Abstract
The contribution of Ureaplasma respiratory tract colonization to the pathogenesis of bronchopulmonary dysplasia in preterm infants has been debated for over 20 y. We review the current understanding of the role of inflammation in altered developmental signaling in the preterm lung and the evidence from human studies and experimental models that Ureaplasma-mediated inflammation produces the BPD phenotype. We propose that Ureaplasma infection initiated in utero and augmented postnatally by exposure to volutrauma and oxygen elicits a sustained, dysregulated inflammatory response in the immature lung that impairs alveolarization, and stimulates myofibroblast proliferation and excessive collagen and elastin deposition. Potential strategies to prevent or ameliorate the effects of Ureaplasma infection in utero and in the preterm lung are discussed.
Main
With recent improvements in perinatal care, bronchopulmonary dysplasia (BPD) has become a disease limited to the most immature infants (1), occurring in 30% of infants ≤28 wks gestation (2). Compared with the lung histology observed in the ventilated preterm lung during the preexogenous surfactant era, the ‘new' BPD is characterized by more uniform inflation, fewer but larger alveoli, and less fulminant, but persistent inflammation (3). Studies of human infants and experimental animal models indicate that the central event in BPD pathogenesis is the interruption of normal developmental signaling during early stages of lung development by lung injury that is often initiated in utero by intrauterine infection and a subsequent dysregulated inflammatory response (1).
In 1988, three independent groups published single center cohort studies linking respiratory tract colonization with the Mycoplasma species Ureaplasma urealyticum with the development of BPD in preterm infants (4–6). The studies differed in eligibility criteria, culture sites (eye, throat, vagina, rectum (4), stomach (5), nasopharynx (5,6), trachea (5,6), and blood (6)), and sampling frequency, but each study contributed important observations concerning Ureaplasma colonization in the preterm population. They observed that colonization 1) was inversely related to gestational age (4–6), 2) occurred in some infants delivered with intact membranes, suggesting in utero acquisition (6), and persisted in some infants until discharge (4). Twenty years later, more than 30 additional studies with inconsistent results, 2 meta-analyses (7,8), and 3 comprehensive reviews (9–11) have been published without resolving the controversy of the importance of Ureaplasma respiratory tract colonization to the development of BPD, and no effective prevention or treatment strategies have been developed. This review will summarize the epidemiologic and experimental evidence that support a causative role of Ureaplasma spp. in BPD and explore potential therapeutic options.
Ureaplasma
Species A member of the Mollicutes class, Ureaplasma, is comprised of two species and 14 serovars. U. parvum contains serovars 1, 3, 6, and 14, and U. urealyticum contains the remaining serovars (10). All serovars lack cell walls, exhibit limited biosynthetic abilities, hydrolyze urea to generate ATP, and adher to human mucosal surfaces (10). The sequenced U. parvum serovar 3 genome is the second smallest known genome with 751, 717 base pairs (12). Genes comprise 93% of the genome with 613 predicted protein-coding genes and 39 RNA-coding genes. About half of the protein-coding genes have been assigned biologic functions, 19% of the genes are similar to hypothetical genes of unknown function in other species, and 28% of the genes are unique hypothetical genes with no significant similarities to putative or known genes in other organisms.
Ureaplasma spp. Virulence Factors
Some serovars have greater association with adverse pregnancy outcomes than others (13–15). Although U. parvum is more commonly isolated from clinical adult vaginal and infant respiratory specimens (13,15), and is the predominant species in newborn serum and/or cerebrospinal fluid (CSF) samples detected by PCR (16), Abele-Horn et al. (13) reported a higher rate of BPD in U. urealyticum respiratory tract colonized infants. In contrast, Katz et al. (17) observed no difference in prevalence of either species detected by PCR between infants with and without BPD. To date, there has been no study that has determined the relationship of specific serovars and the development of BPD.
Previously proposed ureaplasmal virulence factors include IgA protease, urease, phospholipases A and C, and production of hydrogen peroxide (12). These factors may allow the organism to evade mucosal immune defenses by degrading IgA, and injuring mucosal cells through the local generation of ammonia, membrane phospholipid degradation and prostaglandin synthesis, and membrane peroxidation, respectively. The ureaplasmal MB antigen that contains both serovar-specific and cross-reactive epitopes, is the predominant antigen recognized during ureaplasmal infections in humans. It exhibits highly variable size in vitro and in clinical isolates in vivo, suggesting that antigen size variation may be another mechanism through which the organism evades host defenses (10). Although functionally active IgA protease and phospholipase A and C were found in Ureaplasma spp., the genes that code for these proteins have not been identified in the U. parvum serovar 3 genome (12). The ureaplasmal enzymes may have unique sequences compared with analogous genes in other species.
Association of Ureaplasma Respiratory Tract Colonization with Chronic Lung Disease in Preterm Infants
Because Ureaplasma is a commensal in the adult female genital tract, it has been considered of low virulence. However, its presence has been consistently associated with multiple obstetrical complications including infertility, histologic chorioamnionitis, stillbirth, preterm delivery, neonatal morbidity, and perinatal death (10,11,18). Ureaplasma spp. are the most common organisms isolated from amniotic fluid (AF) and infected placentas (18,19). The vertical transmission rate is inversely related to gestational age (20,21) and increases with duration of rupture of membranes (14). Detection of respiratory tract colonization with Ureaplasma by PCR suggests that colonization in very low birth weight infants (VLBW <1500g) is higher (25–48%) (10,22) than previously reported for culture-based studies (20%) (7).
The contribution of Ureaplasma respiratory tract colonization to the development of BPD has been debated. A meta-analysis of 17 clinical studies published before 1995 supported a significant association between Ureaplasma respiratory tract colonization and development of BPD defined as oxygen dependence at 28 to 30 d postnatal age (7), but there were insufficient data concerning the relationship of Ureaplasma colonization and BPD at 36 wk postmenstrual age (PMA). Most individual studies published since 1995 have supported the association of Ureaplasma and BPD (23–28), but other studies failed to show a significant association (29–32). Differences in population characteristics, clinical practices such as antenatal and postnatal steroid use, and culture methodology may account for differences in study conclusions.
Since interpretation of many of the studies published to date has been hampered by inclusion of small numbers of subjects resulting in inadequate power and possible sampling bias, Schelonka et al. (8) conducted a meta-analysis of 36 studies published between 1988 and 2004 involving ∼3000 preterm infants. Studies were excluded if the proportion of eligible subjects was not described. Included studies were grouped by definition of BPD as oxygen requirement at 28 postnatal days (BPD28; n = 23 studies, 2216 subjects) or 36 wk PMA (BPD36; n = 8 studies, 751 subjects). There was a 1.6 (BPD36) to 2.8 (BPD28) -fold increased risk for BPD in Ureaplasma colonized infants in the pooled studies. However, substantial heterogeneity was detected, decreasing the precision of the risk estimates. Factors that were related to higher reported odds of an Ureaplasma-BPD association included earlier year of publication, small sample size, surfactant use >90%, and endotracheal culture as the only method of diagnosis. Studies published since the last meta-analysis support the Ureaplasma respiratory colonization-BPD association (22,33), particularly for the subset of Ureaplasma-colonized infants exposed to chorioamnionitis and leukocytosis at birth (33).
The timing and duration of exposure of the developing lung to Ureaplasma may be variable and the relationship to pulmonary outcomes is not fully understood. The rate of vertical transmission increases with an increase in duration of rupture of membranes (14), suggesting that for many infants, neonatal infections are the result of ascending infection that occurs at or near parturition. However, Ureaplasma species have been detected in AF as early as the time of genetic amniocentesis (16–20 wk) in 0.36–2.8% (culture-based methods) (34–36) to 12.8% (PCR-based methods) (37) asymptomatic women. While the majority of women in whom early amniotic cavity infection is detected deliver at term (37), those with elevated AF IL-6 levels and midtrimester subclinical Ureaplasma intrauterine infection have increased risk for adverse pregnancy outcome including fetal loss and preterm delivery (38). Duration of exposure of the preterm lung postnatally may also be important. Although most epidemiologic studies focused on identifying colonization within the first few days of life, Castro-Alcaraz et al. (39) observed that persistent, but not transient, Ureaplasma respiratory tract colonization is a risk factor for BPD. Mortality due to respiratory complications is significantly higher in colonized infants (6,21). The risk of a combined outcome measure of BPD or death due to lung disease was 4.2-fold higher in Ureaplasma colonized than in noncolonized VLBW infants (22).
Systemic Ureaplasma Infections in Preterm Infants
Although the relationship of Ureaplasma respiratory tract colonization with BPD has been extensively studied, less is known about the incidence of invasive disease defined as detection in blood and/or CSF, and its relationship with neonatal outcomes. In 2 large prospective cohorts, Ureaplasma was detected in 17% of cord blood cultures (40) and 23.6% serum and/or CSF PCR samples (16), but invasive disease was not associated with BPD at 36 wk PMA in either cohort. Overall, almost half of subjects were Ureaplasma positive in one or more compartments (respiratory, blood, CSF), confirming that this organism is the most common pathogen affecting this population (16).
Experimental Evidence for Causative Role of Ureaplasma spp. in BPD
Elucidating the mechanisms by which Ureaplasma may contribute to BPD pathogenesis will not only provide evidence for a causal relationship, but also identify potential targets for interventions to prevent or ameliorate BPD in colonized infants. In this section, we will review our current understanding of the role of inflammation in altered developmental signaling in the preterm lung and the evidence from human studies, and in vitro and in vivo models that Ureaplasma-mediated inflammation produces the BPD phenotype. As shown in Fig. 1, we propose that Ureaplasma infection initiated in utero and augmented postnatally by exposure to volutrauma and oxygen elicits a sustained, dysregulated inflammatory response in the immature lung that impairs alveolarization, and stimulates myofibroblast proliferation, and excessive collagen and elastin deposition.
Chronic Inflammation in the Immature Lung Alters Developmental Signaling and Fibrosis
Infection-induced stimulation of inflammatory cytokines may be the causative link between intrauterine infection and neonatal lung injury. AF concentrations of IL-1ß, IL-6, TNF-α, and IL-8 were higher in pregnancies producing infants who developed BPD than in pregnancies producing infants without BPD (41). In a series of longitudinal studies comparing temporal changes in inflammatory mediators and their inhibitors in tracheal aspirates from preterm infants, with and without lung disease, we and others have shown an imbalance of pro- and anti-inflammatory cytokines in infants who develop BPD (42–46). The increase in expression of pulmonary pro-inflammatory cytokines, in concert with a decreased capacity to down-regulate this response in infants who develop BPD, suggest that persistent endogenous generation of these cytokines might contribute to chronic lung injury and inflammation.
In transgenic mice, overexpression of TNF-α, IL-6, or IL-11 inhibited alveolarization, indicating that prolonged exposure of the preterm lung to a pro-inflammatory environment contributes to abnormal alveolar septation (1). This contention is further supported by Bry and coworkers (47) who developed a bitransgenic CCSP-rtTA-(tetO)-CMV-IL-1ß mouse in which IL-1ß was expressed under conditional control in airway epithelial cells in the fetal and neonatal lung. IL-1ß expression increased from E14.5 until late gestation and decreased postnatally. Postnatal growth was impaired and mortality was higher in the IL-1ß expressing newborn mice. The newborn lungs demonstrated many features of the BPD phenotype, including disrupted alveolar septation and capillary development, and disordered α-smooth muscle actin (myofibroblast marker) and elastin deposition in alveolar septa of distal airspaces (47). These abnormalities were attributed to expression of CXC and CC chemokines resulting in recruitment of neutrophils and macrophages to the developing lung. This model demonstrates that inflammation initiated in utero early in lung development is sufficient to produce the BPD phenotype.
The effects of prolonged exposure to pro-inflammatory cytokines on alveolarization may be mediated by up-regulation of TGFβ1. TGFβ1 plays a role in lung morphogenesis, repair of lung injury, airway remodeling, lung fibrosis, and BPD (48). TGFβ was detected at sites of lung injury in association with myofibroblast proliferation in lungs of infants dying with RDS, implicating TGFβ in the preterm lung response to injury (49). TGFβ1 overexpression in the lungs of newborn transgenic mice (50) or inoculation with TGFβ1-expressing adenoviral vectors in the newborn rat lung (51) produces a phenotype similar to human BPD with arrested lung saccular and vascular development. TNF-α (52) or IL-1β (53) overexpression in rat lung produces lung fibrosis due to TGFβ1 stimulation, and induction of myofibroblasts. TNF-α, IL-1β, and TGFβ1 are each elevated in tracheal aspirates of infants who progress to BPD (42,43,54). Taken collectively, these data suggest that prolonged exposure of the developing lung to inflammation contributes to BPD by disrupting normal TGFß developmental signaling.
Ureaplasma spp. Modulate the Inflammatory Response
Recent human and experimental studies confirm that exposure of the fetal and/or newborn lung to Ureaplasma contributes to altered lung development, sustained inflammation, and fibrosis. In a review of lung pathology of archived autopsy specimens from Ureaplasma-infected preterm infants, we observed moderate to severe fibrosis and increased elastic fiber accumulation (55,56). In addition, we observed increased numbers of myofibroblasts (Fig. 2) and TNF-α and TGFβ1-immunoreactive cells (Fig. 3) in all Ureaplasma-infected infants compared with noninfected gestational controls and infants who died with pneumonia from other causes (55,56). The increase in fibrosis and elastic fiber accumulation in the distal lung correlated spatially and temporally with the presence of TGFβ1-positive macrophages, suggesting that these are closely linked.
Animal Ureaplasma pneumonia models developed in nonhuman primates and mice demonstrate that an infection established in the pulmonary compartment leads to inflammation and lung injury. Intratracheal Ureaplasma inoculation caused an acute bronchiolitis in 140 d preterm baboons (57), and an acute interstitial pneumonia in newborn, but not 14d old mice (58). Hyperoxia exposure increased mortality, lung inflammation, and delayed pathogen clearance in Ureaplasma-inoculated newborn mice (59), consistent with the hypothesis that Ureaplasma augments the inflammatory response to secondary stimuli. In mice, Ureaplasma intratracheal inoculation caused an acute pneumonitis, sustained inflammation up to 28 d postinoculation despite apparent clearance of the organism (60). Although these models demonstrate the direct effect of Ureaplasma in the lung, they lack the early developmental component.
Intrauterine Ureaplasma infection models have been developed in nonhuman primates (61–64) and in fetal sheep (65,66) that more closely mimic the human condition. In Rhesus monkeys, intraamniotic inoculation of U. parvum serovar 1 at 130 d gestation (term, 167 d) increased uterine contractility, preceded by elevations in TNF-α, IL-1ß, IL-6, and IL-8 in AF and histologic evidence of chorioamnionitis (61,62). Similar findings were observed in the 125 d immature baboon model infected with Ureaplasma in utero (63). Intra-amniotic Ureaplasma (serovar 1) inoculation 2 d before delivery at 125 d (67% of term gestation) in the baboon caused an inflammatory response in the amniotic and fetal lung compartments and vertical transmission to the fetal lung that persisted up to 2 wk postnatally in half of the antenatal-exposed animals. Compared with lungs from noninfected animals and gestational controls, Ureaplasma-infected lungs demonstrated 1) more extensive fibrosis, increased myofibroblast phenotype (Fig. 4) and TGFß1 immunostaining (Fig. 5); 2) increased bronchoalveolar lavage concentrations of IL-1β, and active TGF β1, but no differences in IL-10; and 3) a trend toward greater activation of pro-fibrotic transcription factors Smad-2 and -3 relative to anti-fibrotic Smad-7 in lung homogenates, suggesting an imbalance of pro- and anti-fibrotic signaling factors in the Ureaplasma-infected animals. In fetal sheep exposed to intra-amniotic Ureaplasma for periods up to 10 wks, long-term exposure was associated with improvement in lung function, but poor fetal growth, fetal acidemia, and evidence of fetal pulmonary inflammation (65). Intra-amniotic inoculation of U. parvum servovar 3 or 6 at mid-gestation in fetal sheep did not result in preterm labor, but did cause placental and fetal pulmonary inflammation and altered lung development whether delivery occurred preterm or at term (66). These data provide compelling evidence that antenatal Ureaplasma infection alters lung development and augments a prolonged, pro-inflammatory, pro-fibrotic response in the preterm lung exposed postnatally to ventilation and hyperoxia.
We propose that Ureaplasma may contribute to lung injury and fibrosis by modulating the local immune response to produce sustained chronic inflammation. Preterm infants with Ureaplasma respiratory colonization exhibited elevated tracheal aspirate IL-1β, TNF-α, and monocyte chemoattractant protein-1 concentrations and neutrophil chemotactic activity during the first weeks of life compared with noncolonized infants (67–69). In the mouse Ureaplasma pneumonia model, intratracheal inoculation with Ureaplasma induced a prolonged inflammatory response as indicated by a sustained recruitment of neutrophils and macrophages into the lung (60).
The stimulatory effect of Ureaplasma on cytokine release has been confirmed in vitro. In cultured human cord blood preterm monocytes, Ureaplasma stimulated release of TNF-α and IL-8, and when co-administered with Gram-negative lipopolysaccharide (LPS), Ureaplasma greatly augmented generation of pro-inflammatory cytokines while blocking expression of the counter-regulatory cytokines, IL-6 and IL-10 (70). Ureaplasma stimulated TNF-α and IL-6 release, nitric oxide production, and up-regulation of iNOS, nuclear factor-kappa B (NF-κB) activation, and VEGF and soluble and cell-associated ICAM-1 expression by human and murine derived monocytic cells (71–73). Ureaplasma induced apoptosis in A549 cells, a human type II cell line, and in THP-1 human monocytic cells (74). These effects could be partially blocked by anti-TNF-α MAb (73,74), implicating TNF-α as a mediator of the host immune response to this infection that contributes to altered lung development.
Ureaplasma TLR Signaling
The Toll like receptors (TLRs) are “pattern recognition receptors” that are key components of the innate immune response to microbial products (75). The TLR family responds to a broad range of pathogen-associated molecular patterns (PAMPs), including LPS, viral coat proteins, bacterial lipoproteins and glycolipids, viral RNA, and CpG-containing bacterial DNA (75). Engagement of TLR proteins activates the expression of pro-inflammatory mediators by macrophages, neutrophils, dendritic cells, B cells, endothelial cells, and epithelial cells.
Recent studies by Peltier et al. (76) and Shimizu et al. (77) demonstrated that Triton X-114 detergent extracted lipoproteins from U. urealyticum serovar 4 and U. parvum serovar 3, respectively, are responsible for NF-κB activation. Active lipoproteins identified for serovar 3 included the MB antigen (77). The serovar 3 detergent extracts activated NF-κB through TLR2 cooperatively with TLR1 and TLR6 (77), while serovar 4 extracts activated both TLR2 and TLR4 (76). Further studies will need to determine whether the different Ureaplasma species or serovars interact with different TLRs.
Little is known concerning TLR expression during human lung development. In mice, TLR2 and TLR4 mRNA levels were barely detectable early in gestation, increasing thereafter during late gestation and postnatally (78). In fetal sheep lung, TLR2 and TLR4 mRNA levels increased throughout late gestation to reach half of adult levels at term, but were induced by intra-amniotic LPS exposure (79). In the immature baboon model, TLR2 and TLR4 mRNA and protein expression were low in125d and 140d nonventilated gestational controls, reached adult levels near term, and were increased in 125d preterm baboons ventilated with oxygen for 21 d (80). These data may explain, in part, the developmental susceptibility to Ureaplasma infection and interaction with other stimuli. Low TLR2 and 4 expression early in gestation may increase the susceptibility of the fetal lung to Ureaplasma infection and delay clearance, but postnatal exposures to mechanical ventilation, oxygen, and other infections, may stimulate pulmonary TLR expression and enhance Ureaplasma-mediated inflammatory signaling.
Therapeutic Considerations
Despite in vitro susceptibility of Ureaplasma to erythromycin, trials of erythromycin therapy in the first few weeks of life in Ureaplasma colonized preterm infants failed to demonstrated efficacy to prevent BPD or eradicate respiratory tract colonization (reviewed in (10)). Combined antibiotic treatment with ceftriaxone, clindamycin, and erythromycin failed to eradicate Mycoplasma invasion of the amniotic cavity or resolve inflammation in most patients with preterm premature rupture of membranes (81). Lack of efficacy may have been due to the late timing or choice of antibiotic(s) or lack of combination with anti-inflammatory drugs. In an experimental Ureaplasma intraamniotic infection (IAI) in Rhesus monkeys, azithromycin alone or in combination with dexamethasone and indocin prevented fetal lung damage (Novy MJ et al., Maternal azithromycin (AZI) therapy for Ureaplasma intraamnioitc infection (IAI) prevents advanced fetal lung lesions in rhesus monkeys, 2008 SGI Annual Scientific Meeting, March 26–29, 2008, San Diego, CA, Abstract 438).
Eradicating Ureaplasma spp. from the pregnant female genital tract and/or fetal/newborn lung may be difficult. Clinical isolates may vary in susceptibility to macrolide antibiotics due to 1) mutations in 23S rRNA (82); 2) presence of co-infection with Mycoplasma hominis (83); and 3) differences in ability to form protective biofilms (84). The pharmacokinetics, pharmacodynamics, and safety of macrolides in newborns are unknown and would need to be established before a randomized placebo-controlled trial of efficacy of these antibiotics to eradicate Ureaplasma infection or prevent BPD in the preterm population can be done.
Studies of the Ureaplasma genome and insight into the pathogen-host interactions may identify alternative drug and vaccine targets and lead to the development of biomarkers for early detection of infection. If essential membrane transporters lacking significant homology with human proteins are identified in the Ureaplasma spp. genomes, they might be attractive therapeutic targets for small molecule inhibitors or vaccines (85). The TLR activating lipoproteins are additional attractive targets for drug and/or vaccine development. Since most Ureaplasma IAIs are subclinical, there are currently no effective strategies for screening for affected pregnancies. Proteomic analysis of AF (61) and cervical-vaginal fluid (62) in experimental Rhesus monkey Ureaplasma intraamniotic infection revealed unique proteins that may be useful as specific biomarkers for detection of early intraamniotic infection. Future studies will need to focus on strategies for prevention and early detection of Ureaplasma intraamniotic infection, and the development of optimal antibiotic therapy for treating the infection in utero to reduce preterm birth and in the preterm newborn to prevent BPD.
Abbreviations
- AF:
-
Amniotic fluid
- BPD:
-
bronchopulmonary dysplasia
- CSF:
-
cerebrospinal fluid
- IAI:
-
intraamniotic infection
- LPS:
-
lipopolysaccharide
- NF-κB:
-
nuclear factor-kappa B
- PMA:
-
post-menstrual age
- TLR:
-
Toll-like receptor
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Financial support: Supported by HL71113, HL087166, and HD056424
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Viscardi, R., Hasday, J. Role of Ureaplasma Species in Neonatal Chronic Lung Disease: Epidemiologic and Experimental Evidence. Pediatr Res 65, 84–90 (2009). https://doi.org/10.1203/PDR.0b013e31819dc2f9
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DOI: https://doi.org/10.1203/PDR.0b013e31819dc2f9
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