Simulations predict that hot super-Earth sized exoplanets can have their envelopes stripped by photoevaporation, which would present itself as a lack of these exoplanets. However, this absence in the exoplanet population has escaped a firm detection. Here we demonstrate, using asteroseismology on a sample of exoplanets and exoplanet candidates observed during the Kepler mission that, while there is an abundance of super-Earth sized exoplanets with low incident fluxes, none are found with high incident fluxes. We do not find any exoplanets with radii between 2.2 and 3.8 Earth radii with incident flux above 650 times the incident flux on Earth. This gap in the population of exoplanets is explained by evaporation of volatile elements and thus supports the predictions. The confirmation of a hot-super-Earth desert caused by evaporation will add an important constraint on simulations of planetary systems, since they must be able to reproduce the dearth of close-in super-Earths.
Models predict that the envelopes of exoplanets orbiting close to their host stars are stripped by photoevaporation, which should be evident as an absence of very hot super-Earth sized exoplanets. The simulations by ref. 1 show a deficit in the number of exoplanets with radii between 1.8 and 4 R⊕, and that these exoplanets should become comparatively rare for fluxes exceeding 100 F⊕ due to photoevaporation. In addition, the simulations reveal a corresponding increase in the number of rocky planets with R<1.8 R⊕ caused by the presence of the stripped cores. The existence of a paucity in the radius distribution of close-in exoplanets caused by evaporation is also supported by other theoretical works2,3,4.
Previous studies have detected a deficit of exoplanets in the radius-period (or semi major axis) diagram4,5,6. This so-called sub-Jovian pampas or sub-Jovian desert extends from 3 to 10 R⊕ for periods shorter than 2.5 days5,6. However, the absence in the distribution of exoplanets caused by evaporation has escaped a secure confirmation2,3,4,5,6,7,8 primarily due to uncertain host star parameters. This can now be changed with asteroseismology. Asteroseismology studies the stellar pulsations, and it allows us to determine the properties of many exoplanet host stars to high accuracy9,10,11,12, which in turn markedly improves the planetary properties.
NASA’s Kepler mission has provided high-quality data for thousands of potential exoplanets and their host stars7,13,14,15. Here we exploit these data, using asteroseismology, to make a robust detection of the hot-super-Earth desert, a region in the radius-flux diagram completely void of exoplanets. We find that the hot-super-Earth desert is statistically significant and not caused by selection effects or false positives. The detection of the existence of a hot-super-Earth desert confirms that photoevaporation does play a role in shaping the exoplanet population that we see today. This imposes an important constraint on simulations of the formation and evolution of exoplanetary systems since this effect needs to be taken into account.
The seismic sample of exoplanets
Using asteroseismology, we obtained accurate stellar mean densities and radii for 102 exoplanet host stars (both confirmed and candidate exoplanets). These are shown in an asteroseismic Hertzsprung–Russell Diagram in Fig. 1 (the methods used to determine the parameters are discussed in Methods, while Supplementary Table 1 contains the data). The asteroseismic mean densities and radii, combined with precise periods and transit depths as well as the stellar effective temperature, allowed us to calculate very precise planetary radii and incident fluxes for the subset of Kepler exoplanets that orbit the 102 host stars (typically more precise than 10%, see Fig. 5).
We determined the flux that the exoplanet receives from its host star, using the following expression for the time-averaged incident flux in units of the Earth value (assuming circular orbits):
Here ρ* is the stellar mean density obtained from asteroseismology, P is the orbital period, and Teff is the effective temperature, with Teff,⊙=5,778 K being the effective temperature of the Sun. To find the radius we used the planet–star radius ratio (Rp/R*), which can be obtained from the transit depth (δF/F) and the stellar radius from grid-modelling:
The periods and the planet–star radius ratios have been obtained from ref. 16 (62 exoplanets) or the NASA Exoplanet Archive’s cumulative KOI (Kepler Object of Interest) list (http://exoplanetarchive.ipac.caltech.edu/cgi-bin/TblView/nph-tblView?app=ExoTbls&config=cumulative, accessed on 1 July 2015) with preference given to the former. The uncertainties were estimated using propagation of (Gaussian) uncertainties, where the dominant contribution to the uncertainty on the incident flux stems from the temperature uncertainty.
The hot-super-Earth desert
In Fig. 2, we show the exoplanet radius as a function of the incident flux for 157 of the 162 exoplanets. Five exoplanets were removed from the subsample because their radius estimates had an uncertainty in excess of 20% (in order to not have our sample polluted by bad data points, see Methods for details). For illustration we also show in Fig. 2 all Kepler KOIs with apparent sizes below 30 R⊕ determined to better than 20%, that have a calculated flux and are not in our seismic sample (the non-seismic sample, the incident fluxes and radii for these KOIs have been taken from the NASA Exoplanet Archive).
Figure 2 clearly displays a complete absence of exoplanets with sizes between 2.2 and 3.8 R⊕ and an incident flux above 650 times the Earth value (shaded area in Fig. 2). We constrained the size of the empty region by bootstrapping with 1 million iterations of the exoplanets present in the seismic subsample and using the boundaries that left the region empty in 95.45% (2σ) of the iterations (see Methods for further information). This empty region in the radius-flux diagram is the hot-super-Earth desert, and its location agrees with the theoretical prediction1. We note that some data points from the non-seismic sample will fall in the region of the hot-super-Earth desert, if no cut is made to weed-out uncertain data points (see for example Fig. 7 of ref. 7 and Methods).
As the boundaries and Fig. 2 suggest, we opted to model the hot-super-Earth desert as a simple box region. While such a simplistic model may not capture the full effects of evaporation on the planet population, we do believe it to encompass the main features. A more sophisticated model taking into account how the amount of evaporation scales with incident flux and planet mass could be a next step.
As an aside, it should be pointed out that in the seismic subsample shown in the radius-flux diagram in Fig. 2, KOI-4198.01 (which we call Zenta) appears somewhat isolated. If Zenta is a bona fide exoplanet, then it could potentially be a very interesting object, since it has the highest incident flux of the exoplanets in the seismic subsample, and it is below 1 R⊕ in size. We have inspected the light curve of Zenta to make sure the transits look like genuine exoplanet transits, and we have obtained a few spectra of the host star with the Nordic Optical Telescope (on La Palma). These spectra will be the subject of a subsequent analysis.
We employed different techniques to assess the significance of the hot-super-Earth desert. First, under the assumption that the period-, or equivalently the incident flux distribution does not change with planet radius17 (the null hypothesis), we tested whether the hot-super-Earth desert could occur by chance. This was done by drawing exoplanets randomly from the planet population below 650 F⊕ and counting how many exoplanets fell in the radius range of the desert (see Methods for details). We find that only 8 of our 10 million simulations returned zero exoplanets in the desert. Thus, it is very unlikely to observe the desert if the incident flux is not a function of radius, which is in agreement with our observation of a gap in the distribution.
Second, we used a Gaussian mixture model to represent the seismic subsample as it would look with no desert. Here the underlying assumption is that the radius-flux distribution can be described by a sum of log-normal distributions18. From the model we created a histogram (Fig. 3), and we found that fewer than 0.4% of our simulations return the observed number of planets (zero) in the region of the hot-super-Earth desert (see also Methods). This shows that the gap in the radius-flux diagram is significant. It is worth noting that from the non-seismic sample alone, this inference cannot be made (it gives a p value of 8%). We do not believe that this could be due to selection effects between the seismic and the non-seismic sample, since any detected hot super-Earth planet would have been a high-priority target to the Kepler mission. From the Gaussian mixture model treatment of the seismic sample, we also found a slight, although not statistically significant, overdensity below the desert (see Fig. 3), similar to that expected if the rocky cores are left over from evaporation1.
Selection effects and false positives
It should be emphasized that there are some selection biases in the sample. The limitations in the detection sensitivity of Kepler are the reason for the lack of small exoplanets with low incident flux. Also, for the asteroseismic subsample, the selected stars were on the Kepler short-cadence target list, which is the reason for the low number of large exoplanets with low incident flux (short-cadence slots were prioritized for multi-planet systems over single-planet systems, which favours small planets19, and exoplanets showing many transits were discovered early in the mission and kept). While the completeness of the sample is hard to quantify14,20, no known selection effects21 would produce the paucity that we observe and the sample is complete down to 2 R⊕ for short-period exoplanets8 (additionally, any missing small planets from below the gap, would only make the desert more pronounced). We also attempted to account for detection biases in our sample by imposing a signal-to-noise ratio (SNR) criterion and assuming that no exoplanets meeting that criterion with a radius above 1.4 R⊕ would have have been missed9. We found this not to affect the presence of the hot-super-Earth desert (see Fig. 7 and Methods for further details).
Despite our basic vetting, the seismic subsample of exoplanets will contain some false positives (FPs). The overall FP-rate for the sample is found to be low22 (in particular for the multi-planet systems23), but it does vary over the sample. For example, the FP-rate is lower for exoplanets with radii 2–4 R⊕ than for those with smaller or larger radii24. However, clearly no FPs have filled the hot-super-Earth desert, and our simulations show we would not be significantly affected by the presence in the sample of the percentage of FPs suggested by ref. 24 (see Methods).
The sub-Jovian pampas
A trend, agreeing with our results, has been seen in the radius-period (or semi major axis) diagram by previous studies4,5,6. They detected a deficit of exoplanets in the radius-range 3–10 R⊕ with periods shorter than around 2.5 days (the sub-Jovian pampas or sub-Jovian desert)5,6. While both our hot-super-Earth desert and the sub-Jovian pampas lie at high temperatures (be it high incident flux or short periods), the radius-range is somewhat different, since we find the hot-super-Earth desert to extend only up to 3.8 R⊕. Therefore, we investigated the radius-range of the hot-super-Earth desert further to determine whether it could be an extension of the sub-Jovian pampas.
Of the exoplanets in the seismic subsample above our flux boundary of 650 F⊕, four exoplanets are present above 10 R⊕. These are all confirmed exoplanets (Kepler-1b, 2b, 7b and 14b), and thus agree with the upper limit set by the previous studies. In the radius-range between 4 and 10 R⊕, another four exoplanets are present in our seismic sample. Of these, two are confirmed exoplanets (Kepler-4b and 56b) and a third (KOI-5.01) is a candidate in a multi-planet system (where the FP-rate is lower23). Most important to the location of the upper boundary of the hot-super-Earth desert is Kepler-4b, which is located at R=4.2 R⊕ and F=1243 F⊕ (see Fig. 2), and thus effectively sets the upper boundary. Kepler-4b has a density of around 1.9 g cm−3 (similar to the density of Neptune), and is consequently volatile rich25, which agrees with its location above the desert. Similarly, Kepler-56b also has a density estimate consistent with a volatile-rich composition26, thus also agreeing with its location above the desert.
We have examined the transits of Kepler-4b for evidence that it could be evaporating, but we failed to find any asymmetry in the transits or any transit-to-transit depth variations, which could both indicate atmospheric loss27,28. Still, it cannot be ruled out that evaporation of Kepler-4b could be ongoing at a level, which we cannot detect and possibly at a level that does not influence the radius evolution of the planet.
To assess the significance of an extended gap scenario, we tested two additional sets of boundaries, allowing for the presence of exoplanets from the seismic sample within the gap. The first scenario had the same flux boundary as the hot-super-Earth desert (650 F⊕), but spanned the radius-range from 2.2 to 10 R⊕ in agreement with the upper limit stated for the sub-Jovian pampas. This meant that four seismic exoplanets were present in the tested region (Kepler-4b, Kepler-56b, KOI-5.01 and KOI-1314.01). However, since the sub-Jovian pampas was defined in orbital period rather than incident flux, we cannot replicate the exact limit in the radius-flux diagram found by for instance ref. 6. Thus, we also considered the possibility that we should move the boundary to higher incident flux. Therefore, we tested a region with the aforementioned limits in radius, but bounded by an incident flux of 1,000 F⊕ instead of 650 F⊕, which only leaves Kepler-4b in the region of the gap (even though a flux limit this high does not seem to agree with the sharp cutoff in the seismic sample in the 2.2–3.8 R⊕ region). We find that both of the tested scenarios are less significant than the hot-super-Earth desert, with the 650 F⊕ radius-extended scenario being by far the least significant one.
It can be noted in connection to the sub-Jovian pampas that some exoplanets seem to occupy that gap6,29, and that they do not all appear to be FPs29. Reference 2929 investigates three planet candidates located in the sub-Jovian pampas, and they find that two of the three are likely true planets. While these two planets fall comfortably within the sub-Jovian pampas, one of them is too large to fall in the hot-super-Earth desert, and the other one has uncertainties large enough that it could as well be outside the hot-super-Earth desert (it sits <1σ from the upper radius-limit29).
For exoplanets in the radius range in question, radius is thought to be a good proxy for composition21,30. This allows for the transition from a predominantly rocky to a volatile-rich make-up to be expressed in terms of radius, and this transition has been found to occur around 1.6–1.8 R⊕ by different studies21,30,31. Thus, the majority of exoplanets in the 2.2–3.8 R⊕ range are expected to be volatile rich, though some of them could be water worlds21 (for comparison, the radius of Neptune is ∼3.8 R⊕). This agrees with the theory that these exoplanets could be stripped of their envelopes when they are too close to their host star. Thus, we can infer from our hot-super-Earth desert that hot exoplanets below ∼2.2 R⊕ most likely have a predominantly rocky composition.
Dynamical interactions may in principle also be responsible for shaping the gap in the radius-flux diagram, for example, due to orbital decay or inward migration of planets at late evolutionary stages. However, it seems unlikely that orbital decay played a major part in clearing out the particular part of parameter space associated with the hot-super-Earth desert since the planets would either need to be more massive or on shorter orbits32. Other migration channels such as a combination of planet-planet scattering, tidal circularisation and the Kozai mechanism could have played a role in shaping the location of the hot-super-Earth desert through migration of exoplanets that were initially part of a triple (or larger) system33,34. These effects have not been considered in our work, but they could be responsible for later migration of some of the planets that sit above the hot-super-Earth desert (and inside the sub-Jovian pampas, such as Kepler-4b). In addition, the flux boundary is likely a function of the planet mass with heavier planets being able to better withstand the evaporation. Therefore, while we find that the hot-super-Earth desert is more significant than the other regions we tested, we are not in a position to unambiguously decide whether the hot-super-Earth desert is an extension of the sub-Jovian pampas or a separate feature in the radius-flux diagram.
We have established the existence of a hot-super-Earth desert in the radius-flux diagram. Its presence confirms that photoevaporation plays an important role in planetary evolution, with the mass-loss history depending on the incident stellar flux. This represents a mechanism not seen in our own solar system, by which some volatile-rich exoplanets are stripped of their atmospheres by their host stars. Consequently, our detection of a hot-super-Earth desert will add an important constraint for simulations of the evolution of planetary systems.
Preparation of the power spectra
Asteroseismology is the study of stellar oscillations. In the case of solar-like stars, the frequencies of the oscillations are almost regularly spaced in a Fourier transform of the time series (a power spectrum, see the inset in Fig. 4). The dominant regular structure yields the large frequency separation, which carries information about the stellar mean density35.
We have searched all 275 exoplanet host stars with a Kepler magnitude brighter than 13.5 and with short cadence Kepler data (sampled every 58.85s) for an asteroseismic signal. A magnitude limit of 13.5 was chosen since we have essentially no chance of detecting oscillations in a solar-like star fainter than this36. To be able to search for the large frequency separation (Δv) for each of the stars, we first made weighted power spectra. The power spectrum for each star was calculated in the following manner: (1) The time series for each quarter (data from Kepler are divided into quarters of ∼3 months duration due to the roll of the spacecraft) was cleaned for bad data points using sigma-clipping (with 4σ) of a high-pass filtered time series (high-pass filter was 7 min) to take out the effect of all slow variations. (2) Using a high-pass filter, the long-term variation of the noise per data point was estimated and taken as the scatter (σ). (3) Using 1/σ2 as the statistical weight per data point, we calculated the power spectrum following ref. 37. (4) For each quarter we calculated a separate power spectrum, and subsequently we combined the power spectra for all quarters into one single spectrum using a weighted mean. The weights were given by 1/(median(power))2, where the median of the power between 2 and 4 mHz was used. This serves the purpose of down-weighting power spectra for quarters with higher noise levels with respect to the others. Also, when combining several power spectra this way, we change the statistics of the power spectrum from being described by a to approaching a normal distribution (as stated by the central limit theorem)38. An example of a part of a power spectrum can be seen in the inset in Fig. 4.
Extraction of large frequency separations
A clear asteroseismic signature was found in 102 of the host stars using a matched filter response function (MFR)39 to search for the large frequency separation. The method takes advantage of the near-regular spacing of the high-order, low-degree p-modes in the power spectrum of solar-like stars. It does this by summing the smoothed power at specific frequencies, which have been calculated from the asymptotic relation40 in the version:
Here n is the radial order of the mode (related to the number of nodes in the radial direction), is the degree of the mode (the number of surface nodes), ɛ is a parameter sensitive to the near-surface layers of the star, while D0 is sensitive to the conditions near the core.
When summing the power at frequencies given by different values of Δv (collapsing over different values of the other parameters in expression (3), the result is the MFR giving the summed power as a function of Δv (see ref. 39 for details). An example for the host star KIC 9414417 can be seen in Fig. 4. The large frequency separation corresponding to the most prominent peak in the MFR is then the large frequency separation of the star. The uncertainty on the large frequency separation is determined as the full width at half maximum of the peak.
Grid-modelling of the host stars
We used four pipelines to determine the stellar parameters for the 102 exoplanet host stars. These were Asteroseismology Made Easy (AME)41, SEEK42, BAyesian STellar Algorithm (BASTA)12 and the Yale-Birmingham (YB)43,44,45 pipeline. The YB pipeline derived the properties from five different grids of stellar models, which brings us to a total of eight different grids of stellar models. These pipelines have been used extensively for asteroseismology9,10,11, and further description of the pipelines can be found in the literature.
As inputs to the grid-modelling we used for each star its large frequency separation (Δv) found from asteroseismology and two spectroscopic inputs; the effective temperature (Teff) and the metallicity ([Fe/H]). The values that were used for the 102 host stars can be found in Supplementary Table 1.
We chose to use the mean density and radius returned by AME and then determined the uncertainty by adding in quadrature the uncertainty returned by AME and the scatter over the values returned by the other seven grids. Three stars were too massive for the AME grid, so for these we used the median parameters from the other seven pipelines and estimated the uncertainties by adding in quadrature the median formal uncertainty and the scatter over all seven grids. We note that the parameters returned by the various pipelines were consistent.
Many of the host stars in our seismic sample are present in other large host star samples with published seismic results9,12, and we have compared the densities and radii obtained for our sample with these other results. We find our parameters to be fully consistent (within 1σ) with the results from ref. 9 with the exception of Kepler-22. However, this is due to the fact that we are using a very different large frequency separation, since the signal originally found46 is no longer thought to be the correct one (H. Kjeldsen et al. (manuscript in preparation)). When comparing the densities and radii for the host stars that we have in common with ref. 12 (32 stars), we find that all densities and 29 of the 32 radii are consistent within 1σ with the remaining three radii differing by just above 1σ, leading us to conclude that our densities and radii are in agreement with those previously determined.
Vetting of the seismic subsample of exoplanets
To do some basic vetting of our seismic subsample, we chose to limit our sample to exoplanets that had an uncertainty in radius of <20%. A large uncertainty on radius was primarily due to large uncertainties on Rp/R*, which can be caused by grazing transits where the planet only partly covers the star. This removed five exoplanets from the sample: KOI-371.01, KOIs 2612.01 and 2612.02, KOI-3194.01 (which in addition has an impact parameter (b (ref. 47)) larger than unity) and KOI-5086.01 (also b>1). A radius cut of 30% would remove three of these targets (it would leave KOIs 2612.01 and 2612.02 in the sample). It should be noted that none of these exoplanets were situated in the hot-super-Earth desert. Instead of limiting our sample by using the uncertainty in radius, we also tried using the impact parameter (with the criterion b<1), which would remove some of the grazing transits. This removed the two exoplanets mentioned above from the asteroseismic subsample, but we opted for the stricter 20% limit on the radius uncertainty.
We also tried to vet the subsample by using asterodensity profiling16,48,49,50. Here the ratio of stellar mean densities derived from the orbit and, in our case, grid-modelling () is considered, and a value very different from unity points to either very eccentric orbits or a blend scenario (these are the two largest effects). However, it was difficult to put meaningful constraints on the density ratio since a conservative value did not eliminate any candidates and a more aggressive value would risk throwing away high-eccentricity exoplanets. Thus, we did not pursue this further.
If the cut in radius uncertainty is made at a higher value than 20%, then exoplanets from the non-seismic sample will appear in the desert. We have examined the points that appear if the cut is instead made at 30 or 40%. Using the information from the NASA Exoplanet Archive (from 1 July 2015), when we make the cut at 20% one exoplanet from the non-seismic sample is present in the top of the desert (with its 1σ errorbars easily placing it outside the desert). If we increase this value to 30%, then two additional planets enter the hot-super-Earth desert, one very close to the lower flux boundary, and one which, since we downloaded the data, has been flagged as a FP.
If the cut is instead made at 40%, then a total of 13 exoplanets occupy the region of the hot-super-Earth desert including those discussed above. Of these 13 planets, two are FPs and one is the confirmed exoplanet Kepler-319b. However, on checking the radius and flux for Kepler-319b listed in the discovery paper51, it is clear that this planet is in fact situated far from the desert (with R=1.63 R⊕ and F=261.6 F⊕ (ref. 51)), which brings us down to 10 exoplanets in the desert.
We have manually inspected these 10 remaining exoplanets situated in the hot-super-Earth desert. They all orbit stars of spectral type F or G, and we find that the reason for the very uncertain exoplanet parameters is very uncertain parameters for the host stars. We find that all of them have uncertainties consistent with a location outside the desert, and that two of them are likely FPs judged on inconsistency between the stellar density derived from the transit and that derived from the stellar mass and radius (these planets are on short orbits and are thus unlikely to have large eccentricities). It is noteworthy that excluding data points with high uncertainties does not exclude a specific stellar spectral type, for instance, it simply limits the number of bad data points in the sample.
We have plotted histograms of the relative uncertainties on the radius and incident flux, which can be seen in Fig. 5. We note that there is a clear bimodal distribution in both histograms, and that the uncertainties for the seismic subsample are lower than the typical uncertainties in the non-seismic sample. This emphasizes our point that the properties of the seismic sample are determined to a high accuracy. The bimodal distributions in relative uncertainty in flux and radius show that the non-seismic sample is divided into a ‘low’ uncertainty and a ‘high’ uncertainty population, and the division between the two populations lie at ∼30% in radius. Thus, making a cut at 20% should ensure that we are only plotting the best data points from the non-seismic sample, and we have verified that we are not cutting away a population of planets around M-dwarfs (which would have high uncertainties in radius) by doing so.
Determining the boundaries of the hot-super-Earth desert
We constrained the size of the hot-super-Earth desert by doing a bootstrap with 1 million iterations of the exoplanets present in the seismic subsample and using the boundaries that make 95.45% (2σ) of the iterations return an empty desert. To be specific, we first randomly drew 157 exoplanets with replacement from the seismic subsample. Then we assigned each of these a radius and a flux randomly selected from Gaussians centred on the parameters for the drawn exoplanet with a standard deviation equal to the uncertainty. Subsequently, we determined how many of these exoplanets that were situated in the hot-super-Earth desert. This was repeated 1 million times, after which we calculated the percentage of iterations without planets in the hot-super-Earth desert (which is the observed number). We used this information to change the boundaries of the desert, and we repeated the above procedure until we had obtained the 2σ limits. This procedure does not yield unique boundaries, although they are well constrained due to the small uncertainties on the exoplanets in the sample. However, to determine the exact extent of the hot-super-Earth desert is beyond the scope of this work, and it will in addition depend on whether or not one will allow any exoplanets in the desert.
The Gaussian mixture model
We have used a Gaussian mixture model (GMM), which is a probabilistic model that is the sum of a finite number of Gaussian distributions (we used the Python Scikit-Learn Gaussian Mixture Model52). We used the GMM to describe the planet population in log–log radius-flux space and then applied tests to the model to assess the probability that we had detected the hot-super-Earth desert. The distribution of planets in flux and radius is expected to form a correlated log-normal distribution as an outcome of a stochastic planet formation process that produced many correlated, fractional changes in planet sizes and orbits18. Thus, it is justified to use the GMM, which fits a sum of bivariate Gaussians to the data.
The two different hypotheses that we tested using the GMM and the data are the null hypothesis and the irradiated hypothesis. The null hypothesis states that the radius-flux distribution is smooth, thus that there is no hot-super-Earth desert present in the data. The irradiated hypothesis states that there is a gap in the population density and that there is an overdensity at radii lower than the gap.
We leave the number of summed normal distributions as a parameter to be determined by the data in order to allow for different formation processes, selection effects and other biases. The number of Gaussian components is determined by selecting the model with the lowest Bayesian Information Criterion (BIC). We apply the fit to three different samples; the seismic subsample of exoplanets, the non-seismic subsample and the combined sample. For each sample we use the minimum BIC to determine the number of components used in the GMM. For the seismic subsample, the typical number of components selected by the BIC is one.
The fit applied by the GMM does not treat statistical uncertainties on the data points. To ensure our tests are robust we have used a Monte Carlo approach to draw each data point from its statistical uncertainties. We generate 1,000 draws from the uncertainties and for each draw we fit the GMM, and each time we determine the number of components by selecting the lowest BIC. From each of these 1,000 models, we draw 5,000 populations and record the number of planets that occupy the gap for each. This then provides the probability distribution of planets in the gap under the null hypothesis, since we fit our model to the data under this assumption.
Figure 6 shows examples of the real data together with simulated samples drawn from the fit. We artificially injected a hot-super-Earth desert (2.2≤Rp/R⊕≤3.8 and F≥650 F⊕) into the drawn samples by subtracting 2.7 R⊕ from the planetary radius if the planet fell within the desert. While somewhat crude, this introduces the gap and an overdensity below the gap.
In the seismic sample, no planets are observed in the hot-super-Earth desert. Figure 3 shows the probability distribution of planets expected in the hot-super-Earth desert under the null hypothesis together with the observed value (0±0.04). The uncertainty comes from the small chance that a system actually occupies the gap due to the uncertainties on the planetary radius and flux. Furthermore, we show the expected population distribution below the desert (0.4≤Rp/R⊕≤2.2 and F≥650 F⊕) also with the observed value (17±0.7). The probability of observing no planets in the hot-super-Earth desert in the seismic sample given the null hypothesis is p=0.4%, which is sufficiently small that we reject the null hypothesis. We observe a slight overdensity in the planet population below the desert, but this is very weak and not statistically significant.
We repeat the analysis with the non-seismic and the combined samples. For the non-seismic sample we find the probability of observing the data in the desert under the null hypothesis is p=8%, which supports the rejection of the null hypothesis but is not significant under the typical requirements of either p<5% or p<1%. For the combined data we find a small improvement with p=0.3%, which is clearly dominated by the seismic sample.
We checked our method using the simulated data with and without a gap. We found results that were consistent with those reported here for the real data. It should be noted, specifically, that in the simulated-gap seismic sample, we consistently found we could reject the null hypothesis of no gap, while we typically did not confirm an overdensity below the gap.
Debiasing the seismic subsample
In an attempt to account for detection biases in our seismic subsample, we debiased the sample following the approach described by ref. 9. First, we determined the minimum planetary radius that should be detectable for a given host star8:
Here σCDPP is the 6 h Combined Differential Photometry Precision53, SNRlim the required signal-to-noise ratio (SNR), ntr the number of observed transits and tdur the duration of a transit. We chose a SNR threshold of 10 (ref. 8), and for each exoplanet in the sample we estimated Rmin by using the median 6 h σCDPP over all observed quarters (obtained from the Mikulski Archive for Space Telescopes, MAST, https://archive.stsci.edu/kepler/, accessed on 8 July 2015), the transit durations from NASA’s Exoplanet Archive’s cumulative KOI list (http://exoplanetarchive.ipac.caltech.edu/cgi-bin/TblView/nph-tblView?app=ExoTblsconfig=cumulative, accessed on 8 July 2015), and crudely estimating the number of observed transits by dividing the total lifetime of Kepler (around 1470 days) by the period of the exoplanet.
After having calculated Rmin for all exoplanets in the seismic sample, we found for a range of exoplanet radii (Rx) the number of exoplanets fulfilling the inequality Rmin<Rx<Rp. Finally, our debiased sample consists of the exoplanets that fulfil the inequality Rmin<1.4 R⊕<Rp, where 1.4 R⊕ was the value of Rx that returned the maximum number of exoplanets. The debiased sample can be seen in Fig. 7 along with the debiased non-seismic sample (for illustration) using the Rx determined from the seismic subsample. It can be seen that the desert is still evident (also, see below).
As well as using the Gaussian mixture model to assess the hot-super-Earth desert, we also took another approach to verify the significance of the missing data points. We did this by first dividing the seismic subsample of exoplanets in two groups, with F/F⊕>650 and F/F⊕<650. We then used the exoplanet radius distribution for the F/F⊕<650 sample to generate a sample with randomly selected exoplanet radii for a number of exoplanets corresponding to the number of exoplanets with F/F⊕>650. Afterwards we determined how many of the selected exoplanets had a radius between 2.2 and 3.8 R⊕. This simulation was repeated 107 times, and we determined the number of times we found the same number of exoplanets as we observe in the hot-super-Earth desert (zero), in this radius range. We found this to happen in only 8 of the 10 million simulations.
This test was repeated to measure the effect of FPs on the detection. This was done by randomly removing points from the seismic subsample according to the percentages given by ref. 24 and then repeating the above analysis. Of course this approach does not take into consideration any non-uniformity of the FP-rate with flux (for instance there are more eclipsing binaries at higher incident flux23), but on the other hand we do not compensate for the FP-rate for multi-planet systems being lower than for single-planet systems23, or that we have many confirmed exoplanets in the sample (for which the FP-rate should be essentially zero). Thus, this approach should give a fairly conservative estimate of the effect of FPs on the hot-super-Earth desert. We find that 39 of our 10 million simulations return zero exoplanets in the radius region of the desert, meaning that the presence of FPs in our sample does not significantly affect the detection of the hot-super-Earth desert.
To assess the importance of potential systematic errors on the detection of the desert, we investigated the impact on the incident flux of a 100 K temperature offset and also of a non-zero eccentricity of e=0.5. We find that the effect of both of these changes is of the same magnitude, and using this test we determined that they have no impact on the detection of the hot-super-Earth desert.
We also used the test on the debiased sample (seen in Fig. 7), and here 54 of the 10 million simulations returned the same number of exoplanets in the desert as we observe; thus the detection of the hot-super-Earth desert is not greatly changed by using the debiased sample instead. We performed a bootstrap on the debiased sample similarly to what was done for the full sample. Here we found that the boundaries of the hot-super-Earth desert that we determined from bootstrapping the full sample (2.2<Rp/R⊕<3.8 and F>650 F⊕) are stronger when considering the debiased sample. They change from being 2σ limits to being just above 3.5σ, meaning that >99.95% of the 1 million simulations left the hot-super-Earth desert empty (380 yielded one planet).
How to cite this article: Lundkvist, M.S. et al. Hot super-Earths stripped by their host stars. Nat. Commun. 7:11201 doi: 10.1038/ncomms11201 (2016).
Lopez, E. D. & Fortney, J. J. The role of core mass in controlling evaporation: the Kepler radius distribution and the Kepler-36 density dichotomy. Astrophys. J. 776, 2 (2013).
Owen, J. E. & Wu, Y. Kepler planets: a tale of evaporation. Astrophys. J. 775, 105 (2013).
Owen, J. E. & Wu, Y. Atmospheres of low-mass planets: the ''Boil-off''. Astrophys. J. 817, 107 (2016).
Kurokawa, H. & Nakamoto, T. Mass-loss evolution of close-in exoplanets: evaporation of hot jupiters and the effect on population. Astrophys. J. 783, 54 (2014).
Szabó, G. M. & Kiss, L. L. A short-period censor of sub-jupiter mass exoplanets with low density. Astrophys. J. 727, L44 (2011).
Beaugé, C. & Nesvorný, D. Emerging trends in a period-radius distribution of close-in planets. Astrophys. J. 763, 12 (2013).
Rowe, J. F. et al. Planetary candidates observed by Kepler. V. Planet sample from Q1-Q12 (36 months). Astrophys. J. Suppl. 217, 16 (2015).
Howard, A. W. et al. Planet occurrence within 0.25AU of solar-type stars from Kepler. Astrophys. J. Suppl. 201, 15 (2012).
Huber, D. et al. Fundamental properties of Kepler planet-candidate host stars using asteroseismology. Astrophys. J. 767, 127 (2013).
Chaplin, W. J. et al. Asteroseismic fundamental properties of solar-type stars observed by the NASA Kepler mission. Astrophys. J. Suppl. 210, 1 (2014).
Campante, T. L. et al. An ancient extrasolar system with five sub-Earth-size planets. Astrophys. J. 799, 170 (2015).
Silva Aguirre, V. et al. Ages and fundamental properties of Kepler exoplanet host stars from asteroseismology. Mon. Not. R. Astron. Soc. 452, 2127–2148 (2015).
Borucki, W. J. et al. Characteristics of planetary candidates observed by Kepler. II. Analysis of the first four months of data. Astrophys. J. 736, 19 (2011).
Batalha, N. M. et al. Planetary candidates observed by Kepler. III. Analysis of the first 16 months of data. Astrophys. J. Suppl. 204, 24 (2013).
Mullally, F. et al. Planetary candidates observed by Kepler. VI. Planet sample from Q1-Q16 (47 months). Astrophys. J. Suppl. 217, 31 (2015).
Van Eylen, V. & Albrecht, S. Eccentricity from transit photometry: small planets in Kepler multi-planet systems have low eccentricities. Astrophys. J. 808, 126 (2015).
Morton, T. D. & Swift, J. The radius distribution of planets around cool stars. Astrophys. J. 791, 10 (2014).
Farr, W. M., Mandel, I., Aldridge, C. & Stroud, K. The occurrence of earth-like planets around other stars. Preprint at http://arxiv.org/abs/1412.4849 (2014).
Latham, D. W. et al. A first comparison of Kepler Planet candidates in single and multiple systems. Astrophys. J. 732, L24 (2011).
Petigura, E. A., Marcy, G. W. & Howard, A. W. A plateau in the planet population below twice the size of Earth. Astrophys. J. 770, 69 (2013).
Wolfgang, A. & Lopez, E. How rocky are they? The composition distribution of Kepler's sub-neptune planet candidates within 0.15AU. Astrophys. J. 806, 183 (2015).
Désert, J.-M. et al. Low false positive rate of Kepler candidates estimated from a combination of spitzer and follow-up observations. Astrophys. J. 804, 59 (2015).
Lissauer, J. J. et al. Validation of Kepler's multiple planet candidates. II. Refined statistical framework and descriptions of systems of special interest. Astrophys. J. 784, 44 (2014).
Fressin, F. et al. The false positive rate of Kepler and the occurrence of planets. Astrophys. J. 766, 81 (2013).
Borucki, W. J. et al. Kepler-4b: a hot neptune-like planet of a G0 star near main-sequence turnoff. Astrophys. J. 713, L126–L130 (2010).
Huber, D. et al. Stellar spin-orbit misalignment in a multiplanet system. Science 342, 331–334 (2013).
Rappaport, S. et al. Possible disintegrating short-period super-mercury orbiting KIC 12557548. Astrophys. J. 752, 1 (2012).
Rappaport, S. et al. KOI-2700b—a planet candidate with dusty effluents on a 22 hr orbit. Astrophys. J. 784, 40 (2014).
Colón, K. D., Morehead, R. C. & Ford, E. B. Vetting Kepler planet candidates in the sub-Jovian desert with multiband photometry. Mon. Not. R. Astron. Soc. 452, 3001–3009 (2015).
Lopez, E. D. & Fortney, J. J. Understanding the mass-radius relation for sub-neptunes: radius as a proxy for composition. Astrophys. J. 792, 1 (2014).
Rogers, L. A. Most 1.6 Earth-radius planets are not rocky. Astrophys. J. 801, 41 (2015).
Essick, R. & Weinberg, N. N. Orbital decay of hot jupiters due to nonlinear tidal dissipation within solar-type hosts. Astrophys. J. 816, 18 (2016).
Fabrycky, D. & Tremaine, S. Shrinking binary and planetary orbits by Kozai cycles with tidal friction. Astrophys. J. 669, 1298–1315 (2007).
Nagasawa, M., Ida, S. & Bessho, T. Formation of hot planets by a combination of planet scattering, tidal circularization, and the Kozai mechanism. Astrophys. J. 678, 498–508 (2008).
Chaplin, W. J. & Miglio, A. Asteroseismology of solar-type and red-giant stars. Annu. Rev. Astron. Astrophys. 51, 353–392 (2013).
Chaplin, W. J. et al. Predicting the detectability of oscillations in solar-type stars observed by Kepler. Astrophys. J. 732, 54 (2011).
Frandsen, S. et al. CCD photometry of the δ-Scuti star κ2 bootis. Astron. Astrophys. 301, 123 (1995).
Appourchaux, T. O. n. Maximum likelihood estimation of averaged power spectra. Astron. Astrophys. 412, 903–904 (2003).
Gilliland, R. L. et al. Asteroseismology of the transiting exoplanet host HD 17156 with hubble space telescope fine guidance sensor. Astrophys. J. 726, 2 (2011).
Tassoul, M. Asymptotic approximations for stellar nonradial pulsations. Astrophys. J. Suppl. 43, 469–490 (1980).
Lundkvist, M., Kjeldsen, H. & Silva Aguirre, V. AME—Asteroseismology made easy. Estimating stellar properties by using scaled models. Astron. Astrophys. 566, A82 (2014).
Quirion, P.-O., Christensen-Dalsgaard, J. & Arentoft, T. Automatic determination of stellar parameters via asteroseismology of stochastically oscillating stars: comparison with direct measurements. Astrophys. J. 725, 2176–2189 (2010).
Basu, S., Chaplin, W. J. & Elsworth, Y. Determination of stellar radii from asteroseismic data. Astrophys. J. 710, 1596–1609 (2010).
Gai, N., Basu, S., Chaplin, W. J. & Elsworth, Y. An in-depth study of grid-based asteroseismic analysis. Astrophys. J. 730, 63 (2011).
Basu, S., Verner, G. A., Chaplin, W. J. & Elsworth, Y. Effect of uncertainties in stellar model parameters on estimated masses and radii of single stars. Astrophys. J. 746, 76 (2012).
Borucki, W. J. et al. Kepler-22b: A 2.4 Earth-radius planet in the habitable zone of a sun-like star. Astrophys. J. 745, 120 (2012).
Seager, S. & Mallén-Ornelas, G. A unique solution of planet and star parameters from an extrasolar planet transit light curve. Astrophys. J. 585, 1038–1055 (2003).
Tingley, B., Bonomo, A. S. & Deeg, H. J. Using stellar densities to evaluate transiting exoplanetary candidates. Astrophys. J. 726, 112 (2011).
Kipping, D. M. Characterizing distant worlds with asterodensity profiling. Mon. Not. R. Astron. Soc. 440, 2164–2184 (2014).
Sliski, D. H. & Kipping, D. M. A high false positive rate for Kepler planetary candidates of giant stars using asterodensity profiling. Astrophys. J. 788, 148 (2014).
Rowe, J. F. et al. Validation of Kepler's multiple planet candidates. III. Light curve analysis and announcement of hundreds of new multi-planet systems. Astrophys. J. 784, 45 (2014).
Pedregosa, F. et al. Scikit-learn: machine learning in python. J. Mach. Learn. Res. 12, 2825–2830 (2011).
Christiansen, J. L. et al. The derivation, properties, and value of Kepler''s combined differential photometric precision. Publ. Astron. Soc. Pac. 124, 1279–1287 (2012).
Funding for the Stellar Astrophysics Centre is provided by The Danish National Research Foundation (Grant agreement no.: DNRF106). The research is supported by the ASTERISK project (ASTERoseismic Investigations with SONG and Kepler) funded by the European Research Council (Grant agreement no.: 267864). This research has made use of NASA's Astrophysics Data System and the NASA Exoplanet Archive, which is operated by the California Institute of Technology, under contract with the National Aeronautics and Space Administration under the Exoplanet Exploration Program.
The authors declare no competing financial interests.
Rights and permissions
This work is licensed under a Creative Commons Attribution 4.0 International License. The images or other third party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in the credit line; if the material is not included under the Creative Commons license, users will need to obtain permission from the license holder to reproduce the material. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/
About this article
Cite this article
Lundkvist, M., Kjeldsen, H., Albrecht, S. et al. Hot super-Earths stripped by their host stars. Nat Commun 7, 11201 (2016). https://doi.org/10.1038/ncomms11201
This article is cited by
Evidence for the volatile-rich composition of a 1.5-Earth-radius planet
Nature Astronomy (2022)
An ultrahot Neptune in the Neptune desert
Nature Astronomy (2020)
Asteroseismology of solar-type stars
Living Reviews in Solar Physics (2019)
A giant impact as the likely origin of different twins in the Kepler-107 exoplanet system
Nature Astronomy (2019)
By submitting a comment you agree to abide by our Terms and Community Guidelines. If you find something abusive or that does not comply with our terms or guidelines please flag it as inappropriate.