Abstract
In the 2004 Bowman Lecture, I give a panegyric for Sir William Bowman, an estimate of the importance and the epidemiology of anterior visual pathway developmental disorders, followed by a history of the anterior visual system. I review the normal development of the optic nerve and chiasm and the main developmental disorders: Optic Nerve Aplasia, Optic Nerve Hypoplasia and Achiasmia.
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Bowman: the great Clinician–Scientist
Henry Power wrote a ‘Prefatory Memoir’ to the two volumes of collected Papers of Sir William Bowman, published in the year of his death, which described his life and times.1 William Bowman, his father a botanist and geologist who worked as a banker, his mother a draftswoman and painter of flowers, was born in Nantwich on 20 July 1816. He married Harriet Padget in 1842 and they had seven children; his family life was especially precious to him. He regularly attended church at St James, Piccadilly, when he was in London (Figure 1) and at the church in the village of his country house, Joldwynds, Holmbury St Mary, near Dorking, Surrey. He died aged 76 on 29 March 1892; he is buried in the churchyard there.
He was educated at the Hazelwood School in Birmingham from the age of 10 and, after a period in a country practice, was apprenticed to a locally renowned surgeon, Mr Joseph Hodgson, aged 16 in 1832. In 1837 he moved to Kings College, London where he held various positions, as Prosector and Demonstrator, under John Simon and then Robert Bentley Todd. He was made Fellow of the Royal College of Surgeons in1840; resigning from the hospital a few years later because of pressures in his practice but he was still an active Council member and Chairman of the Medical Committee of Kings College Hospital at the time of his death. He had an appointment at the Royal London Ophthalmic Hospital between 1846 and 1876.
His early scientific work, much of which was published jointly with Robert Bentley Todd (1809–1860) in The Physiological Anatomy and Physiology of Man,2 accurately showed microscopic anatomy and related structure to function in muscle, kidney, the cochlea, skin, and other organs; he was greatly helped by his inherited drawing skills. Todd and Bowman's views on anatomy and physiology of the optic nerve (ON) were, naturally, coloured by the viewpoints of their teachers: ‘Their (the optic nerves) anatomical disposition ‘place it beyond all question that they are the proper conductors of visual impressions to the sensorium’ and ‘ from this chiasma, the optic nerves spring, and diverge as they pass forwards into the orbits through the optic foramina’. Todd and Bowman offered an explanation for the blind spot which had been surprisingly difficult to grasp: ‘If the blind spot had been situated in the axis, a blank space would have always existed in the centre of the field of vision, since the axes of the eyes, in vision, are made to correspond. But … the blind spots do not correspond when the eyes are directed to the same object, and hence the blank, which one eye would present, is filled up by the opposite one’.2
Bowman must have been one of the first to view the ON with an ophthalmoscope after its invention by Helmholtz in 1851, but his apparently expert use of this revolutionary instrument never resulted in publications on the ON, probably because his manual dexterity and the pressures and needs of practice led him to more surgical fields. Also in 1851 he met Albrecht von Graefe and Donders who had come to London to view the Great Exhibition, resulting in a friendship that lasted to their death. Eduard Jaeger3 and von Graefe4 were struggling to fit their ophthalmoscopic findings to their framework of diseases (see below).
Bowman was the first President of the Ophthalmological Society of the United Kingdom, the predecessor of the now Royal College of Ophthalmologists. He was admitted as a Fellow of the Royal Society in 1841.
He retired from the Royal London Ophthalmic Hospital in 1876 by reason of his age, but remained pre-eminent in private practice. ‘In consultation he was gentle, patient, and thoughtful; alive to, and quickly seizing, the salient points of every case; very reserved, giving his opinion in a few words, both as to forecast and treatment’.
In an address to the Medical Students1 and others at Kings College Medical School, he encouraged them to work ceaselessly, especially in the dissecting room, the lecture room, the Library and particularly at the bedside, creating case records (illustrated if they were able to do so) and to look after their own health, making best use of what little leisure time they had. ‘Seek less to derive honour from your profession, than to honour your profession by your virtues’.
Bowman communicated an early study by the famous anatomist Henry Gray on chick micro-embryology, to the Royal Society in 1850. He was one of the first to recognize that the eye was not just intimately attached to but originated from the brain. ‘From the circumstance of the retina arising, as it undoubtedly does, from the cerebral cells being in fact a part of them and performing a similar function, we have, I think, a great proof of the similarity in the structure of these two parts’. Gray traced some of the developing ON to the thalamus, not previously recognized. It is important to realize that his name is not just revered in Ophthalmology and such was the ambience of Bowman's scientific life that, in addition to his busy practice, he was a part of the buzzing biosciences scene that was England 150 years ago.
The importance of developmental disorders of the anterior visual pathways
It is difficult to find out why there are so few reports of developmental abnormalities such as Optic Nerve Hypoplasia (ONH) in the early literature: is it because it was much more rare than today or was it simply not recognized? The former is a possibility, but it seems unlikely that there is an enormous difference in incidence in view of what we know about the pathogenesis of ONH and the latter seems unlikely in view of the great expertise of the early ophthalmoscopists, following the invention of the ophthalmoscope in 1851.
But ‘you see what you know’: remember that two giants of ophthalmology, Eduard Jaeger3 and Albrecht von Graefe,4 in the early years of ophthalmoscopy, both perceived the glaucomatous ON to be swollen, not cupped. They presumably did this, as they learned to use the ophthalmoscope, by expecting a swollen (inflamed) disc and misinterpreting the effect of parallax.
Some of the early fundus drawings5, 6 could be interpreted as showing mild ONH but why were there no early recorded cases of severe ONH (Figure 2) when optic nerve aplasia (ONA) had been described in 1864?7 The paucity of early reports8, 9, 10, 11, 12, 13, 14, 15, 16 suggested that ONH was a very rarely diagnosed congenital anomaly, but nowadays paediatric ophthalmologists in hospital practice see several new cases each year and it is a significant cause of blindness in childhood, possibly with an increasing incidence.17, 18 The truth probably lies in the middle: it is more common and better recognized. ONH is now probably the most common optic disc anomaly.19
Estimates of the prevalence have suggested that ONH occurs in 1.8–6.3 per 100 000 births,18, 20 a more recent study21 from Sweden suggested around 7 per 100 000 births. At least four of every 10 000 children born in the UK will be diagnosed as severely visually impaired or blind (SVI/BL) by their first birthday, increasing to nearly six per 10 000 by the age of 16 years.22 Abnormalities of the ON were a cause of SVI/BL in 28% of children in a nationwide surveillance in the UK.22 ONH, either isolated or as a part of septo-optic dysplasia accounts for 12% of the total. In all, 10% of the 439 children with all diagnoses reported to the study died within 1 year of diagnosis, 77% in the first year of life, giving an infant mortality in SVI/BL of 119.3 per 1000.
The abnormalities are not just important because of their being a cause of lifelong blindness, with its global effects on life, education, family dynamics, social life, and employment. As developmental abnormalities of the anterior visual pathways are often associated with brain, endocrine, and other problems, they may have far greater significance.
The anterior visual system in history
This history is an abbreviated version of the paper23 by the medical historian, Dr Carole Reeves and I, which we read at the Cambridge Ophthalmological Symposium in 2003: I warmly recommend the interested reader to this article which is mostly the work of Dr Reeves.
From c. 300 BC to the early 19th century, the most consistent theory of nerve function involved a pneuma or spirit travelling through a hollow nerve. Galen (129-c. 216 BC) wrote about nerve ‘channels’ which were described by Herophilus (c. 330–260 BC) and Erasistratus (c. 330–255 BC), the first documented human anatomists. Galen's theory passed into the Arab-Islamic world: one of the most important writers was Hunain ibn Ishaq (c. 809–c. 873), whose book of the Ten Treatises on the Eye was the chief source for medieval ophthalmologists in the West.
A 1000 years after Galen, William of Conches maintained a humorist interpretation of vision. ‘Spiritual virtue’, from the heart, passed through ‘thin vessels’ to the brain where it was further refined into psychic pneuma by the rete mirabile, the network of nerves and vessels which Galen had found and believed existed in humans.24 It then travelled through hollow nerves to the organs of sense. When the soul wished to see, it sent pneuma through the ONs to the eye which emerged through the pupil, mingling with the external light and extending to the object. Having diffused over the surface of the object, it returned to the soul carrying the visual impression. As proof of this physiological process, William cited the fact that the eye of an observer might itself be corrupted by looking at a diseased eye since the blight would be carried back on the psychic pneuma—the ‘evil eye’.
Andreas Vesalius (1514–1564) was among the first to doubt the hollowness of the ON, having searched for it in dogs, larger animals, and in a man just beheaded.25 Nevertheless, so strong was Galen's hold on anatomy that Vesalius did not deny the hollowness of nerves. The Dutch draper and early microscopist, Antoni van Leeuwenhoek (1632–1723), proposed a mechanical theory of vision and Isaac Newton's (1642–1727) mechanical model of nerve action, using the ‘vibrating motion’ of an aetherial medium, had no need for a hollow nerve.
Albrecht von Haller (1708–1777), the outstanding Swiss physiologist, postulated a vis nervosa or a force originating from the brain which resided in the nerves The idea of a vis nervosa being electrical in nature, although rejected by Haller, was popularized following the invention of the Leyden jar, and through investigations of electric fish by John Hunter, Henry Cavendish, Alexander von Humboldt, and Humphry Davy. Galvani's proposal, in 1791, that the nervous system generated electricity swept away the humoral theories of nerve action: they had lasted 2000 years—and still linger in some quarters! Emil du Bois-Reymond (1818–1896) showed conclusively that electrical currents were present in nerves; his student, Ludimar Hermann (1838–1914), first demonstrated that nerves gave rise to a self-propagating wave of negativity which advanced in segments, although he was unable to explain how it was transmitted from segment to segment. But it was not until the 20th century that Edgar Adrian (1889–1977) and his team revealed that the conduction signal resulted from the transfer of ions across the membrane of a nerve fibre which sent a wave of depolarization or action potential along the axon.
The revolutionary introduction of the ophthalmoscope by Helmholtz in 1851 made it necessary for ophthalmologists to perceive and interpret what they saw through the instrument; it enabled the clinician to differentiate between ‘sensorial’ blindness which had its seat in the retina, ON or optic tubercle (disc), and those ‘large numbers of cases of amaurosis’ which originated not in the eye but elsewhere; it threw over old diagnoses and enabled a whole new classification of disease of the anterior visual system including the ones we are interested in here.
When we get to the chiasm, the earliest reference to decussation26 was by Albert the Great (1197–1280) who, on clinical grounds alone, postulated the crossing of some fibres in the chiasm. John ‘Chevalier’ Taylor, better known in his role as a charlatan and itinerant surgical quack in the 18th century, was another advocate of partial decussation:27, 28 In many ways Chevalier Taylor was an admirable philosopher and doctor: it seems bad luck that human nature is such that we remember, selectively, the least complimentary aspects of someone's life!
The normal development of the anterior visual pathway
Retinal ganglion cell axons (RGC)
Progenitor cells—the emergence of ganglion cells
In embryonic development, the vastly different neuronal types that become the structure of the mature neuroretina derive from a population of multipotent retinal progenitor cells. Retinogenesis proceeds in a chronological order, with the principal cell classes generated in successive phases. RGC are the first to develop, Müller cells the last. After embryonic development, in fish and amphibians, new cells can be added from the periphery of the retina, the ciliary marginal zone29 and similar pluripotential cells have been identified in mammals30 with interesting but unrealized possibilities for retinal regeneration31 in mature mammals.
Cell signalling, axonal guidance in the retina and ON32
As RGC axons sprout, they find their way to the foetal fissure, optic stalk and later to the ON in an almost unerring fashion, guided by the motile tip of the axon, the growth cones (Figure 3), which respond to various cues in their environment. The filopodia which emanate from the growth cones respond to arrays of growth-promoting and -inhibiting guidance cues and ‘steer’ developing axons along specific pathways to their targets32, 33, 34 by attraction or repulsion. Some attractants can become repellents when they have had contact with the axon they have attracted—thus sending it onwards. The cellular mechanisms by which steering takes place, once mysterious, are becoming more clear;35, 36 the growth cone changes molecularly as it progresses toward its target, and it changes with age. Multiple guidance cues trigger localized degradation, synthesis, or downregulation of proteins in the growth cone which alter its direction of travel,35 steering it towards or away from the cue on its marathon journey to its target (Figure 4).
Attractants
Some of the molecules that promote growth include fibronectin glycoproteins and the laminin family of polypeptides. The first-born ganglion cells appear around the area of the future optic disc, later more peripherally. Their axons of the newer RGCs form bundles (‘fascicles’) under the influence of attractant adhesion molecules such as L1, and they are attracted to the foetal fissure or optic disc by attractant guidance molecules around the disc such as Netrin-1:37, 38 deletion of the netrin-1 gene in mice results in ONH.37
Inhibitors and repellents
RGC axons heading to the optic disc may encounter a gradient of inhibitory EphB proteins, which helps maintain tight axon fasciculation and prevents aberrant axon growth into the ventral retina.39 Retinal axons tended to avoid EphB-extracellular domains (ECDs), and exposure to soluble EphB-ECDs led to growth cone collapse or other inhibitory responses. Mice lacking both EphB2 and EphB3 receptor tyrosine kinases40 exhibit increased frequency of RGC axon guidance errors.
Semaphorins (Sema) are a family of diffusible proteins, some of which act as inhibitory guidance molecules at a distance from the developing axon.41, 42 Sema3A is involved in the axon guidance of cranial nerves and invertebrate RGCs. Growth cone responses to a specific guidance molecule can be altered by exposure to a second guidance molecule: in mouse, Sema5A triggers43 an inhibitory response when exposed to L1, laminin, or netrin-1 signalling, suggesting that it inhibits retinal axons in the optic disc and nerve. In rat ON explants, Sema5A, expressed by ON glial cells (oligodendrocytes in particular), induces collapse of RGC growth cones, inhibiting (repelling) axon re-growth: if this effect is blocked, axon growth is significantly increased.44
On a wider and more sophisticated scale, gradients of inhibitory or repellent molecules, for instance, ephrins,45 guide RGC axons to generate a retinotopic map in the colliculus or the lateral geniculate body.
Integrated and concerted action
The guidance molecules work in concert, overlapping and integrating: RGCs are repelled from the retinal periphery by Chondroitin sulphate, fasciculated by L1 and follow an Ephrin gradient, attracted to the disc by Netrin-1. In some circumstances reverse signalling occurs—molecules can have effects that are opposite to their normal ones:39, 40 Netrin-1, for instance, can turn from a chemo-attractant to a chemo-repellent in the presence of cytosolic cAMP46 (Figure 5). EphB triggers growth cone collapse in the presence of laminin, but when co-stimulated with L1 a pause in growth occurs without collapse.44 When a growth cone enters the area that it has been guided towards, new molecules (such as slit proteins) may not only exert their own effects but also switch off the effects of previously guiding molecules.47
Apoptosis or (genetically) programmed cell death plays an important role in the development of RGCs and their axons.48, 49, 50, 51 Recently, interest has been focussed on the process of perverted apoptosis that may occur in diseases such as glaucoma (Table 1).52
Developing RGC axons in the chiasm
Normal vision is dependent on ordered neuronal maps of visual space which depend on precise connections between retinal axons and their target cells. In mammals, nerve fibres from the right and left eyes produce maps of contralateral visual space in adjacent layers of the lateral geniculate nucleus (LGN)58 and in the superior colliculus and the pretectal nuclei and elsewhere.
Optic axons make binary decisions as to whether they decussate and project to the contralateral LGN or whether they remain ipsilateral. In primates, the ganglion cells that originate these axons lie perfectly spatially separated59 to the nasal (for fibres that cross) or temporal (uncrossed fibres) side of a line that runs vertically through the foveola. The control of crossing is complex (Figure 6); a number of guidance cues interact to conduct the crossover and have been the subjects of excellent reviews.60, 61, 62 EXT1 interacts with Slit proteins which are heparan sulphate-binding repulsive guidance cues63 that establish a corridor through which axons are channelled.64 Slits are molecules secreted by midline glia that are inhibitory to ‘Robo’ receptors on RGC axons. However, they do not directly control RGC axon divergence at the optic chiasm and may additionally function as a general inhibitory guidance system involved in determining the relative position of the optic chiasm at the ventral midline.65 Zic2 transcription factor,66 CD44,67 Eph B1,68 which is the receptor for Ephrin B2,68 are also involved. It is likely that the very complex way in which these molecules interact, turn on, and turn off will emerge over the next years.
In most mammals there is incomplete separation of the crossed and uncrossed axon RGCs that cross in the chiasm, the crossed fibres come from all over the retina and the uncrossed fibres come from temporal to the Area Centralis, the nonprimate equivalent of the Macula. Binocular animals such as the cat69 have a larger proportion of uncrossed fibres.
In humans, the chiasm appears within the first month of life.70 The precursor of the chiasm appears as a thickening of the floor of the forebrain lying between the optic stalks at the junction of the telencephalon and the diencephalon. RGCs grow down the optic stalks and enter the floor of the third ventricle where they decussate to form the optic chiasm.
The highly specific pattern of axon crossing is fundamental to visual processing; its formation occurs in two phases.71, 72 As the first retinal axons meet in the midline at the ventral diencephalons, they form an X-shaped chiasm; subsequent axons grow into either the ipsilateral or contralateral optic tract. As in the retina, foetal fissure, and ON, each axon is tipped by a growth cone which allows the axon to sense and respond to signals in the embryonic brain environment.73, 74 Routing errors are remarkably infrequent—in the order of only about 3–8/1000 RGCs!74
The chiasm reaches its definitive form by the fourth month of gestation.
Apoptosis in the anterior visual system
At first there is a substantial overproduction of neurons which later die back, as a result of apoptosis.49, 50 The lumen of the optic stalk is initially open and in communication with the forebrain cavity. It closes by the end of the second month of gestation, when it elongates and the foetal fissure is formed. Closure of the foetal fissure in the optic stalk begins distally and proceeds towards the brain. After closure, the nerve fibres fill the whole nerve.
Abnormalities of a number of genes75, 76 and axon guidance proteins77 may result in abnormalities of chiasmal development.
RGC axons in the optic tracts
GAP-43 is an intracellular growth cone protein which regulates calmodulin availability. It may mediate RGC axon interaction with guidance cues in the optic tract.78 Netrin-1 and DCC, as well as their role in the retina and ON, also govern both axon pathway formation and neuronal positioning during hypothalamic development, and affect both visual and neuro-endocrine systems.38 Slit proteins are also important.
Gene regulation of midline structures
The homeodomain transcription factor, HESX1, encodes a developmental repressor and is expressed in early development in a region which forms the forebrain, Rathke's pouch, and the primordium of the anterior pituitary gland. Mutations within the gene have been associated with septo-optic dysplasia79 and a constellation of other phenotypes. HESX1 does not act in isolation: other molecular mechanisms appear to influence or be influenced by HESX1 function.80, 81
Other transcription factors that are known to affect development in the region of the pituitary gland include LHX3, LHX4, PROP1, PITX1, PITX2, SIX6, TPIT, and PIT-1. PAX2 may interrelate with PAX6 to produce a variety of effects82
Consequences to the visual system of abnormal development
Optic nerve aplasia (ONA)
There have been a number of reports of absence of the optic discs associated with widespread developmental abnormalities of the anterior visual system, anophthalmos in particular: these are histological, anatomical, or, more recently, neuroimaging studies. Mostly, these cases have come to diagnosis because of their ophthalmoscopic appearance: hence, the term often used is Optic Disc Aplasia. Newman83 was the first to clearly describe ONA in humans, just a few years after the introduction of the ophthalmoscope: two blind sisters in a nonconsanguineous family of eight children had normal-sized eyes but no perception of light; one had roving eye movements which made ophthalmoscopy difficult. ‘No appearance of optic disc, retinal vessels or yellow spot, but an irregularly star-shaped patch of dark nonvascular appearance occupies the place of the disc’. He went on to describe the pupil reactions which have cast doubt on whether this was truly a description of ONA,84 but the ophthalmoscopic description is so clear as to be difficult to doubt.
ONA is diagnosed in a blind eye where there is no optic disc and no retinal vessels, but the occurrence of partial cases, cases with a few retinal blood vessels, or an area in the fundus that corresponds to an optic disc, make it unnecessary to be too pedantic about what is and what is not ONA.
Diagnostic criteria
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The optic disc is absent or rudimentary.
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There are no, or few and abnormal retinal vessels.
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The vision is extremely poor or absent.
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There is sometimes a coloboma of the fundus or iris.
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There may be a retinal pigment disturbance especially at the site where the optic disc might have been.
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There may be other eye and systemic developmental defects.
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Retinal dysplasia is frequent in histopathological cases.
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Choroidal neovascularization is an occasional finding.
Theories of aetiology and pathogenesis
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1)
There is a primary failure of ganglion cells to develop.14, 85
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Other retinal elements are present in the retina and, since the ganglion cells are the first to develop from progenitor cells, if RGCs were missing, the other elements would also be absent.
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The presence of dysplastic retina85, 86 may suggest an early, widespread process affecting some or all classes of cells arising from the progenitor cells.
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Other CNS malformations are frequent and may be due to abnormalities of other CNS neuron development.
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2)
There is a failure of RGC axon initiation and/or guidance, so the axons do not ‘sprout’ or they fail to reach the optic disc.
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3)
There is a failure of the mesodermal elements to grow normally.14 However, the ON sheath is present in many pathological cases.85
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4)
There is an abnormality of foetal fissure formation or closure.87
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RGCs crossing colobomas die off.88
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Coloboma is an association.
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5)
There is an initial development of the eye with subsequent ‘degeneration’.89
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6)
It is a failure of genetic control of development. The fact that ONH and not ONA results when there is lack of Netrin-1 function in mice suggests that there are a number of mechanisms that act on subsets of axons during growth.90 Familial cases do occur.
Systemic associations
The literature is not clear as to the prevalence of systemic abnormalities in children with ONA. While unilateral cases are usually otherwise normal, bilateral cases may have associated brain, cardiac, and other abnormalities (Tables 2 and 3).
From our cases and from the literature, it appears that there may be three groups of cases:-
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1)
Cases with a grossly normal choroid but absent retinal vessels and no ophthalmoscopically visible optic disc. The ERG may be present, but abnormal (Figure 7).
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2)
Cases with a severely abnormal hyper/hypo-pigmented fundus, abnormal choroid, absent retinal blood vessels and absent optic disc. The ERG is absent (Figure 8).
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3)
Cases that have signs of fetal fissure closure defects (colobomas) but with no visible disc or an extremely abnormal disc. Retinal vessels may be present but are of abnormal origin and distribution. The ERG is present (Figure 9, Table 4).
Optic nerve hypoplasia
Definition
ONH is an abnormality of the optic disc that occurs before the full development of the optic associated with a reduced population of RGC axons.
Presentation
Bilateral, severe, ONH presents as blindness in early infancy with roving eye movements and sluggish or absent pupil reactions to light. Lesser degrees of bilateral hypoplasia may cause minor visual defects or squint at any time in childhood and may even be found without symptoms at a routine test. Unilateral ONH usually presents as strabismus with a relative afferent pupil defect and unsteady fixation in the affected eye. The eye movement defect may resemble ‘see-saw’ nystagmus.109 Amblyopia may contribute to the poor visual acuity and especially if the discs are not markedly hypoplastic the vision may improve with patching.110 Astigmatism may be a frequent association.111 There has been some debate as to whether, in hypermetropic eyes with amblyopia, there is an element of ONH.112, 113, 114
Affected patients may present because of failure to thrive in infancy or as a result of a variety of endocrine disorders (see below). Hypoplastic discs occur more frequently in males than females, and probably without racial predilection.115 The parents of children with optic disc hypoplasia tend to be young primiparae.116, 117 Less frequently, children present because of the abnormalities from the associated brain defects.
The appearance of the hypoplastic optic disc in children
Severe ONH: The true disc substance is minute (Figure 10) and often only identifiable as a slightly pink–yellow area from which the retinal vessels emerge. This area is surrounded by an area of exposed sclera which is roughly circular and appears to represent the area of the gap in the retinal pigment epithelium that is present when the disc is of normal-size. The overall area of the optic disc (outer ring) is composed of bare sclera or cribriform plate; this is variably larger than the circular area (inner ring) of the retinal nerve fibres (the minute optic disc itself) and the appearance of the two concentric circles is known as the ‘double ring’ sign (Figure 10). There are reduced retinal nerve fibres and normal-sized retinal vessels. In severe ONH, the double ring is often very marked.
Sometimes there is proliferation of the retinal pigment epithelium on this normally white ring (Figure 11), but more usually there is a small rim of pigment around part of the margin of the white area. The retinal vessels, veins particularly, are often rather more tortuous than normal,118, 119, 120 but this has not been evident in all studies. The retinal NFL is variably thinned,121, 122 and if the hypoplasia is segmental this thinning is also segmental. It is the white ring of sclera that is so often confused for a normal sized, but atrophic disc and this mistake is more easily made by those who use only indirect ophthalmoscopy.
Moderate and mild ONH: One of the difficulties in diagnosis arises when optic disc hypoplasia is anything less than extreme. Frisen and Holmegaard123 pointed out that there was a very wide variation in the appearance of hypoplastic optic discs and that their effect on vision is also widely variable; hypoplasia is a nonspecific manifestation of damage to the visual system that was sustained at any time before its full development. Notches occur in the disc and NFL defects are associated with a relative smallness and irregularity in the outline of the disc in the fellow eye.
The ‘double ring sign’ is often present; the outer ring of the double-ring sign, seen ophthalmoscopically (Figure 12), represents pathologically the junction between the sclera and the lamina cribrosa, and the inner ring corresponds to an abnormal extension of the retina and pigment epithelium over the outer portion of the lamina cribrosa.86, 124 Changes may often be very subtle in the less affected optic disc, but may be useful additional clues, but the sign should be used in the context of changes in the disc as a whole; by itself it is not pathognomonic of ONH and, in mild degrees, occurs not uncommonly as an incidental finding in normal eyes (Figure 13).
Measurement of the optic disc size remains difficult, even if the optics of the eye are known and the ophthalmoscopic diagnosis is subjective, but some objectivity can be introduced by comparing ratios of vessel size and optic disc size or the disc–macula to disc diameter ratio125, 126 (Figure 14). MRI may be better than photographic analysis when compared with clinical examination.127 The techniques of ultrasound, photogrammetry,128, 129 or optical coherence tomography130 may be helpful. However, the diagnosis of ONH cannot be made on size alone.
Isolated optic atrophy: In optic atrophy, the optic disc is of full size; there are no signs of any developmental abnormality such as a double ring sign, and the colour is variably pale due to the loss of nerve fibres.
ONH and atrophy: When the remaining optic disc is pale, perhaps implying further loss of axons after the basic (hypoplastic) disc outline has been laid down, this is known as hypoplasia with atrophy (Figure 15); it is quite frequently found. ONH merges imperceptibly with optic atrophy, depending on the severity and timing of the insult17 and in mild or severe ONH, the remaining disc substance may be atrophic.
Vision and associated features: Severe hypoplasia causes blindness, but in lesser degrees a variety of abnormalities have been described, with some patients having clinically normal visual acuity131, 132, 133 although field defects in those cases with good acuity are common.133 Visual acuity is determined largely by the size of the papillomacular bundle, not with the overall size of the disc; there is not a very close correlation between the size of the optic disc and the visual function.126 The final vision may to an extent be predicted from assessment of the optic disc size,134 the initial acuity card assessment and VEPs.129, 135 Reassessment is important in infants as there may be an element of visual immaturity or delayed visual maturation.135
Refraction of every child with ONH is important as there may be an association with astigmatism.111 In patients with high myopia and optically incorrectable poor vision, it has been suggested that the cause may not only be amblyopia but also a physical defect, including ONH.136
The diagnostic hallmarks of visual field defects due to hypoplasia are that they are static and that there are ophthalmoscopic correlates of the field defects.123 Patients with a diffuse deficit of nerve fibres have more or less concentric visual field contraction and often a lowered acuity, but when the lack of nerve fibres is focal, the field defects are also focal.
Temporal visual field defects109, 137, 138 have been described, and this may indicate a chiasmal location of the primary anomaly.123
Retrochiasmal lesions associated with hypoplastic discs may also have appropriate homonymous field defects. If unilateral these are clear-cut, but if the defect is bilateral the homonymous character is usually lost. Central visual field defects138, 139 and binasal defects12 have also been described.
The flash ERG is usually normal in optic disc hypoplasia. Colour vision is usually decreased, nonspecifically, roughly in proportion to the acuity defect.
Other features: Roving eye movements and unsteady fixation associated with poor vision, and see-saw nystagmus have been described,109 again suggesting a chiasmal abnormality. If there is early-onset nystagmus in a child with a moderate ONH, the nystagmus may improve and even disappear with time. There may be abnormal optokinetic nystagmus.140 A variety of different types of strabismus have been described, usually in patients with poor vision. The optic canal is not necessarily small,119 but small ONs are found on CT scanning141 or magnetic resonance imaging (MRI).142
Segmental hypoplasia and the tilted disc: Dorrell143 pointed out that the familiar tilted disc, in which the optic disc is D-shaped, is accompanied by a defect in the retinal NFL adjacent to the flat arm of the ‘D’, usually inferiorly. He found that nearly half of the patients he tested had nonrefractive visual abnormalities associated with the defect, and he pointed out the prenatal origin of the condition, suggesting that it represents a form of segmental hypoplasia. These true visual field defects143, 144, 145, 146 are frequently superotemporal145, 147 and this must be remembered in the evaluation of the visual fields when there is no neurological cause found for the defect. Tilted optic discs may also be mistaken for mild papilloedema.146 The concurrence in congenital X-linked stationary night-blindness, of myopia and tilted optic discs,148 is common.
The segmental nature is probably related to the site of the original lesion,149 a common but not invariable cause, when the hypoplasia affects the upper part of the optic disc is maternal diabetes (see below). Prenatal chiasmal damage produces hypoplasia of the nasal and temporal of the disc with a corresponding NFL deficit (Figure 16).149
Situs inversus: Situs inversus is a more widespread defect in which the vessels emerging from the often small optic disc are so distorted that, together with the appearance resulting from the tilt per se, the disc appears to be rotated through approximately 180° (Figure 17). Fuchs150 (1882) considered this anomaly to be related to coloboma. In patients with these bilateral dysplastic optic discs, upper bitemporal relative visual field defects may occur, which cross the midline. There may be an associated posterior staphyloma below the disc (Figure 17). In many cases the apparent field defect disappears with appropriate optical correction of the myopia caused by the staphyloma.
ONH in children with periventricular leucomalacia (PVL): Jacobson et al151, 152 suggested that children with PVL, the brain lesion seen in preterm infants who suffer perinatal hypoxic–ischaemic events that usually affect the corticospinal or geniculocalcarine tracts, might have optic discs that were of normal overall size, but may still be hypoplastic by trans-synaptic degeneration, which gives rise to cupping (Figure 18). They suggested that any lesion giving rise to loss of RGC axons before the attainment of full size by the optic disc (they say 1 year) should be referred to as hypoplasia, not atrophy. Acuity may be normal despite quite large cups and field defects,153 but may still cause concern about the possibility of glaucoma.152 However, the history of prematurity, the nonglaucomatous fields (where field studies are available), the round cup eccentric towards the temporal or supero-temporal parts of the optic disc, and the normal intraocular pressure should be enough to distinguish the common PVL-associated cup from the unusual glaucoma.152
The timing of ONH and the site of the causative lesion: The timing of this ‘insult’ has been of some interest, most authors agreeing that the abnormality has occurred by the tenth week of gestation.154 The retina does not clearly appear until 30 days and therefore the ‘insult’ must occur after this time. It is, however, difficult to extrapolate from the various pieces of evidence and it is only possible to conclude that the defect, when severe, occurs early in prenatal development. However there are recent suggestions that some cases occur late in pregnancy and even postnatally.118, 123, 151 The development of the optic disc continues after birth, albeit at a much reduced rate; hence, using the definition of ONH as an abnormality of the optic disc with a reduced RGC population that occurs before the full development of the optic disc, it is possible to include a wide variety of cases. It must be, however, that very small hypoplastic discs (ie Figure 10) must result from an early insult and subtle hypoplasia (ie Figure 16b), where the optic disc size is overall roughly normal, from later insult.
The occurrence of specific patterns of hypoplasia results from local defects throughout the central nervous system;149 the site of the ‘insult’ in ONH is reflected in the pattern of disc hypoplasia. For instance, the appearance of segmental optic disc hypoplasia related to a macular coloboma means the site of the injury is in the eye, while optic disc hypoplasia of a ‘figure of eight’ shape (Figure 19a) in patients with suprasellar tumour suggests a chiasmal site. The optic disc hypoplasia therefore results from an early injury at any site in the developing nervous system.
ON anomalies with tumours of the anterior visual pathways: The occurrence of suprasellar and other related tumours in patients with tilted optic discs has been considered fortuitous and it must be rare enough not to warrant neuro-imaging for that reason alone (but neuro-imaging is usually performed for other reasons anyway). There are a few case reports and small series of cases where ONH or tilted discs have been associated with a tumour in the region of the chiasm: giant aneurysm,96 teratoma,155 small teratoma,156 germinoma,157 adenoma,157 optic glioma,158 craniopharyngioma,158 and arachnoid cyst.159 Many of these tumours may have a developmental or prenatal origin, suggesting that the abnormality of development that gave rise to the tumour, or the tumour itself, may be causally linked to the ON under-development (Figure 19): some may be entirely coincidental.160
Homonymous hemioptic hypoplasia: Retro-chiasmal lesions may give rise to a pattern of ONH by trans-synaptic degeneration across the lateral geniculate body. Hoyt and Rios-Montenegros140 described a case in which trans-synaptic degeneration from a cerebral lesion gave rise to a characteristic pattern of optic disc hypoplasia which reflected the field defect that the lesion caused; they called this appearance homonymous hemioptic hypoplasia (Figure 20). The ipsilateral optic tract may be shown to be missing on MRI scanning.161 It may be mixed with direct damage to the developing visual system occurring, in the same patient, with trans-synaptic degeneration.162
Pathology: A few pathological studies have been carried out:86, 122, 124, 154, 163, 164, 165 most showed an absence of or a reduction in the numbers of ganglion cells and their axons, small optic discs and nerves with abnormal glial tissue. Other parts of the neuroretina are usually normal and, apart from incidental anomalies, the eyes were otherwise normal.
Pathogenesis: The wide variety of associated central neurodevelopmental anomalies might lead one to conclude that the loss of ganglion cells was secondary to a retrograde degeneration along the visual pathway and the cases of homonymous hemioptic hypoplasia are a dramatic example of this. However, the occurrence of unilateral optic disc hypoplasia and of partial or segmental optic disc hypoplasia must mean that the site in those cases is anterior in the visual system.149 Optic disc hypoplasia is therefore probably a nonspecific abnormality resulting from a prenatal insult to any part of the visual system. A relationship between optic disc hypoplasia and colobomas has been suggested.166
Family history and genetics: Familial cases have been described,12, 167, 168, 169, 170, 171 but they are rare and not all necessarily genetic, and in the absence of a recurrent environmental cause (such as drugs or alcohol) a very low recurrence risk can be given. Associations with gene mutations, especially of HESX1, are recorded:75, 76, 79, 172 some of these have been in siblings, and especially if associated with consanguinity, or if two siblings are affected, the condition may be inherited as an autosomal recessive trait. Optic disc hypoplasia, and its systemic associations should, however, mostly be regarded as sporadic in their occurrence. An exception to this rule is in aniridia, which has a familial occurrence and is associated with optic disc hypoplasia,173 although usually the optic disc is small rather than truly hypoplastic.
Associated anomalies and aetiological factors: Although optic disc hypoplasia may appear to be the result of an isolated event, it occurs in association with certain risk factors and with other abnormalities (Figure 21). Young maternal age,21, 116, 117, 174, 175, 176 first babies, dose-dependant maternal smoking21 and preterm birth may be significant risk factors.21 There may be an association with inner city areas, linked to unemployment and teenage pregnancy.176
Associations with hydranencephaly,164, 165, 177 anencephaly,154, 163, 165 aniridia,140, 173 congenital hemiplegia with hemianopia,140 porencephaly,178 cerebral atrophy179 and colpocephaly180 have been described. Quinine taken by the mother as an abortifacient early in pregnancy has been associated with ONH in the infant,181 as has maternal anticonvulsant,182 serotonin re-uptake inhibitors,21, 134 LSD183 and crack cocaine.184 Viral infection has been implicated in cattle.185 ONH frequently occurs in children with the foetal alcohol syndrome.186, 187, 188 Anecdotally, there seems to be considerable variation in the association of alcohol ingestion and ONH, with studies from the USA and Scandinavia showing a close association, but those from other countries, where alcohol intake is just as high, nationally, showing a lower correlation.134
ONH in maternal diabetes: Diabetic mothers have babies with a higher incidence of neurological anomalies, including optic disc hypoplasia.133, 189, 190, 191 In children of diabetic mothers, the superior half of the disc may be most affected, the so-called superior segmental ONH,190 SSONH or ‘topless’ optic discs (Figure 22). It is usually accompanied by a relatively mild visual defect and the signs may be subtle. In all, 9% of the children of diabetic mothers are at risk for this condition.192 Female sex, short gestation time, low birth weight, and poor maternal diabetes control are additional risk factors. They may occur without maternal diabetes.193 SSONH has been described in identical twins,170 but there are no pathogenetic clues other than the fact that RGC axon guidance proteins (ie EphB) are found in the superior (dorsal) retina; their absence in mice lets the developing axons stray away from their normally tightly fasciculated paths to the optic disc.40
Neuroimaging: Where available, MRI is the modality of choice in ONH142 and should be performed in all affected children because of the association with brain and endocrine defects. MRI allows the anterior visual pathways to be delineated and sagittal Tl-weighted MR images can show attenuation of the ON.142 Combined with clinical information, such as body habitus and with or without hypothalamic–pituitary axis abnormalities, it is a powerful diagnostic tool134 which can be vital in predicting endocrine problems.
Coronal TI-weighted MR shows focal thinning of the chiasm corresponding to the hypoplastic nerve in unilateral and bilateral cases.142
MRI may show a wide variety of structural abnormalities of the cerebral hemispheres and commisures, hypothalamus, visual system, the pituitary body and stalk, so septo-optic dysplasia cannot be thought of as a single condition.194 Hemispheric abnormalities occur in nearly half of patients with ONH, including migration anomalies (polymicrogyria, schizencephaly, heterotopia), intrauterine or perinatal hemispheric injury (periventricular leukomalacia, encephalomalacia).194 Posterior pituitary ectopia is not uncommon.194 Normally, the posterior pituitary gland appears bright on TI-weighted images,194, 195 but in posterior pituitary ectopia (Figure 23), there is absence of the normal posterior pituitary and its infundibulum and an ectopic posterior pituitary bright spot at the tuber cinereum.194, 195 This suggests anterior pituitary hormone deficiency, whereas the cerebral hemispheric abnormalities and thinning or agenesis of the corpus callosum suggest neurodevelopmental deficits in both bilateral and unilateral cases:194 absence of the septum pellucidum alone is not endocrinologically significant,134, 196 and if the septum pellucidum and the hypothalamic–pituitary axis are both normal it is unlikely that there will be any endocrine disturbance.134
Septo-optic dysplasia and associated brain malformations: The first clear description of the syndrome of absence of the septum pellucidum and ONH (Figure 24) was by De Morsier.197 Hoyt et al198 were the first to clearly demonstrate hypopituitarism in patients with septo-optic dysplasia and since then a variety of hormonal defects have been described, ranging from isolated growth hormone, adrenocorticotrophic, or antidiuretic hormone deficiency to panhypopituitarism.199, 200, 201, 202, 203, 204, 205 Evaluation of these endocrine disturbances is now the province of the paediatric endocrine specialist. Hypothyroidism may be the most common significant abnormality,206, 207 but there is such variation in incidence in the various studies and the possibility of minimal abnormalities in multiple hormones should be taken into account in all cases.
Abnormalities of the septum pellucidum alone may affect spatial task performances,208 but most affected children with only a septum pellucidum defect are healthy and grow well.209 Hypoplasia or absence of the corpus callosum is commonly associated.
Pathology in a case191 showed an absent posterior lobe of the pituitary gland, with an abnormal hypothalamus. The pituitary defects may occur in optic disc hypoplasia even without evidence of absence of the septum pellucidum.205
While many patients have ONH with only an abnormal septum pellucidum or pituitary stalk210 and hypopituitarism, a spectrum of brain malformations vary widely in severity,211 including holoprosencephaly and other major developmental brain abnormalities. In holoprosencephaly, a variable midline facial defect is associated with a single cerebral ventricle, and absence of the corpus callosum and septum pellucidum; there is also a wide variety of other brain defects causing similar problems.189, 202, 212, 213
Pathological studies in holoprosencephaly have shown absence of the olfactory apparatus, which forms a link with Kallmann's syndrome214 in which gonadotrophin, growth hormone, and antidiuretic hormone deficiency and anosmia are associated with forebrain abnormalities (Figure 25).215
Management of children with ONH
1 All cases should have an endocrinological assessment on presentation with follow-up as determined by the result of the endocrinological and neuroimaging studies. Unilateral optic disc hypoplasia should be investigated in the same way as bilateral cases. If sophisticated endocrinology is not available, monitoring height and weight annually until at least puberty is recommended.
2 Infants with optic disc hypoplasia should have neuroimaging studies to confirm or exclude associated cerebral malformations and other defects; those with abnormalities need to be under the care of a paediatrician, endocrinologist or both. MRI is the modality of choice: it may reveal anomalies in the hypothalamic–pituitary axis which may predict hormonal problems, and the finding on MRI of structural brain abnormalities may be a good predictor of neurological problems.194 Whether or not MRI abnormalities are found, weight and height must be monitored annually206—this is probably the responsibility of the child's paediatrician or primary care physician. Where MRI is not available, CT is indicated in infancy, because there are fewer developmental milestones to guide the clinician as to whether there are developmental problems.
After 2 years of age, if the child's growth and development is normal, it is not essential to perform advanced neuro-radiology, but it is still necessary to measure height and weight regularly.217
3 Developmental delay may occur in patients with optic disc hypoplasia without structural brain defects, at least with the neuro-imaging of the 1980s.206
4 In looking for optic disc hypoplasia, a direct ophthalmoscopic examination is preferable, because it is essential to use the high magnification of that instrument to adequately see the optic disc details. An examination under anaesthetic should rarely be necessary.
5 A child with optic disc hypoplasia may also be amblyopic in that eye; the vision may be improved by timely optical correction, where necessary, and vigorous occlusion.110
6 The condition is not inherited but familial clusters may occur, due to environmental reasons or, rarely, consanguinity or other hereditary factors. The HESX1 gene shows variable penetrance.
Chiasmal maldevelopment
Achiasmia
Unilateral101 and bilateral106, 226, 227 ONA may produce an asymmetrical or absent chiasm.101 Bilateral anophthalmos is usually associated with absence of ONs, chiasm, and lateral geniculate bodies.156, 228, 229 Sometimes there are remnants of the ON and chiasm, and studies in man and mouse led to speculation226 that the blood vessels or changes in time and location of the physiologic cell necrosis (apoptosis) may be important (Figure 26).
Williams et al58 identified an autosomal recessive mutation in Belgian sheepdogs that eliminates the optic chiasm. These mutant dogs have either see-saw or atypical congenital idiopathic type nystagmus.58, 230, 231
Absence of the human chiasm was first reported in recent times by Apkarian et al,232, 233 coining the term ‘Non-decussating retinal-fugal fibre syndrome’. Apkarian did her historical research well and found from reading Meckel234 and Henle235 herself, and from Polyak27 that Vesalius had described two cases. She went on to translate Vesalius236 from the Latin and found that he described a third case, with a congenitally absent chiasm, in a patient with normal vision and no diplopia.
Although suspected on clinical grounds and strongly indicated by electrophysiology, MRI studies are the best way of confirming the diagnosis (Figures 27 and 28).237
Achiasmic patients can have good,238, 239 and sometimes remarkably normal vision despite MRI- and fMRI-proven functional achiasmia.240 In the case studied by Victor et al,240 vernier acuity was normal, and there was no evidence for the confounding of visual information between the overlapping ipsi-lateral and contralateral representations. Contrast sensitivity and velocity judgments were abnormal, but their dependence on the orientation and velocity of the targets suggests that this deficit was due to ocular instabilities, rather than the mis-wiring. There were no asymmetries in performance of visual search, visual naming, or illusory contour perception. fMRI analysis of the latter two tasks under monocular viewing conditions indicated extensive bilateral activation of striate and prestriate areas, suggesting efficient transfer of information between the hemispheres.
A variety of fundus findings have been described (Figures 26, 27 and 28), from normal optic discs,241 through optic disc hypoplasia to dysplastic optic discs.
Early-onset see-saw nystagmus is a frequent feature.230, 233, 238, 239, 242
Abnormalities of a number of genes243 and guidance proteins77 may be associated with chiasmal maldevelopment.
Maldevelopments of the optic tracts
Isolated absence of the optic tracts, almost certainly prenatal in origin were described161 in two asymptomatic patients who had MRI studies which showed unilateral optic tract absence with ipsilateral band atrophy and contralateral pallor but not associated with structural disc changes, the brain and lateral geniculate body were normal. Mostly, optic tract hypoplasia is associated with other visual system and cerebral abnormalities.244 It may be associated with widespread maldevelopment of the anterior visual system.156
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Acknowledgements
Professor William F Hoyt ignited my passion for neuro-ophthalmology; Professor Otto Wolff stimulated and encouraged my interest in paediatric ophthalmology, and showed me how to listen, relate to, and be honest with child patients and their parents. Michael Sanders was a wonderful colleague over many years, being supportive in the good as well as the bad times, and a good friend. Darius Hildebrand helped with translation of German and and Alex Ionnides of classical Greek. David Sretavan and Jan Provis gave advice on aspects of ON development and helped with illustrations. Jane Leitch helped with research into Bowman's life and times and, particularly, Carole Reeves did inspirational work on the history of the ON.23 My colleagues, Isabelle Russell-Eggitt and Ken Nischal, put up with the vagaries of my work pattern, while I was preparing this work and Katharine Barr helped with the early stages of the manuscript. Many thanks are due to the Medical illustration department at Great Ormond Street Hospital, Jeremy Naylor and Nick Geddes in particular, for all their help with the illustrations for this and numerous other works. Dr Mehul Dattani kindly supplied Figure 23 and read the manuscript with an endocrinological eye. Creig Hoyt, who has been a longtime friend, took over the major burden of book editing from me in a crucial time of writing this manuscript and gave helpful criticism. Most of all, my gratitude, love, and thanks go to Anna, my lifelong love and friend.
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‘May I say, on the part of older men, that we look eagerly and hopefully towards the younger to instruct us in new paths, to correct our many inadvertences and errors, and to be our pioneers towards a brighter future’245
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Taylor, D. Optic nerve axons: life and death before birth. Eye 19, 499–527 (2005). https://doi.org/10.1038/sj.eye.6701857
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DOI: https://doi.org/10.1038/sj.eye.6701857
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