Abstract
4Hb-TaS2 is a superconductor that exhibits unique characteristics such as time-reversal symmetry breaking, hidden magnetic memory, and topological edge modes. It is a naturally occurring heterostructure comprising of alternating layers of 1H-TaS2 and 1T-TaS2. The former is a well-known superconductor, while the latter is a correlated insulator with a possible non- trivial magnetic ground state. In this study, we use angle resolved photoemission spectroscopy to investigate the normal state electronic structure of this unconventional superconductor. Our findings reveal that the band structure of 4Hb-TaS2 fundamentally differs from that of its constituent materials. Specifically, we observe a significant charge transfer from the 1T layers to the 1H layers that drives the 1T layers away from half-filling. In addition, we find a substantial reduction in inter-layer coupling in 4Hb-TaS2 compared to the coupling in 2H-TaS2 that results in a pronounced spin-valley locking within 4Hb-TaS2.
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Introduction
Over the past few years, the field of quantum condensed matter research has undergone a significant revolution, thanks to breakthroughs in stacking atomically thin materials with diverse properties and at arbitrary relative angles1.
These heterostructures exhibit a variety of interacting phases, including superconductivity (SC)2, correlated insulators3, structural and electronic ferroelectrics4, electronic nematicity5, and magnetism6.
Alternate stacking structures of TaS2 have also drawn significant attention. The natural occurring heterostructure, 4Hb-TaS2, formed by alternate stacking of 1T-TaS2 and 1H-TaS27,8,9,10 is a superconductor with unusual properties that led some of us to propose that it is a chiral superconductor9,10,11,12. In contrast, bi-layers made by growing mono-layers of 1T-TaS2 and 1H-TaS2, are not superconducting and instead show Kondo physics13 or doped Mott physics14.
The charge density wave (CDW) reconstruction in 1T-TaS2 results in a state consisting of a super-lattice, where every 13 atoms form a star-of-David cell with one localized electron. In bulk 1T-TaS2 this leads to a Mott transition and possibly to a quantum spin liquid8,15.
These localized states are believed to play a crucial role both in 4Hb-TaS2 and in the bi-layers. In 4Hb-TaS2, it was suggested that the proximity of the strongly correlated 1T layers to the superconducting 1H layers is responsible for the observed time-reversal symmetry breaking11,16,17. In the artificial bi-layers, the localized moments on the 1T layers are Kondo screened by the itinerant electrons in the 1H layers13.
A remaining open question is how the proximity between the 1T and the 1H layers alters their properties, specifically, the extent to which the Mott physics, believed to govern the physics of 1T-TaS2 plays a role in 4Hb-TaS2. In this paper, we address this question using angle resolved photoemission spectroscopy (ARPES), comparing in detail the electronic structure of 2H-TaS2 and 4Hb-TaS2.
Results
Charge transfer In 4Hb-TaS2
Both 4Hb and 2H polymorphs of TaS2 belong to the P63/mmc hexagonal space group, the unit cell of 4Hb-TaS2 is shown in Fig. 1a. 4Hb-TaS2 undergoes a CDW transition at T = 315 K and a sharp SC transition at Tc = 2.7 K7,11,18, while 2H-TaS2 has a CDW transition at 75 K and Tc of 0.8 K7. Most of the intensity at the Fermi level in both 2H and 4Hb is from the Ta atoms in 1H layers which have a non-centrosymmetric structure7. Both polymorphs contain two 1H layers stacked with a relative 180° rotation in-plane, resulting in an overall inversion-symmetric structure11,19.
ARPES spectra along the high symmetry lines of 4Hb-TaS2, Γ-K and Γ-M, are shown in Fig. 1b. Similar data from 2H-TaS2 is shown in Supplementary Fig. 1. Comparing the ARPES data for both polymorphs reveals that the bands derived from the 1H layers are similar in both structures but not identical.
The inner pocket along the K-M-K’ line, derived from the 1H layer, is ∼100 meV deeper compared to 2H-TaS2. Additionally, there are other bands originating from the 1 T layers, these bands are notably different from the bands in bulk 1T-TaS220. In particular, there are several shallow pockets with Fermi energies of about 50 meV around the Γ point.
The measured Fermi-surface is shown in Fig. 1c, and the Fermi-surface calculated using density-functional theory (DFT) is shown in Fig. 1d. The agreement between the DFT and the ARPES data is remarkable. The new bands form a rather complicated set of small pockets around Γ that seem to have a chiral structure, reminiscent of the chirality found in the charge density wave (CDW) in bulk 1T-TaS221. The ARPES data is in agreement with the STM data from the same sample22, which identifies a band located just above the Fermi level with only a weak density of states crossing the Fermi level. The role of these new bands in superconductivity is not clear. It has been suggested that Kondo physics seen in 4Hb22,23 and in 1T/1H bi-layers13 could be related to these narrow bands.
Other bands along the Γ-K line, suggested to originate from the 1T layer by DFT, are similar to bands in bulk 1T-TaS2.
DFT finds a significant charge transfer from the 1T to the 1H layers. The charge transfer depends strongly on the inter-layer distance14. For a spacing of 5.9 Å it is found that the entire localized electron on the star-of-David cluster is transferred to the 1H layers9.
The ARPES data show clear evidence of charge transfer. First, the pocket along the K-M-K’ line is deeper in 4Hb-TaS2 by about 100 meV compared to 2H-TaS2 (Supplementary Figs. 2 and 3). The agreement between the DFT and the ARPES data further supports the observation of the charge transfer. To directly measure the charge transfer, we compare the Fermi-surface area of 4Hb-TaS2 and 2H-TaS2 in Fig. 2. We find that the hole pocket around Γ of 4Hb-TaS2 is smaller than in 2H-TaS2, while the “dog-bone”-shaped electron pocket is larger.
Quantitatively, by integrating the differences between the Fermi-surface areas, we estimate the total charge transfer to be \(0.071\pm 0.008\) electron per Ta atom, or \(0.92\pm 0.11\) per star-of-David. It is worth noting that this estimate ignores the contribution of the new small pockets around Γ, but these seem to enclose a very small area. Nevertheless, the fact that these shallow bands do produce Fermi-pockets, suggests that although the charge transfer is significant the depletion of the 1T flat band is not complete. For the details of the charge transfer estimate, see Supplementary Note 3.
Next, we estimate the effect of the 1T alternate stacking on the coupling between the 1H layers. A comparison between 2H-TaS2 and 4Hb-TaS2 reveals a completely different behavior. In Fig. 3a, c, we present ARPES data measured along the K-M-K’ line (kz = 0) for 2H-TaS2 and 4Hb-TaS2, respectively. The black lines represent the DFT calculated dispersion. The gap between the inner and outer pockets at the M point in 2H-TaS2 is result of the inter-layer coupling between the 1H layers. In contrast, no gap is observed at the M-point in the 4Hb-TaS2 spectra, similar to the monolayer case24. The connection between the gap at the M-point and the inter-layer coupling was already pointed out25,26.
The 1H monolayer exhibits an Ising spin texture due to the Mz mirror symmetry. We use a simple effective model that includes two Ising layers to extract the inter-layer interaction from the data:
where σ are the Pauli matrices for the spin and τ are the Pauli matrices representing the layer, α is the spin-orbit coupling (SOC) and t is the inter-layer coupling (ILC). The best fit to the data (Supplementary Fig. 4) yields an inter-layer coupling of 65 ± 5 meV in 2H-TaS2 and a vanishing inter-layer coupling in 4Hb-TaS2 within our resolution. The Ising spin-orbit coupling was set to be equal in both materials and is estimated to be 680\(\pm\)40 meVÅ. Our results for 2H-TaS2 agrees with previously measured values27.
Energy-distribution curves (EDCs) at different kz values were measured by varying the photon energy (Supplementary Fig. 5). The EDCs along the M-L line for both polymorphs are shown in Fig. 3b, d. In 2H-TaS2 (Fig. 3b), we observe a significant dispersion with a bandwidth of about 150 meV. The band split, created by the inter-layer coupling, is maximal at the M-point and it vanishes at the L-point due to a glide-mirror symmetry that prevents the lift of the degeneracy28,29.
In 4Hb-TaS2 (Fig. 3d), on the other hand, there is no dispersion at all, suggesting the inter-layer coupling is negligible. We found no kz dependence in the width of the EDCs either, indicating that there is no measurable gap at any kz point, as expected from a 2D system.
The 2D character of 4Hb-TaS2 can also explain the sharpness of the ARPES spectra at the Fermi-level compared to the data of 2H-TaS2. In a three-dimensional system, the finite kz resolution results in a broadening of the spectra.
At the Brillouin zone edge, it seems that the main role of the 1T layers is to reduce the inter-layer coupling. The effective mass of the valleys, estimated using our model, is \({m}^{* }\) = 0.78\(\pm 0.05\)me in both 4Hb-TaS2 and 2H-TaS2. This suggests that the 1T layer mainly affects the band dispersion around the Γ point. This is due to the in-plane nature of the orbitals forming the bands at the M and K points, which are dxy and \({d}_{{{x}^2}-{y^2}}\) 9,30. This is opposed to the orbitals at the Γ point, \({d}_{{z}^{2}}\) 22,31, where hybridization between states of 1H and 1T layers takes place. The negligible inter-layer coupling between the 1H layers in 4Hb-TaS2 suggests a picture in which the electronic states are localized on individual 1H layers25,28,32,33,34,35,36,37. The combination of a large spin-orbit coupling with the non-centrosymmetric structure of the 1H layers is expected to result in a strong spin-valley locking in 1H-derived bands28,32,33,34 (Supplementary Fig. 6).
Spin-valley locking in 4Hb-TaS2
We use spin-resolved ARPES to directly measure the spin texture of the electronic bands and the Fermi-surface. First, we focus on the spin polarization at the Fermi-level. In Fig. 4a, we present an ARPES intensity map of part of the Fermi-surface. One can observe the characteristic “dog-bone” shaped Fermi-pockets and the two electron pockets centered around K and K’. In the inset, we show the DFT calculated spin-resolved Fermi-surface. DFT finds perfect spin-valley locking, meaning that the electron pockets around K and K’ have opposite polarization and the electron-spin polarization on the “dog-bone” changes on crossing the Γ-M line. In Fig. 4b, we show the spin-resolved MDCs measured along the dashed line in Fig. 4a (for a full spin-map see Supplementary Fig. 7). The spin is measured normal to the plane, where the red and blue curves represent spin-up and spin-down, respectively. The measured cut in momentum space crosses the Fermi-surface 4 times. From the MDCs it is clear that the polarization changes sign four times on each kF crossing. In Fig. 4c, we show the spin polarization out of plane, defined as: \(P=\frac{1}{S}\frac{{I}_{\uparrow }-{I}_{\downarrow }}{{I}_{\uparrow }+{I}_{\downarrow }}\), where S, is the Sherman function. We find a polarization of up to 85%, in good agreement with the DFT results. A measurement along a similar momentum cut in 2H-TaS2 shows no polarization. The MDCs cross the same 4 bands (Fig. 4e), but the polarization shown in Fig. 4f, is negligible.
Next, we compare the polarization at different binding energies. ARPES spectra along the M-K line is shown in Fig. 5a, d for 4Hb-TaS2 and 2H-TaS2, respectively. ARPES data were measured using 55 eV photons. In Fig. 5b, e, we present spin-resolved EDCs measured in the momentum range marked by white lines in Fig. 5a, d. The out-of-plane spin polarization is presented in Fig. 5c, f. The same picture emerges; we find significant polarization in 4Hb-TaS2, while no polarization is found in 2H-TaS2. Additionally, we find that the polarization in 4Hb-TaS2 is larger for low binding energies and decreases at high binding energies.
Discussion
We find that the presence of 1T layers between 2H layers has two main effects: (1) About 1 electron per star-of-David is transferred to the 1H layers, and (2) the 1T layers suppress the coupling between the 1H layers.
The charge transfer leads to an almost complete depletion of the 1T layers and it seems to rule out any Mott-like physics in 4Hb-TaS2, which is believed to be important in bulk 1T-TaS215,38. Saying that, we note that we do find new small electron pockets around the Γ-point. Using STM, Kondo peaks were found in about 10% of the Star-of-David sites, indicating that the charge from these sites was not transferred to the 1H layers22. It is possible that these sites are the origin of the small pockets we observe.
Based on the ARPES data, it appears that there are almost no localized moments in the 1T layers, making it is difficult to understand how the remaining dilute charges in the 1T layers can account for the unconventional magnetism observed in the superconducting state of 4Hb-TaS210,16, nor for the breaking of time-reversal symmetry11.
The diminishing inter-layer coupling has far reaching consequences. It suggests that 4Hb-TaS2 can be thought of as a stack of 2D 1H superconducting layers separated by 1T layers. This can explain the increase in Tc. It is known that in 2H-TaS2 Tc increases as the samples become thinner, Tc in the limit of a monolayer is similar to the Tc of 4Hb-TaS226.
The absence of inter-layer coupling, combined with the strong spin-orbit coupling, naturally explains the Ising-superconductor behavior, as evident in the large anisotropy of HC2 in 4Hb-TaS211. The strong pinning of the spin out-of-plane results in an in-plane critical field exceeding the Clogston-Chandrasekhar limit by a factor of 5.
Both 4Hb-TaS2 and 2H-TaS2 have an overall inversion symmetric-structure; nevertheless, we do observe strong valley-dependent polarization in 4Hb-TaS2. Each 1H layer is non-centrosymmetric and does allow for spin-valley locking. Overall, the bands should be doubly degenerate and the spin-valley locking of each 1H layer should cancel with the contribution from the 180 deg rotated 1H’ layer. However, since ARPES is a very surface-sensitive probe, it mainly probes the top-most 1H layer and the electrons from deeper layers will not cancel the net polarization.
The level of polarization ARPES should detect depends mainly on how localized are the wave functions on the individual non-centrosymmetric 1H layers. A simple argument shows that the level of polarization of an individual layer is set by \(P\propto \frac{1}{\sqrt{1+{\left(t/{\lambda }_{{SOC}}\right)}^{2}}}\) where t and \({\lambda }_{{soc}}\) are the inter-layer coupling and spin-orbit coupling parameters, respectively32. Large inter-layer coupling leads to hybridization, and the individual layers are not spin-polarized.
The vanishing of the inter-layer coupling in 4Hb-TaS2 naturally explains why we measure a large polarization in 4Hb-TaS2 but it is not clear why we find no polarization in 2H-TaS2. Using the values for t (\(65\pm 5\,{\rm{meV}}\)) and \({\lambda }_{{soc}}=\alpha \times\) kF (\(130\pm 15\,{\rm{meV}}\)), we expect a polarization of about 90% in 2H-TaS2. Moreover, we don’t find polarization even at the L-point (data taken with 55 eV photons), where inter-layer coupling is canceled due to a glide-mirror symmetry28.
Spin-valley locking was measured using ARPES in other TMDs28,33,34. Transport measurements in a few-layers of 2H-TaS2 and 2H-NbSe2, two very similar superconducting TMDs, found a smaller value of \(t/{\lambda }_{{soc}}\) in 2H-TaS227. Nevertheless, clear spin-valley locking was measured in 2H-NbSe228, but not in 2H-TaS2.
A notable difference between the two materials is the absolute value of the inter-layer coupling, which is ∼32 meV for 2H-NbSe2 and ∼65 meV for 2H-TaS2. This suggests that the polarization may not be exclusively determined by \(t/{\lambda }_{{soc}}\).
There are experimental details related to the ARPES experiment that can reduce the measured polarization in 2H-TaS2 compared to 4Hb-TaS2. First, the separation between the 1H layers in 4Hb-TaS2 is double than in 2H-TaS2. For a given mean-free path of the photoelectrons, L, the average polarization of the two top-most layers is given by \(\frac{1}{1+\exp -\frac{\Delta L}{L}\,}\), where ∆L is the inter-layer distance. For a mean-free path of 8 Å, we get an average polarization of ∼0.8 for 4Hb-TaS2 and ∼0.6 for 2H-TaS2.
Second, larger bandwidth normal to the planes in 2H-TaS2, combined with the finite resolution in kz, can lead to some broadening of the ARPES spectra that could mix the two spin-polarized bands. Based on the DFT calculation made for a 10-layers slab (Supplementary Note 6), we do not expect a large broadening as we move from the M-point. In addition, the spin-resolved measurement effectively improves the ability to resolved two overlapping bands.
While it seems unlikely that experimental details can mask completely a polarization of ∼60%, it certainly could make it more difficult to observe the polarization in 2H-TaS2 compared to 4Hb-TaS2.
To summarize, we used ARPES to map the band structure of 4Hb-TaS2. Comparing the spectra of 4Hb-TaS2 and 2H-TaS2 we find two major differences. First, we observed a significant charge transfer from the 1T layers to the 1H layers. This charge transfer depletes almost completely the lower Hubbard band of the 1T layers, suggesting that the localized charges on the star-of-David cells that govern the physics of bulk 1T-TaS2, play a much smaller role in the physics of 4Hb-TaS2. However, we do find new small shallow pockets around the Γ-point. DFT shows that these new states reside mainly on the 1T-layers. The connection of these states with the unusual properties of 4Hb-TaS2 is still not clear.
In addition, we find that the inter-layer coupling between 1H-layers in 4Hb-TaS2 is effectively zero. This leads to strong spin-valley locking that is completely missing in bulk 2H-TaS2. The measured spin-texture can explain the Ising-superconductivity found in 4Hb-TaS2 and may play a significant role in determining the superconducting order-parameter.
We provide a full detailed description of the electronic structure of 4Hb-TaS2, it remains to understand how the unusual superconducting state emerges from this electronic structure.
Methods
Samples growth
High quality single crystals of 2H-TaS2 and 4Hb-TaS2 were grown using the chemical vapor transport method, as described in refs. 7,11. Single crystals were grown using iodine as a transport agent in a sealed quartz, using a 3-zone furnace. The crystals have typical lateral size of a few mm and a thickness of about 0.5 mm. The samples are characterized by XRD, TEM, EDS and magnetization measurements (Supplementary Figs. 8 and 9). Se in 4Hb crystals is used to stabilize the 4Hb phase and improve the properties of the superconducting phase. EDS measurements show that the actual amount of Se in the crystals is on the order of 0.2% (Supplementary Note 8). The composition of the sample used in this study is 4Hb-TaS2−xSex, x∼0.004.
Angle and spin-resolved PES
High resolution ARPES was done at the Ultra end-station at the SIS beamline at PSI, Switzerland. Angle- and spin-resolved PES were performed at the RGBL-II beamline in BESSYII Berlin, Germany and the APE-LE beamline in Elettra, Italy. The light used at BESSYII beamline is p polarized, while the light used at APE-LE is s polarized. Samples were cleaved in-situ and measured at temperatures ranging from 10 to 30 K. For the spin-resolved measurements, a VLEED detector was used in APE-LE, and Mott detectors at BESSYII. A Sherman function of S = 0.33 was used to generate the measured spin polarization for the data from APE-LE, and S = 0.16 for the data from BESSYII.
The bands polarization is given by28,33,34:
where P is the polarization measured and I↑/I↓ is the measured intensity for each projection corrected by a relative detector efficiency calibration.
To determine the kz dispersion from photon-energy-dependent ARPES, we use the free electron final state approximation for normal emission33,39,40,41:
where V0 is the inner potential and Ekin is the kinetic energy of the photo-emitted electron. Our photon energy range covers two complete Brillouin zones along kz. Fitting the photon energies of the Brillouin zones center (Γ) and edge (Z) gives best agreement taking an inner potential of 9 eV. We use the same inner potential for both 2H-TaS2 and 4Hb-TaS2.
Density-functional theory
We performed density-functional theory (DFT) calculations using the generalized gradient approximation (GGA) in the Perdew–Burke–Ernzerhof (PBE) form with the Vienna ab initio package42.
The DFT-D2 method was used to account for van der Waals (vdW) interactions43.
Spin-orbit coupling (SOC) was included in all calculations. We employ a \(\sqrt{13}\times \sqrt{13}\times 1\) supercell as an initial approach to describe the CDW phase of 4Hb-TaS2.
To simulate the properties of 4Hb-TaS2 in a computationally efficient manner, we simplify the system by considering a bi-layer configuration of 1T-TaS2 and 1H-TaS2. These polytypes have been chosen to maintain the essential characteristics of the 4Hb phase.
The effective band structures (EBS) method in VASPKIT44 was used to directly compare with experimental measurements by unfolding the band structures of supercells into the Brillouin zone of primitive unit cells.
To explore the surface states of 2H and 4Hb surfaces, we used 10-unitcell thick slab models and projected bands to the H layer as the surface bands. Because we were interested in the H layer bands, we ignored the CDW distortion in the 1T layer in the 4Hb slab model use a 1 × 1 unit cell in the basal plane.
Data availability
The data that support the findings of this study are provided in the main text and the Supplementary Information. The original data is available from the corresponding author upon request.
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Acknowledgements
We acknowledge the Paul Scherrer Institute, Villigen, Switzerland for provision of synchrotron radiation beamtime at beamline SIS of the SLS. We acknowledge Elettra Synchrotron, Trieste for providing access to its synchrotron radiation facilities. We thank the Helmholtz-Zentrum, Berlin for the allocation of synchrotron radiation beamtime. The work at the Technion was supported by Israeli Science Foundation grant number ISF-1263/21. This work has been partly performed in the framework of the nanoscience foundry and fine analysis (NFFA-MUR Italy Progetti Internazionali) facility.
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A.K. conceived the project. A.A. performed the ARPES measurements and analyzed the data. R.G, Y.N., and I.M. helped with ARPES measurements. I.F. synthesized the single crystals. J.K. performed DFT calculations. F.M., I.V., J.F., J.S.B, O.J.C., N.C.P., and M.S. provided support at the synchrotron beam-lines. B.Y. supervised the DFT calculations and performed theoretical modeling. A.A. and A.K. wrote the manuscript with contributions from all authors.
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Almoalem, A., Gofman, R., Nitzav, Y. et al. Charge transfer and spin-valley locking in 4Hb-TaS2. npj Quantum Mater. 9, 36 (2024). https://doi.org/10.1038/s41535-024-00646-2
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DOI: https://doi.org/10.1038/s41535-024-00646-2