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# Revealing the nature of optical activity in carbon dots produced from different chiral precursor molecules

## Abstract

Carbon dots (CDs) are light-emitting nanoparticles that show great promise for applications in biology and medicine due to the ease of fabrication, biocompatibility, and attractive optical properties. Optical chirality, on the other hand, is an intrinsic feature inherent in many objects in nature, and it can play an important role in the formation of artificial complexes based on CDs that are implemented for enantiomer recognition, site-specific bonding, etc. We employed a one-step hydrothermal synthesis to produce chiral CDs from the commonly used precursors citric acid and ethylenediamine together with a set of different chiral precursors, namely, L-isomers of cysteine, glutathione, phenylglycine, and tryptophan. The resulting CDs consisted of O,N-doped (and also S-doped, in some cases) carbonized cores with surfaces rich in amide and hydroxyl groups; they exhibited high photoluminescence quantum yields reaching 57%, chiral optical signals in the UV and visible spectral regions, and two-photon absorption. Chiral signals of CDs were rather complex and originated from a combination of the chiral precursors attached to the CD surface, hybridization of lower-energy levels of chiral chromophores formed within CDs, and intrinsic chirality of the CD cores. Using DFT analysis, we showed how incorporation of the chiral precursors at the optical centers induced a strong response in their circular dichroism spectra. The optical characteristics of these CDs, which can easily be dispersed in solvents of different polarities, remained stable during pH changes in the environment and after UV exposure for more than 400 min, which opens a wide range of bio-applications.

## Introduction

The development of nanomaterials for theranostics is an urgent task1. Ideal candidates should simultaneously serve as markers for early diagnosis of diseases and possess a therapeutic effect, and their structural parameters and physicochemical properties should be effectively tuned2,3,4. Luminescent carbon nanoparticles termed carbon dots (CDs) are promising in this respect, and this is due to their biocompatibility, bright emission, and ease of fabrication and further chemical functionalization5,6,7. Much work has been done on the development of synthetic protocols for highly emissive CDs with photoluminescence (PL) quantum yields (QYs) over 50%8,9,10,11,12, shifting their optical transitions to deep-red and near-infrared spectral regions by increasing size of sp2-domains13 and N-doping14. This is needed for improving the resolution and sensitivity of bioimaging15,16,17, as well as for widening the toolkit for functionalization of the CD surface, such as by attaching proteins and antibodies for targeted bonding to living tissues18,19, sensing ions20, and increasing photothermal conversion for cancer treatment21. Optical chirality, on the other hand, is an intrinsic property of many natural objects, which also attracts scientific attention for biomedical applications, such as enantioselective recognition and chiral sensing22. Chiral CDs can be formed on chiral substrates such as cellulose nanocrystals23 or produced by a one-pot synthesis from chiral precursors such as citric acid and d-proline24 or l/d-glutamine25. Another way to produce chiral CDs is postsynthetic treatment of achiral CDs with chiral molecules, including proline, phenylalanine, histidine, tryptophan, alanine, and proline methyl ester, as was shown by Ostadhossein et al.26, and tyrosine, phenylalanine, tryptophan, serine, and glutamic acid, as was shown by Zhang et al.27. In this case, the chirality of CDs is mainly inherited from chiral molecules. In our recent study28, we offered a comparison of these approaches and showed that surface functionalization and one-pot synthesis result in optical transitions in circular dichroism spectra of different natures, namely, inherited chirality from the precursor, hybridization of the energy levels of the precursor and CD, and formation of a chiral CD core. However, the origin of chirality in CDs produced by one-pot syntheses and the pathways for controlling the circular dichroism signal still require attention.

Another important feature that should be considered in bioimaging applications of CDs is improvement of the resolution and the signal-to-noise ratio by minimizing autofluorescence, which can be achieved by red-shifting the optical transitions into the deep-red and near-infrared spectral regions13,20, or multiphoton excitation of CD emission29. The latter approach offers reduced autofluorescence and a larger penetration depth, longer observation time, and less photodamage to biological tissues30. Thus, the development of synthetic methods for formation of chiral CDs with high multiphoton absorption cross-sections is of current interest, but it is challenging.

Herein, we developed synthetic routes toward chiral CDs from different chiral precursors. The resulting CDs possessed rather superior optical properties: their PLQYs reached 57%, they showed chiral signals in the UV and visible spectral regions, and the emission could be excited through two-photon absorption. Combined with the stable optical characteristics of these CDs, which did not change much upon variation of environmental pH and after UV exposure for more than 400 min, the chiral CDs produced in this work may find applications in bioimaging, sensing, drug delivery, and theranostics.

## Results

A set of four CDs was synthesized in water under hydrothermal conditions (190 °C, 8 h) from citric acid and ethylenediamine while varying the chiral precursor molecules l-cysteine, l-glutathione, l-phenylglycine, and l-tryptophan; they are designated hereafter as CD-cys, CD-glu, CD-phe, and CD-try, respectively (Fig. 1). Cysteine contains an α-amino group, an α-carboxylic acid group, and a methionine side chain. Glutathione is a well-known zwitterionic tripeptide consisting of glutamic acid attached via its side chain to the N-terminal cysteinyl glycine. Thus, both cysteine and glutathione contain sulfur as a heteroatom, in addition to nitrogen and oxygen. Phenylglycine contains a benzene ring bonded to the α-carbon as a side chain and tryptophan contains indole as a side chain attached to the β-carbon along with the α-amino group and α-carboxylic acid group. CDs hydrothermally synthesized under the same conditions from citric acid and ethylenediamine served as a reference sample and are designated CD-eda or “achiral CDs” in the forthcoming discussion. A detailed description of the synthetic procedures for all the samples is provided in the “Materials and methods” section.

### Size and morphology of CDs

Transmission electron microscopy (TEM) images shown in Fig. 2 certify that all of the synthesized CDs comprise spherical nanoparticles. The size distribution was calculated from the TEM images by counting approximately 100 particles for every sample; the average sizes of CDs were found to be 4.0 ± 0.4, 5.2 ± 0.4, 8.2 ± 0.8, and 5.2 ± 0.3 nm for CD-cys, CD-glu, CD-phe, and CD-try, respectively. The particle average size for the achiral CD-eda was determined to be 6.3 ± 0.4 nm (Fig. S1). Representative high-resolution TEM (HRTEM) images of single CDs shown in Fig. 2 revealed that all samples contained sp2-domains with an interplanar distance of 0.21 nm, which corresponds to the (100) crystal planes of graphitic carbon31. The hydrodynamic sizes of CDs have been estimated from dynamic light scattering (DLS), as shown in Fig. 2i. According to the DLS analysis, they were 18.2 ± 2.5, 6.5 ± 2.2, 11.7 ± 4.0, 8.7 ± 1.5, and 5.6 ± 1.9 nm for CD-eda, CD-cys, CD-glu, CD-phe, and CD-try, respectively. From the comparison of CD sizes estimated from TEM and DLS measurements (Fig. 2i), it can be inferred that the increased DLS diameter for CD-cys and CD-glu may be related to different extension of the hydrated CD surface. Figure 2j shows the zeta potentials of the CDs, which certify that all of them possess a negatively charged surface (−8.0, −5.2, −11.0, and −14.2 mV for CD-cys, CD-glu, CD-phe, and CD-try, respectively). The zeta potential of achiral CD (CD-eda) showed the most negative charge among the samples (−25.0 mV), which may be related to its largest hydrodynamic size estimated from DLS measurements (Fig. 2i).

A comparison of TEM and DLS data suggests that the use of precursors containing benzene rings (sp2-hybridized domains), such as l-phenylglycine and l-tryptophan, results in the formation of CDs with smaller hydrodynamic sizes and surface groups with larger negative charges. The use of precursors with aliphatic chains, such as l-cysteine and l-glutathione, results in the formation of smaller particles, and the surface groups provide smaller negative charges.

### Chemical composition of CDs

Fourier transform infrared (FTIR) spectra of five CD samples are shown in Fig. 3a. All CDs had a broad and intense band at 3100–3500 cm−1, which was attributed to N–H groups and H-bonding of the –OH groups. Two distinct bands at ~3060 and 2880–2940 cm−1 were also observed for all CDs, and these were due to the presence of C–H stretching modes of aromatic and aliphatic carbons, respectively. These bands were more intense for CD-phe and CD-try. The most intense peaks for all CDs were observed at 1645 and 1535 cm−1 and were ascribed to –C=O stretching and N–H bending trans to the carbonyl oxygen of the amide group, respectively. In the spectral region 1500–1600 cm−1, bands corresponding to C=C stretching in benzene rings were observed for all samples. In addition to those peaks, CD-phe and CD-try exhibited a strong and narrow peak at 740 cm−1, which was attributed to a = C–H bending vibration in a benzene ring. For CD-phe and CD-try, a set of peaks in the range 1400–1450 cm−1 was observed and attributed to the C–N stretching mode of the amide group. Another intense peak associated with C–N stretching was observed at 1370 cm−1 for CD-eda and CD-cys, which was found at 1380 cm−1 for CD-phe and to 1390 cm−1 for CD-glu and CD-try. For all samples, the set of peaks in the region 1210–1300 cm−1 and peaks at 1180 and 1050 cm−1 were attributed to C–N and C–O stretching modes. Thus, we can conclude that all CD samples consisted of O, N-doped carbon networks rich in hydroxy and amide groups.

The chemical compositions of the five CD samples were further investigated by X-ray photoelectron spectroscopy (XPS). Full survey XPS spectra (Fig. S2) confirmed that all CDs were composed of C, O, and N atoms, whose relative atomic percentages are shown in Fig. 3b and in Table S1. Along with O and N atoms, CD-cys and CD-glu also contained 0.5 and 0.4% S atoms, respectively (Table S1). From the high-resolution XPS spectra provided in Fig. S3, the C 1s peak consisted of three peaks attributed to C–C/C=C (284.4 eV), C–O/C–N (286.2 eV), and C=O (288.4 eV) bonds. The integrated intensities of the C–C/C=C peak for CD-cys, CD-glu, and CD-phe were larger than those for CD-eda and CD-try. The N 1s peak consisted of two bands at 399.6 and 401.5 eV, which were attributed to pyrrolic N and amino groups, respectively. The O 1s peak consisted of two bands at ~531.2 and ~532.6 eV, which were attributed to C=O and C–O/O–H, respectively. For CD-phe, a peak at 532.8 eV, which corresponded to C–O/O–H bonds, dominated the O 1s spectrum. For the S 2p spectra of CD-cys and CD-glu, two peaks at approximately 164.2 and 168.4 eV were attributed to –SH and –SO4, respectively (Fig. S4).

The Raman spectra of the five CD samples contained four bands—D* or TPA, D, A, and G (Fig. S5), which could be attributed to a disordered graphitic lattice or trans-polyacetylene chains, breathing modes of sp2-domains, amorphous carbon with sp3-hybridization, and a stretching mode for sp2-domains, respectively32. Thus, all of these CD samples could be viewed as amorphous carbon matrices that included domains of sp2-hybridized carbon33. We can conclude that the synthesized CDs have O, N-doped (and for CD-cys, CD-glu also S-doped) carbon networks in their cores, amide and hydroxy groups at their surfaces, and rather similar chemical compositions.

### Optical properties of CDs

The optical characteristics of all CD samples synthesized in this work are summarized in Table S2. In the absorption spectra of the five CD samples shown in Fig. 4a, two distinct regions can be highlighted: one is between 200 and 300 nm and another is between 300 and 400 nm. Optical transitions in the 200–300 nm spectral region can be ascribed to π–π* transitions in sp2-hybridized carbon domains29. Peaks located at 210 and 245 nm in the absorption spectra were almost identical for CD-eda, CD-cys, and CD-glu. CD-phe also had a peak at 210 nm, but another peak was more intense and shifted to 270 nm. In the absorption spectrum of CD-try, these two peaks were further shifted toward the longer-wavelength region and were observed at 220 and 280 nm. The absorption band at 240–280 nm corresponding to amino acids may coincide with the π–π* transition of CDs34. The second region (300–400 nm) was commonly attributed in the literature to n–π* transitions29. In this spectral range, one broad absorption peak at 340 nm was observed for CD-eda, CD-cys, and CD-glu, and it was found at 350 and 365 nm for CD-phe and CD-try, respectively. These trends can be related to the combined effects of increased O-doping, carbonization, and size, especially for the CD-phe sample. Moreover, CD-glu showed increased absorption in the spectral region >450 nm, which was attributed to the presence of molecular groups on the surface.

The PL spectra of the five CD samples were almost the same, with a PL peak position at 450 nm independent of an excitation wavelength shorter than 400 nm (Fig. 4b and Fig. S6). When excited with wavelengths longer than 400 nm, the PL peak positions for all samples red-shifted as the excitation wavelength was increased (Fig. S6), which indicated the presence of lower energy states. PL excitation (PLE) spectra of the five CD samples monitored at the PL maximum (490 nm) are shown in Fig. 4c; they generally corresponded to the absorption spectrum for each respective sample. For CD-eda, CD-cys, and CD-glu, PLE peaks were observed at 245 nm with a shoulder at 215 and at 365 nm. For the other two chiral CDs, these peaks were red-shifted and observed at 230 and 370 nm for CD-phe, and at 250 and 370 nm (with a shoulder at 350 nm) for CD-try. Thus, the tendencies observed for the PL and PLE spectra suggested that emission originated primarily from n–π* transitions of similar molecular groups formed during CD syntheses and was independent of the type of chiral molecules used.

At the same time, the chemical compositions of the chiral precursors affected the PLQY and PL decay times, as shown in Fig. 4d. The PLQY of achiral CD-eda was 51%, while those for CD-cys and CD-glu decreased to 41% and 30%, respectively. For the CD-phe and CD-try samples synthesized in the presence of phenylglycine and tryptophan—two molecules containing benzene rings—the PLQYs reached 55% and 57%, respectively. The same trend was observed for the average PL lifetimes, which are shown with diamonds in Fig. 4d; these were derived from the PL decays shown in Fig. S7. The average PL lifetimes were 13.3, 11.5, 10.9, 14.2, and 13.9 ns for CD-eda, CD-cys, CD-glu, CD-phe, and CD-try, respectively. From the equation $${\mathrm {PLQY}} = \frac{\tau }{{\tau _{\mathrm r}}} = \frac{{k_{\mathrm r}}}{{k_r + k_{{\mathrm {nr}}}}}$$, where τ is the measured PL lifetime, τr is the natural or intrinsic lifetime, and kr and knr are the emissive and nonradiative decay rates of the fluorophore, respectively, the latter parameters were estimated and are listed in Table S2. These parameters were compared with those of fluorophores often formed during CD syntheses and exhibiting similar optical properties35, namely, blue-emissive citrazinic acid and 1,2,3,5-tetrahydro-5-oxo-imidazo[1,2-a]pyridine-7-carboxylic acid (IPCA). It is worth mentioning that citrazinic acid and IPCA exhibit spectral parameters similar to those of the synthesized CDs, as shown in Table S2. The CDs synthesized in this work demonstrated slightly increased intrinsic PL lifetimes within the range of 24–36 ns, compared to 20 and 17 ns for citrazinic acid36 and IPCA37, respectively (Table S2). This can be explained by the interactions of luminescence centers within CDs that resulted in increases in PL lifetimes together with decreases in PLQYs, as was recently shown for acridone derivatives38.

### Effects of UV exposure, pH, and solvent polarity on the optical properties of CDs

For potential applications of CDs, it is important to determine the stability of their emission under continuous UV excitation; details of the experiments are provided in the Supporting Information. The changes in PL intensities of the samples shown in Fig. S8 together with the changes in PLQYs (shown in Fig. 4d) after 420 min of UV exposure suggest that the photostabilities of CDs were inversely proportional to the initial PLQYs. This can be related to the photobleaching rates of emissive states within CDs: molecular states with higher PLQYs have lower stabilities and are more prone to damage by photobleaching, as shown in several studies39. Figure S8a shows that stronger declines in PL intensities, especially for CD-glu and CD-try, were observed during the first 50 min of UV irradiation, after which they remained rather stable. After 420 min under UV exposure, the PL intensities decreased to 60%, 43%, 33%, 23%, and 18% of the initial PL intensities for CD-glu, CD-cys, CD-eda, CD-phe, and CD-try, respectively (Fig. S8a). The difference in photostabilities of chiral CDs compared to achiral CDs is also reflected by changes in the shapes of the PL bands, as shown in Fig. S8b. This was attributed to the different photostabilities of luminescence centers within CDs, in particular a possible difference between core-related and surface-related emissions40, which was also reflected by the differences in the absorption and PLE spectra of CD-cys and CD-glu compared to CD-phe and CD-try (Fig. 4a, c). The photobleaching process was irreversible for all studied samples. After UV irradiation for 420 min, the PLQYs of CD-eda, CD-cys, CD-glu, CD-phe, and CD-try were still 17%, 18%, 13%, 10%, and 18%, respectively (Fig. 4d), which makes the implementation of such CDs as luminescent agents in bioimaging rather feasible41.

The effect of pH on the optical properties of the chiral CDs produced here was studied for the CDs with the highest PLQY, namely, CD-phe. The pH of the initial aqueous solution of these CDs was approximately 6, which was changed to become more acidic (down to 0) or more basic (up to 12) by addition of concentrated HCl or KOH, respectively (see details in Supporting Information). Within this rather broad range of pH values, the PL intensity of the CDs was only reduced by approximately 15–25%, and even for a strongly acidic pH of 0, the reduction was rather moderate at approximately 40% (Fig. S9a). The PL spectral profile also remained largely unaltered over the whole pH range from 0 to 12 (Fig. S9a). PLQYs remained in the range 48% (pH 0) to 55% (pH 6) to 52% (pH 12) (Fig. S9b). The same trend was observed for the average PL lifetimes (Fig. S9b), which varied within the range 8.6–14.2 ns, indicating that the ratios of kr to knr remained almost unchanged and pH changes did not affect the relaxation process of the CD-phe emissive state (Table S3).

Investigations of the optical characteristics of CDs dispersed in solvents with different polarities were conducted for CD-phe and CD-try (see details in Supporting Information). For both CD-phe and CD-try, the absorption peaks for the bands attributed to n–π* transitions were blue-shifted when they were dispersed in less polar solvents (from water to toluene), as shown in Fig. S10a, d. This suggests that the solvent polarity had little effect on the ground states of CDs. More pronounced changes were observed for their excited states: the solvent dielectric constant affected both the PL peak position and the overall shape of the PL band, as shown in Fig. S10b, e for CD-phe and CD-try, respectively. The PL band excited at 350 nm blue-shifted from 450 to 417 nm and from 447 to 403 nm as the solvent dielectric constant decreased from that of water to that of toluene for CD-phe (Fig. S10a) and CD-try (Fig. S10d), respectively. We noticed that the observed blue-shift of the PL peak with decreasing solvent polarity has been reported previously for CDs33 and ascribed to general solvent effects, including solvent relaxation depending on the refractive index and dielectric constant42. At the same time, for both CD-phe and CD-try in protic polar solvents (alcohols and water), the PL bands were red-shifted by approximately 10–20 nm (Fig. S10a, d) compared to those in aprotic solvents (acetone, acetonitrile). Moreover, the overall shapes of the PL bands of CDs reflect contributions from multiple emissive centers with different natures existing simultaneously in CDs29,33, and upon decreasing the solvent polarity (going from water to toluene), the blue component became more intense compared to the longer-wavelength emission (Fig. S10a, d). This observation suggests that along with solvent relaxation, some specific solvent effects that are determined by the chemical properties of the emissive centers and solvent, such as protonation/deprotonation and hydrogen bonding, affect the excited state of CDs.

The average PL lifetimes of CDs also varied significantly in solvents of different polarities, as shown in Fig. S10c, f for CD-phe and CD-try, respectively. The maximal PL lifetimes for both samples were observed in water, which is the most polar solvent; they decreased from 14.2 to 5.5 ns for CD-phe and from 13.9 to 4.4 ns for CD-try upon changing the dielectric constant from 80.4 (water) to 2.3 (toluene). The PL lifetime increased linearly with increasing dielectric constant of the solvent, indicating an increase in the ratio of kr to knr with increasing solvent polarity, as was shown for amino groups containing coumarin-151 (ref. 43). It should be noted that, following the differences in PL band positions (Fig. S10a, d) for both CD-phe and CD-try, the average PL lifetimes for CDs dispersed in protic polar solvents were 1–2 ns longer compared to those in aprotic solvents (Fig. S10c, f), suggesting that protonation of the excited state not only affected energy levels but also relaxation rates. This dependence is potentially useful for fluorescence lifetime imaging during changes in the environment in living tissues, both in terms of pH44 and solvent polarity values45.

### Demonstration of CD chirality

Circular dichroism spectroscopy is a form of light absorption spectroscopy that measures the difference in absorbance of right- and left-circularly polarized light for a studied material. This method is useful for analyzing the absolute configurations and conformations of chiral compounds. All four CDs synthesized from the chiral precursors showed nonzero signals in their circular dichroism spectra (Fig. 5); this was different for achiral CD-eda, for which this signal was absent (Fig. S11). It is worth mentioning that the chiral CDs samples were thoroughly purified to avoid any influence of residual nonreacted chiral precursors left in solution. To obtain a stronger signal, different concentrations of CDs and their precursors were used for each particular case, as specified hereafter. In Fig. 5a, we compare the circular dichroism spectra of chiral CDs with those of their chiral precursors in the spectral range 200–300 nm. Their signals appeared to be rather similar in the 200–240 nm spectral region, with some alterations depending on the types of chiral CDs. For CD-cys (concentration 2.5 μM), the peak at 210 nm almost coincided with that of the l-cysteine precursor (concentration 0.5 mM). For CD-glu (2 μM), the circular dichroism spectrum showed two minima at 205 and 225 nm, which were situated within the location of the broad and strong peak of their precursor l-glutathione (0.5 mM). For the CD-phe (2.5 μM) and l-phenylglycine (0.25 mM) solutions, the circular dichroism spectra were similar in the 200–240 nm region and showed several peaks. To check whether the negative broad peak at 275 nm originated from aggregates of precursor molecules, a 5 mM l-phenylglycine solution was also measured and showed a peak at 260 nm (Fig. S12). Such a red-shift from 260 to 275 nm could be due to absorption flattening and circular differential scattering, which are mainly observed for aggregates46,47,48. This observation suggests that the circular dichroism signal in the 240–300 nm spectral region may have originated from hybridization of lower-energy levels of chiral chromophores in aggregates attached to the CD surfaces or formed within the CDs. For CD-try (2 μM), the circular dichroism spectrum was also quite similar to that of the precursor l-tryptophan, but the peaks observed at 210 and 218 nm were slightly red-shifted. From these observations, we can conclude that the chiral signals observed in the 200–300 nm region for the CDs originated from the intrinsic chirality of their precursors, which sometimes coincided with (or became dominated by) signals from aggregates that formed both at the surface or within the respective CDs. To further confirm this assumption, an effect of pH on circular dichroism signals was studied for CD-phe and its precursor, l-phenylglycine (Fig. S13). For a decrease in pH down to pH = 1, an increase in the amplitude of the circular dichroism signal at 260 nm was observed and attributed to aggregation of l-phenylglycine. Hence, in CD-phe circular dichroism spectrum, the appearance of a maximum at 260–270 nm with decreasing pH can be attributed to increased interactions of chiral chromophores aggregated at the CD surface. In addition, the change in the sign of the signal indicated a change in the mutual arrangement of chiral group axes in aggregates49.

To collect circular dichroism spectra in the 300–450 nm spectral region, the concentrations of CDs were increased to 15 μM for CD-cys and CD-phe and to 10 μM for CD-glu and CD-try. A comparison of the absorption and circular dichroism spectra of chiral CDs is provided in Fig. 5b–e. For CD-cys, two intense extrema at 332 and 345 nm were observed, with circular dichroism signals of 3.32 and −3.6 mdeg, respectively (Fig. 5b). Along with these intense peaks, weaker peaks appeared at 315, 365, and 380 nm with circular dichroism signals of 0.36, −0.98, and −0.94, respectively. All these peaks were observed within the CD-cys n–π* absorption band, with a sign switch between the most intense peaks corresponding to the absorption maximum at 340 nm. Such circular dichroism signals (bisignate intense peaks) were also observed for nanoparticles50 and organic molecules with two chiral chromophore groups51 and are referred to as exciton coupling52. For a pair of chiral chromophores, their interaction results in a split of an excited level, whereas the ground state remains unchanged, as shown in Fig. S14a. This exciton interaction or exciton coupling generates two electronic transitions: from the ground state to α- and β-polarized excited states with opposite rotational strengths. In circular dichroism spectra, the appearance of intense extrema/peaks with opposite signs, which are referred to as bisignate Cotton effect (CE)53, is shown schematically in Fig. S14b. We will use the term CE for designation of two intense peaks with a sign change in the chiral signal at the absorption maximum. Thus, since CE correspond to n–π* optical transitions of the CDs, we assumed that the chirality originated from interactions of chiral chromophores existing within CDs.

To further understand the nature of the circular dichroism signal in the longer-wavelength spectral region, in particular, the existence of several extrema within the CD absorption band and the reason for the changes in their signs, we carried out theoretical modeling of the optical response for CD-cys. We analyzed the impacts of interactions among optical centers (chromophores) typical for CDs and chiral precursors on the circular dichroism spectra of CDs by using a quantum–chemical approach (see “Materials and methods” section for details). As illustrated in Fig. 6a, we considered four possible configurations of the surface optical centers and the chiral precursors: a center representing a polycyclic aromatic hydrocarbon (PAH) covalently linked to one (n1) or two (n2) l-cysteines and a center representing a noncovalent PAH dimer with one (n3) or two (n4) l-cysteines. In the calculations performed, we assumed the PAH optical centers to be composed of naphthol molecules. Table S4 summarizes the wavelengths, oscillator strengths, and rotatory strengths of the lowest-energy absorption bands of the naphthol-based surface optical centers of CD-cys obtained from DFT calculations. The surface optical center with a chiral l-cysteine molecule (n1) showed one absorption band at 313 nm in the longer-wavelength region with a negative sign for rotatory strength. Two l-cysteine molecules attached to the naphthol-based surface optical center (n2) induced negative and positive CEs for the absorption bands at 318 and 344 nm, respectively. The surface center in the form of a noncovalent naphthol dimer with one l-cysteine molecule had three CEs at 303, 309, and 319 nm with the sign pattern (+), (+), and (−) for the rotatory strength. Two l-cysteine molecules attached to the dimer of the naphthol-based surface optical center (n4) gave rise to four CEs at 300, 317, 321, and 364 nm and a sign pattern for the rotatory strength of (+), (+), (−), and (−). Thus, our simulations demonstrated the possibility of various sign patterns for the rotatory strength in the longer-wavelength region of the circular dichroism spectra. To qualitatively compare the model with our experimental data, we plotted the rotatory strengths of the calculated structures (n3 and n4) together with the CD-cys circular dichroism spectrum using the wavelength scale relative to the position of the absorption maximum, Δλ (Fig. 6b). The sign patterns for the (n3) and (n4) surface configurations are in reasonable qualitative agreement with the experimental data, as shown in Fig. 6b. Moreover, the calculated parameters for circular polarization of the structures consisting of only one naphthol molecule—(n1) and (n2)—matched the CD-cys circular dichroism spectrum poorly (Fig. S15). Thus, longer-wavelength chiral signals (300–400 nm) were attributed to interactions of chiral chromophores with PAH aggregates (dimers) of different configurations formed within the CD structure, including the chiral cores of CDs.

Similar chiral signals were observed for all other chiral samples; the positions of their extrema and amplitudes of their circular dichroism signals are summarized in Table S5. Compared to the other chiral CDs described in this work, the CEs for CD-glu were red-shifted to 362 and 383 nm compared to the absorption band maximum at 340 nm, which can be attributed to the difference between absorptions of chiral chromophores and nonchiral compounds existing in the CD structure. Another interesting feature was observed for CD-phe, for which CEs exhibited the opposite sign pattern and the circular dichroism values were −4.6 mdeg at 352 nm and 3.8 mdeg at 362 nm. It is worth noting that the sign pattern of the CEs (Fig. S14b) depends on the mutual arrangement of two long axes of chiral chromophores51. A comparison of circular dichroism spectra obtained under different pH conditions for CD-phe in the 300–400 nm spectral region, which were attributed to n–π* optical transitions of the CDs, revealed that the red-shifts of CEs accompanied an absorption peak red-shift (Fig. S16). This observation further confirmed that the circular dichroism signals in the longer-wavelength region originated from the interactions of chiral chromophores with PAH molecules/aggregates formed within the CD structure.

A quantitative analysis of the chiroptical properties of CDs was conducted by calculating the dissymmetry factor (g-factor) as $$(A_{\mathrm L} - A_{\mathrm R})/A$$, where AL and AR are the absorbance of left- and right-circularly polarized light, respectively, and A is the absorbance of unpolarized light. The g-factors corresponding to absorption at different wavelengths are summarized in Table S5. The g-factor varied from 10–5 to 10–3 depending on the sample and the spectral region, i.e., whether it was attributed to π–π* or n–π* optical transitions. Compared to those in our previous work, the g-factor was improved by one order of magnitude, and for the best sample CD-phe, it reached 1.6 × 10–3 and −4.1 × 10–5 for peaks at 225 and 352 nm, respectively. These values are comparable with those for allenoacetylenic dimers (approx. −2.5 × 10–3 at 210 nm)54, organic emissive molecules (1.5 × 10−4 at 390 nm)55, and even CdSe quantum rods (4.5 × 10−4 at 580 nm)56 and CdSe nanoplatelets (−6.7 × 10−4 at 500 nm)57.

It is worth mentioning that the optical activities of all chiral CDs in the 200–300 nm spectral region remained stable during storage under ambient conditions for up to 6 months, while the peaks observed at 300–400 nm showed a change in sign. A similar change in the sign of the circular dichroism signal was observed for chiral CDs synthesized from l- or d-glutathione in aqueous alkali with increasing electrolysis time58. Since circular dichroism can provide evidence of conformational changes in chiral chromophores, including self-assembly of superstructures51,59, we speculate that the sign change observed here may have originated from displacement of chromophoric groups related to n–π* optical transitions. A detailed study of this effect will be a subject of forthcoming work.

### Two-photon absorption and emission of CDs

Emission excited through multiphoton absorption is an attractive feature of several kinds of fluorophores and light-emitting nanoparticles and can be implemented in bioimaging and sensing to avoid the autofluorescence of tissues17,41. To date, several groups have reported CDs with PL occurring through two-photon absorption30,60,61 or even three-photon absorption62, which were used for two-photon cellular imaging under near-infrared laser excitation. In our previous related work, we showed that the two-photon absorption cross-sections of chiral CDs can reach 13 GM, which is comparable to those of organic dyes28.

All five CDs synthesized in this work demonstrated two-photon excited luminescence (TPL) signals when excited by an 800 nm femtosecond laser (see “Materials and methods” section for details). Their integrated TPL intensities were linearly dependent on the excitation power density on a log-log scale, with slope values varying from 1.8 to 2.4 (Fig. 7a–e). This suggested that the emission was caused by a two-photon absorption process rather than one-photon absorption. A comparison of integrated TPL intensities (Fig. 7f) indicated that CD-phe showed the brightest TPL. We estimated two-photon absorption cross-sections (σ) for the five CD samples and summarized them in Table S6. The σ values varied from 39 to 141 GM and were larger than that for the molecular dye rhodamine 6G (33 GM), which was measured under the same excitation conditions. The largest σ value of 141 GM was observed for CD-glu, although this sample had the lowest PLQY (30%). As the multiphoton absorption cross-section depends on a variety of factors, such as the excitation source (wavelength, pulse width)63, chemical environment64,65, and types of luminescent centers66, further studies are needed to better understand the nature of the two-photon absorption/emission processes in CDs.

## Discussion

To conclude, we synthesized a set of chiral CDs by using common precursors citric acid and ethylenediamine with addition of L-isomers of four different molecules—cysteine, glutathione, phenylglycine, and tryptophan. Hydrothermally produced CDs were spherical nanoparticles with sizes up to 8.2 nm, which consisted of O,N-doped (and sometimes included S) carbonized cores and surfaces rich in amide and hydroxy groups. The absorption and PL spectra of these CDs were rather similar to those of achiral CDs and were governed by optical centers formed by dehydration of the carboxylic and amine groups of the precursors; the PL band was centered at 450–470 nm, and the PLQY reached 57%. CDs synthesized by using chiral molecules with sp2-conjugated systems, such as phenylglycine and tryptophan, exhibited PLQY values higher than 55%. Chiral signals for CDs were rather complex and originated from (i) the presence of chiral precursors attached to the CD surface, which were observed in the 200–250 nm spectral region; (ii) hybridization of lower-energy levels of chiral chromophores in aggregates formed at the surfaces of or within CDs, with chiral signals observed in the 250–300 nm spectral region; and (iii) interactions of chiral chromophores with PAHs and aggregates with different configurations formed within CDs, which can be attributed to formation of the CDs’ chiral core. Based on a DFT analysis, we showed how incorporation of the chiral precursors at the optical centers induced strong responses in their circular dichroism spectra. Moreover, emission excited by two-photon absorption was observed for all chiral CDs, and the absorption cross-sections of this emission were comparable to or larger than those of organic dyes. The optical responses of these CDs, which were easily dispersed in solvents of different polarities, remained stable during pH changes in the environment and after UV exposure for more than 400 min, which opens up a wide range of applications in bioimaging, sensing, and theranostics.

## Materials and methods

### Synthesis of carbon dots

All samples were synthesized by a hydrothermal method using citric acid and ethylenediamine and the addition of chiral molecules. To avoid contributions from unreacted chiral precursors, CDs were carefully purified by dialysis over a membrane with a pore size of 12 kDa for 2 days against deionized water and subsequent centrifugation. Details of the syntheses and chemicals used are provided in the Supporting Information.

### Methods

XPS measurements were performed on an Escalab 250Xi photoelectron spectrometer (Thermo Fisher Scientific) with Al Kα radiation (photon energy 1486.6 eV). Measurements were performed in the constant pass energy mode at 100 eV for the survey XPS spectra and at 50 eV for the core level spectra of single elements using an XPS spot size of 650 μm. Absorption and PL spectra were collected on a UV-3600 spectrophotometer (Shimadzu) and a spectrofluorimeter FP-8200 (Jasco), respectively. FTIR spectra were collected on a Tenzor II infrared spectrophotometer (Bruker). Time-resolved PL measurements were performed using a MicroTime 100 confocal microscope (PicoQuant) equipped with a ×3 objective (NA = 0.1) and a 405 nm pulsed diode laser. Circular dichroism absorption spectra were collected on a J-1500 (Jasco) spectrophotometer. Two-photon absorption measurements were performed with a 35 fs Ti:sapphire laser system (Avesta) with λ = 800 nm operated at 1 kHz, and the power densities varied from 150 to 650 W cm2. The excitation light was focused onto a quartz cuvette using a 20 cm lens positioned 17 cm from the focus. The emission was focused by a lens with a focal length of 3 cm on a USB4000-UV-VIS-ES spectrophotometer (Ocean Optics).

In theoretical modeling, the optical centers of CDs were subjected to ground-state geometry optimizations within the DFT framework with the B3LYP functional67, empirical dispersion correction (DFT-D4) by Grimme and co-workers68, and the standard DZP Slater-type basis set69. Energies, oscillator strengths, and rotatory strengths were calculated using the TD-DFT approach with the B3LYP functional, dispersion correction (DFT-D4), and the DZP basis set. All calculations were performed using the Amsterdam density functional (ADF) package70.

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## Acknowledgements

This work was financially supported by Priority 2030 Federal Academic Leadership Program, the Research Grant Council of Hong Kong (CityU 11306619), and the Science Technology and Innovation Committee of Shenzhen Municipality (JCYJ20190808181201899). The investigation of chiral and nonlinear optical properties was financially supported by the Russian Science Foundation (RSF21-73-10131). A.D. was supported by the ITMO Fellowship and Professorship Program from the Government of the Russian Federation. E.V.K. thanks the Ministry of Science and Higher Education of the Russian Federation for financial support through the Scholarship of the President of the Russian Federation for young scientists and graduate students (СП-1807.2022.1). E.V.U. thanks the Ministry of Science and Higher Education of the Russian Federation for financial support through the Scholarship of the President of the Russian Federation for young scientists and graduate students (CП-2180.2021.1). TEM studies were performed on equipment of the Interdisciplinary Resource Centre for Nanotechnology of the St. Petersburg State University Research Park. XPS studies were performed on equipment of the Resource Centre “Physical Methods of Surface Investigation” of the St. Petersburg State University Research Park and has been conducted with financial support from St. Petersburg State University (project No 93021679).

## Author information

Authors

### Contributions

A.D. and S.A.C. synthesized the samples; A.D., A.A.V., and E.V.U. conducted optical measurements; E.V.K. conducted theoretical modeling; D.V.D. conducted TEM measurements; A.V.K. and E.V.Z. conducted XPS measurements; A.N.T. and A.P.L. conducted TPL measurements. A.D., E.V.U., and A.L.R. wrote the paper; A.V.F., A.V.B., and A.L.R. supervised the project.

### Corresponding authors

Correspondence to Ananya Das or Elena V. Ushakova.

## Ethics declarations

### Conflict of interest

The authors declare no competing interests.

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Das, A., Kundelev, E.V., Vedernikova, A.A. et al. Revealing the nature of optical activity in carbon dots produced from different chiral precursor molecules. Light Sci Appl 11, 92 (2022). https://doi.org/10.1038/s41377-022-00778-9

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• DOI: https://doi.org/10.1038/s41377-022-00778-9