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Why Nanopediatrics?

In a talk on December 26, 1959, to the American Physical Society at Cal Tech that was subsequently published in 1961 as a chapter entitled “There's Plenty of Room at the Bottom,” Richard P. Feynman is credited with developing the concept of nanotechnology (1). Among the examples he cited was the use of DNA for information storage at the molecular level.

Nano, as in nanotechnology, nanobiology, nanomedicine, and nanopediatrics, refers to phenomena at the nanometer or molecular level. A nanometer (nm) is one-billionth of 1 m, which is an extremely small linear measurement. To put this in perspective, a typical human hair is 100,000 nm in diameter. An adenovirus is 90-nm wide.

Nanotechnology refers to the manipulation of materials at the atomic or molecular scale, typically 100–150 nm or less, with the National Institutes of Health recently codifying the nanoscale as ≤100 nm (http://www.asee.org/conferences/erc/presentations/upload/nanotechnology-at-the-national-institutes-of-health.pdf). Some have said nanotechnology will be similar to the “plastics revolution” of the 1950s and 1960s, in which plastics transformed the appearance and manufacturing of everything from household items and appliances to medical devices. There are numerous examples of products that currently use nanomaterials, including cosmetics, transparent sunscreens, and spill-proof fabrics.

Nanomedicine represents medicine at the nanotechnology scale with typical examples being nanoparticles and nanodevices. The economic force of nanomedicine is predicted to be substantial, with Kosterelos estimating the venture capital investment since 2000 at $900M and noting a significant commitment by the National Institutes of Health (2). Nanomedicine sales were estimated to be $6.8B in 2004 with the market in nanotechnology enabled drug delivery estimated to reach $20.1B in 2011 (2).

Why would we want to develop a NanoPediatrics Program in the Mattel Children's Hospital, University of California, Los Angeles and collect a series of reviews on this topic for Pediatric Research? Why differentiate nanopediatrics from nanomedicine? One of the mantras of pediatrics is “Children are not small adults.” If nanotechnology and nanomedicine are anticipated to be the drivers for personalized medicine, then their promises and risks must be addressed in children. By developing this program, we believe that we are emphasizing the importance of the child in the applications of nanotechnology. In this way, we will improve children's health care by determining whether children have particular vulnerabilities to, for example, certain nanoparticles, thus benefiting them by protecting them from unanticipated and unintended consequences.

The Mattel Children's Hospital NanoPediatrics Program consists of a variety of clinical targets that are intended to meet the clinical needs of patients using distinct approaches and tools (Fig. 1). We will review a subset of these projects to introduce you to the types of applications representative of nanopediatrics.

Figure 1
figure 1

Mattel UCLA Nanopediatrics Program. Research, Training, Clinical Service.

Implications of Nanopediatrics for Individuals and Society

Genomics and the related disciplines, such as transcriptomics, proteomics, metabolomics, and other “-omics” referred to collectively as “xomics,” will enable personalized medicine. We have had success in monitoring and managing populations through the application of epidemiologic methods. Now, it is time to begin to tailor the treatment to the individual through a medical approach that will be predictive, preventive, and personalized (3). Personalized medicine will involve collection of tremendous volumes of xomic and other personal health information on each individual who engages in this medical paradigm, and many are concerned about the risks to the individual if this information is misused (4).

To prevent the misuse of this extraordinary complete body of information about the individuals, the US government has taken a variety of approaches to protect against genetic discrimination considered by many to be a new civil right (4). President Clinton signed an executive order on February 8, 2000, banning genetic discrimination in employment and health insurance for nearly all individuals in the federal workforce. President George W. Bush signed a law, the Genetic Information Nondiscrimination Act (GINA), on May 21, 2008. The Coalition for Genetic Fairness has referred to GINA as the initial legislative civil rights protection of the 21st century.

With the passage of GINA, it has been said that genetic discrimination is over and there is no need to pursue discussions on this topic (5). However, the Civil Rights Act of 1964 had broad-ranging implications, including outlawing racial segregation, extending the US Commission on Civil Rights, and creating the Equal Employment Opportunity Commission. Despite more than 25 years since passage of that landmark civil rights legislation, the US Commission on Civil Rights is still quite active, for example, announcing a public education campaign to end anti-Semitism on university campuses on April 10, 2007 (http://www.usccr.gov/campusanti-semitism.html).

Examples of Nanopediatrics Projects

Whole genome analyses.

Genomic microarrays are nanotechnology platforms. In at least one embodiment of this technology, the capture probe is a 20-bp oligomer (Fig. 2). The genome of the individual being interrogated is digested and labeled. When a sequence within the individual's DNA finds an identical match in a capture probe, the labeled genomic DNA is held onto the microarray and the label is quantified by using a very sensitive camera. This 20-bp long double helix is 6.8 nm in length and 2.0 nm in diameter.

Figure 2
figure 2

(A) DNA: match vs mismatch. (B) Microarray: match vs mismatch.

The uses of genomic microarrays for copy number variations (CNVs) and genome-wide association studies (GWAS) represent, at this time, lower price proxys for whole genome sequencing. When the Human Genome Project was completed in 2003, 3 years were required to sequence the first genome at a cost of $2.7 billion (http://www.genome.gov/11006929). The National Human Genome Research Institute has funded a group of investigator-initiated grants that responded to the request for proposals, Revolutionary Sequencing Technologies—The $1000 Genome (http://grants.nih.gov/grants/guide/rfa-files/rfa-hg-09-011.html). It is anticipated that the goal of achieving a cost of ≤$1000 to sequence an individual's genome will be reached within the next decade. Genomic DNA mapping arrays are already successful in achieving costs less than this $1000 threshold in the research arena.

Genomic microarrays offer less expensive technological platforms compared with the current status of whole genome sequencing. These microarrays were originally designed for GWAS and therefore used single nucleotide polymorphisms (SNPs) to allow association of polymorphic markers with phenotypic traits. Any given SNP can be represented by one of three genotypes, AA, AB, or BB, where the A and B alleles are one of the two nucleotides, A, T, G, or C. Our group and others showed that the microarrays and the software used to analyze the data from them were adequate to determine whether one SNP allele was deleted, that is, to identify the presence of the A/null or B/null genotype (68). More recently, because these genomic microarrays have become more routinely used for assay of CNVs, array manufacturers have added to their chips copy number probes (CNPs), including probes targeting known CNV regions and additional evenly spaced CNPs, achieving median intermarker distances of <700 bp (9).

The use of genomic microarrays also represents a proxy for genomic sequencing in terms of the information and its use. For example, we are learning to live with uncertainty in terms of what represents an error versus a benign change, to improve our ability to develop efficacious correlations with clinical findings using large population studies, and to handle huge volumes of data with respect to processing and storage (3,4,1012).

Research.

Xp21 contiguous gene deletion syndromes have been central to my research career (13), and therefore, we elected to use SNP microarrays to attempt to identify these deletions (7). We showed that “SNP chips” could be used for X chromosomal CNVs. The normalized X chromosomal copy numbers were 2.0 and 1.0 for normal women and men, respectively. With DNA from males with Xp21 deletions, the mean normalized copy number in the deleted regions was <0.4, and the reasons for detectable signal in the deleted region were unclear.

Identification of a copy number loss from a single X chromosome in an affected male would seem to be an easier discrimination than the loss of a single copy number from one of two autosomes. We chose the del22q11.2 DiGeorge syndrome to test this application and determined that representational oligonucleotide microarray analysis was effective using SNP chips (8). We showed that the choice of informatics algorithms was critical with circular binary segmentation performing better than other available algorithms. We speculated that genome-wide assessments might improve our understanding of phenotypic variability in disorders such as DiGeorge syndrome.

CNVs are present in normal individuals and even differ between monozygotic twins (14). These investigators estimated the frequency of posttwinning de novo CNVs to be as high as 5% per individual or 10% per twinning occurrence for monozygotic twins and CNVs in the ≥1 Mb range. The relationship between CNVs and disease pathogenesis remains uncertain, given their presence in phenotypically concordant and discordant monozygotic twins. Similarly, somatic tissues from the same individual may be mosaic for CNVs indicating that these events are not limited to the germline, and the CNVs involved known genes, therefore presumably affecting function (15). We know that CNVs involving the drug-metabolizing enzyme, CYP2D6, influence the metabolism of certain psychotropic drugs, with some who have duplicated/multiduplicated (up to 13 copies) CYP2D6 genes being ultrarapid metabolizers (16).

Microarrays are also valuable for their originally designated use, GWAS. SNP microarrays can complement CNVs to attempt to understand phenotypic variability, for example, as we have noted in patients with del22q11.2 (8,10), but such studies will require large groups of patients for these analyses (5,6,1214). This approach can also be used to identify genomic regions associated with disease phenotypes. A recent example of this type of investigation involved patients with autosomal recessive (AR) hyperimmunoglobulin E recurrent infection syndrome (HEIS; OMIM 243700), a primary immune deficiency disorder characterized not only by hyper-IgE but also by eosinophilia and recurrent Staphylococcus aureus skin abscesses. Two recent reports have shown that AR HEIS is because of loss-of-function mutations in the gene encoding the protein, dedicator of cytokinesis 8 (DOCK8), which maps to the subtelomeric region of chromosome 9, 9p24 (17,18). Somewhat surprisingly, in a GWAS investigation, of the 15 affected individuals examined by microarray, 17 of 30 alleles were detected as deletions representing pathologic CNVs in >50% of alleles in these families with AR HEIS.

Diagnosis, screening, and management.

The use of microarrays as clinical nanodiagnostic tools is increasing. There are a number of academically based and corporate organizations providing these services. We believe that it is essential to link microarray testing with genetic counseling services, particularly given the uncertainty inherent in genome-wide evaluations.

The clinician is buffered from the microarray data by using algorithms that provide interpretation of the results. Inherent in these algorithms are assumptions that may profoundly influence these interpretations. For example, if identification of CNVs is a clinical target for a diagnostic microarray laboratory, then it is important that the clinician and informatician team have agreed on the threshold size above which the duplication or deletion will be called. Other assumptions embedded in the software algorithms may be more subtle, but the team must understand their implications and reach a consensus on how these assumptions will be resolved.

Other clinical applications of genomic microarrays are speculative but may well begin to be used in the very near future. One example that remains extremely controversial is the use of microarrays for identification of CNVs in the setting of newborn screening (NBS). NBS involves identification of relatively rare disorders, such as phenylketonuria (PKU; incidence 1/20–25,000 livebirths), with a cumulative incidence of 1.5/1000 births (In 2008 at California, 835 patients were identified from 575,645 births for incidence of 1.45055/1000 births; http://www2.uthscsa.edu/nnsis). Using standard karyotypic methods, the incidence of cytogenetic abnormalities is 1/160 or >4-fold the incidence of all currently tested NBS disorders at 6.25/1000 births (7). Although treatment for cytogenetic abnormalities may be less specific than for PKU and other traditional NBS disorders, the value of early intervention and infant stimulation for many of these patients has been clearly demonstrated. With additional high profile disorders such as autism spectrum disorders being recognized to be associated with CNVs (1921), the clinical indications for microarray analyses are increasing. The evidence for the improved efficacy of early intervention among at least some young children and the need for better tools for earlier identification of individuals with autism (2226) may lead to increased pressure for NBS using microarray nanotechnologies.

Management using microarrays is speculative at this time but may be used in the future for a disorder such as obesity. We know from the work of David Barker and others on the fetal origins of adult disease that the fetal epigenome is quite plastic (4). Extreme under-nutrition of the fetus in utero can lead to imprinting that increases the risk of obesity, hyperlipidemia, diabetes, and coronary artery disease, and these effects may persist throughout the lifespan of the individual. Perhaps this plasticity continues beyond birth and could be used to monitor the efficacy of surgical and medical interventions and patient compliance in obesity management protocols. SNP microarrays can be used to interrogate the epigenome, for example, by genome-wide surveys of methylation sensitivity (27). Integration of information across various xomic (where the ‘x' stands for any prefix, e.g. gen-, transcript-, etc.) parameters, such as SNP and CNV associations, mRNA expression, and epigenomic analyses, could be used to develop personalized management strategies for disorders such as obesity.

Nanoparticles

Nanoparticles are particles with diameters in the range of 100–150 nm or less. They can be used to enhance imaging, to improve therapeutic delivery, and to combine these properties in therapeutics and diagnostics referred to as “theranostics.” The following subsections will review the work of collaborators in each of these areas as potential pediatric examples of the use of nanoparticles.

Enhanced imaging.

Akhtari et al (28) generated magnetonanoparticles (MNPs) by coprecipitation of maghemite (γ-Fe2O3) and dextran that had average diameters of 10 to 20 nm with average maghemite diameters of 2 to 3 nm. They functionalized the MNPs by covalently conjugating α-methyltryptophan (AMT) to the dextran. The functionalized AMT-MNPs were shown to cross the blood-brain barrier in a rat epilepsy model and appeared to localize to epileptogenic areas, where the AMT-MNPs enhanced MRI of these foci in live animals. These investigators suggested that other bioactive ligands could be used for functional MRI to distinguish and localize abnormal brain areas. Additional molecules conjugated to these and other nanoparticles could be used to identify other pathogenic lesions, such as specific cancers.

Improved therapeutic delivery systems.

A collaboration between the Zink and Tamanoi groups is developing fluorescent mesoporous silica nanoparticles (FMSNs) as therapeutic delivery systems for use in cancer (29). They were able to demonstrate that FMSNs effectively delivered the extremely hydrophobic anticancer drug, camptothecin, to human cancer cells in culture (30,31). These FMSNs were 130 nm in diameter and contained 2-nm pores into which the camptothecin was loaded. The camptothecin delivered by FMSNs resulted in apoptosis of the cultured cells. Conjugation of specific targeting ligands on the surface of FMSNs can increase uptake of the particles in the cancer cells (32,33) and converting FMSNs to nanomachines, for example, by the addition of environmentally sensitive snap-tops and photocontrolled nanoimpellers, improve the regulation of drug delivery (32).

Vaults are highly conserved, naturally occurring ribonucleoprotein particles originally described by the Rome laboratory in 1986 (33). These self-assembling 13-MDa nanoparticles can be engineered to sequester specifically exogenous proteins, such as luciferase and green fluorescent protein within the vault cavity, suggesting that vaults may be able to serve as a nanocapsule that would be biocompatible (34). These 72.5 × 41 nm barrel-shaped structures can be modified by adding: cell-specific ligands to their external structure to generate recombinant delivery nanoparticles (35); a recombinant viral domain to their internal structure to facilitate delivery of a soluble ribotoxin and cDNA to cells (36); and a bacterial outer membrane protein to their internal structure to generate a “smart” vaccine delivery particle that enhanced bacterial eradication of the targeted organism in mice without the destructive inflammation associated with traditional adjuvants (37). These examples demonstrate promise for vaults as protein and cDNA delivery vehicles.

Theranostics.

Theranostics link therapeutics and diagnostics in a single agent (38). One example would be a nanoparticle that could enhance an MRI to indicate the targeting of a drug-containing nanoparticle to the desired specific cell-type or tissue, such as a malignant cancer. These would couple the diagnostic properties of functionalized MNPs (FMNPs) with the therapeutic delivery of FMSNs or vaults, and such coupling is possible. FMNPs can be modified to incorporate drugs, proteins, or DNA (Akhtari, UCLA, personal communication, 2008). FMSNs can be modified to incorporate targeting ligands for specificity in drug delivery and iron oxide nanocrystals to identify specific cells and tissues with enhanced MRI (33,34). Similarly, vaults that can serve as tissue- and cell-specific therapeutic nanoparticles can be modified to incorporate metal molecules internally (39), and these could include doped iron oxide to increase the MRI signal (40).

SUMMARY

This review has introduced the motivation leading to the development of the discipline of nanopediatrics. Because children are not small adults and nanotechnology and nanomedicine are anticipated to be major drivers of personalized medicine, it is essential that we focus the power of these technologies to enable personalized medicine for children, although recognizing that there may be differential risks in children and these cannot be ignored.

Nanoanalytical platforms for whole genome analyses will improve research, diagnosis, screening, and management, nanoparticles will enhance imaging, therapeutic delivery, and theranostics.

Many of the reviews in this special issue will build on this introduction and will focus on applications in pediatrics. However, this is a new discipline, and it is impossible to round out this topic without inviting authors beyond the field of nanopediatrics. We would hope that, a decade from now, this field will have grown so as to fill a thick volume with accomplishments in the discipline of nanopediatrics.

This issue includes a number of articles that use nanotechnology in diagnostics (41,42), in food safety (43), in improved computer technology (44), in the study of disease pathogenesis (45), and in the development of new treatments (4649).