Hematopoietic stem cell transplantation (HSCT) offers a unique opportunity for long-term disease control to many patients with severe malignant or non-malignant, acquired or congenital disorders of the hematopoietic system or with chemosensitive and radiosensitive tumors. It has seen rapid expansion over the last decades and it is integrated into the treatment algorithm for many disease categories from diagnosis.1, 2, 3, 4 Still, HSCT is a high cost procedure and can present a financial challenge for patients and health-care systems in any country.5, 6, 7 The impact of the economic strength of individual countries on HSCT has been reported earlier in detail by the European Group for Blood and Marrow Transplantation (EBMT).8, 9 It explained the differences in numbers of transplants between Eastern and Western European countries. Transplant rates, that is numbers of HSCT per number of inhabitants, were higher in countries with higher gross national income (GNI) per capita or higher health-care expenditures per capita.
Despite major economic changes, differences in transplant rates between Western and Eastern European countries still prevail, but a novel observation was made in most recent years. Chronic myeloid leukemia was the most frequent indication for an allogeneic HSCT worldwide up to 1999.9 With the introduction of imatinib mesylate,10, 11 a BCR/ABL-specific tyrosine kinase inhibitor, transplant rates for this disease dropped rapidly and continued to do so until 2004.12 This drop in transplant rates was not identical in all European countries. It could have been expected that the advent of a highly efficacious drug therapy would induce a similar drop in transplant rates in all countries. This appears not to be the case. We noticed a stable number of HSCT for chronic myeloid leukemia in Eastern European countries.13 Consequently, we were interested in investigating the potential mechanisms behind these discordant changes in transplant rates for chronic myeloid leukemia and looked at economic factors of the individual European countries in a retrospective analysis, which is based on the prospective annual activity survey of the European Group for Blood and Marrow Transplantation (EBMT) (http://www.EBMT.org). We believe that these findings have broader implications. They might herald a new principle for similar situations when the choice between ongoing expensive drug therapies in general or once in a lifetime procedure becomes a matter of concern.
Since 1990, all EBMT members and affiliated teams were requested on an annual basis to report their numbers of patients transplanted in the previous year by indication, stem cell source and donor type.14 Data were validated by the reporting team, which received a computer printout of the entered data, and by cross-checking with national registries. Onsite visits of selected teams were part of the quality control programme. The EBMT survey constitutes an integral part of a comprehensive quality assurance programme JACIE (Joint Accreditation Committee of the International Society for Cellular Therapy (ISCT) and EBMT (http://www.JACIE.org)). Transplant rates, that is the number of HSCTs per 10 million inhabitants, were computed by disease indication and donor type for each country and for each year from 1991 to 2004 as defined previously.8 Population data were obtained from the World Bank (http://www.worldbank.org). Transplant rates in this survey cannot make adjustments for patients who cross borders and receive their HSCT in another country.
A total of 612 teams in 38 European and five affiliated countries were contacted for the 2004 report, of which 592 reported their numbers. This corresponds to a 97% return rate of active teams in 2004 and includes 481 of the 494 active EBMT member teams. No major transplant team in Europe is missing from this list. Teams are listed in the online Appendix in alphabetical order according to country, city and EBMT centre code. We received information that in 2004 no blood or marrow transplantations were performed in the following European countries: Albania, Andorra, Armenia, Georgia, Liechtenstein, Malta, Moldavia, Monaco, San Marino and the Vatican.
Countries were categorized by their GNI per capita according to the World Bank definitions into high income (Austria, Belgium, Cyprus, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Netherlands, Norway, Portugal, Slovenia, Spain, Sweden, Switzerland and United Kingdom), middle income (Croatia, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Slovakia) and low income countries (Azerbaijan, Belarus, Bosnia and Herzegovina, Bulgaria, Macedonia, Romania, Russia, Serbia and Montenegro, Ukraine and Turkey). The latter category refers to the World Bank definition of ‘lower middle income’ (http://www.worldbank.org). Non-European countries that traditionally participate in the EBMT activity survey (Algeria, Iran, Israel, Saudi Arabia and Tunisia; see online appendix and Gratwohl et al.12) were not included in the analysis. Iceland and Luxemburg were excluded because of some missing data. Representatives in each country were asked to provide information on the costs or the respective charges for an HSCT from an human leukocyte antigen (HLA) identical sibling donor as well as for the costs of 1-year treatment with imatinib at a dose of 400 mg per day. Transplant rates by indication for each country were calculated to establish the weighted (by population size of the countries) means of transplant rates and their 95% confidence limits for each year, in total and by World Bank classification. Trends over the 15 years period were analyzed by regression analyses for each of the three classified groups.
Trends of transplant rates from 1992 to 2004 for acute and chronic myeloid leukemia, the two most frequent indications for an allogeneic HSCT12 are illustrated in Figure 1. There were a total of 529 allogeneic HSCTs for acute myeloid leukemia in 1991. The number of such transplants increased to a total of 2404 HSCTs in 2004. Transplant rates increased from 12 to 47 per 10 million inhabitants in the high income countries, from 0.3 to 22 in the middle income countries and remained below 3 transplants per 10 million inhabitants in the low income countries. This increase was close to linear throughout the whole observation period with a clear distinction in absolute numbers, transplant rates and slope of the curve between the three World Bank categories (Figure 1a) and with a clear predictability, as illustrated by a R2 of 98.76 in the high income category. The increase was similar with a clear distinction between the three World Bank categories when allogeneic HSCTs for all indications combined were analyzed (data not shown).
There were a total of 559 allogeneic HSCTs for chronic myeloid leukemia in 1991. This number increased to a total of 1396 HSCTs in 1999 when the maximum absolute number of allogeneic HSCT for chronic myeloid leukemia was reached. Transplant rates increased from 13 to 28 per 10 million inhabitants in the high income countries, from 0.7 to 15 in the middle income countries and remained below 3 transplants per 10 million inhabitants in the low income countries. The increase from 1991 to 1999 was nearly linear with a similar distinction in absolute numbers, transplant rates and slope of the curve between the three World Bank categories as for acute myeloid leukemia (Figure 1b). There was a distinct break of linearity in 1999. HSCTs then declined in absolute numbers to a total of 802 in 2004. In contrast to acute myeloid leukemia, the evolution of transplant rates showed a different pattern for the three World Bank categories after 1999. Transplant rates fell in the high income group; they remained at the same level in middle income categories. Transplant rates were not separate in the two groups in the most recent years and stabilized at 13 per 10 million inhabitants. Transplant rates for low income categories remained low throughout the whole observation period.
Information on costs was obtained from 13 countries, seven from the high income and six from the middle income category. Costs for 1-year treatment with imatinib in the different participating European countries ranged between 28 000 and 44 000 Euros with a median of 30 411 Euros (mean 32 417 Euros) with no difference between high (median 30 000 Euros, range 30 000–32 000 Euros) and middle income countries (median 32 000 Euros; range 28 000–44 000 Euros). Costs for an allogeneic HSCT from an HLA identical sibling ranged from 26 515 to 180 000 Euros with a median of 63 450 Euros (mean 72 173 Euros). Costs for a transplant ranged between 60 000 and 180 000 Euros (median 80 000 Euros) in high income countries and between 27 000 and 96 000 Euros in middle income countries (median 52 000 Euros). No reliable information could be obtained from low income countries.
Costs for a transplant have to be regarded with caution. They cannot be compared as directly as the costs for drug treatment. They reflect charges to patients in some, allocations to the hospital budget per transplant in other countries. They cover immediate pretransplant costs only in some, periods up to 3 months in other countries. Still, they give an estimate that the ratio between 1-year drug therapy and allogeneic HSCT varies from 0.9 to 5.9 with a median of 2.0 (mean 2.3).
These data confirm that HSCT rates in Europe are strongly influenced by the economic status of the individual countries. Countries with higher GNI per capita perform more transplantations than countries with lower income. The correlation is clear albeit loose. Transplant rates follow distinct patterns when countries are categorized by the World Bank category of high-, middle- or low income. GNI per capita has an impact on absolute numbers, on transplant rates and on the dynamics of increase over time. This comes as no surprise. It confirms and extends previous observations.1, 7, 8, 13 However, the data show an additional and novel finding. Transplant rates for chronic myeloid leukemia followed the same pattern as for acute myeloid leukemia until 1999. Then, transplant rates dropped for chronic myeloid leukemia in high income countries but they remained stable in middle income countries. During most recent years, they remained within comparable boundaries for the two categories of high and middle income countries. These findings warrant an explanation.
The introduction of imatinib mesylate has changed attitudes towards HSCT and treatment algorithms have changed. In 1999, the general recommendation was to proceed whenever possible with an allogeneic HSCT if a HLA identical donor was available for a patient with chronic myeloid leukemia.15, 16 This changed with the introduction of imatinib and the debate has been ongoing during the recent years.17, 18 Current recommendations consider imatinib as the first choice. Allogeneic HSCT is reserved for patients with insufficient response to imatinib, with imatinib failure, or to the rare young patient with initial high risk disease and low risk donor.19
When imatinib appeared to replace the high cost procedure HSCT, an even greater drop in transplant rates could have been expected in economically less advantaged countries.7 This was not the case. The present data cannot give a definitive answer but it can provide some clues. Costs for a HSCT vary substantially between European countries. Main cost factors in HSCT are hospital room costs, drug expenditures and salaries for physicians and nursing staff.13, 18, 20, 21, 22 Hospital costs and salaries vary more markedly between countries and are primarily influenced by the general income of the respective countries. This is not the case for new drugs as illustrated by this analysis, drug costs for imatinib are the same throughout Europe. If anything, they appear higher in middle income countries. There is no standardized databank yet concerning costs for transplants in Europe and the data provided for this analysis have to be regarded with caution. Procedures for reimbursement vary markedly from country to country within Europe. Transplants are paid for by lump sums in some countries, they are based on detailed accounting in others. Charges might cover immediate transplant periods only in some or full time span up to day 100 in other countries. Still, the data give a clear insight. Costs for a transplant might be as low as 1-year drug treatment with imatinib in some countries. It might correspond to 5 years of drug treatment in others. Cost comparisons with imatinib have shown favorable results in the US.23, 24 These findings appear not to apply in all countries.
Treatment with imatinib is currently considered as initial standard treatment for the majority of patients with early chronic myeloid leukemia.19 All information available so far suggests that treatment with imatinib might be required throughout life. Hence, expenses for drug treatment will continue throughout life. In contrast, for the majority of patients with an allogeneic HSCT, drug treatment can be withheld after a certain period of time.25 Any cost considerations therefore will need to reflect lifetime costs, not only initial costs of a procedure. In view of the high price of drug costs for 1-year treatment, allogeneic HSCT might become an attractive and relatively cost effective procedure. The data from this activity survey of the EBMT reflect that such considerations apparently already take place and that countries with GNIs in the World Bank category of middle income have adapted more rapidly to such considerations. Such thoughts have been expressed recently by the South-American and Mexican Blood and Marrow Transplant Group20 and at meetings in Eastern Europe.13 As shown by the data, cost considerations between two possible procedures are still irrelevant in low income countries where costs of either procedure are too high for the population at large and where access to any high cost procedure such as HSCT remains as difficult as has been discussed already two decades ago for Eastern European countries.26
Admittedly, data on factors behind the medical decision to proceed or not to proceed with HSCT cannot be retrieved by the EBMT survey. The report is based on assumptions, which are supported by the findings of the HSCT trends for acute myeloid leukemia. In acute myeloid leukemia, transplant rates depend primarily on World Bank category. In addition, curves of the trends show no indication for a plateau and are not indicative for saturation. The interpretation is that teams perform as many transplants for acute myeloid leukemia as they can with their current infrastructure. Even in high income countries, not all patients can be served with the procedure.
This report holds information, which is most likely not limited to chronic myeloid leukemia. It points to a situation, which might confront the medical community in the near future as a general principle. Many novel-specific and targeted drugs are currently in early trials or are being developed, for chronic myeloid leukemia and other myeloproliferative disorders.27 They will be expensive and it is easy to anticipate that costs for imatinib follow-up products28, 29 will be in a similar range as imatinib. Until such drugs can provide for a cure without need for lifelong drug treatment, a once in a lifetime procedure such as HSCT may become attractive despite its immediate higher costs. The dilemma of choice between an early invasive but curative procedure and lifelong drug treatment will continue to grow in other areas. With the recent improvements in management of HSCT and the reduction of early mortality, HSCT may even become the preferred treatment in countries with limited resources. It is highly likely that the medical community will be confronted with such decisions, even more so in situations where patients or their families will have to carry the burden of the costs by themselves.
The list of participating teams (Appendix) can be seen as supplementary material for online viewing at http://www.nature.com/leu.
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Acknowledgements
The cooperation of all participating teams and their staff (listed in the Appendix), the EBMT secretariat (F McDonald, E McGrath, S Notely), the European EBMT Data Office in Paris (V Chesnel, NC Gorin), the EBMT Registry Subcommittee (C Ruiz de Elvira), the French Registry SFGM (D Blaise, Z Chir), the Dutch Registry TYPHON (A Schattenberg, Av Biezen, M Sneets), the Austrian Registry (H Greinix, B Lindner), the Italian Registry (M Vignetti, A Bacigalupo, R Oneto, B Bruno), the German Registry DRST (H Ottinger, C Müller, K Fuchs), the Swiss Registry (U Schanz, H Baldomero), the British Registry BSBMT (C Craddock, K Towlson, M Wilson), the Turkish Registry (G Gurman, M Arat, F Arpaci, M Ertem), the Czech Registry (K Benesova, M Trnkova, H Krecjova) and the Spanish Hematopoietic Transplantation Group GETH (E Carreras, A Cedillo) is greatly appreciated. We also thank S Stöckli for excellent secretarial assistance as well as L John for technical assistance with data management. The work was supported in part by the European Leukemia Net LSH-2002-2.2.0-3, by a grant from the Swiss National Research Foundation, 3200BO-106105/1, the Swiss Cancer League, the Regional Cancer League and the Horton Foundation. EBMT is supported by grants from the corporate members: Amgen Europe, Hoffmann-La Roche Ltd, Gilead Sciences, Miltenyi Biotec GmbH, Schering Plough, Chugai-Aventis, Fresenius Biotech GmbH, Gambro BCT, Genzyme, Pfizer, Schering AG, Therakos, Zeneus Pharma Ltd, Pierre Fabre, GE Healthcare and AnorMED Inc. EBMT is supported by the corporate members as outlined in the acknowledgements. There are no personal conflicts of interest to declare. Authors Contributions: AG and AUI designed the study and prepared the paper. HB was responsible for the data collection, MG for reassembling the data and preparing it for the analysis and AS and KF performed the data analysis. All contributed to the final version of this paper.
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Gratwohl, A., Baldomero, H., Schwendener, A. et al. Hematopoietic stem cell transplants for chronic myeloid leukemia in Europe—Impact of cost considerations. Leukemia 21, 383–386 (2007). https://doi.org/10.1038/sj.leu.2404509
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DOI: https://doi.org/10.1038/sj.leu.2404509
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