Abstract
Background:
Respiratory distress syndrome (RDS) persists as a prevalent cause of infant morbidity and mortality. We have previously demonstrated that deletion of Erk3 results in pulmonary immaturity and neonatal lethality. Using RNA sequencing, we identified corticotrophin releasing hormone (CRH) and surfactant protein B (SFTPB) as potential molecular mediators of Erk3-dependent lung maturation. In this study, we characterized the impact of antenatal glucocorticoids and postnatal surfactant on neonatal survival of Erk3 null mice.
Methods:
In a double crossover design, we administered dexamethasone (dex) or saline to pregnant dams during the saccular stage of lung development, followed by postnatal surfactant or saline via inhalation intubation. Survival was recorded, and detailed lung histological analysis and staining for CRH and SFTPB protein expression were performed.
Results:
Without treatment, Erk3 null pups die within 6 h of birth with reduced aerated space, impaired thinning of the alveolar septa, and abundant glycogen stores, as described in human RDS. The administration of dex and surfactant improved RDS-associated lethality of Erk3−/− pups and partially restored functional fetal lung maturation by accelerating the downregulation of pulmonary CRH and partially rescuing the production of SFTPB.
Conclusion:
These findings emphasize that Erk3 is integral to terminal differentiation of type II cells, SFTPB production, and fetal pulmonary maturity.
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Main
Erk3 is a member of the MAP kinase family of serine/threonine kinases that play a key role in transducing environmental stimuli into a wide range of intracellular responses (1,2). The expression of Erk3 is temporally regulated during embryonic development, increasing at the time of early organogenesis and declining after birth (3,4,5). The highest expression of Erk3 is found in specific regions of the brain, lungs, skeletal muscle, and gastrointestinal tract (3,6,7). In the lung, Erk3 is restricted to the distal lung epithelium during the pseudoglandular phase but shifted to the proximal airways during the saccular stage (8).
Targeted disruption of the Erk3 gene in mice results in intrauterine growth restriction and lung immaturity with subsequent lethality (7). Histological and morphogenic characterization indicate that the type II pneumocytes of Erk3−/− mice differentiate to the stage of being able to synthesize surfactant-associated proteins but cannot complete full functional development (as demonstrated by abundant intracellular glycogen with early neonatal lethality from respiratory distress syndrome (RDS)) (7). We have recently extended these studies at the whole transcriptome level. RNA sequencing analysis of the lungs of wild-type and Erk3−/− mice revealed differential expression of genes related to glucocorticoid-induced lung maturation pathway. Specifically, we have observed downregulation of corticotrophin releasing hormone (CRH) in dexamethasone (dex)-treated lungs compared with saline-treated lungs. This is temporally associated with upregulation of surfactant B production, which is Erk3 dependent.
The purpose of the current study was to better define the role of Erk3 in lung maturation and in regulation of CRH and surfactant protein B (SFTPB) expression and to investigate the potential role of antenatal glucocorticoid therapy and exogenous surfactant in preventing severe respiratory distress and early death in newborn Erk3 null pups.
Results
Demonstrated Impact of Antenatal Dex and Postnatal Surfactant on Neonatal Survival
Three groups of mice were analyzed in this double crossover study ( Figure 1 ). Group 1 received one dose of surfactant or saline and was followed up for a period of 24 h (neonatal demise or killing for histology at 24 h); group 2 similarly received one dose of surfactant or saline but was followed up for up to 72 h; and group 3 received three doses of surfactant or saline and was followed up to 1 wk of life. Group 1 showed a mean survival increase from 6 ± 0 to 16.2 ± 2.4 h among mice receiving dex/surfactant vs. saline/saline, with 57% surviving to 24 h ( Figure 2a ). When the observation period was extended to 72 h, there was a significant difference in mean survival with lengthening from 4.3 ± 0.7 to 28.1 ± 4.4 h (P = 0.01), with 38% of pups surviving to 72 h ( Figure 2b ). We therefore reasoned that the initial benefit of surfactant may be lost after 24 h and next tested whether repeat dosing would improve the interval to survival. The mean survival improved from 1.5 ± 0.5 to 59.5 ± 21.6 h (P < 0.01), with 35% of animals surviving to 1 wk without evidence of RDS in this group ( Figure 2c ). In all three groups, survival of both Erk3+/+ ( Figure 2d ) and Erk3+/− ( Figure 2e ) littermates were not altered by drug or control treatment, and there was no significant difference among homozygous and heterozygote littermates.
Detailed Histological Analysis of the Lungs
To assess the cellular impact of glucocorticoid and surfactant therapies, dams were treated with dex or saline at embryonic day (E) 17.5 and E18.5 of gestation, and Erk3−/− pups (identified by rapid genotyping) received either surfactant or saline at birth. Lungs were harvested at 3 h of life and processed for histology. Following strict histology guidelines (9), we observed that Erk3−/− mice receiving antenatal dex and postnatal surfactant administration demonstrate increased aerated lung area when compared to saline or dex alone (P ≤ 0.05; Figure 3b ) with thinner septal membranes (P < 0.01; Figure 3c ). Dex alone and the combination of dex and surfactant were equally efficacious in reducing functionally immature glycogen laden pneumocytes (P < 0.01). Dex alone did not significantly alter neonatal survival relative to combination therapy ( Figure 2a , b ), likely due to a hydration effect by the administration of saline at birth. These results suggest that Erk3 null pups are dying in early neonatal period secondary to a condition histologically and functionally analogous to RDS in humans.
Immunohistochemistry Analysis
Using a double crossover design, we administered antenatal dex or saline at E17.5 or E18.5. At birth, newborn pups of Erk3−/− and Erk3+/+ genotypes received either surfactant or saline, and lung sections were obtained at 3 or 6 h of life. By immunohistochemistry (IHC) analysis, Erk3−/− pups treated with antenatal dex and postnatal surfactant demonstrated persistent attenuation of CRH expression ( Figure 4a ) when compared with controls (saline/saline; P < 0.001) and pups treated with dex alone (P < 0.05; Figure 4b ). Moreover, administration of antenatal dex and postnatal surfactant in Erk3−/− pups persistently demonstrated attenuation of CRH up to 6 h of life when compared with controls (saline/saline; P < 0.01; Figure 5a , b ).
Dex- and surfactant-treated Erk3−/− pups demonstrated increased SFTPB production when compared with pups treated with antenatal dex alone (P < 0.001) or saline alone (P = 0.025; Figure 4d ). The increase in SFTPB production continued up to 6 h of life (P = 0.006; Figure 5c , d ). Functional and histological findings significantly correlated with SFTPB expression in situ ( Figure 4c ).
Discussion
We have developed a novel murine model to study the molecular mechanisms underlying functional pulmonary maturation and neonatal RDS. We have demonstrated that administration of antenatal glucocorticoids (dex) and postnatal surfactant significantly improve neonatal RDS and survival in an Erk3 null murine model.
These studies have necessitated several technical innovations which are of likely interest to translational investigators, including neonatal drug inhalation. In a pilot study to determine the best method of surfactant administration, we initially tested three distinct techniques. The only published literature of drug instillation techniques in mice used significantly larger juvenile or adult animals (10,11,12). Intubation and tracheostomy proved infeasible due to the newborn pups’ small size. Drug administration itself could also be fatal. We initially attempted to modify the tracheal installation technique used in adult mice to our pups (13,14) using a syringe with a 26 gauge needle to inject surfactant through the neck directly into the trachea, but found that mortality was high with this technique. The use of nasal instillation, wherein surfactant or saline is administered through the nares, was similarly unsuccessful. Administration time was 60 min for half of the dose, and the pups became hypothermic, and many died during the treatment. Finally, we modified the inhalation intubation technique (15,16). Using a micropipette, we placed the semi-flexible blunted pipette tip as close to the trachea as possible through the pups’ open mouths and administered the solution (saline or surfactant). We found that if the administered solution was delivered to the lungs, bubbles would arise from the nares. To further confirm pulmonary surfactant delivery, we stained the saline or surfactant solution with indigo carmine and were able to visualize the color at the level of the lungs through the pups’ skin. Although we found that the inhalation intubation technique is reproducible, we cannot verify that all of the dosage reached the lungs. In published studies using this technique in adult mice, ~85% of drug enters the lungs (15). These results are comparable to intratracheal injection (15,17).
We used Survanta, a pulmonary surfactant suspension from natural bovine lung extract containing phospholipids, neutral lipids, fatty acids, and surfactant-associated proteins SFTPB and SFTPC. It does not contain SFTPA (18). We chose this solution because it has the lowest concentration of SFTPB. Survanta contains 25 mg phospholipids per ml (18,19). Current published studies reference surfactant dosages from 50 to 200 mg/kg in adult mice, and there is no significant difference in dose response (13,20,21). We therefore selected the lowest recommended dose, 50 mg/kg of the phospholipid component, to administer the lowest possible volume (22), as it is less traumatic to the pups. Similarly, we modified the administration period of antenatal glucocorticoid from E16.5 and E17.5 used in previous studies (7) to E17.5 and E18.5 to more closely correspond with the saccular stage of lung development. This is the same stage when glucocorticoids are used in human development to improve lung maturity for preterm infants (23,24,25).
We have previously demonstrated uniform neonatal lethality due to lung immaturity by 6 h of life among Erk3−/− pups (7). With the introduction of surfactant among all groups of Erk3 null pups, neonatal surfactant with antenatal dex resulted in enhanced survival. Our observation of partial phenotypic abrogation with antenatal glucocorticoid administration and postnatal surfactant administration provides strong evidence for an Erk3 pathway of type II pneumocyte differentiation and maturation.
Histological analysis of Erk3-deficient lungs revealed that overall organogenesis of the lungs was preserved, and there were no obvious defects in branching morphogenesis (7). We assessed the differentiation of type II pneumocytes by analyzing the expression of pulmonary SFTPC and measuring the content of cytoplasmic glycogen, which serves as a substrate for surfactant phospholipids (26), in lungs from E18.5 embryos. Immunoreactive SFTPC was not altered in Erk3−/− mice. Ultrastructural analysis by electron microscopy revealed that type II pneumocytes from Erk3 null mutant mice contain abundant glycogen granules (qualitative and quantitative) as compared with controls. Antenatal glucocorticoids partially rescued type II pneumocyte differentiation restoring glycogen levels to those of normal wild-type mice. Nevertheless, they had no effect on neonatal morbidity nor did they rescue Erk3-mediated modification of fetal growth potential. We have further characterized lung histology of Erk3 null mice demonstrating that their lethality is related to the classic histology described in RDS in humans. The replacement of surfactant in this mouse model of RDS extended survival, restored the glycogen content of type II pneumocytes to normal levels, and improved their architecture. Although the surfactant effect on survival is lost after 24 h, these findings suggest that Erk3 is integral to terminal differentiation of type II cells, SFTPB production, and fetal pulmonary maturity.
The association of the attenuation of pulmonary CRH by administration of glucocorticoids is consistent with data from an unrelated mouse model of CRH deficiency (27), suggesting a fetal glucocorticoid requirement for lung maturation (28). Postnatally, the CRH knockout mice demonstrated normal growth and longevity, suggesting that the major role of glucocorticoid is during fetal rather than postnatal life. The attenuation of pulmonary CRH in our Erk3 null mice combined with published data in humans showing high levels of CRH in maternal serum correlating with fetal lung maturity suggests the existence of a feedback loop between CRH and fetal lung maturation. Moreover, it indicates that CRH is a significant molecular mediator of pulmonary maturation.
CRH has been put forward as a key neuroendocrine modulator of pregnancy and parturition (29,30,31,32,33). During mid-gestation, there is a rapid increase in the concentration of CRH in the maternal plasma (34). This occurs alongside production of surfactant in the fetal human lung beginning after week 24 of gestation, which corresponds to the saccular stage of lung development and the earliest consistently documented threshold of viability. The second peak in CRH concentration occurs during the last few weeks of pregnancy (29). In groups matched by gestational age in proximity to term, larger mean values of CRH are observed among neonates in which the lecithin/sphingomyelin ratio was greater than two or the phosphatidylglycerol test for lung maturity was positive (35). These could explain a possible relationship between the peaks in CRH in human maternal plasma with the attenuation of CRH in the lungs that we find in our murine model. Further work is needed to discover what cells are producing or expressing CRH at the level of the lung and to continue to discover other molecular mediators of glucocorticoid-induced lung maturation.
In sum, we have demonstrated that neonatal surfactant combined with antenatal glucocorticoids enhances neonatal RDS-free survival in a murine model of Erk3-dependent pulmonary maturation and neonatal survival. Treatment with antenatal dex partially restored functional fetal lung maturation by accelerating the downregulation of pulmonary CRH (Erk3 indirect or independent) and administration of postnatal surfactant partially to rescued endogenous production of SFTPB (Erk3 dependent). Collectively, our results suggest a functional role to the elusive atypical MAP kinase Erk3, demonstrating its essential function in terminal functional differentiation of type II pneumocytes and SFTPB production ( Figure 6 ).
To date, no treatment prevents RDS, and therapy is both costly and of limited benefit. Thus, there is a need to explore additional pathways to facilitate new therapeutic developments in this arena. Ongoing work to further elucidate the relationship of Erk3 with the development of RDS and SFTPB is one pathway which may lead to these developments. It is also unclear to what extent regulatory networks involved in type II cell maturation are involved in alveolar repair and reconstitution of surfactant homeostasis (i.e., bronchopulmonary dysplasia). Our described work herein will lay the foundation for these and future studies.
Methods
Animal Husbandry and Survival Analysis
Animals were housed under pathogen-free conditions according to the procedures and protocols approved by the Institutional Review Board at the Baylor College of Medicine. For breeding, heterozygous males and females were intercrossed in mixed C57BL/6 × 129/Sv background. The presence of a vaginal plug indicated the beginning of gestation (E0.5).
Pups were attended at the time of delivery, and weighed at birth; total litter counts and pup weights were recorded and pups were marked. In a double crossover design, we subcutaneously administered 0.4 mg/kg prenatal dex (Sandoz, Princeton, NJ) or saline at E17.5 and E18.5, alongside phospholipids-enriched surfactant (Survanta (beractant) 25 mg/ml suspension; Abbott Nutrition, Columbus, OH) or saline via inhalation intubation at birth. Confirmation of pulmonary Survanta receipt was visualized by confirming indigo carmine costain at the level of the lungs, and neonatal survival with successful feeding was confirmed by the presence or absence of a milk spot.
There were 3 experimental groups; each group contained 16 littermates with an average of 6 to 8 pups per litter. Group 1 received one dose of surfactant; lungs, brain, heart, and liver were harvested and phenotype analysis was performed at 24 h; survival was calculated as the number alive pups at 24 h. Group 2 received one dose of surfactant, and organ harvest and phenotype were performed at 72 h; survival was calculated as the number alive pups at 72 h. Group 3 received three doses of surfactant every 12 h and organ harvest and phenotype were performed at 7 d. Survival was recorded every 2 h for the first 6 h, every 6 h up to 48 h, every 12 h until 72 h, and every 24 h until 7 d ( Figure 1 ).
Administration of Surfactant
Inhalation intubation technique. Pups were placed in 80% supine position and braced at the level of the scapula. A soft blunt-end micropipette tip was introduced into their open mouths and placed as proximal to the trachea as possible. Either saline or surfactant at 50 mg/kg of the phospholipid component was given. Survanta contains 25 mg of the phospholipid component per 1 ml, so the volume averaged between 2 and 3 µl depending upon pup weights and was rapidly administered over 30 s. For the administration, the entire litter was removed briefly from the cage at once and returned after all pups received the solution. Confirmation of pulmonary Survanta intake was visualized by mixing surfactant with indigo carmine 0.08% (Akron, Lake Forest, IL) in a 10:1 dilution to enable identification of surfactant receipt as a grossly visible blue stain at the level of the thorax or subscapular muscle, through the thin neonatal skin.
Detailed Lung Histology
Lungs were harvested at detailed time intervals, then fixed, and sectioned via systematic uniform random sampling (9,36,37). Each slide was examined for quantitative morphometric of periodic acid–Schiff (glycogen laden) staining (38), airspace quantification (dissector and section area) (9,39), and septal thickness (Image ProPlus; Media Cybernetics, Rockville, MD) (9,38).
Immunohistochemistry
Protein IHC was performed on postnatal lung sections harvested at indicated time intervals. Primary antibodies employed were CRH rabbit polyclonal (Abcam, Cambridge, MA) and SFTPB rabbit polyclonal (Millipore, Temecula, CA) antibodies. Unstained paraffin sections were deparaffinized in four changes of xylene for 5 min each and rehydrated through a series of graded alcohols with a final rinse in distilled water. Endogenous peroxidase was quenched by soaking sections in two solutions of 3% H2O2 in methanol for 10 min at room temperature. Prior to staining, antigen retrieval was performed to facilitate antibody binding to antigen. Slides were incubated at 99 °C under pressure for 30 min in either Tris-EDTA buffer, pH 8.0 (Sigma-Aldrich, St Louis, MO). No antigen retrieval step was required for staining with anti-SFTPB. Slides were then allowed to cool down for 10 min in the same solution, rinsed in three changes of distilled water, and placed in Tris-buffered saline with Tween 20, pH 7.4 (Signet Pathology Systems, Dedham, MA) for 5 min to decrease surface tension and facilitate coating by the subsequent reagents. The PolyVue HRP/DAB nonbiotin polymer detection system (Diagnostic Biosystems, Pleasanton, CA) was used in the immunostaining protocols for CRH, while the Rabbit-on-rodent Detection System (Biocare Medical, Concord, CA) was used for SFTPB. Incubations occurred at room temperature unless otherwise specified, and for each step, the sections were coated with 200 µl of reagent. Tris-buffered saline with Tween 20, pH 7.4, was used to rinse the sections between each of the IHC steps. Background Sniper solution (Biocare Medical) was used to block nonspecific staining for 10 min at room temperature. The primary antibody was diluted using renaissance antibody diluents (Biocare Medical), at a dilution of 1:400 for CRH, and 1:2,000 for SFTPB. Slides were incubated with the primary antibody solution overnight at 4 °C. Sections were then incubated in the universal secondary antibody provided with the kit for 15 min, followed by the horseradish peroxidase label reagent. Afterwards, Stable DAB Plus (Diagnostic Biosystems) was applied for 5 min as chromagen. The slides were rinsed in distilled water and manually counterstained with Harris Hematoxylin (Fisher Scientific, Pittsburgh, PA) for 15–30 s and rinsed in distilled water. Coverslips were then applied to each slide using synthetic glass and permount mounting media. Negative controls and nonspecific antibodies were included in each immunostaining procedure, and both were negative.
SFTPB. Immunostained slides were examined by reviewers masked to whether the tissue originated from an animal exposed to corticosteroid treatment or not. For each slide examined, five random high-power fields were graded using a 0 to 3 scale, where 0 indicated the absence of positive staining and 3 indicated intense and diffuse positive staining.
CRH. Immunostained slides were examined by reviewers masked to whether the tissue originated from an animal exposed to corticosteroid treatment or not. For each slide examined, five random high-power fields were graded using a 0 to 5 scale, where 0 indicated the absence of positive staining and 5 indicated intense and diffuse positive staining. The location of positive staining areas was also recorded.
Statistical Analysis
Survival analysis. The data was analyzed with Kaplan–Meier survival analysis using Sigma Plot 11 with minimal significance designated at P < 0.05.
Lung histology analysis. Data was analyzed with ANOVA or an independent samples t-test as appropriate using SPSS V 11.5 with minimal significance designated at P < 0.05 (n = 5).
IHC analysis. The average of all grades was calculated for each slide, and IHC grades of were compared across the treated and untreated groups using the independent sample t-test after the equal variance test was performed. The statistical software package SPSS v 11.5 with minimal significance designated at P < 0.05 (n = 5) was employed.
Statement of Financial Support
This work was supported by the US National Institutes of Health (NIH; Bethesda, MD) Director New Innovator Pioneer Award (K.A.) and National Institute of Child Health and Human Development (NICHD) March of Dimes Reproductive Scientist Development Program (K.A.).
The funders had no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Disclosure
No financial ties to products in the study or potential/perceived conflicts of interest.
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Cuevas Guaman, M., Sbrana, E., Shope, C. et al. Administration of antenatal glucocorticoids and postnatal surfactant ameliorates respiratory distress syndrome–associated neonatal lethality in Erk3−/− mouse pups. Pediatr Res 76, 24–32 (2014). https://doi.org/10.1038/pr.2014.54
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DOI: https://doi.org/10.1038/pr.2014.54
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