outcomes of TQ-B3525 in R/R FL following two or more lines of previous therapies.

Results

Patient characteristics

Between May 20, 2020, and November 26, 2020, 25 patients were enrolled at the run-in stage; median age was 55.0 (range, 49–61) years and other baseline characteristics were found in Table S2.

Based on the results from the run-in stage, 121 patients from 41 sites in China were screened for stage 2 study from November 29, 2020, to June 18, 2022, of whom 82 were enrolled and included in the ITT and SS. As of the data cutoff (December 18, 2022), 41 (50.0%) patients were still on treatment; the majority (25/82, 30.5%) discontinued treatment due to disease progression (Fig. 1). Table 1 showed the baseline characteristics of 82 ITT populations. Median age was 52.5 (range, 32–76) years and 62.2% were male. Most patients (79/82, 96.3%) had ECOG PS of 0–1. The majority (64/82, 78.0%) had stage III-IV diseases, and median disease course of FL was 37.7 (range, 4.8-156.2) months. Forty-four (54.3%) were intermediate-/high-risk FL per Follicular Lymphoma International Prognostic Index 2 (FLIPI-2). All cases had received prior rituximab-based regimens, with R-CHOP/R-CDOP (76/82, 92.7%) being common; and 46 (56.1%) patients were refractory to last therapies. Median number of previous treatment lines was 3 (range, 2–7). No one received autologous/allogeneic stem cell transplants before the enrollment. Progression of disease within 24 months (POD24) at enrollment occurred in over half (73.2%).

Fig. 1
figure 1

Trial profile at stage 2. SS safety analysis set, PPS per-protocol set, ITT intent-to-treat

Table 1 Baseline characteristics at stage 2

Efficacy

Median follow-up was 24.9 months at the run-in stage (cutoff date, December 18, 2022). Among 25 patients with evaluable efficacy, 6 (24.0%) patients achieved CR based on the IRC assessment (Table S3). The percentage of patients with the IRC-assessed objective response and disease control was 88.0% (95% CI, 68.8–97.5%) and 92.0% (95% CI, 74.0–99.0%), respectively. Median DOR was 11.8 (95% CI, 5.5-not estimable) months. Median PFS was 12.0 (95% CI, 7.3-not estimable) months; 24-month OS rate was estimated as 78.9% (95% CI, 56.4–90.6%) and median OS was not reached. The consistent results (ORR, 88.0%; CRR, 20.0%; DCR, 96.0%; median DOR, 14.8 months; median PFS, 10.9 months) assessed by the investigator were provided in Table S3.

Median follow-up at the stage 2 was 13.3 (95% CI, 10.1–18.9) months by the data cutoff (December 18, 2022). Of 82 patients, 28 (34.2%) achieved CR and 43 (52.4%) achieved PR, with IRC-assessed ORR of 86.6% (95% CI, 77.3–93.1%; Table S4). The study met its predefined primary endpoint, which significantly rejected the null hypothesis of ORR (≤40%). SD was attained in 7 (8.5%) patients and PD in 2 (2.4%) patients (Fig. 2a). As per IRC assessment in 82 patients, 70 (85.4%) achieved lesion reduction of at least 50% following TQ-B3525 treatment (Fig. 2b). Consistent with the IRC assessment, the investigator assessment showed an ORR of 87.8% (95% CI, 78.7–94.0%; Table S4). Also, ORR (IRC-assessed 88.6%; investigator-assessed, 89.9%) in the PPS yielded similar results to the analysis in the ITT (Table S5).

Fig. 2
figure 2

TQ-B3525 treatment and response outcomes in the ITT at stage 2. a Swimmer plot. b Waterfall plot of tumor change from baseline. PD progressive disease, SD stable disease, IRC independent review committee, PR partial response, NE not estimable, CR complete response

Responses for stage 2 were rapid and durable. For the ITT population, IRC-assessed median TTR was 1.8 (range, 0.2–9.3; Table S4) months, and DOR was not reached (95% CI, 9.2-not estimable; Fig. 3a). Investigator-assessed median TTR (1.8 months) and DOR (14.8 months) were similar to the above results (Table S4 and Fig. 3b). There were 26 (31.7%) PFS events as assessed by IRC; median PFS was 18.5 (95% CI, 10.2-not estimable; Fig. 3c) months, with both 58.3% of the patients remaining progression-free at 12 and 18 months. Investigator assessment also demonstrated similar PFS results (18.4 months; Fig. 3d). Median OS was not reached because of insufficient events (8 [9.8%] deaths; Fig. 3e); 12- and 24-month OS rates were respectively estimated as 91.8% (95% CI, 82.5–96.3%) and 86.1% (95% CI, 72.3–93.3%). A PPS analysis with DOR (IRC-assessed, not reached; investigator-assessed, 14.8 months), PFS (IRC-assessed, 18.5 months; investigator-assessed, 18.4 months), and OS (not reached) was consistent with these results in the ITT (Table S5 and Fig. S1).

Fig. 3
figure 3

Kaplan-Meier curves of DOR, PFS, and OS at stage 2 (ITT population). DOR as per IRC (a) and investigator assessments (b). PFS as per IRC (c) and investigator assessments (d). OS (e). DOR duration of response, mo months, OS overall survival, NR not reached, NE not estimable, CI confidence interval, IRC independent review committee, PFS progression-free survival

Subgroup analysis at stage 2 showed that response rates confirmed by IRC (ORR range, 76.2–96.8%; Fig. 4a) and investigator (ORR range, 77.8–-100.0%; Fig. 4b) in the ITT population were consistent across all patient subgroups including age, sex, histological grade, lines of prior systemic therapies, relapsed or refractory to last therapies, ECOG PS, POD24, bone marrow involvement, FLIPI, and Lugano stage. Favorable DOR, PFS, and OS were also observed in various subgroups (Fig. S2). Analysis in subpopulation with high-aggressive disease indicated by POD24 revealed that ORR assessed by IRC (90.9% vs. 85.0%) and investigator (95.5% vs. 85.0%) was numerically higher in non-POD24 than POD24 patients. Of note, patients who are clinically challenging to treat, such as those with POD24 (90.9%), refractory diseases to last therapies (84.8%), or Lugano stage III-IV (85.9%), exhibited a high IRC-assessed ORR exceeding 80.0%. Patients who underwent third-line or later treatments also have an ORR of 79.5% by IRC assessment. Patients with primary refractory disease attained an IRC-assessed ORR of 87.5%; besides, median DOR and PFS assessed by IRC and median OS were not reached.

Fig. 4
figure 4

Forest Plot of subgroup analysis for ORR in ITT at stage 2. Response rates were assessed by IRC (a) and investigator (b). ORR objective response rate, ITT intent-to-treatment, CI confidence interval, POD24 progression of disease within 24 months, IRC independent review committee, ECOG PS Eastern Cooperative Oncology Group Performance Score, FLIPI-2 Follicular Lymphoma International Prognostic Index 2

Safety

Median exposure with TQ-B3525 was 7.5 (range, 0.1–23.5) months and median exposure was 8.5 (range, 0–26) cycles (Table S6). Median actual and relative dose intensity (RDI), along with cumulative dose of TQ-B3525 were 480.7 (range, 310.6–615.4) mg/day, 79.0% (range, 51.0–100.0%), and 4050.0 (range, 80.0–14300.0) mg, respectively. Nearly half (46.3%) received 80–120% of RDI.

Any-grade treatment-related AEs (TRAEs) were observed in all 25 (100.0%) patients at the run-in stage, and mainly included hyperglycemia (19/25, 76.0%), neutropenia (16/25, 64.0%), diarrhea (15/25, 60.0%). Grade 3 or higher TRAEs were reported in 19 (76.0%) cases and primarily were neutropenia (9/25, 36.0%) and hyperglycemia (7/25, 28.0%). There were no deaths from any cause at the run-in stage (Table S7).

TRAE with an incidence of ≥10% at stage 2 was summarized in Table 2. All 82 patients in the SS experienced at least one treatment-related AE (TRAE) of any grade; frequent TRAEs were hyperglycemia (68/82, 82.9%), diarrhea (46/82, 56.1%), neutropenia (37/82, 45.1%), and leukopenia (31/82, 37.8%). Grade 3 or higher TRAEs occurred in 63 (76.8%) cases, with neutropenia (18/82, 22.0%), hyperglycemia (16/82, 19.5%), and diarrhea (11/82, 13.4%) being common. The grade 3 or higher TRAEs of special interest occurring in 61.0% of patients mainly included neutropenia (18/82, 22.0%), hyperglycemia (16/82, 19.5%), diarrhea (11/82, 13.4%), thrombopenia (7/82, 8.5%), lymphopenia (7/82, 8.5%), infectious pneumonia (6/82, 7.3%), and pneumonitis (5/82, 6.1%; Table S8). Serious TRAEs occurred in 39 (47.6%) patients and mainly included infectious pneumonia (8.5%), pneumonitis (7.3%), hyperglycemia (6.1%), diarrhea (6.1%), interstitial lung disease (3.7%), and upper respiratory infection (3.7%). Dosing of TQ-B3525 was reduced in 61 (74.4%) and interrupted in 60 (73.2%) patients due to TRAEs (Table S9). Eight (9.8%) patients discontinued TQ-B3525 as a result of a TRAE. Among 13 patients with pneumonitis, 3 dose reductions, 7 dose interruptions, and 2 treatment discontinuations were observed.

Table 2 Treatment-related adverse events (TRAEs) with incidence of ≥10% in SS at stage 2

Only 1 death occurred and was considered possibly TQ-B3525 treatment related: a 56-year-old male with baseline ruptured neck mass experienced sepsis after approximately 1.5 months of first treatment and finally died following the discontinuation of TQ-B3525 and symptomatic treatment (Table S10).

All 82 patients experienced treatment-emergent AEs (TEAEs) at stage 2, of which 81.7% had grade 3 or higher events (Table S11). Commonly reported grade 3 or higher TEAEs included neutropenia (18/82, 22.0%), hyperglycemia (16/82, 19.5%), and diarrhea (13/82, 15.9%). Serious TEAEs occurred in 46 (56.1%) patients.

Discussion

This phase II study met the primary endpoint with statistical significance, demonstrating an ORR of 86.6% (CRR, 34.2%). A median TTR of 1.8 months and an 18-month DOR rate of 51.6% suggested rapid and durable responses. Median PFS and OS were respectively 18.5 months and not reached. Favorable response and survival were consistent across patient subgroups, which was in favor of TQ-B3525 treatment for R/R FL regardless of baseline characteristics.

Currently, several PI3K inhibitors, including idelalisib, copanlisib, duvelisib, and linperlisib, reported an ORR of 42–79.8% and CRR ranging from 1 to 15.5% in patients with R/R FL.12,13,14,32 In contrast, the efficacy data for TQ-B3525 suggested a superior response rate (86.6%) with particularly a higher CRR of 34.2%. Also, median DOR (IRC-assessed not reached, investigator-assessed 14.8 vs. 10.8–12.3 months) and PFS (18.5 vs. 9.5–13.4 months) with TQ-B3525 were also longer than these agents. Despite limitations of cross-trial comparisons, TQ-B3525 monotherapy elicited significant efficacy.

Compared to pivotal trials with PI3K inhibitors in indolent lymphoma,12,13,14 high and durable TQ-B3525 responses may be partly due to the histologic subtype with all FL in our study; as demonstrated in the copanlisib trial, the frequent and dominant up-regulation of the BCR/PI3K signaling in FL may result in FL patients being more likely to respond to treatment.16 Usually, inhibition of PI3K-δ led to compensatory activation of PI3K-α, undermining the intended therapeutic effect33; consequently, it was speculated that the better activity of TQ-B3525 compared to PI3K-δ or PI3K-α inhibitors may be due to simultaneous blockade of PI3K-α and PI3K-δ and overcoming subsequent resistance. However, further explorations are warranted to elucidate the mechanism for antitumor effects of TQ-B3525 in lymphoma, including the collection of tumor samples from patients developing resistance to PI3Kδ inhibitors to assess the activation status of the PI3Kα and the response to TQ-B3525 and the evaluation of PI3Kδ inhibitors and TQ-B3525 in lymphoma animal models with PI3Kα constitutive activation.

The baseline characteristics in TQ-B3525 study were comparable to R/R FL with approved PI3K inhibitors in pivotal clinical trials. Thereinto, the majority were diagnosed with advanced-stage disease (78.0%) and had ECOG PS of 0–1 (96.3%) and histologically confirmed low-grade malignancy (84.1%) at enrollment. Thrillingly, the subpopulation with Lugano stage III-IV attained numerically superior ORR (85.9% vs. 42–79.8%) in our study compared with the entire population in copanlisib, linperlisib, idelalisib, and duvelisib trials.12,13,14,32 As evidenced by extensive literature reporting FLIPI-2 as a prognostic tool for FL,10,34 the fact that most enrolled patients classified as low- intermediate risk by the FLIPI-2 may be one plausible explanation for favorable response and survival, consistent with the findings from subgroup stratified by FLIPI-2 (low vs. intermediate vs. high risk: ORR, 94.6% vs. 82.6% vs. 76.2%). Besides, data from predefined subgroup analysis also indicated that rare bone marrow involvement (11.0%) representing a potential consideration conferred an overall benefit, which was typical for Chinese FL patients.35 Importantly, patients with bone marrow involvement (77.8%) and high FLIPI-2 scores (76.2%) also achieved a deep response of nearly 80%. Notably, compared to ones previously receiving first- or second-line therapies, patients experiencing prior third-line or later treatments had favorable improvements in DOR (HR, 0.55) and PFS (HR, 0.61); while cautious interpretation should be noted for the relation between the TQ-B3525 treatment sensitivity and pretreatment extent due to limited overall sample size. While the previous studies that breast cancer patients resistant to endocrine therapy exhibiting stronger PI3K inhibitor treatment sensitivity had frequent occurrence of PI3K mutations and overactivation of the PI3K/Akt/mTOR signaling36 suggested the need for future focus on the characterization of the molecular and genomic signatures to identify lymphoma patients who could better benefit from TQ-B3525.

In this study, over half (56.1%) had disease refractory to previous last therapies and all priorly received rituximab-based regimens and alkylating agents. Most patients (73.2%) progressed within 2 years (POD24) after first treatment regimen. It has been established that POD24 was identified as a convincing adverse prognostic factor for FL.37,38 Subgroup analyses showed an ORR of 85.0% for POD24 patients compared with 90.9% for non-POD24. Besides, better DOR (HR, 0.69) and PFS (HR, 0.68) were observed in patients with POD24 than non-POD24. Irrespective of the POD24 status, patients treated with TQ-B3525 had a numerically impressive response and survival than with linperlisib.32 Overall, by all of the stratified criteria combined, TQ-B3525 achieved a clinically meaningful therapeutic effect for R/R FL patients regardless of patient baseline characteristics, making it a promising treatment option in the evolving therapeutic landscape.

The safety of TQ-B3525 warranted intense scrutiny following the black box warnings for several PI3K inhibitors.39,40 Overall, the AE profiles observed here were consistent with those with single-agent TQ-B3525 from phase I study and other PI3K inhibitors12,14,26,32,41,42,43; no unexpected or new safety signals were found. The frequent hyperglycemia reported here, the known on-target effect of PI3Kα inhibition as mediating insulin signaling,44 was expectedly higher than several PI3Kδ inhibitors.12,32,43 However, hyperglycemia was mostly grade 1–2 and controllable using dose modification or supportive care. Notably, grade 3 or higher hyperglycemia (19.5%) was less frequent compared to copanlisib (41%).13 Besides, fewer hypertension events (any-grade, 4.9% vs. 30%; grade ≥3, 1.2% vs. 24%) were documented here over those in copanlisib trials.13 Considering the risk of hyperglycemia and hypertension potentially relating to the intravenous infusion mode of copanlisib,45,46 our oral dosing schedule continuously may also represent a feasible strategy instead of the intravenous dosing of copanlisib intermittently. Although gastrointestinal and liver toxicities and cutaneous reactions were commonly seen with the inhibition of PI3Kδ,18,47 alanine aminotransferase (18.3% vs. 23–47%) and aspartate aminotransferase increased (14.6% vs. 28%-35%) were presented here at a lower incidence compared with idelalisib and copanlisib12,13; and no colitis was reported. In addition, diarrhea occurred frequently (56.1%) and was generally self-limiting (median time of onset of the first episode, 15 [range, 5–83] days), which did not lead to related deaths. Similarly to prior studies,12,13,14,32 hematologic AEs were also frequent in our study; importantly in this study, no patients experienced severe myelosuppression and discontinuation of TQ-B3525 as a result of hematologic toxicities. Of note, pneumonitis occurred in 15.9% of patients, which highlighted the importance of close monitoring and early intervention of respiratory symptoms in the prescribing information for TQ-B3525. Among 301 patients from all TQ-B3525 studies, 58 patients experiencing TRAEs with pneumonia-like symptoms, of whom 37.9% received glucocorticoids. Only 1 death occurred due to sepsis. TQ-B3525 was not recommended for diabetic patients. Of note, personalized dosing strategy with proactive dose modifications when patients achieved CR or experienced certain grade 1–2 toxicities specified in our protocol may partly contribute to favorable safety of TQ-B3525 monotherapy in treatment with R/R FL patients.

Taken together, TQ-B3525, an oral dual PI3Kα/δ inhibitor, demonstrated a deep and durable response in clinically challenging FL patients. In terms of safety, TQ-B3525 reduced toxicities with hyperglycemia and hypertension compared with intravenous copanlisib and also presented differentiated AE profiles relative to PI3Kδ inhibitors. Besides, no life-threatening hepatitis, colitis, intestinal perforation, or skin reactions were reported in TQ-B3525 compared to PI3Kδ inhibitors. Given the limited third- or later-line therapies, TQ-B3525 may represent a novel potential and attractive therapeutic approach for R/R FL. However, the safety results comparing TQ-B3525 with other PI3K inhibitors should be interpreted with caution considering the differences in chemical structure, dosing mode, and ethnicity.12,17,45,46 Overall, larger-scale randomized trials and long-term safety follow-up are required to ascertain safety profiles of TQ-B3525; besides, conducting Meta-analysis of existing studies on PI3K inhibitors and real-world studies could enhance our understanding of the effects of TQ-B3525. In parallel, more future efforts ensuring the clinical safety application of TQ-B3525 should also focus on appropriate intermittent dosing regimens and effective toxicity management (such as CD4 monitoring, prophylactic antibiotics [Abx], intravenous immunoglobulin [IVIG] administration, and optimization of the timing, dosage, and duration of steroids).

Of note, a randomized phase III trial in relapsed indolent non-Hodgkin lymphoma demonstrated that the combination of copanlisib and rituximab significantly improved survival compared to placebo plus rituximab48; it suggested that PI3K inhibitors could combined with drugs frequently used in the FL treatment (e.g. lenalidomide and rituximab) to potentially synergistically enhance the antitumor efficacy. Furthermore, beyond the impressive antitumor activity of TQ-B3525 monotherapy, several preclinical investigations and clinical studies have guided future efforts in translational and clinical research towards combining TQ-B3525 with EZH2 inhibitors, bispecific antibodies, CAR-T therapy, BTK inhibitors, and PD-1 monoclonal antibodies in dual or triple therapies.49,50,51,52

Several limitations of our study should be noted. First, single-arm design without an external control group posed a challenge to accurately interpret cross-trial comparisons and provide a compelling evaluation of the impact of TQ-B3525. Second, extended survival and safety follow-up will be necessary to further assess clinical impacts of TQ-B3525. Finally, all patients were Chinese, potentially limiting the generalizability of our findings to other racial/ethnic groups.

In conclusion, oral TQ-B3525 exhibited favorable efficacy and manageable safety profiles, positioning it as a novel valuable therapeutic modality for heavily pretreated Chinese R/R/ FL patients. More thrillingly, TQ-B3525 received breakthrough therapy designation in July 2021 for the second or later-line R/R/ FL treatments.

Materials and methods

Study design

This open-label, single-arm, phase II study (ClinicalTrial.gov Identifier: NCT04324879) comprised a run-in stage followed by a stage 2 and was conducted at 41 sites in China. It primarily evaluated the clinical outcomes of TQ-B3525 in R/R FL patients after ≥2 prior systemic therapies. The study protocol was approved by ethics committees of primary centers with Sun Yat-sen University Cancer Center (NO. A2020-001-03) and Tianjin Union Medical Center (NO. 2021 [06]) and ethics committees of other centers. All patients have signed informed consent. This study was in compliance with the international standards of good clinical practice, the Declaration of Helsinki, and local laws and regulations.

Patient population

Patients aged at least 18 years with histopathologically proven grade 1-3a FL and at least one radiologically measurable malignant lesion of lymph nodes as well as extranodal lymphoma were eligible. Patients experienced relapsed and/or refractory diseases after ≥2 lines of therapies, including rituximab or anti-CD20 monoclonal antibody. Refractoriness was defined per protocol as being unresponsive to at least one-line rituximab-containing therapy or progressing during the therapy or 6 months following treatment completion. Patients with life expectancy of ≥3 months, adequate organ functions, and Eastern Cooperative Oncology Group performance status (EGOG PS) ≤ 2 were enrolled.

Patients with active central nervous system lymphoma, diabetes, transformation of FL to diffuse large B-cell lymphoma, previous treatments with PI3K inhibitors or CAR-T, or autologous stem-cell transplant within 3 months before first TQ-B3525 dose or previous allogeneic (at any time) or autologous (within 3 months before the first dosing) hematologic stem-cell transplant were excluded. Complete eligibility criteria were detailed in Table S12.

Procedures

Patients were administered orally 20 mg TQ-B3525 (Chia Tai Tianqing Pharmaceutical Group Co., Ltd., Nanjing, China) once daily in 28-day cycles unless unacceptable toxicity occurred or disease progressed. Patients attaining complete response (CR) were required dose reductions of TQ-B3525 to 15 or 10 mg daily, with later doses at the investigator’s discretions. Patients were permitted a maximum of two dose reductions when clinically significant toxicities occurred; re-escalation was not allowed. Once cumulative duration of dosing interruption due to toxicities exceeded 4 weeks, treatment was discontinued. Detailed dose titration criteria were described in Table S13.

Endpoints and assessments

The primary endpoint was independent review committee (IRC)-assessed ORR, including patients achieving a CR and partial response (PR) as per the 2014 Lugano classification response criteria.53 Case experiencing bone marrow involvement at baseline were required evaluation of bone marrow biopsies to confirm CR. Secondary endpoints were ORR by investigator assessment; the IRC- and investigator-assessed disease control rate (DCR, percent of a CR, PR, and stable disease [SD]), duration of response (DOR, time from the first response to progressive disease [PD] or death, whichever occurred first), time to response (TTR, interval between starting TQ-B3525 and achieving CR or PR), progression-free survival (PFS, time between treatment initiation and PD or any-cause death, whichever came first), overall survival (OS, time between first dose of TQ-B3525 and all-cause death), and safety. Adverse events (AEs) were graded based on the National Cancer Institute Common Terminology Criteria for Adverse Events (version 5.0).54

Tumors were assessed by positron emission tomography-computed tomography (PET-CT) and computed tomography (CT)/magnetic resonance imaging (MRI) per 2014 Lugano classification response criteria during the 28-day screening. CT/MRI and PET-CT for response assessments were respectively carried out at 8-week and 16-week intervals at the first 48 weeks of treatment, and 16-week and 32-week intervals thereafter. PET-CT was required to further confirm CR assessed using CT/MRI within 7 days, followed by being waived within the subsequent 8 weeks.

Statistical analysis

There was no formal estimation of sample size due to the exploratory design of the run-in stage study. The stage 2 registration study was carried out based on the data from the run-in stage. Sample size at the stage 2 was determined by the primary endpoint ORR. A sample of 64 patients had a power of 90% to test the hypothesis that the ORR would be 60% against the null hypothesis that it would be 40% or lower, with 0.025 as one-sided significance level. Totally 80 subjects were required, considering the dropout incidence of 20%.

The efficacy was primarily analyzed in intent-to-treat (ITT) population, consisting of all enrolled subjects irrespective of using the study drug. Efficacy data in the per-protocol set (PPS), which comprised the ITT population who had no major protocol violations, exhibited good compliance, and completed at least one-cycle therapy and one post-baseline tumor assessment, was analyzed as supportive results. Safety was evaluated in safety analysis set (SS), including cases with at least one dosing and safety records.

Patient characteristics and safety analyses were summarized descriptively. Descriptive measures for continuous variables were interquartile range (IQR) or range, and for categorical variables were frequencies (percentage [%]). The 95% confidence intervals (CI) of DCR and ORR were assessed by binomial Clopper-Pearson method. The correlation between response rates and clinicopathological factors was evaluated with chi-square test. OS, PFS, DOR, and TTR were analyzed by Kaplan-Meier method and between-group differences were compared by the log-rank test. Survival data from subjects without disease progression or death were censored at the last tumor assessment. A two-sided p value < 0.05 represents statistically significant in all analyses by SAS software (v.9.4; SAS Institute, Cary, NC, USA).