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Pulmonary hypertension in preterm infants: results of a prospective screening program

Abstract

Objective:

Determine prevalence and associations with pulmonary hypertension (PH) in preterm infants.

Study Design:

Prospective institutional echocardiographic PH screening at 36 to 38 weeks’ corrected gestational age (GA) for infants born <32 weeks' GA who had bronchopulmonary dysplasia (BPD; group BPD), and infants without BPD who had a birth weight (BW) <750 g, or clinical suspicion for PH (group NoBPD).

Results:

Two hundred and four infants were screened (GA 25.9±2 weeks, BW 831±286 g). The PH prevalence in group BPD was higher than in group NoBPD (44/159 (28%) vs 5/45 (11%); P=0.028). In group BPD, BW and GA were lower in infants with PH compared with NoPH. Following correction for BW and GA, necrotizing enterocolitis (NEC), severe intraventricular hemorrhage (IVH), atrial septal defect (ASD), and mortality were independently associated with PH in infants with BPD. In group NoBPD, NEC was the only identified factor associated with PH. Altogether, screening only those infants with NEC and infants with BPD who also had a BW <840 g would have yielded a 84% sensitivity for detecting PH, and reduced the number of screening echocardiograms by 43%.

Conclusions:

PH in prematurity is associated with NEC in infants with and without BPD. In infants with BPD, smaller GA and BW, severe IVH, ASD and mortality are also associated with PH. Infants without identified PH-associated factors may not require routine echocardiographic PH screening.

Introduction

Over the past few decades, survival of premature infants has significantly increased. Bronchopulmonary dysplasia (BPD) is one of the most common morbidities associated with prematurity and with the development of pulmonary hypertension (PH). PH in this population is thought to be due to abnormal microvascular development and pulmonary vascular remodeling, resulting in reduced cross-sectional area of pulmonary vasculature.1 In addition, pulmonary vascular reactivity is increased rendering these infants more sensitive to periods of hypoxemia.2 PH has been reported in 23 to 37% of premature infants in multiple retrospective studies with variable inclusion criteria, definitions for PH, and echocardiographic interpretation.3, 4, 5, 6 However, recent prospective studies suggest that the incidence of ‘late’ PH, at ~36 weeks’ corrected gestational age (CGA), may actually be lower (4 to 14%).7, 8, 9 Both prenatal and postnatal risk factors have been associated with PH in infants with BPD, including oligohydraminios, low 5-min APGAR score, lower birth weight (BW), small for GA, severe BPD, infection and patent ductus arteriosus (PDA). Outcomes associated with PH in infants with BPD include prolonged mechanical ventilation and need for prolonged supplemental oxygen therapy, increased length of hospital stay and, most importantly, increased mortality.3, 4, 5, 6, 7, 10, 11, 12 To date, there are no published guidelines for PH screening in infants with BPD.

In 2010, we instituted a screening program in the Yale-New Haven Children’s Hospital Neonatal Intensive Care Unit (NICU) for infants at perceived risk for PH (Figure 1). The aim of this study was to determine the prevalence of PH as well as associated risk factors for PH in a cohort of infants <32 weeks’ gestation.

Figure 1
figure1

Echocardiographic screening algorithm for pulmonary hypertension (PH) in preterm infants that was used for this study. BPD, bronchopulmonary dysplasia; BW, body weight; CGA, corrected gestational age.

Methods

At Yale-New Haven Children’s Hospital, we established an echocardiographic screening protocol for PH in preterm infants. We report data collected prospectively between April 2010 and November 2014. Screening echocardiograms were performed at 36 to 38 weeks’ CGA. Inclusion criteria were (1) born <32 weeks’ GA and diagnosed with BPD at 36 weeks’ CGA (group BPD) or 2) born <32 weeks' GA and <750 g BW but without BPD (group NoBPD). In addition, screening was also performed at the request of the medical team for any infant <32 weeks’ GA with pulmonary disease that did not meet criteria for BPD at 36 weeks’ CGA but had a clinical suspicion for PH (group NoBPD).

We collected data on maternal and perinatal factors, neonatal demographics, major neonatal morbidities and outcomes for inclusion in our analyses. Maternal factors included the presence of chorioamnionitis, maternal hypertension and administration of antenatal steroids. Neonatal factors included gender, GA, BW and small for GA status. Neonatal morbidity data included BPD, early- and late-onset sepsis, necrotizing enterocolitis (NEC), intraventricular hemorrhage (IVH) and presence of a PDA. BPD was graded by severity as mild, moderate or severe using the consensus definition by National Institute of Child Health and Human Development (2000).13 Early-onset sepsis was defined as a positive blood culture(s) obtained at 72 h of life, which yielded a traditional neonatal pathogen (e.g. Escherichia coli, Group B streptococcus). Late-onset sepsis was defined as a positive blood culture(s) obtained at >72 h of life which yielded a traditional neonatal pathogen or a commensal species (e.g. Staphylococcus epidermidis).14 Blood cultures that yielded coagulase-negative staphylococci were reviewed using specific criteria from the Centers for Disease Control and Prevention.15 NEC was defined according to the modified Bell’s staging and included only those stage IIA.16 Surgical NEC included only those cases that went on to require surgical intervention. IVH was graded based on the classification system developed by Papile et al.17 with severe IVH including only those of grade III or IV. PDA included only those deemed to be hemodynamically significant and was diagnosed via echocardiogram as reviewed by a pediatric cardiologist. Last, outcome data included death, cumulative time (in days) requiring mechanical ventilation through an endotracheal tube, length of hospital stay, CGA at the time of discharge and whether or not an infant was discharged from the NICU on supplemental oxygen.

A screening echocardiogram was conducted at 36 to 38 weeks’ CGA using the Philips IE33 (Philips Medical Systems, Andover, MA, USA) or Siemens Sequoia SC2000 (Siemens Medical Solutions USA, Mountain View, CA, USA) equipment. All echocardiograms were performed by a pediatric echocardiography technician using our institutional PH protocol. Echocardiograms were interpreted by a single pediatric echocardiographer (CGW) who was blinded to the clinical status of the patient. PH was defined as a tricuspid regurgitation jet gradient of >36 mm Hg or presence of septal flattening in systole. We also documented presence of a small or greater atrial septal defect (ASD) or PDA. A patent foramen ovale was defined as the space between a well-developed septum primum and a normally formed septum secundum, and was considered normal.18 A secundum ASD was defined by the presence of deficiency of the septum primum.

Infants with evidence of PH underwent follow-up echocardiograms at individualized intervals. We documented the presence or absence of PH at the time of last follow-up but no later than 1 year of age. Infants who had a normal PH screening echocardiogram at 36 weeks’ CGA and who were under the care of the Pediatric Respiratory Medicine service underwent repeat echocardiography at ~1 year of age.

For statistical analyses continuous variables were expressed as mean (s.d.), unless otherwise indicated. Categorical variables were expressed as numbers (frequencies). For comparisons between groups, the t-test for independent samples was used for continuous data. Fisher's exact or χ2 tests were used as appropriate for comparison of categorical variables between groups. Binary logistic regression was used to correct for differences in BW and GA between the groups and adjusted odds ratios (ORs) with 95% confidence intervals (CIs) were determined. Receiver operating characteristics curves were created. The set significance level was P<0.05. For multiple comparisons, the Bonferroni correction was used (e.g. NEC vs surgical NEC, P<0.025 was considered significant). Statistical analyses were performed using Statistical Package for Social Sciences, version 21 (IBM SPSS, Chicago, IL, USA).

Results

Three hundred and ninety-eight infants born at <32 weeks' GA and still in our NICU at 36 weeks' CGA were eligible for inclusion (Figure 2). One hundred and eighty-nine infants were excluded because they did not meet the inclusion criteria (i.e. they were <32 weeks’ GA, 750 g BW but without BPD or clinical suspicion for PH). We excluded an additional two infants with congenital heart disease and associated elevated right heart pressure. Three infants with BPD never had a screening echocardiogram before discharge (Figure 2). Two hundred and four infants <32 weeks’ gestation who met the inclusion criteria and underwent a PH screening echocardiogram at 36 to 38 weeks’ CGA at Yale-New Haven Children’s Hospital were included in this study. Group BPD included 159 infants diagnosed with BPD at 36 weeks’ CGA.13 Group NoBPD included 45 infants born at <32 weeks’ GA. These included 15 infants screening strictly for BW <750 g as well as 30 infants with non-BPD pulmonary disease and a clinical suspicion for PH (n=30).

Figure 2
figure2

Consort diagram showing all infants born <32 weeks’ gestational age (GA) who were hospitalized in the Yale-New Haven Children’s Hospital neonatal intensive care unit at 36 weeks corrected GA (CGA). Eligible infants who did not have a pulmonary hypertension (PH) screening echocardiogram (gray). BPD, bronchopulmonary dysplasia; CHD, coronary heart disease.

Group BPD

In group BPD, 44 of 159 infants (27.7%) had echocardiographic evidence of PH at the time of the screening echocardiogram. Of those, 35 had systolic septal flattening only, 1 had a tricuspid regurgitation jet gradient >36 mm Hg only and 8 met both the criteria. Infants with PH were of lower birth BW and GA, and were more likely to have early-onset sepsis, severe IVH and NEC (medical and surgical) as compared with those without PH (Table 1). At the time of the PH screening echocardiogram, infants with PH were also more likely to have an ASD (Table 1). Left–right interatrial shunting was present in all but of the two infants. The presence of an ASD was strongly associated with right ventricular hypertrophy (ASD 16/32 (50%) vs no ASD 21/127 (17%), P<0.001)and dilation (ASD 16/32 (50%) vs no ASD 8/127 (6%), P<0.001). No association between the severity of BPD and the prevalence of PH was determined. Following correction for GA and BW in a logistic regression model, all NEC, surgical NEC, severe IVH and the presence of an ASD remained independent predictors of PH in the cohort with BPD (Table 2). Early-onset sepsis occurred only in infants with PH and therefore could not be used in the logistic regression model. PH was also determined to be an independent predictor for death before discharge from the NICU (Tables 1 and 2). In infants with BPD, length of stay, duration of mechanical ventilation and discharge/transfer on oxygen did not differ between infants with and without PH (Table 1).

Table 1 Characteristics of groups BPD and NoBPD, each stratified by subgroups PH and NoPH
Table 2 ORs (unadjusted and adjusted for birth weight and gestational age) for factors associated with PH within the BPD group

Two infants in group BPD underwent a diagnostic cardiac catheterization, 5 infants were placed on PH-specific oral agents, 10 received inhaled nitric oxide (NO), and 3 received both oral and inhaled treatment. Thirty-five of 44 (80%) infants in the PH subgroup underwent follow-up echocardiograms. At the time of their most recent follow-up, only six (17%) still had evidence of PH (Table 1). Fifty-nine of 115 infants with BPD but without initial evidence of PH had follow-up echocardiograms. Only one infant had newly developed PH at the time of a clinical deterioration. The infant died secondary to NEC totalis.

Group NoBPD

In the NoBPD group, 5 of 45 (11%) infants had echocardiographic evidence of PH. There were no significant differences in select maternal factors, gender, BW or GA between infants with or without PH in this group. The only postnatal factor associated with PH in the NoBPD group was NEC (Table 1). There were no differences in echocardiographic and/or outcome variables between infants with or without PH in this cohort, and no infants in this group died before NICU discharge (Table 1). Of note, there was no difference in the prevalence of PH at 36 to 38 weeks’ CGA when comparing the subgroup of infants with BW <750 g with those with BW 750 g (2/15 (13%) vs 3/30 (10%); P=1). At the time of the most recent follow-up, none of the 25 infants with available echocardiographic data had evidence of PH (Table 1).

Group BPD and NoBPD combined

In both groups BPD and NoBPD alike, NEC was the most significant factor associated with PH, with 57% (16/28) having echocardiographic evidence of PH at 36 to 38 weeks’ CGA. The prevalence of PH for infants who did not have a history of NEC was 22% (31/138) for group BPD compared with 5% (2/38) for group NoBPD (P=0.018). In a subgroup analysis of group BPD without NEC, lower BW (area under the curve 0.619, 95% CI: 0.504 to 0.734, P=0.044) was associated with PH, whereas GA (area under the curve 0.568, 95% CI: 0.0.456 to 0.679, P=0.253) and severe IVH (PH in severe IVH 5/13 (38%) vs 26/125 (21%) if no severe IVH; P=0.167) were not. Based on these results, a BW <840 g as a predictor of PH was associated with a 80% sensitivity and 41% specificity in this subgroup (PH for BW <840 g 25/88 (28%) vs 6/50 (12%) for BW 840 g; P=0.033).

Therefore, if we limited PH screen to only those infants with NEC, and to those with BPD who also had a BW <840 g, the sensitivity for detecting PH would have been 84%. This approach would have missed eight infants with echocardiographic evidence of PH. However, by applying these more restrictive criteria for PH screening, we would have reduced the number of echocardiograms performed by 88 (i.e. by 43%).

Discussion

This is the first investigation of PH in infants <32 weeks’ GA with BPD that prospectively identified NEC (both medical and surgical), surgical NEC, severe IVH, the presence of an ASD and mortality as factors independently associated with PH at 36 to 38 weeks’ CGA. In infants <32 weeks’ GA and without BPD, NEC was the only identifiable factor associated with PH.

The prevalence of PH in our study is within the previously reported range for PH in prematurity of up to 36%.3, 4, 5, 6 However, two recent prospective studies suggest that the incidence of ‘late’ PH, at ~36 weeks' CGA, may actually be lower (4 to 14%).8, 9 This wide range may be attributed to the retrospective design of most studies, lack of prospective screening protocols, variability in inclusion criteria, time points when the echocardiograms were performed, classification of PH based on the clinical interpretation of echocardiograms by different readers and variable echocardiographic definitions for PH.

The gold standard for diagnosing PH is a mean pulmonary arterial pressure of >25 mm Hg via cardiac catheterization.19 Interestingly, this definition applies to adults, children and infants alike, even though there are significant differences in systemic arterial blood pressure from infancy to adulthood. Using echocardiography as a screening tool for PH, an estimated systolic pulmonary arterial pressure 35 to 40 mm Hg or the presence of end-systolic septal flattening are considered abnormal.9,20, 21 Echocardiographic presence of end-systolic septal flattening is generally thought to indicate more than half systemic right ventricular systolic pressure. This was first described over 30 years ago in a study of 26 children who underwent cardiac catheterization and echocardiography simultaneously.20 Assessment of septal flattening, however, has significant interobserver variability.22 Quantitative estimates of septal flattening may therefore be useful in the absence of enough tricuspid regurgitation to estimate right ventricular systolic pressure.22, 23, 24, 25 The left ventricular end-systolic eccentricity index (SEI) quantifies the degree of septal flattening. A SEI of 1 would be considered normal, septal flattening is recognized by a single observer at an SEI 1.15, but greater than half systemic right ventricular pressure estimates was only noted at SEI 1.3.22 In our patient cohort, changing the definition of PH to SEI 1.3 would decrease the prevalence of PH from 27 to 10%. Although SEI as a quantitative measure of septal flattening may increase reproducibility, correlation to actual hemodynamic data will remain challenging until simultaneous cardiac catheterization is performed as part of a larger multicenter study.

BPD has been previously reported to be a major independent risk factor for PH, especially if severe.3, 5, 8, 9 While BPD was associated with PH in our study, severity was not. This discrepancy may be due to variable definitions of BPD. While we used NIH criteria, we did not perform physiologic testing.7, 9

In our study, NEC (medical and surgical NEC combined as well as surgical NEC alone) and severe IVH remained independently associated factors for PH in infant with BPD after controlling for GA and BW. In prior investigations, sepsis, inflammation and hypoxemia have all been associated with acute and/or chronic development of PH.26, 27 Diminished endothelial NO production by endothelial NO synthase can lead to PH in those clinical settings, which has also been described in infants with NEC.28 In addition, there is some evidence linking insufficient supply of endogenous NO in premature infants to BPD and IVH.29 This may explain why NEC and severe IVH were identified as PH-associated factors in our cohort of preterm infants.

Risk stratification of preterm infants may enable us to reduce the number of screening echocardiograms performed. Biochemical markers may complement echocardiographic PH screening. N-terminal pro-B-type natriuretic peptide is a potential biochemical marker that is used clinically for monitoring patients with PH. Recently, N-terminal pro-B-type natriuretic peptide was found to be consistently elevated >1000 pg ml−1 in preterm infants with BPD and PH at 36 to 38 weeks' CGA, when compared with controls.30 If those results are validated in a larger study, N-terminal pro-B-type natriuretic peptide may replace echocardiography as the primary screening method for infants deemed to be at low risk for PH.

Prematurely born infants have a higher prevalence of congenital heart disease.31 In our investigation, infants with BPD and PH at the time of the screening echocardiogram were significantly more likely to have an ASD. It has been suggested that increased pulmonary blood flow may further enhance the pulmonary vascular remodeling already induced by other factors and result in pulmonary vascular disease.32 Early ASD closure during infancy with symptomatic improvement has been reported, and should be considered in preterm infants with BPD and PH.33

Our overall mortality rate for infants with PH was 12%, which is at the lower end of published associated mortality rates of 10 to 38%.3, 5, 9, 10, 21 Length of stay, duration of mechanical ventilation and discharge or transfer on oxygen did not differ between infants with and without PH in our cohort. Prior investigations have reported conflicting data regarding differences in these outcomes between infants with and without PH.3, 5, 9, 21 In our NICU, once PH was identified medical management was altered to avoid hypercarbia and to allow for higher oxygen saturations. If PH remained significant and persistent, we considered diagnostic cardiac catheterization before starting anti-pulmonary hypertensive agents. In those infants too unstable to undergo cardiac catheterization, inhaled NO and/or Sildenafil were empirically initiated. Overall, only a small number of infants received PH-specific therapy. Prospective screening for PH in at-risk infants allowed us to adjust medical management in an effort to optimize cardiopulmonary hemodynamics. We speculate that early recognition of PH may improve outcome.

The strengths of this study are the prospective design of our screening program, and the interpretation of echocardiograms by a single reader (CGW) who was blinded to the patient’s clinical status. This study also has several limitations, including the possibility of a type II error given the relatively small number of infants with PH, especially in the NoBPD group. Infants without BPD who had a BW >750 g were only screened for PH at 36 to 38 weeks' CGA if there was a clinical concern allowing for selection bias. Further, follow-up echocardiograms to evaluate for new or persistent PH beyond 36 weeks’ PMA were performed at variable time points, but usually at ~1 year of age if no clinical concerns existed to warrant sooner evaluation. EKG as a screening test was not part of this screening algorithm. Additionally, the gold standard for diagnosing PH is cardiac catheterization, an invasive test that was only performed in selected patients with echocardiograms suggesting significant PH at more than one time point. Last, given the highly variable prevalence of prematurity-related comorbidities and respiratory management, our findings may not be generalizable and should be evaluated in a larger multicenter study.

Conclusion

In a cohort of premature infants with BPD and after controlling for GA and BW, NEC, severe IVH, the presence of an ASD and mortality were identified as independent factors associated with PH at 36 to 38 weeks' CGA. NEC was the only factor associated with PH in preterm infants without BPD. The variability in reported risk factors for PH in premature infants underscores the complexity of this disease process in this population. Our results need to be validated in a larger multicenter study to suggest an echocardiographic PH screening algorithm for preterm infants that can be applied across multiple institutions. A better understanding of demographic and risk factors associated with PH may reduce the total number of screening echocardiograms performed and, with it, the associated costs.

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Acknowledgements

This work was supported by the Department of Pediatrics, Yale University School of Medicine.

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Weismann, C., Asnes, J., Bazzy-Asaad, A. et al. Pulmonary hypertension in preterm infants: results of a prospective screening program. J Perinatol 37, 572–577 (2017). https://doi.org/10.1038/jp.2016.255

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